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Maxime Kayser, Bayar Menzat, Cornelius Emde, Bogdan Bercean, Alex Novak, Abdala Espinosa, Bartlomiej W. Papiez, Susanne Gaube, Thomas Lukasiewicz, Oana-Maria Camburu

The growing capabilities of AI models are leading to their wider use, including in safety-critical domains. Explainable AI (XAI) aims to make these models safer to use by making their inference process more transparent. However, current explainability methods are seldom evaluated in the way they are intended to be used: by real-world end users. To address this, we conducted a large-scale user study with 85 healthcare practitioners in the context of human-AI collaborative chest X-ray analysis. We evaluated three types of explanations: visual explanations (saliency maps), natural language explanations, and a combination of both modalities. We specifically examined how different explanation types influence users depending on whether the AI advice and explanations are factually correct. We find that text-based explanations lead to significant over-reliance, which is alleviated by combining them with saliency maps. We also observe that the quality of explanations, that is, how much factually correct information they entail, and how much this aligns with AI correctness, significantly impacts the usefulness of the different explanation types.

Simona Emilova Doneva, Tilia Ellendorff, Beate Sick, Jean-Philippe Goldman, Amelia Elaine Cannon, Gerold Schneider, Benjamin Victor Ineichen

Extracting and aggregating information from clinical trial registries could provide invaluable insights into the drug development landscape and advance the treatment of neurologic diseases. However, achieving this at scale is hampered by the volume of available data and the lack of an annotated corpus to assist in the development of automation tools. Thus, we introduce NeuroTrialNER, a new and fully open corpus for named entity recognition (NER). It comprises 1093 clinical trial summaries sourced from ClinicalTrials.gov, annotated for neurological diseases, therapeutic interventions, and control treatments. We describe our data collection process and the corpus in detail. We demonstrate its utility for NER using large language models and achieve a close-to-human performance. By bridging the gap in data resources, we hope to foster the development of text processing tools that help researchers navigate clinical trials data more easily.

Wataru Hashimoto, Hidetaka Kamigaito, Taro Watanabe

This work investigates the impact of data augmentation on confidence calibration and uncertainty estimation in Named Entity Recognition (NER) tasks. For the future advance of NER in safety-critical fields like healthcare and finance, it is essential to achieve accurate predictions with calibrated confidence when applying Deep Neural Networks (DNNs), including Pre-trained Language Models (PLMs), as a real-world application. However, DNNs are prone to miscalibration, which limits their applicability. Moreover, existing methods for calibration and uncertainty estimation are computational expensive. Our investigation in NER found that data augmentation improves calibration and uncertainty in cross-genre and cross-lingual setting, especially in-domain setting. Furthermore, we showed that the calibration for NER tends to be more effective when the perplexity of the sentences generated by data augmentation is lower, and that increasing the size of the augmentation further improves calibration and uncertainty.

Jaepill Choi, Kyubyung Chae, Jiwoo Song, Yohan Jo, Taesup Kim

In abstractive summarization, the challenge of producing concise and accurate summaries arises from the vast amount of information contained in the source document. Consequently, although Large Language Models (LLMs) can generate fluent text, they often introduce inaccuracies by hallucinating content not found in the original source. While supervised fine-tuning methods that maximize likelihood contribute to this issue, they do not consistently enhance the faithfulness of the summaries. Preference-based optimization methods, such as Direct Preference Optimization (DPO), can further refine the model to align with human preferences. However, these methods still heavily depend on costly human feedback. In this work, we introduce a novel and straightforward approach called Model-based Preference Optimization (MPO) to fine-tune LLMs for improved summarization abilities without any human feedback. By leveraging the model’s inherent summarization capabilities, we create a preference dataset that is fully generated by the model using different decoding strategies. Our experiments on standard summarization datasets and various metrics demonstrate that our proposed MPO significantly enhances the quality of generated summaries without relying on human feedback. The code is publicly available at https://github.com/cjaep/MPO.

Eleftheria Tsipidi, Franz Nowak, Ryan Cotterell, Ethan Wilcox, Mario Giulianelli, Alex Warstadt

The Uniform Information Density (UID) hypothesis posits that speakers tend to distribute information evenly across linguistic units to achieve efficient communication. Of course, information rate in texts and discourses is not perfectly uniform. While these fluctuations can be viewed as theoretically uninteresting noise on top of a uniform target, another explanation is that UID is not the only functional pressure regulating information content in a language. Speakers may also seek to maintain interest, adhere to writing conventions, and build compelling arguments. In this paper, we propose one such functional pressure; namely that speakers modulate information rate based on location within a hierarchically-structured model of discourse. We term this the Structured Context Hypothesis and test it by predicting the surprisal contours of naturally occurring discourses extracted from large language models using predictors derived from discourse structure. We find that hierarchical predictors are significant predictors of a discourse’s information contour and that deeply nested hierarchical predictors are more predictive than shallow ones. This work takes an initial step beyond UID to propose testable hypotheses for why the information rate fluctuates in predictable ways.

Minwook Bae, Hyounghun Kim

Generating a long story of several thousand words with narrative coherence using Large Language Models (LLMs) has been a challenging task. Previous research has addressed this challenge by proposing different frameworks that create a story plan and generate a long story based on that plan. However, these frameworks have been mainly focusing on maintaining narrative coherence in stories, often overlooking creativity in story planning and the expressiveness of the stories generated from those plans, which are desirable properties to captivate readers’ interest. In this paper, we propose Collective Critics for Creative Story Generation framework (CritiCS), which is composed of plan refining stage (CrPlan) and story generation stage (CrText), to integrate a collective revision mechanism that promotes those properties into long-form story generation process. Specifically, in each stage, a group of LLM critics and one leader collaborate to incrementally refine drafts of plan and story throughout multiple rounds. Extensive human evaluation shows that the CritiCS can significantly enhance story creativity and reader engagement, while also maintaining narrative coherence. Furthermore, the design of the framework allows active participation from human writers in any role within the critique process, enabling interactive human-machine collaboration in story writing.

Kerem Zaman, Leshem Choshen, Shashank Srivastava

Model fusion research aims to aggregate the knowledge of multiple individual models to enhance performance by combining their weights. In this work, we study the inverse problem: investigating whether model fusion can be used to reduce unwanted knowledge. We investigate the effects of model fusion in three scenarios: the learning of shortcuts, social biases, and memorization of training data in fine-tuned language models. Through experiments covering classification and generation tasks, our analysis highlights that shared knowledge among models is enhanced during model fusion, while unshared knowledge is usually forgotten. Based on this observation, we demonstrate the potential of model fusion as a debiasing tool and showcase its efficacy in addressing privacy concerns associated with language models.

Niyati Bafna, Kenton Murray, David Yarowsky

While large language models exhibit certain cross-lingual generalization capabilities, they suffer from performance degradation (PD) on unseen closely-related languages (CRLs) and dialects relative to their high-resource language neighbour (HRLN). However, we currently lack a fundamental understanding of what kinds of linguistic distances contribute to PD, and to what extent. Furthermore, studies of cross-lingual generalization are confounded by unknown quantities of CRL language traces in the training data, and by the frequent lack of availability of evaluation data in lower-resource related languages and dialects. To address these issues, we model phonological, morphological, and lexical distance as Bayesian noise processes to synthesize artificial languages that are controllably distant from the HRLN. We analyse PD as a function of underlying noise parameters, offering insights on model robustness to isolated and composed linguistic phenomena, and the impact of task and HRL characteristics on PD. We calculate parameter posteriors on real CRL-HRLN pair data and show that they follow computed trends of artificial languages, demonstrating the viability of our noisers. Our framework offers a cheap solution for estimating task performance on an unseen CRL given HRLN performance using its posteriors, as well as for diagnosing observed PD on a CRL in terms of its linguistic distances from its HRLN, and opens doors to principled methods of mitigating performance degradation.

Daniel Akkerman, Phong Le, Raquel G. Alhama

To study the requirements needed for a human-like language to develop, Language Emergence research uses jointly trained artificial agents which communicate to solve a task, the most popular of which is a referential game. The targets that agents refer to typically involve a single entity, which limits their ecological validity and the complexity of the emergent languages. Here, we present a simple multi-entity game in which targets include multiple entities that are spatially related. We ask whether agents dealing with multi-entity targets benefit from the use of graph representations, and explore four different graph schemes. Our game requires more sophisticated analyses to capture the extent to which the emergent languages are compositional, and crucially, what the decomposed features are. We find that emergent languages from our setup exhibit a considerable degree of compositionality, but not over all features.

Giulio Zhou, Sydelle De Souza, Ella Markham, Oghenetekevwe Kwakpovwe, Sumin Zhao

Over the past decade, the use of emojis in social media has seen a rapid increase. Despite their popularity and image-grounded nature, previous studies have found that people interpret emojis inconsistently when presented in context and in isolation. In this work, we explore whether emoji semantics differ across languages and how semantics interacts with sentiment in emoji use across languages. To do so, we developed a corpus containing the literal meanings for a set of emojis, as defined by L1 speakers in English, Portuguese and Chinese. We then use these definitions to assess whether speakers of different languages agree on whether an emoji is being used literally or figuratively in the context where they are grounded in, as well as whether this literal and figurative use correlates with the sentiment of the context itself. We found that there were varying levels of disagreement on the definition for each emoji but that these stayed fairly consistent across languages. We also demonstrated a correlation between the sentiment of a tweet and the figurative use of an emoji, providing theoretical underpinnings for empirical results in NLP tasks, particularly offering insights that can benefit sentiment analysis models.

Sameer Pimparkhede, Mehant Kammakomati, Srikanth G. Tamilselvam, Prince Kumar, Ashok Pon Kumar, Pushpak Bhattacharyya

Recent developments show that Large Language Models (LLMs) produce state-of-the-art performance on natural language (NL) to code generation for resource-rich general-purpose languages like C++, Java, and Python. However, their practical usage for structured domain-specific languages (DSLs) such as YAML, JSON is limited due to domain-specific schema, grammar, and customizations generally unseen by LLMs during pre-training. Efforts have been made to mitigate this challenge via in-context learning through relevant examples or by fine-tuning. However, it suffers from problems, such as limited DSL samples and prompt sensitivity but enterprises maintain good documentation of the DSLs. Therefore, we propose DocCGen, a framework that can leverage such rich knowledge by breaking the NL-to-Code generation task for structured code languages into a two-step process. First, it detects the correct libraries using the library documentation that best matches the NL query. Then, it utilizes schema rules extracted from the documentation of these libraries to constrain the decoding. We evaluate our framework for two complex structured languages, Ansible YAML and Bash command, consisting of two settings: Out-of-domain (OOD) and In domain (ID). Our extensive experiments show that DocCGen consistently improves different sized language models across all six evaluation metrics, reducing syntactic and semantic errors in structured code.

Yongjing Yin, Junran Ding, Kai Song, Yue Zhang

Next-token prediction serves as the dominant component in current neural language models.During the training phase, the model employs teacher forcing, which predicts tokens based on all preceding ground truth tokens.However, this approach has been found to create shortcuts, utilizing the revealed prefix to spuriously fit future tokens, potentially compromising the accuracy of the next-token predictor.In this paper, we introduce Semformer, a novel method of training a Transformer language model that explicitly models the semantic planning of response.Specifically, we incorporate a sequence of planning tokens into the prefix, guiding the planning token representations to predict the latent semantic representations of the response, which are induced by an autoencoder.In a minimal planning task (i.e., graph path-finding), our model exhibits near-perfect performance and effectively mitigates shortcut learning, a feat that standard training methods and baseline models have been unable to accomplish.Furthermore, we pretrain Semformer from scratch with 125M parameters, demonstrating its efficacy through measures of perplexity, in-context learning, and fine-tuning on summarization tasks.

Junhui He, Shangyu Wu, Weidong Wen, Chun Jason Xue, Qingan Li

Deploying large language models (LLMs) on edge devices presents significant challenges due to the substantial computational overhead and memory requirements. Activation sparsification can mitigate these resource challenges by reducing the number of activated neurons during inference. Existing methods typically employ thresholding-based sparsification based on the statistics of activation tensors. However, they do not model the impact of activation sparsification on performance, resulting in suboptimal performance degradation. To address the limitations, this paper reformulates the activation sparsification problem to explicitly capture the relationship between activation sparsity and model performance. Then, this paper proposes CHESS, a general activation sparsification approach via CHannel-wise thrEsholding and Selective Sparsification. First, channel-wise thresholding assigns a unique threshold to each activation channel in the feed-forward network (FFN) layers. Then, selective sparsification involves applying thresholding-based activation sparsification to specific layers within the attention modules. Finally, we detail the implementation of sparse kernels to accelerate LLM inference. Experimental results demonstrate that the proposed CHESS achieves lower performance degradation over eight downstream tasks while activating fewer parameters than existing methods, thus speeding up the LLM inference by up to 1.27x.

Chenxi Lin, Ren Jiayu, Guoxiu He, Zhuoren Jiang, Haiyan Yu, Xiaomin Zhu

While large language models (LLMs) excel at understanding and generating plain text, they are not tailored to handle hierarchical text structures or directly predict task-specific properties such as text rating. In fact, selectively and repeatedly grasping the hierarchical structure of large-scale text is pivotal for deciphering its essence. To this end, we propose a novel framework for hierarchical text rating utilizing LLMs, which incorporates Recurrent Alignment with Hard Attention (RAHA). Particularly, hard attention mechanism prompts a frozen LLM to selectively focus on pertinent leaf texts associated with the root text and generate symbolic representations of their relationships. Inspired by the gradual stabilization of the Markov Chain, recurrent alignment strategy involves feeding predicted ratings iteratively back into the prompts of another trainable LLM, aligning it to progressively approximate the desired target. Experimental results demonstrate that RAHA outperforms existing state-of-the-art methods on three hierarchical text rating datasets. Theoretical and empirical analysis confirms RAHA’s ability to gradually converge towards the underlying target through multiple inferences. Additional experiments on plain text rating datasets verify the effectiveness of this Markov-like alignment. Our data and code can be available in https://github.com/ECNU-Text-Computing/Markov-LLM.

Changho Lee, Janghoon Han, Seonghyeon Ye, Stanley Jungkyu Choi, Honglak Lee, Kyunghoon Bae

Instruction tuning has been proven effective in enhancing zero-shot generalization across various tasks and in improving the performance of specific tasks. For task-specific improvements, strategically selecting and training on related tasks that provide meaningful supervision is crucial, as this approach enhances efficiency and prevents performance degradation from learning irrelevant tasks. In this light, we introduce a simple yet effective task selection method that leverages instruction information alone to identify relevant tasks, optimizing instruction tuning for specific tasks. Our method is significantly more efficient than traditional approaches, which require complex measurements of pairwise transferability between tasks or the creation of data samples for the target task. Additionally, by aligning the model with the unique instructional template style of the meta-dataset, we enhance its ability to granularly discern relevant tasks, leading to improved overall performance. Experimental results demonstrate that training on a small set of tasks, chosen solely based on the instructions, results in substantial improvements in performance on benchmarks such as P3, Big-Bench, NIV2, and Big-Bench Hard. Significantly, these improvements surpass those achieved by prior task selection methods, highlighting the superiority of our approach.

Zara Siddique, Liam Turner, Luis Espinosa-Anke

Large language models (LLMs) have been shown to propagate and amplify harmful stereotypes, particularly those that disproportionately affect marginalised communities. To understand the effect of these stereotypes more comprehensively, we introduce GlobalBias, a dataset of 876k sentences incorporating 40 distinct gender-by-ethnicity groups alongside descriptors typically used in bias literature, which enables us to study a broad set of stereotypes from around the world. We use GlobalBias to directly probe a suite of LMs via perplexity, which we use as a proxy to determine how certain stereotypes are represented in the model’s internal representations. Following this, we generate character profiles based on given names and evaluate the prevalence of stereotypes in model outputs. We find that the demographic groups associated with various stereotypes remain consistent across model likelihoods and model outputs. Furthermore, larger models consistently display higher levels of stereotypical outputs, even when explicitly instructed not to.

Mansour Al Ghanim, Saleh Almohaimeed, Mengxin Zheng, Yan Solihin, Qian Lou

This study identifies the potential vulnerabilities of Large Language Models (LLMs) to ‘jailbreak’ attacks, specifically focusing on the Arabic language and its various forms. While most research has concentrated on English-based prompt manipulation, our investigation broadens the scope to investigate the Arabic language. We initially tested the AdvBench benchmark in Standardized Arabic, finding that even with prompt manipulation techniques like prefix injection, it was insufficient to provoke LLMs into generating unsafe content. However, when using Arabic transliteration and chatspeak (or arabizi), we found that unsafe content could be produced on platforms like OpenAI GPT-4 and Anthropic Claude 3 Sonnet. Our findings suggest that using Arabic and its various forms could expose information that might remain hidden, potentially increasing the risk of jailbreak attacks. We hypothesize that this exposure could be due to the model’s learned connection to specific words, highlighting the need for more comprehensive safety training across all language forms.

Anas Himmi, Guillaume Staerman, Marine Picot, Pierre Colombo, Nuno M Guerreiro

Hallucinated translations pose significant threats and safety concerns when it comes to practical deployment of machine translation systems. Previous research works have identified that detectors exhibit complementary performance — different detectors excel at detecting different types of hallucinations. In this paper, we propose to address the limitations of individual detectors by combining them and introducing a straightforward method for aggregating multiple detectors. Our results demonstrate the efficacy of our aggregated detector, providing a promising step towards evermore reliable machine translation systems.

Mario Giulianelli, Luca Malagutti, Juan Luis Gastaldi, Brian DuSell, Tim Vieira, Ryan Cotterell

Language models are widely used in computational psycholinguistics to test theories that relate the negative log probability (the surprisal) of a region of interest (a substring of characters) under a language model to its cognitive cost experienced by readers, as operationalized, for example, by gaze duration on the region. However, the application of modern language models to psycholinguistic studies is complicated by the practice of using tokenization as an intermediate step in training a model. Doing so results in a language model over *token* strings rather than one over character strings. Vexingly, regions of interest are generally misaligned with these token strings. The paper argues that token-level language models should be (approximately) marginalized into character-level language models before they are used in psycholinguistic studies to compute the surprisal of a region of interest; then, the marginalized character-level language model can be used to compute the surprisal of an arbitrary character substring, which we term a focal area, that the experimenter may wish to use as a predictor. Our proposal of marginalizing a token-level model into a character-level one solves this misalignment issue independently of the tokenization scheme. Empirically, we discover various focal areas whose surprisal is a better psychometric predictor than the surprisal of the region of interest itself.