Large language models (LLMs) predominantly employ decoder-only transformer architectures, necessitating the retention of keys/values information for historical tokens to provide contextual information and avoid redundant computation. However, the substantial size and parameter volume of these LLMs require massive GPU memory. This memory demand increases with the length of the input text, leading to an urgent need for more efficient methods of information storage and processing. This study introduces Anchor-based LLMs (AnLLMs), which utilize an innovative anchor-based self-attention network (AnSAN) and also an anchor-based inference strategy. This approach enables LLMs to compress sequence information into an anchor token, reducing the keys/values cache and enhancing inference efficiency. Experiments on question-answering benchmarks reveal that AnLLMs maintain similar accuracy levels while achieving up to 99% keys/values cache reduction and up to 3.5 times faster inference. Despite a minor compromise in accuracy, the substantial enhancements of AnLLMs employing the AnSAN technique in resource utilization and computational efficiency underscore their potential for practical LLM applications.
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Your Co-Workers Matter: Evaluating Collaborative Capabilities of Language Models in Blocks World
PDF ↗Language agents that interact with the world on their own have great potential for automating digital tasks. While large language model (LLM) agents have made progress in understanding and executing tasks such as textual games and webpage control, many real-world tasks also require collaboration with humans or other LLMs in equal roles, which involves intent understanding, task coordination, and communication. To test LLM’s ability to collaborate, we design a blocks-world environment, where two agents, each having unique goals and skills, build a target structure together. To complete the goals, they can act in the world and communicate in natural language. Under this environment, we design increasingly challenging settings to evaluate different collaboration perspectives, from independent to more complex, dependent tasks. We further adopt chain-of-thought prompts that include intermediate reasoning steps to model the partner’s state and identify and correct execution errors. Both human-machine and machine-machine experiments show that LLM agents have strong grounding capacities, and our approach significantly improves the evaluation metric.
Contrastive cross-modal models such as CLIP and CLAP aid various vision-language (VL) and audio-language (AL) tasks. However, there has been limited investigation of and improvement in their language encoder – the central component of encoding natural language descriptions of image/audio into vector representations. We extensively evaluate how unsupervised and supervised sentence embedding training affect language encoder quality and cross-modal task performance. In VL pretraining, we found that sentence embedding training enhances language encoder quality and aids in cross-modal tasks, improving contrastive VL models such as CyCLIP. Sentence embedding training benefits AL tasks when the amount of training data is large. We analyze the representation spaces to understand the strengths of sentence embedding training, and find that it improves text-space uniformity, at the cost of decreased cross-modal alignment.
Deep neural networks exhibit vulnerability to word-level adversarial attacks in natural language processing. Most of these attack methods adopt synonymous substitutions to perturb original samples for crafting adversarial examples while attempting to maintain semantic consistency with the originals. Some of them claim that they could achieve over 90% attack success rate, thereby raising serious safety concerns. However, our investigation reveals that many purportedly successful adversarial examples are actually invalid due to significant changes in semantic meanings compared to their originals. Even when equipped with semantic constraints such as BERTScore, existing attack methods can generate up to 87.9% invalid adversarial examples. Building on this insight, we first curate a 13K dataset for adversarial validity evaluation with the help of GPT-4. Then, an open-source large language model is fine-tuned to offer an interpretable validity score for assessing the semantic consistency between original and adversarial examples. Finally, this validity score can serve as a guide for existing adversarial attack methods to generate valid adversarial examples. Comprehensive experiments demonstrate the effectiveness of our method in evaluating and refining the quality of adversarial examples.
In this paper, we begin by illustrating that, when presented with a query, Large Language Models (LLMs) capable of providing accurate responses tend to exhibit a more uniform probability distribution compared to their less proficient counterparts. Building upon this observation, we introduce a novel self-assessment criterion termed ProbDiff for evaluating the performance of diverse LLMs. This method eliminates the need for training an additional evaluation model or relying on external proprietary models such as GPT-4 as a judger. Instead, it solely relies on the LLMs under evaluation to compute the probability discrepancy between the original response generation and its revised versions. A higher discrepancy in two LLMs for the same query suggests a relatively weaker ability. We discover that ProbDiff yields comparable results to mainstream GPT-4-based evaluations on various scenarios including NLG tasks like translation and summarization, as well as LLM evaluation benchmarks such as AlignBench, MT-Bench, and AlpacaEval, across LLMs of different sizes.
Towards Tracing Trustworthiness Dynamics: Revisiting Pre-training Period of Large Language Models
PDF ↗Ensuring the trustworthiness of large language models (LLMs) is crucial. Most studies concentrate on fully pre-trained LLMs to better understand and improve LLMs’ trustworthiness. In this paper, to reveal the untapped potential of pre-training, we pioneer the exploration of LLMs’ trustworthiness during this period, focusing on five key dimensions: reliability, privacy, toxicity, fairness, and robustness. To begin with, we apply linear probing to LLMs. The high probing accuracy suggests that LLMs in early pre-training can already distinguish concepts in each trustworthiness dimension. Therefore, to further uncover the hidden possibilities of pre-training, we extract steering vectors from a LLM’s pre-training checkpoints to enhance the LLM’s trustworthiness. Finally, inspired by the theoretical result that mutual information estimation is bounded by linear probing accuracy, we also probe LLMs with mutual information to investigate the dynamics of trustworthiness during pre-training. We are the first to observe a similar two-phase phenomenon: fitting and compression. This research provides an initial exploration of trustworthiness modeling during LLM pre-training, seeking to unveil new insights and spur further developments in the field.
The success of state-of-the-art Natural Language Processing (NLP) systems heavily depends on deep neural networks, which excel in various tasks through strong data fitting and latent feature modeling abilities. However, certain challenges linked to deep neural networks and supervised deep learning deserve considerations, e.g., extensive computing resources, knowledge forgetting, etc. Previous research attempted to tackle these challenges individually through irrelative techniques. However, they do not instigate fundamental shifts in the learning paradigm. In this work, we propose a novel neurosymbolic method for sentiment analysis to tackle these issues. We also propose a novel sentiment-pragmatic knowledge base that places emphasis on human subjectivity within varying domain annotations. We conducted extensive experiments to show that our neurosymbolic framework for sentiment analysis stands out for its lightweight nature, robustness across domains and languages, efficient few-shot training, and rapid convergence.
Unraveling and Mitigating Retriever Inconsistencies in Retrieval-Augmented Large Language Models
PDF ↗Although Retrieval-Augmented Large Language Models (RALMs) demonstrate their superiority in terms of factuality, they do not consistently outperform the original retrieval-free Language Models (LMs). Our experiments reveal that this example-level performance inconsistency exists not only between retrieval-augmented and retrieval-free LM but also among different retrievers. To understand this phenomenon, we investigate the degeneration behavior of RALMs and theoretically decompose it into four categories. Further analysis based on our decomposition reveals that the innate difference in knowledge sources and the unpredictable degeneration of the reader model contribute most to the inconsistency. Drawing from our analysis, we introduce Ensemble of Retrievers (EoR), a trainable framework that can adaptively retrieve from different knowledge sources and effectively decrease unpredictable reader errors. Our experiments on Open Domain Question Answering show that EoR substantially improves performance over the RALM with a single retriever by considerably reducing inconsistent behaviors.
Relational concepts are indeed foundational to the structure of knowledge representation, as they facilitate the association between various entity concepts, allowing us to express and comprehend complex world knowledge.By expressing relational concepts in natural language prompts, people can effortlessly interact with large language models (LLMs) and recall desired factual knowledge. However, the process of knowledge recall lacks interpretability, and representations of relational concepts within LLMs remain unknown to us. In this paper, we identify hidden states that can express entity and relational concepts through causal mediation analysis in fact recall processes. Our finding reveals that at the last token position of the input prompt, there are hidden states that solely express the causal effects of relational concepts. Based on this finding, we assume that these hidden states can be treated as relational representations and we can successfully extract them from LLMs. The experimental results demonstrate high credibility of the relational representations: they can be flexibly transplanted into other fact recall processes, and can also be used as robust entity connectors. Moreover, we also show that the relational representations exhibit significant potential for controllable fact recall through relation rewriting.
Incorporating Syntax and Lexical Knowledge to Multilingual Sentiment Classification on Large Language Models
PDF ↗This paper exploits a sentiment extractor supported by syntactic and lexical resources to enhance multilingual sentiment classification solved through the generative approach, without retraining LLMs. By adding external information of words and phrases that have positive/negative polarities, the multilingual sentiment classification error was reduced by up to 33 points, and the combination of two approaches performed best especially in high-performing pairs of LLMs and languages.
Unveiling the Truth and Facilitating Change: Towards Agent-based Large-scale Social Movement Simulation
PDF ↗Social media has emerged as a cornerstone of social movements, wielding significant influence in driving societal change. Simulating the response of the public and forecasting the potential impact has become increasingly important. However, existing methods for simulating such phenomena encounter challenges concerning their efficacy and efficiency in capturing the behaviors of social movement participants. In this paper, we introduce a hybrid framework for social media user simulation, wherein users are categorized into two types. Core users are driven by Large Language Models, while numerous ordinary users are modeled by deductive agent-based models. We further construct a Twitter-like environment to replicate their response dynamics following trigger events. Subsequently, we develop a multi-faceted benchmark SoMoSiMu-Bench for evaluation and conduct comprehensive experiments across real-world datasets. Experimental results demonstrate the effectiveness and flexibility of our method.
Aspect-based sentiment analysis (ABSA) identifies sentiment information related to specific aspects and provides deeper market insights to businesses and organizations. With the emergence of large language models (LMs), recent studies have proposed using fixed examples for instruction tuning to reformulate ABSA as a generation task. However, the performance is sensitive to the selection of in-context examples; several retrieval methods are based on surface similarity and are independent of the LM generative objective. This study proposes an instruction learning method with retrieval-based example ranking for ABSA tasks. For each target sample, an LM was applied as a scorer to estimate the likelihood of the output given the input and a candidate example as the prompt, and training examples were labeled as positive or negative by ranking the scores. An alternating training schema is proposed to train both the retriever and LM. Instructional prompts can be constructed using high-quality examples. The LM is used for both scoring and inference, improving the generation efficiency without incurring additional computational costs or training difficulties. Extensive experiments on three ABSA subtasks verified the effectiveness of the proposed method, demonstrating its superiority over various strong baseline models. Code and data are released at https://github.com/zgMin/IT-RER-ABSA.
Chain-of-Question: A Progressive Question Decomposition Approach for Complex Knowledge Base Question Answering
PDF ↗Complex KBQA leverages the knowledge base (KB) to answer complex natural questions involving complicated semantics like multi-hop reasoning. Existing methods involve a question decomposition process, i.e., breaking a complex question into several simpler sub-questions, to assist obtaining logical forms for querying the KB. However, existing question decomposition process derives all sub-questions directly according to the original question, resulting in limitations when one sub-question relies on the answer from a previous one. In this work, we propose Chain-of-Question, a progressive question decomposition approach to address complex KBQA challenges. First, inspired by chain-of-thought, we design a prompt to guide LLM to sequentially decompose multiple semantically clear sub-questions and provide corresponding reference answers, where each step of the decomposition relies on the previous results. Next, we utilize the decomposition result to select relevant patterns (relation-entity pairs) as accurate and faithful auxiliary information for the following logical form generation. Finally, we jointly perform logical form generation and answer prediction, utilizing the predicted answer to supplement non-executable logical forms. Experimental results demonstrate that our method achieves state-of-the-art performance on multiple datasets.
Large Language Models (LLMs) often struggle with hallucinations and outdated information. To address this, Information Retrieval (IR) systems can be employed to augment LLMs with up-to-date knowledge. However, existing IR techniques contain deficiencies, posing a performance bottleneck. Given the extensive array of IR systems, combining diverse approaches presents a viable strategy. Nevertheless, prior attempts have yielded restricted efficacy. In this work, we propose an approach that leverages learning-to-rank techniques to combine heterogeneous IR systems. We demonstrate the method on two Retrieval Question Answering (ReQA) tasks. Our empirical findings exhibit a significant performance enhancement, outperforming previous approaches and achieving state-of-the-art results on ReQA SQuAD.
RA-ISF: Learning to Answer and Understand from Retrieval Augmentation via Iterative Self-Feedback
PDF ↗Large language models (LLMs) demonstrate exceptional performance in numerous tasks but still heavily rely on knowledge stored in their parameters. Moreover, updating this knowledge incurs high training costs. Retrieval-augmented generation (RAG) methods address this issue by integrating external knowledge. The model can answer questions it couldn’t previously by retrieving knowledge relevant to the query. This approach improves performance in certain scenarios for specific tasks. However, if irrelevant texts are retrieved, it may impair model performance. In this paper, we propose Retrieval Augmented Iterative Self-Feedback (RA-ISF), a framework that iteratively decomposes tasks and processes them in three submodules to enhance the model’s problem-solving capabilities. Experiments show that our method outperforms existing benchmarks, performing well on models like GPT3.5, Llama2, significantly enhancing factual reasoning capabilities and reducing hallucinations.
In the field of education, for better assessment of students’ abilities, generated questions often need to meet experts’ requirements, indicating the need for controllable question generation (CQG). However, current CQG methods mainly focus on difficulty control, neglecting the control of question content and assessed abilities, which are also crucial in educational QG. In this paper, we propose an LLM-guided method PFQS (for Planning First, Question Second), which utilizes Llama 2 to generate an answer plan and then generates questions based on it. The plan not only includes candidate answers but also integrates LLM’s understanding and multiple requirements, which make question generation simple and controllable. We evaluate our approach on the FairytaleQA dataset, a well-structured QA dataset derived from child-friendly storybooks. In the dataset, the attribute label represents content control, while the local_or_sum and ex_or_im labels denote difficulty control. Experimental results demonstrate that our approach outperforms previous state-of-the-art results and achieves better consistency with requirements compared to prompt-based method. Further application of our method to Llama 2 and Mistral also leads to improved requirement consistency in a zero-shot setting.
Radiology reports are highly technical documents aimed primarily at doctor-doctor communication. There has been an increasing interest in sharing those reports with patients, necessitating providing them patient-friendly simplifications of the original reports. This study explores the suitability of large language models in automatically generating those simplifications. We examine the usefulness of chain-of-thought and self-correction prompting mechanisms in this domain. We also propose a new evaluation protocol that employs radiologists and laypeople, where radiologists verify the factual correctness of simplifications, and laypeople assess simplicity and comprehension. Our experimental results demonstrate the effectiveness of self-correction prompting in producing high-quality simplifications. Our findings illuminate the preferences of radiologists and laypeople regarding text simplification, informing future research on this topic.
This study addresses the interpretability of word representations through an investigation of a count-based co-occurrence matrix. Employing the mathematical methodology of Formal Concept Analysis, we reveal an underlying structure that is amenable to human interpretation. Furthermore, we unveil the emergence of hierarchical and geometrical structures within word vectors as consequences of word usage. Our experiments on the PPMI matrix demonstrate that the formal concepts that we identified align with interpretable categories, as shown in the category completion task.
SPIN: Sparsifying and Integrating Internal Neurons in Large Language Models for Text Classification
PDF ↗Among the many tasks that Large Language Models (LLMs) have revolutionized is text classification. Current text classification paradigms, however, rely solely on the output of the final layer in the LLM, with the rich information contained in internal neurons largely untapped. In this study, we present SPIN: a model-agnostic framework that sparsifies and integrates internal neurons of intermediate layers of LLMs for text classification. Specifically, SPIN sparsifies internal neurons by linear probing-based salient neuron selection layer by layer, avoiding noise from unrelated neurons and ensuring efficiency. The cross-layer salient neurons are then integrated to serve as multi-layered features for the classification head. Extensive experimental results show our proposed SPIN significantly improves text classification accuracy, efficiency, and interpretability.
X-Shot: A Unified System to Handle Frequent, Few-shot and Zero-shot Learning Simultaneously in Classification
PDF ↗In recent years, few-shot and zero-shot learning, which learn to predict labels with limited annotated instances, have garnered significant attention. Traditional approaches often treat frequent-shot (freq-shot; labels with abundant instances), few-shot, and zero-shot learning as distinct challenges, optimizing systems for just one of these scenarios. Yet, in real-world settings, label occurrences vary greatly. Some of them might appear thousands of times, while others might only appear sporadically or not at all. For practical deployment, it is crucial that a system can adapt to any label occurrence. We introduce a novel classification challenge: **X-shot**, reflecting a real-world context where freq-shot, few-shot, and zero-shot labels co-occur without predefined limits. Here, **X** can span from 0 to positive infinity. The crux of **X-shot** centers on open-domain generalization and devising a system versatile enough to manage various label scenarios. To solve **X-shot**, we propose **BinBin** (**B**inary **IN**ference **B**ased on **IN**struction following) that leverages the Indirect Supervision from a large collection of NLP tasks via instruction following, bolstered by Weak Supervision provided by large language models. **BinBin** surpasses previous state-of-the-art techniques on three benchmark datasets across multiple domains. To our knowledge, this is the first work addressing **X-shot** learning, where **X** remains variable.