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已筛选 EMNLP 2024
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Sumanth Doddapaneni, Mohammed Safi Ur Rahman Khan, Sshubam Verma, Mitesh M Khapra

Large Language Models (LLMs) are increasingly relied upon to evaluate text outputs of other LLMs, thereby influencing leaderboards and development decisions. However, concerns persist over the accuracy of these assessments and the potential for misleading conclusions. In this work, we investigate the effectiveness of LLMs as evaluators for text generation tasks. We propose FBI, a novel framework designed to examine the proficiency of Evaluator LLMs in assessing four critical abilities in other LLMs: factual accuracy, instruction following, coherence in long-form writing, and reasoning proficiency. By introducing targeted perturbations in answers generated by LLMs, that clearly impact one of these key capabilities, we test whether an Evaluator LLM can detect these quality drops. By creating a total of 2400 perturbed answers covering 22 perturbation categories, we conduct a comprehensive study using different evaluation strategies on five prominent LLMs commonly used as evaluators in the literature. Our findings reveal significant shortcomings in current Evaluator LLMs, which failed to identify quality drops in over 50% of cases on average. Single-answer and pairwise evaluations demonstrated notable limitations, whereas reference-based evaluations showed comparatively better performance. These results underscore the unreliable nature of current Evaluator LLMs and advocate for cautious implementation in practical applications.

Saif M. Mohammad

Anxiety, the anticipatory unease about a potential negative outcome, is a common and beneficial human emotion. However, there is still much that is not known about anxiety, such as how it relates to our body and how it manifests in language; especially pertinent given the increasing impact of related disorders.In this work,we introduce WorryWords, the first large-scale repository of manually derived word–anxiety associations for over 44,450 English words. We show that the anxiety associations are highly reliable.We use WorryWords to study the relationship between anxiety and other emotion constructs, as well as the rate at which children acquire anxiety words with age. Finally, we show that using WorryWords alone, one can accurately track the change of anxiety in streams of text.WorryWords enables a wide variety of anxiety-related research in psychology, NLP, public health, and social sciences.WorryWords (and its translations to over 100 languages) is freely available. http://saifmohammad.com/worrywords.html

He-Zhe Lin, Cheng-Hung Liu, Chih-Jen Lin

Extreme multi-label classification (XMC) aims to identify relevant subsets from numerous labels. Among the various approaches for XMC, tree-based linear models are effective due to their superior efficiency and simplicity. However, the space complexity of tree-based methods is not well-studied. Many past works assume that storing the model is not affordable and apply techniques such as pruning to save space, which may lead to performance loss. In this work, we conduct both theoretical and empirical analyses on the space to store a tree model under the assumption of sparse data, a condition frequently met in text data. We found that, some features may be unused when training binary classifiers in a tree method, resulting in zero values in the weight vectors. Hence, storing only non-zero elements can greatly save space. Our experimental results indicate that tree models can require less than 10% of the size of the standard one-vs-rest method for multi-label text classification. Our research provides a simple procedure to estimate the size of a tree model before training any classifier in the tree nodes. Then, if the model size is already acceptable, this approach can help avoid modifying the model through weight pruning or other techniques.

Zeguan Xiao, Yan Yang, Guanhua Chen, Yun Chen

Extensive efforts have been made before the public release of Large language models (LLMs) to align their behaviors with human values. However, even meticulously aligned LLMs remain vulnerable to malicious manipulations such as jailbreaking, leading to unintended behaviors. In this work, we propose a novel black-box jailbreak framework for automated red teaming of LLMs. We designed malicious content concealing and memory reframing with an iterative optimization algorithm to jailbreak LLMs, motivated by the research about the distractibility and over-confidence phenomenon of LLMs. Extensive experiments of jailbreaking both open-source and proprietary LLMs demonstrate the superiority of our framework in terms of effectiveness, scalability and transferability. We also evaluate the effectiveness of existing jailbreak defense methods against our attack and highlight the crucial need to develop more effective and practical defense strategies.

MiHyeon Kim, Juhyoung Park, YoungBin Kim

Pre-trained Language Models (PLMs) have achieved remarkable performance on diverse NLP tasks through pre-training and fine-tuning. However, fine-tuning the model with a large number of parameters on limited downstream datasets often leads to vulnerability to adversarial attacks, causing overfitting of the model on standard datasets. To address these issues, we propose IM-BERT from the perspective of a dynamic system by conceptualizing a layer of BERT as a solution of Ordinary Differential Equations (ODEs). Under the situation of initial value perturbation, we analyze the numerical stability of two main numerical ODE solvers: *the explicit and implicit Euler approaches.* Based on these analyses, we introduce a numerically robust IM-connection incorporating BERT’s layers. This strategy enhances the robustness of PLMs against adversarial attacks, even in low-resource scenarios, without introducing additional parameters or adversarial training strategies. Experimental results on the adversarial GLUE (AdvGLUE) dataset validate the robustness of IM-BERT under various conditions. Compared to the original BERT, IM-BERT exhibits a performance improvement of approximately 8.3%p on the AdvGLUE dataset. Furthermore, in low-resource scenarios, IM-BERT outperforms BERT by achieving 5.9%p higher accuracy.

Xinbei Ma, Tianjie Ju, Jiyang Qiu, Zhuosheng Zhang, Hai Zhao, Lifeng Liu, Yulong Wang

Large language models (LLMs) have played a pivotal role in building communicative AI, yet they encounter the challenge of efficient updates. Model editing enables the manipulation of specific knowledge memories and the behavior of language generation without retraining. However, the robustness of model editing remains an open question. This work seeks to understand the strengths and limitations of editing methods, facilitating practical applications of communicative AI. We focus on three key research questions. RQ1: Can edited LLMs behave consistently resembling communicative AI in realistic situations? RQ2: To what extent does the rephrasing of prompts lead LLMs to deviate from the edited knowledge memory? RQ3: Which knowledge features are correlated with the performance and robustness of editing? Our empirical studies uncover a substantial disparity between existing editing methods and the practical application of LLMs. On rephrased prompts that are flexible but common in realistic applications, the performance of editing experiences a significant decline. Further analysis shows that more popular knowledge is memorized better, easier to recall, and more challenging to edit effectively.

Akira Kawabata, Saku Sugawara

Answer verification identifies correct solutions among candidates generated by large language models (LLMs). Current approaches typically train verifier models by labeling solutions as correct or incorrect based solely on whether the final answer matches the gold answer. However, this approach neglects any flawed rationale in the solution yielding the correct answer, undermining the verifier’s ability to distinguish between sound and flawed rationales. We empirically show that in StrategyQA, only 19% of LLM-generated solutions with correct answers have valid rationales, thus leading to an unreliable verifier. Furthermore, we demonstrate that training a verifier on valid rationales significantly improves its ability to distinguish valid and flawed rationale. To make a better verifier without extra human supervision, we introduce REPS (Rationale Enhancement through Pairwise Selection), a method for selecting valid rationales from candidates by iteratively applying pairwise self-evaluation using the same LLM that generates the solutions. Verifiers trained on solutions selected by REPS outperform those trained using conventional training methods on three reasoning benchmarks (ARC-Challenge, DROP, and StrategyQA). Our results suggest that training reliable verifiers requires ensuring the validity of rationales in addition to the correctness of the final answers, which would be critical for models assisting humans in solving complex reasoning tasks.

Tianyang Han, Qing Lian, Rui Pan, Renjie Pi, Jipeng Zhang, Shizhe Diao, Yong Lin, Tong Zhang

Large language models (LLMs) have recently experienced remarkable progress, where the advent of multi-modal large language models (MLLMs) has endowed LLMs with visual capabilities, leading to impressive performances in various multi-modal tasks. However, those powerful MLLMs such as GPT-4V still fail spectacularly when presented with certain image and text inputs. In this paper, we identify a typical class of inputs that baffles MLLMs, which consist of images that are highly relevant but inconsistent with answers, causing MLLMs to suffer from visual illusion. To quantify the effect, we propose CorrelationQA, the first benchmark that assesses the visual illusion level given spurious images. This benchmark contains 7,308 text-image pairs across 13 categories. Based on the proposed CorrelationQA, we conduct a thorough analysis on 9 mainstream MLLMs, illustrating that they universally suffer from this instinctive bias to varying degrees. We hope that our curated benchmark and evaluation results aid in better assessments of the MLLMs’ robustness in the presence of misleading images. The code and datasets are available at https://github.com/MasaiahHan/CorrelationQA.

Jiawei Gu, Zacc Yang, Chuanghao Ding, Rui Zhao, Fei Tan

Large Language Models (LLMs) excel in diverse tasks but often underperform in specialized fields due to limited domain-specific or proprietary corpus. Continual pre-training (CPT) enhances LLM capabilities by imbuing new domain-specific or proprietary knowledge while replaying general corpus to prevent catastrophic forgetting. The data mixture ratio of general corpus and domain-specific corpus, however, has been chosen heuristically, leading to sub-optimal training efficiency in practice. In this context, we attempt to re-visit the scaling behavior of LLMs under the hood of CPT, and discover a power-law relationship between loss, mixture ratio, and training tokens scale. We formalize the trade-off between general and domain-specific capabilities, leading to a well-defined Critical Mixture Ratio (CMR) of general and domain data. By striking the balance, CMR maintains the model’s general ability and achieves the desired domain transfer, ensuring the highest utilization of available resources. Considering the balance between efficiency and effectiveness, CMR can be regarded as the optimal mixture ratio. Through extensive experiments, we ascertain the predictability of CMR, propose CMR scaling law and have substantiated its generalization. These findings offer practical guidelines for optimizing LLM training in specialized domains, ensuring both general and domain-specific performance while efficiently managing training resources.

Shihao Rao, Liang Li, Jiapeng Liu, Guan Weixin, Xiyan Gao, Bing Lim, Can Ma

Recently, LLMs have significantly improved code generation, making it increasingly accessible to users. As a result, LLM-powered code generation applications have sprung up, vastly boosting user productivity. This paper mainly explores how to improve the efficiency and experience of users in formatting the document. Specifically, we propose an automatic document formatting method, Text-to-Format, which is driven by various prompting strategies. Text-to-Format takes the user’s formatting instructions and then generates code that can be run in Microsoft Word to format the content in a document. Further, to evaluate automatic document formatting approaches and advance the document formatting task, we built an evaluation specification including a high-quality dataset DocFormEval data, a code runtime environment, and evaluation metrics. Extensive experimental results on data reveal that the prompting strategy’s effect positively correlates with how much knowledge it introduces related to document formatting task. We believe the constructed DocFormEval data and the exploration about Text-to-Format can help developers build more intelligent tools for automatic document formatting, especially in offline scenarios, where the data privacy is the top priority.

Peiwen Jiang, Xinbo Lin, Zibo Zhao, Ruhui Ma, Yvonne Jie Chen, Jinhua Cheng

The task of text-to-table receives widespread attention, yet its importance and difficulty are underestimated. Existing works use simple datasets similar to table-to-text tasks and employ methods that ignore domain structures. As a bridge between raw text and statistical analysis, the text-to-table task often deals with complex semi-structured texts that refer to specific domain topics in the real world with entities and events, especially from those of social sciences. In this paper, we analyze the limitations of benchmark datasets and methods used in the text-to-table literature and redefine the text-to-table task to improve its compatibility with long text-processing tasks. Based on this redefinition, we propose a new dataset called CPL (Chinese Private Lending), which consists of judgments from China and is derived from a real-world legal academic project. We further propose TKGT (Text-KG-Table), a two stages domain-aware pipeline, which firstly generates domain knowledge graphs (KGs) classes semi-automatically from raw text with the mixed information extraction (Mixed-IE) method, then adopts the hybrid retrieval augmented generation (Hybird-RAG) method to transform it to tables for downstream needs under the guidance of KGs classes. Experiment results show that TKGT achieves state-of-the-art (SOTA) performance on both traditional datasets and the CPL. Our data and main code are available at https://github.com/jiangpw41/TKGT.

Constanza Fierro, Ruchira Dhar, Filippos Stamatiou, Nicolas Garneau, Anders Søgaard

Knowledge claims are abundant in the literature on large language models (LLMs); but can we say that GPT-4 truly “knows” the Earth is round? To address this question, we review standard definitions of knowledge in epistemology and we formalize interpretations applicable to LLMs. In doing so, we identify inconsistencies and gaps in how current NLP research conceptualizes knowledge with respect to epistemological frameworks. Additionally, we conduct a survey of 100 professional philosophers and computer scientists to compare their preferences in knowledge definitions and their views on whether LLMs can really be said to know. Finally, we suggest evaluation protocols for testing knowledge in accordance to the most relevant definitions.

Suhas S Kowshik, Abhishek Divekar, Vijit Malik

Large language models (LLMs) have demonstrated remarkable performance in diverse tasks using zero-shot and few-shot prompting. Even though their capabilities of data synthesis have been studied well in recent years, the generated data suffers from a lack of diversity, less adherence to the prompt, and potential biases that creep into the data from the generator model. In this work, we tackle the challenge of generating datasets with high diversity, upon which a student model is trained for downstream tasks. Taking the route of decoding-time guidance-based approaches, we propose CorrSynth, which generates data that is more diverse and faithful to the input prompt using a correlated sampling strategy. Further, our method overcomes the complexity drawbacks of some other guidance-based techniques like classifier-based guidance. With extensive experiments, we show the effectiveness of our approach and substantiate our claims. In particular, we perform intrinsic evaluation to show the improvements in diversity. Our experiments show that CorrSynth improves both student metrics and intrinsic metrics upon competitive baselines across four datasets, showing the innate advantage of our method.

Jiapeng Wang, Chengyu Wang, Kunzhe Huang, Jun Huang, Lianwen Jin

Contrastive Language-Image Pre-training (CLIP) has been widely studied and applied in numerous applications. However, the emphasis on brief summary texts during pre-training prevents CLIP from understanding long descriptions. This issue is particularly acute regarding videos given that videos often contain abundant detailed contents. In this paper, we propose the VideoCLIP-XL (eXtra Length) model, which aims to unleash the long-description understanding capability of video CLIP models. Firstly, we establish an automatic data collection system and gather a large-scale VILD pre-training dataset with VIdeo and Long-Description pairs. Then, we propose Text-similarity-guided Primary Component Matching (TPCM) to better learn the distribution of feature space while expanding the long description capability. We also introduce two new tasks namely Detail-aware Description Ranking (DDR) and Hallucination-aware Description Ranking (HDR) for further understanding improvement. Finally, we construct a Long Video Description Ranking (LVDR) benchmark for evaluating the long-description capability more comprehensively. Extensive experimental results on widely-used text-video retrieval benchmarks with both short and long descriptions and our LVDR benchmark can fully demonstrate the effectiveness of our method.

Minsoo Kim, Kyuhong Shim, Jungwook Choi, Simyung Chang

Handling long input contexts remains a significant challenge for Large Language Models (LLMs), particularly in resource-constrained environments such as mobile devices. Our work aims to address this limitation by introducing InfiniPot, a novel KV cache control framework designed to enable pre-trained LLMs to manage extensive sequences within fixed memory constraints efficiently, without requiring additional training. InfiniPot leverages Continual Context Distillation (CCD), an iterative process that compresses and retains essential information through novel importance metrics, effectively maintaining critical data even without access to future context. Our comprehensive evaluations indicate that InfiniPot significantly outperforms models trained for long contexts in various NLP tasks, establishing its efficacy and versatility. This work represents a substantial advancement toward making LLMs applicable to a broader range of real-world scenarios.

Zhen Li, Xiaohan Xu, Tao Shen, Can Xu, Jia-Chen Gu, Yuxuan Lai, Chongyang Tao, Shuai Ma

In the rapidly evolving domain of Natural Language Generation (NLG) evaluation, introducing Large Language Models (LLMs) has opened new avenues for assessing generated content quality, e.g., coherence, creativity, and context relevance. This paper aims to provide a thorough overview of leveraging LLMs for NLG evaluation, a burgeoning area that lacks a systematic analysis. We propose a coherent taxonomy for organizing existing LLM-based evaluation metrics, offering a structured framework to understand and compare these methods. Our detailed exploration includes critically assessing various LLM-based methodologies, as well as comparing their strengths and limitations in evaluating NLG outputs. By discussing unresolved challenges, including bias, robustness, domain-specificity, and unified evaluation, this paper seeks to offer insights to researchers and advocate for fairer and more advanced NLG evaluation techniques.

Renjie Pi, Tianyang Han, Jianshu Zhang, Yueqi Xie, Rui Pan, Qing Lian, Hanze Dong, Jipeng Zhang, Tong Zhang

The deployment of multimodal large language models (MLLMs) has brought forth a unique vulnerability: susceptibility to malicious attacks through visual inputs. This paper investigates the novel challenge of defending MLLMs against such attacks. Compared to large language models (LLMs), MLLMs include an additional image modality. We discover that images act as a “foreign language” that is not considered during safety alignment, making MLLMs more prone to producing harmful responses. Unfortunately, unlike the discrete tokens considered in text-based LLMs, the continuous nature of image signals presents significant alignment challenges, which poses difficulty to thoroughly cover all possible scenarios. This vulnerability is exacerbated by the fact that most state-of-the-art MLLMs are fine-tuned on limited image-text pairs that are much fewer than the extensive text-based pretraining corpus, which makes the MLLMs more prone to catastrophic forgetting of their original abilities during safety fine-tuning. To tackle these challenges, we introduce MLLM-Protector, a plug-and-play strategy that solves two subtasks: 1) identifying harmful responses via a lightweight harm detector, and 2) transforming harmful responses into harmless ones via a detoxifier. This approach effectively mitigates the risks posed by malicious visual inputs without compromising the original performance of MLLMs. Our results demonstrate that MLLM-Protector offers a robust solution to a previously unaddressed aspect of MLLM security.

Li Zeng, Yingyu Shan, Zeming Liu, Jiashu Yao, Yuhang Guo

Large language models (LLMs) embed extensive knowledge and utilize it to perform exceptionally well across various tasks. Nevertheless, outdated knowledge or factual errors within LLMs can lead to misleading or incorrect responses, causing significant issues in practical applications. To rectify the fatal flaw without the necessity for costly model retraining, various model editing approaches have been proposed to correct inaccurate information within LLMs in a cost-efficient way. To evaluate these model editing methods, previous work introduced a series of datasets. However, most of the previous datasets only contain fabricated data in a single format, which diverges from real-world model editing scenarios, raising doubts about their usability in practice. To facilitate the application of model editing in real-world scenarios, we propose the challenge of practicality. To resolve such challenges and effectively enhance the capabilities of LLMs, we present FAME, an authentic, comprehensive, and multi-task dataset, which is designed to enhance the practicality of model editing. We then propose SKEME, a model editing method that uses a novel caching mechanism to ensure synchronization with the real world. The experiments demonstrate that our method performs excellently across various tasks and scenarios, confirming its practicality.

Sam Spilsbury, Pekka Marttinen, Alexander Ilin

In-Context-learning and few-shot prompting are viable methods compositional output generation. However, these methods can be very sensitive to the choice of support examples used. Retrieving good supports from the training data for a given test query is already a difficult problem, but in some cases solving this may not even be enough. We consider the setting of grounded language learning problems where finding relevant supports in the same or similar states as the query may be difficult. We design an agent which instead generates possible supports inputs and targets current state of the world, then uses them in-context-learning to solve the test query. We show substantially improved performance on a previously unsolved compositional generalization test without a loss of performance in other areas. The approach is general and can even scale to instructions expressed in natural language.

Yiming Ju, Ziyi Ni, Xingrun Xing, Zhixiong Zeng, Hanyu Zhao, Siqi Fan, Zheng Zhang

Supervised fine-tuning (SFT) is crucial for adapting Large Language Models (LLMs) to specific tasks. In this work, we demonstrate that the order of training data can lead to significant training imbalances, potentially resulting in performance degradation. Consequently, we propose to mitigate this imbalance by merging SFT models fine-tuned with different data orders, thereby enhancing the overall effectiveness of SFT. Additionally, we introduce a novel technique, “parameter-selection merging,” which outperforms traditional weighted-average methods on five datasets. Further, through analysis and ablation studies, we validate the effectiveness of our method and identify the sources of performance improvements.