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第 23 / 144 页

Weisong Yang, Rafael Poyiadzi, Niall Twomey, Raul Santos-Rodriguez

In supervised learning, automatically assessing the quality of the labels before any learning takes place remains an open research question. In certain particular cases, hypothesis testing procedures have been proposed to assess whether a given instance-label dataset is contaminated with class-conditional label noise, as opposed to uniform label noise. The existing theory builds on the asymptotic properties of the Maximum Likelihood Estimate for parametric logistic regression. However, the parametric assumptions on top of which these approaches are constructed are often too strong and unrealistic in practice. To alleviate this problem, in this paper we propose an alternative path by showing how similar procedures can be followed when the underlying model is a product of Local Maximum Likelihood Estimation that leads to more flexible nonparametric logistic regression models, which in turn are less susceptible to model misspecification. This different view allows for wider applicability of the tests by offering users access to a richer model class. Similarly to existing works, we assume we have access to anchor points which are provided by the users. We introduce the necessary ingredients for the adaptation of the hypothesis tests to the case of nonparametric logistic regression and empirically compare against the parametric approach presenting both synthetic and real-world case studies and discussing the advantages and limitations of the proposed approach.

Caiyi Yang, Javad Ghaderi

We consider decentralized learning over a network of workers with heterogeneous datasets, in the presence of Byzantine workers. Byzantine workers may transmit arbitrary or malicious values to neighboring workers, leading to degradation in overall performance. The heterogeneous nature of the training data across various workers complicates the identification and mitigation of Byzantine workers. To address this complex problem, we introduce a resilient decentralized learning approach that combines the gradient descent algorithm with a novel robust aggregator. Specifically, we propose a remove-then-clip aggregator, whereby each benign worker meticulously filters the neighbors' values and subsequently projects the remaining values to a sphere centered at its local value, with an appropriately selected radius. We prove that our proposed method converges to a neighborhood of a stationary point for non-convex objectives under standard assumptions. Furthermore, empirical evaluations are provided to demonstrate the superior performance of our method in comparison to existing algorithms, under various Byzantine attack models.

Yuefei Wu, Bin Shi, Bo Dong, Qinghua Zheng, Hua Wei

Deep Evidential Regression (DER) places a prior on the original Gaussian likelihood and treats learning as an evidence acquisition process to quantify uncertainty. For the validity of the evidence theory, DER requires specialized activation functions to ensure that the prior parameters remain non-negative. However, such constraints will trigger evidence contraction, causing sub-optimal performance. In this paper, we analyse DER theoretically, revealing the intrinsic limitations for sub-optimal performance: the non-negativity constraints on the Normal Inverse-Gamma (NIG) prior parameter trigger the evidence contraction under the specialized activation function, which hinders the optimization of DER performance. On this basis, we design a Non-saturating Uncertainty Regularization term, which effectively ensures that the performance is further optimized in the right direction. Experiments on real-world datasets show that our proposed approach improves the performance of DER while maintaining the ability to quantify uncertainty.

Jing Wu, Munawar Hayat, Mingyi Zhou, Mehrtash Harandi

Federated Learning (FL) is a distributed learning paradigm that enhances users' privacy by eliminating the need for clients to share raw, private data with the server. Despite the success, recent studies expose the vulnerability of FL to model inversion attacks, where adversaries reconstruct users’ private data via eavesdropping on the shared gradient information. We hypothesize that a key factor in the success of such attacks is the low entanglement among gradients per data within the batch during stochastic optimization. This creates a vulnerability that an adversary can exploit to reconstruct the sensitive data. Building upon this insight, we present a simple, yet effective defense strategy that obfuscates the gradients of the sensitive data with concealed samples. To achieve this, we propose synthesizing concealed samples to mimic the sensitive data at the gradient level while ensuring their visual dissimilarity from the actual sensitive data. Compared to the previous art, our empirical evaluations suggest that the proposed technique provides the strongest protection while simultaneously maintaining the FL performance. Code is located at https://github.com/JingWu321/DCS-2.

Honghao Wei, Xin Liu, Lei Ying

This paper studies safe Reinforcement Learning (safe RL) with linear function approximation and under hard instantaneous constraints where unsafe actions must be avoided at each step. Existing studies have considered safe RL with hard instantaneous constraints, but their approaches rely on several key assumptions: (i) the RL agent knows a safe action set for every state or knows a safe graph in which all the state-action-state triples are safe, and (ii) the constraint/cost functions are linear. In this paper, we consider safe RL with instantaneous hard constraints without assumption (i) and generalize (ii) to Reproducing Kernel Hilbert Space (RKHS). Our proposed algorithm, LSVI-AE, achieves O(√{d³H⁴K}) regret and O(H √{dK}) hard constraint violation when the cost function is linear and O(H?ₖ √{K}) hard constraint violation when the cost function belongs to RKHS. Here K is the learning horizon, H is the length of each episode, and ?ₖ is the information gain w.r.t the kernel used to approximate cost functions. Our results achieve the optimal dependency on the learning horizon K, matching the lower bound we provide in this paper and demonstrating the efficiency of LSVI-AE. Notably, the design of our approach encourages aggressive policy exploration, providing a unique perspective on safe RL with general cost functions and no prior knowledge of safe actions, which may be of independent interest.

Zhuoyuan Wang, Reece Keller, Xiyu Deng, Kenta Hoshino, Takashi Tanaka, Yorie Nakahira

Optimal and safety-critical control are fundamental problems for stochastic systems, and are widely considered in real-world scenarios such as robotic manipulation and autonomous driving. In this paper, we consider the problem of efficiently finding optimal and safe control for high-dimensional systems. Specifically, we propose to use dimensionality reduction techniques from a comparison theorem for stochastic differential equations together with a generalizable physics-informed neural network to estimate the optimal value function and the safety probability of the system. The proposed framework results in substantial sample efficiency improvement compared to existing methods. We further develop an autoencoder-like neural network to automatically identify the low-dimensional features in the system to enhance the ease of design for system integration. We also provide experiments and quantitative analysis to validate the efficacy of the proposed method. Source code is available at https://github.com/jacobwang925/path-integral-PINN.

Zhenzhong Wang, Qingyuan Zeng, Wanyu Lin, Min Jiang, Kay Chen Tan

A plethora of fair graph neural networks (GNNs) have been proposed to promote algorithmic fairness for high-stake real-life contexts. Meanwhile, explainability is generally proposed to help machine learning practitioners debug models by providing human-understandable explanations. However, seldom work on explainability is made to generate explanations for fairness diagnosis in GNNs. From the explainability perspective, this paper explores the problem of what subgraph patterns cause the biased behavior of GNNs, and what actions could practitioners take to rectify the bias? By answering the two questions, this paper aims to produce compact, diagnostic, and actionable explanations that are responsible for discriminatory behavior. Specifically, we formulate the problem of generating diagnostic and actionable explanations as a multi-objective combinatorial optimization problem. To solve the problem, a dedicated multi-objective evolutionary algorithm is presented to ensure GNNs' explainability and fairness in one go. In particular, an influenced nodes-based gradient approximation is developed to boost the computation efficiency of the evolutionary algorithm. We provide a theoretical analysis to illustrate the effectiveness of the proposed framework. Extensive experiments have been conducted to demonstrate the superiority of the proposed method in terms of classification performance, fairness, and interpretability.

Min Wang, Hao Yang, Jincai Huang, Qing Cheng

Confidence calibration in Graph Neural Networks (GNNs) aims to align a model's predicted confidence with its actual accuracy. Recent studies have indicated that GNNs exhibit an under-confidence bias, which contrasts the over-confidence bias commonly observed in deep neural networks. However, our deeper investigation into this topic reveals that not all GNNs exhibit this behavior. Upon closer examination of message passing in GNNs, we found a clear link between message aggregation and confidence levels. Specifically, GNNs with extensive message aggregation, often seen in deep architectures or when leveraging large amounts of labeled data, tend to exhibit overconfidence. This overconfidence can be attributed to factors like over-learning and over-smoothing. Conversely, GNNs with fewer layers, known for their balanced message passing and superior node representation, may exhibit under-confidence. To counter these confidence biases, we introduce the Adaptive Unified Label Smoothing (AU-LS) technique. Our experiments show that AU-LS outperforms existing methods, addressing both over and under-confidence in various GNN scenarios.

Lei Wang, Xu Chen, Zhenhua Dong, Quanyu Dai

Recommender systems have a significant impact on various real-world applications, shaping people's daily lives and enhancing productivity. Traditional recommender models aim to collect extensive user information to accurately estimate user preferences. However, in practical scenarios, users may not want all their behaviors to be included in the model training process. This paper introduces a novel recommendation paradigm that allows users to indicate their ``willingness'' regarding which data should contribute to model training. The models are then optimized to maximize utility, which considers the trade-off between recommendation performance and respecting user preferences. The recommendation problem is formulated as a multiplayer game, with each user acting as a player and using a selection vector to indicate their willingness to include specific interacted items in training. To efficiently solve this game, an influence function-based model is proposed to approximate recommendation performances for different actions without re-optimizing the model. Furthermore, an enhanced model leveraging multiple anchor actions for the influence function is introduced to improve performance approximation accuracy. The convergence rate of the algorithm is theoretically analyzed, and the advantages of incorporating multiple anchor actions are demonstrated. Extensive experiments on both simulated and real-world datasets validate the effectiveness of the proposed models in balancing recommendation quality and user willingness. To promote this research direction, we have released our project at https://paitesanshi.github.io/IFRQE/.

Madeleine Waller, Odinaldo Rodrigues, Oana Cocarascu

As algorithmic decision-making systems become more prevalent in society, ensuring the fairness of these systems is becoming increasingly important. Whilst there has been substantial research in building fair algorithmic decision-making systems, the majority of these methods require access to the training data, including personal characteristics, and are not transparent regarding which individuals are classified unfairly. In this paper, we propose a novel model-agnostic argumentation-based method to determine why an individual is classified differently in comparison to similar individuals. Our method uses a quantitative argumentation framework to represent attribute-value pairs of an individual and of those similar to them, and uses a well-known semantics to identify the attribute-value pairs in the individual contributing most to their different classification. We evaluate our method on two datasets commonly used in the fairness literature and illustrate its effectiveness in the identification of bias.

Akifumi Wachi, Wataru Hashimoto, Kazumune Hashimoto

Safety is an indispensable requirement for applying reinforcement learning (RL) to real problems. Although there has been a surge of safe RL algorithms proposed in recent years, most existing work typically 1) relies on receiving numeric safety feedback; 2) does not guarantee safety during the learning process; 3) limits the problem to a priori known, deterministic transition dynamics; and/or 4) assume the existence of a known safe policy for any states. Addressing the issues mentioned above, we thus propose Long-term Binary-feedback Safe RL (LoBiSaRL), a safe RL algorithm for constrained Markov decision processes (CMDPs) with binary safety feedback and an unknown, stochastic state transition function. LoBiSaRL optimizes a policy to maximize rewards while guaranteeing long-term safety that an agent executes only safe state-action pairs throughout each episode with high probability. Specifically, LoBiSaRL models the binary safety function via a generalized linear model (GLM) and conservatively takes only a safe action at every time step while inferring its effect on future safety under proper assumptions. Our theoretical results show that LoBiSaRL guarantees the long-term safety constraint, with high probability. Finally, our empirical results demonstrate that our algorithm is safer than existing methods without significantly compromising performance in terms of reward.

Giovanni Varricchione, Natasha Alechina, Mehdi Dastani, Giuseppe De Giacomo, Brian Logan, Giuseppe Perelli

We present Pure-Past Action Masking (PPAM), a lightweight approach to action masking for safe reinforcement learning. In PPAM, actions are disallowed (“masked”) according to specifications expressed in Pure-Past Linear Temporal Logic (PPLTL). PPAM can enforce non-Markovian constraints, i.e., constraints based on the history of the system, rather than just the current state of the (possibly hidden) MDP. The features used in the safety constraint need not be the same as those used by the learning agent, allowing a clear separation of concerns between the safety constraints and reward specifications of the (learning) agent. We prove formally that an agent trained with PPAM can learn any optimal policy that satisfies the safety constraints, and that they are as expressive as shields, another approach to enforce non-Markovian constraints in RL. Finally, we provide empirical results showing how PPAM can guarantee constraint satisfaction in practice.

Yuanpeng Tu, Yuxi Li, Boshen Zhang, Liang Liu, Jiangning Zhang, Yabiao Wang, Cairong Zhao

Robust autonomous driving requires agents to accurately identify unexpected areas (anomalies) in urban scenes. To this end, some critical issues remain open: how to design advisable metric to measure anomalies, and how to properly generate training samples of anomaly data? Classical effort in anomaly detection usually resorts to pixel-wise uncertainty or sample synthesis, which ignores the contextual information and sometimes requires auxiliary data with fine-grained annotations. On the contrary, in this paper, we exploit the strong context-dependent nature of segmentation task and design an energy-guided self-supervised frameworks for anomaly segmentation, which optimizes an anomaly head by maximizing likelihood of self-generated anomaly pixels. For this purpose, we design two estimators to model anomaly likelihood, one is a task-agnostic binary estimator and the other depicts the likelihood as residual of task-oriented joint energy. Based on proposed estimators, we devise an adaptive self-supervised training framework, which exploits the contextual reliance and estimated likelihood to refine mask annotations in anomaly areas. We conduct extensive experiments on challenging Fishyscapes and Road Anomaly benchmarks, demonstrating that without any auxiliary data or synthetic models, our method can still achieves comparable performance to supervised competitors. Code is available at https://github.com/yuanpengtu/SLEEG.

Yun-Da Tsai, Cayon Liow, Yin Sheng Siang, Shou-De Lin

This paper reveals a data bias issue that can profoundly hinder the performance of machine learning models in malicious URL detection. We describe how such bias can be diagnosed using interpretable machine learning techniques and further argue that such biases naturally exist in the real world security data for training a classification model. To counteract these challenges, we propose a debiased training strategy that can be applied to most deep-learning based models to alleviate the negative effects of the biased features. The solution is based on the technique of adversarial training to train deep neural networks learning invariant embedding from biased data. Through extensive experimentation, we substantiate that our innovative strategy fosters superior generalization capabilities across both CNN-based and RNN-based detection models. The findings presented in this work not only expose a latent issue in the field but also provide an actionable remedy, marking a significant step forward in the pursuit of more reliable and robust malicious URL detection.

Zhen Tan, Tianlong Chen, Zhenyu Zhang, Huan Liu

Large Language Models (LLMs) have achieved unprecedented breakthroughs in various natural language processing domains. However, the enigmatic ``black-box'' nature of LLMs remains a significant challenge for interpretability, hampering transparent and accountable applications. While past approaches, such as attention visualization, pivotal subnetwork extraction, and concept-based analyses, offer some insight, they often focus on either local or global explanations within a single dimension, occasionally falling short in providing comprehensive clarity. In response, we propose a novel methodology anchored in sparsity-guided techniques, aiming to provide a holistic interpretation of LLMs. Our framework, termed SparseCBM, innovatively integrates sparsity to elucidate three intertwined layers of interpretation: input, subnetwork, and concept levels. In addition, the newly introduced dimension of interpretable inference-time intervention facilitates dynamic adjustments to the model during deployment. Through rigorous empirical evaluations on real-world datasets, we demonstrate that SparseCBM delivers a profound understanding of LLM behaviors, setting it apart in both interpreting and ameliorating model inaccuracies. Codes are provided in supplements.

Masoud Taghikhah, Nishant Kumar, Siniša Šegvić, Abouzar Eslami, Stefan Gumhold

Discriminative learning effectively predicts true object class for image classification. However, it often results in false positives for outliers, posing critical concerns in applications like autonomous driving and video surveillance systems. Previous attempts to address this challenge involved training image classifiers through contrastive learning using actual outlier data or synthesizing outliers for self-supervised learning. Furthermore, unsupervised generative modeling of inliers in pixel space has shown limited success for outlier detection. In this work, we introduce a quantile-based maximum likelihood objective for learning the inlier distribution to improve the outlier separation during inference. Our approach fits a normalizing flow to pre-trained discriminative features and detects the outliers according to the evaluated log-likelihood. The experimental evaluation demonstrates the effectiveness of our method as it surpasses the performance of the state-of-the-art unsupervised methods for outlier detection. The results are also competitive compared with a recent self-supervised approach for outlier detection. Our work allows to reduce dependency on well-sampled negative training data, which is especially important for domains like medical diagnostics or remote sensing.

Yuwei Sun, Hideya Ochiai

Visual Question Answering (VQA) based on multi-modal data facilitates real-life applications such as home robots and medical diagnoses. One significant challenge is to devise a robust decentralized learning framework for various client models where centralized data collection is refrained due to confidentiality concerns. This work aims to tackle privacy-preserving VQA by decoupling a multi-modal model into representation modules and a contrastive module, leveraging inter-module gradients sharing and inter-client weight sharing. To this end, we propose Bidirectional Contrastive Split Learning (BiCSL) to train a global multi-modal model on the entire data distribution of decentralized clients. We employ the contrastive loss that enables a more efficient self-supervised learning of decentralized modules. Comprehensive experiments are conducted on the VQA-v2 dataset based on five SOTA VQA models, demonstrating the effectiveness of the proposed method. Furthermore, we inspect BiCSL's robustness against a dual-key backdoor attack on VQA. Consequently, BiCSL shows significantly enhanced resilience when exposed to the multi-modal adversarial attack compared to the centralized learning method, which provides a promising approach to decentralized multi-modal learning.

Hwanjun Song, Minseok Kim, Jae-Gil Lee

Multi-label classification poses challenges due to imbalanced and noisy labels in training data. In this paper, we propose a unified data augmentation method, named BalanceMix, to address these challenges. Our approach includes two samplers for imbalanced labels, generating minority-augmented instances with high diversity. It also refines multi-labels at the label-wise granularity, categorizing noisy labels as clean, re-labeled, or ambiguous for robust optimization. Extensive experiments on three benchmark datasets demonstrate that BalanceMix outperforms existing state-of-the-art methods. We release the code at https://github.com/DISL-Lab/BalanceMix.

Stanley Simoes, Deepak P, Muiris MacCarthaigh

There has been much recent interest in developing fair clustering algorithms that seek to do justice to the representation of groups defined along sensitive attributes such as race and sex. Within the centroid clustering paradigm, these algorithms are seen to generate clusterings where different groups are disadvantaged within different clusters with respect to their representativity, i.e., distance to centroid. In view of this deficiency, we propose a novel notion of cluster-level centroid fairness that targets the representativity unfairness borne by groups within each cluster, along with a metric to quantify the same. Towards operationalising this notion, we draw on ideas from political philosophy aligned with consideration for the worst-off group to develop Fair-Centroid; a new clustering method that focusses on enhancing the representativity of the worst-off group within each cluster. Our method uses an iterative optimisation paradigm wherein an initial cluster assignment is refined by reassigning objects to clusters such that the worst-off group in each cluster is benefitted. We compare our notion with a related fairness notion and show through extensive empirical evaluations on real-world datasets that our method significantly enhances cluster-level centroid fairness at low impact on cluster coherence.

Zijing Shi, Meng Fang, Ling Chen, Yali Du, Jun Wang

Training reinforcement learning (RL) agents to achieve desired goals while also acting morally is a challenging problem. Transformer-based language models (LMs) have shown some promise in moral awareness, but their use in different contexts is problematic because of the complexity and implicitness of human morality. In this paper, we build on text-based games, which are challenging environments for current RL agents, and propose the HuMAL (Human-guided Morality Awareness Learning) algorithm, which adaptively learns personal values through human-agent collaboration with minimal manual feedback. We evaluate HuMAL on the Jiminy Cricket benchmark, a set of text-based games with various scenes and dense morality annotations, using both simulated and actual human feedback. The experimental results demonstrate that with a small amount of human feedback, HuMAL can improve task performance and reduce immoral behavior in a variety of games and is adaptable to different personal values.