A key concern with the concept of *“alignment”* is the implicit question of *“alignment to what?”*. AI systems are increasingly used across the world, yet safety alignment is often focused on homogeneous monolingual settings. Additionally, preference training and safety measures often overfit to harms common in Western-centric datasets. Here, we explore the viability of different alignment approaches when balancing dual objectives: addressing and optimizing for a non-homogeneous set of languages and cultural preferences while minimizing both global and local harms. We collect the first human annotated red teaming prompts in different languages, distinguishing between global and local harm, which serve as a laboratory to understand the reliability of alignment techniques when faced with preference distributions that are non-stationary across geographies and languages. While this setting is seldom covered by the literature to date, which primarily centers on English harm mitigation, it captures real-world interactions with AI systems around the world. We establish a new precedent for state-of-the-art alignment techniques across 6 languages with minimal degradation in general performance. Our work provides important insights into cross-lingual transfer and novel optimization approaches to safeguard AI systems designed to serve global populations.
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PANDA: Persona Attributes Navigation for Detecting and Alleviating Overuse Problem in Large Language Models
PDF ↗In the persona-grounded dialogue (PGD) task, it is required not only to respond fluently, but also to ground the attributes according to the current conversation topic properly. However, due to their tendency to overly ground given attributes, LLMs often generate unnatural responses provoked by using attributes that deviate from the flow of the conversation or by exploiting too many attributes at once. We term this phenomenon the *overuse* problem of LLMs. Unfortunately, research devising precise criteria and frameworks to quantitatively verify LLMs’ *overuse* problem is obviously insufficient. To address this issue, we propose **P**ersona **A**ttributes **N**avigation for **D**etecting and **A**lleviating the *overuse* problem (**PANDA**) framework. **PANDA** is the first study to quantify the persona *overuse* problem of LLMs by establishing clear standards of the problem and verifying various LLMs based on them. Moreover, this framework navigates us into understanding persona attributes by introducing diverse and detailed dialogue topics that consider practical conversation situations. We provide insights related to LLMs’ persona attribute *overuse* problem through comprehensive verification and analysis with **PANDA** in the PGD task. Our code and resources can be found at http://github.com/jin62304/PANDA.
Self-Training for Sample-Efficient Active Learning for Text Classification with Pre-Trained Language Models
PDF ↗Active learning is an iterative labeling process that is used to obtain a small labeled subset, despite the absence of labeled data, thereby enabling to train a model for supervised tasks such as text classification.While active learning has made considerable progress in recent years due to improvements provided by pre-trained language models, there is untapped potential in the often neglected unlabeled portion of the data, although it is available in considerably larger quantities than the usually small set of labeled data. In this work, we investigate how self-training, a semi-supervised approach that uses a model to obtain pseudo-labels for unlabeled data, can be used to improve the efficiency of active learning for text classification. Building on a comprehensive reproduction of four previous self-training approaches, some of which are evaluated for the first time in the context of active learning or natural language processing, we introduce HAST, a new and effective self-training strategy, which is evaluated on four text classification benchmarks. Our results show that it outperforms the reproduced self-training approaches and reaches classification results comparable to previous experiments for three out of four datasets, using as little as 25% of the data. The code is publicly available at https://github.com/chschroeder/self-training-for-sample-efficient-active-learning.
Speech Relation Extraction (SpeechRE) aims to extract relation triplets from speech data. However, existing studies usually use synthetic speech to train and evaluate SpeechRE models, hindering the further development of SpeechRE due to the disparity between synthetic and real speech. Meanwhile, the modality gap issue, unexplored in SpeechRE, limits the performance of existing models. In this paper, we construct two real SpeechRE datasets to facilitate subsequent researches and propose a Multi-level Cross-modal Alignment Model (MCAM) for SpeechRE. Our model consists of three components: 1) a speech encoder, extracting speech features from the input speech; 2) an alignment adapter, mapping these speech features into a suitable semantic space for the text decoder; and 3) a text decoder, autoregressively generating relation triplets based on the speech features. During training, we first additionally introduce a text encoder to serve as a semantic bridge between the speech encoder and the text decoder, and then train the alignment adapter to align the output features of speech and text encoders at multiple levels. In this way, we can effectively train the alignment adapter to bridge the modality gap between the speech encoder and the text decoder. Experimental results and in-depth analysis on our datasets strongly demonstrate the efficacy of our method.
Proving mathematical theorems using computer-verifiable formal languages like Lean significantly impacts mathematical reasoning. One approach to formal theorem proving involves generating complete proofs using Large Language Models (LLMs) based on Natural Language (NL) proofs. However, due to the scarcity of aligned NL and Formal Language (FL) theorem-proving data most modern LLMs exhibit suboptimal performance.This scarcity results in a paucity of methodologies for training LLMs and techniques to fully utilize their capabilities in composing formal proofs. To address these challenges, this paper proposes **TheoremLlama**, an end-to-end framework that trains a general-purpose LLM to be a Lean4 expert. **TheoremLlama** includes NL-FL dataset generation and bootstrapping method to obtain aligned dataset, curriculum learning and block training techniques to train the model, and iterative proof writing method to write Lean4 proofs that work together synergistically.Using the dataset generation method in **TheoremLlama**, we provide *Open Bootstrapped Theorems* (OBT), an NL-FL aligned and bootstrapped dataset. Our novel NL-FL bootstrapping method, where NL proofs are integrated into Lean4 code for training datasets, leverages the NL reasoning ability of LLMs for formal reasoning. The **TheoremLlama** framework achieves cumulative accuracies of 36.48% and 33.61% on MiniF2F-Valid and Test datasets respectively, surpassing the GPT-4 baseline of 22.95% and 25.41%. Our code, model checkpoints, and the generated dataset is published in GitHub
Vulnerability classification is a crucial task in software security analysis, essential for identifying and mitigating potential security risks. Learning-based methods often perform poorly due to the long-tail distribution of vulnerability classification datasets. Recent approaches try to address the problem but treat each CWE class in isolation, ignoring their relationships. This results in non-scalable code vector representations, causing significant performance drops when handling complex real-world vulnerabilities. We propose a hierarchical contrastive learning framework for code vulnerability type classification to bring vector representations of related CWEs closer together. To address the issue of class collapse and enhance model robustness, we mix self-supervised contrastive learning loss into our loss function. Additionally, we employ max-pooling to enable the model to handle longer vulnerability code inputs. Extensive experiments demonstrate that our proposed framework outperforms state-of-the-art methods by 2.97%-17.90% on accuracy and 0.98%-22.27% on weighted-F1, with even better performance on higher-quality datasets. We also utilize an ablation study to prove each component’s contribution. These findings underscore the potential and advantages of our approach in the multi-class vulnerability classification task.
Segment Any Text: A Universal Approach for Robust, Efficient and Adaptable Sentence Segmentation
PDF ↗Segmenting text into sentences plays an early and crucial role in many NLP systems. This is commonly achieved by using rule-based or statistical methods relying on lexical features such as punctuation. Although some recent works no longer exclusively rely on punctuation, we find that no prior method achieves all of (i) robustness to missing punctuation, (ii) effective adaptability to new domains, and (iii) high efficiency. We introduce a new model — Segment any Text (SaT) — to solve this problem. To enhance robustness, we propose a new pretraining scheme that ensures less reliance on punctuation. To address adaptability, we introduce an extra stage of parameter-efficient fine-tuning, establishing state-of-the-art performance in distinct domains such as verses from lyrics and legal documents. Along the way, we introduce architectural modifications that result in a threefold gain in speed over the previous state of the art and solve spurious reliance on context far in the future. Finally, we introduce a variant of our model with fine-tuning on a diverse, multilingual mixture of sentence-segmented data, acting as a drop-in replacement and enhancement for existing segmentation tools. Overall, our contributions provide a universal approach for segmenting any text. Our method outperforms all baselines — including strong LLMs — across 8 corpora spanning diverse domains and languages, especially in practically relevant situations where text is poorly formatted. Our models and code, including documentation, are readily available at https://github.com/segment-any-text/wtpsplit under the MIT license.
We propose an end-to-end differentiable training paradigm for stable training of a rationalized transformer classifier. Our approach results in a single model that simultaneously classifies a sample and scores input tokens based on their relevance to the classification. To this end, we build on the widely-used three-player-game for training rationalized models, which typically relies on training a rationale selector, a classifier and a complement classifier. We simplify this approach by making a single model fulfill all three roles, leading to a more efficient training paradigm that is not susceptible to the common training instabilities that plague existing approaches. Further, we extend this paradigm to produce class-wise rationales while incorporating recent advances in parameterizing and regularizing the resulting rationales, thus leading to substantially improved and state-of-the-art alignment with human annotations without any explicit supervision.
Advancing Semantic Textual Similarity Modeling: A Regression Framework with Translated ReLU and Smooth K2 Loss
PDF ↗Since the introduction of BERT and RoBERTa, research on Semantic Textual Similarity (STS) has made groundbreaking progress. Particularly, the adoption of contrastive learning has substantially elevated state-of-the-art performance across various STS benchmarks. However, contrastive learning categorizes text pairs as either semantically similar or dissimilar, failing to leverage fine-grained annotated information and necessitating large batch sizes to prevent model collapse. These constraints pose challenges for researchers engaged in STS tasks that involve nuanced similarity levels or those with limited computational resources, compelling them to explore alternatives like Sentence-BERT. Despite its efficiency, Sentence-BERT tackles STS tasks from a classification perspective, overlooking the progressive nature of semantic relationships, which results in suboptimal performance. To bridge this gap, this paper presents an innovative regression framework and proposes two simple yet effective loss functions: Translated ReLU and Smooth K2 Loss. Experimental results demonstrate that our method achieves convincing performance across seven established STS benchmarks and offers the potential for further optimization of contrastive learning pre-trained models.
Recently, large language models (LLMs) have achieved tremendous breakthroughs in the field of NLP, but still lack understanding of their internal neuron activities when processing different languages. We designed a method to convert dense LLMs into fine-grained MoE architectures, and then visually studied the multilingual activation patterns of LLMs through expert activation frequency heatmaps. Through comprehensive experiments on different model families, different model sizes, and different variants, we analyzed the similarities and differences in the internal neuron activation patterns of LLMs when processing different languages. Specifically, we investigated the distribution of high-frequency activated experts, multilingual shared experts, whether multilingual activation patterns are related to language families, and the impact of instruction tuning on activation patterns. We further explored leveraging the discovered differences in expert activation frequencies to guide sparse activation and pruning. Experimental results demonstrated that our method significantly outperformed random expert pruning and even exceeded the performance of unpruned models in some languages. Additionally, we found that configuring different pruning rates for different layers based on activation level differences could achieve better results. Our findings reveal the multilingual processing mechanisms within LLMs and utilize these insights to offer new perspectives for applications such as sparse activation and model pruning.
Towards a Greek Proverb Atlas: Computational Spatial Exploration and Attribution of Greek Proverbs
PDF ↗Proverbs carry wisdom transferred orally from generation to generation. Based on the place they were recorded, this study introduces a publicly-available and machine-actionable dataset of more than one hundred thousand Greek proverb variants. By quantifying the spatial distribution of proverbs, we show that the most widespread proverbs come from the mainland while the least widespread proverbs come primarily from the islands. By focusing on the least dispersed proverbs, we present the most frequent tokens per location and undertake a benchmark in geographical attribution, using text classification and regression (text geocoding). Our results show that this is a challenging task for which specific locations can be attributed more successfully compared to others. The potential of our resource and benchmark is showcased by two novel applications. First, we extracted terms moving the regression prediction toward the four cardinal directions. Second, we leveraged conformal prediction to attribute 3,676 unregistered proverbs with statistically rigorous predictions of locations each of these proverbs was possibly registered in.
Large Language Models (LLMs) have shown impressive abilities in data annotation, opening the way for new approaches to solve classic NLP problems. In this paper, we show how to use LLMs to create NuNER, a compact language representation model specialized in the Named Entity Recognition (NER) task. NuNER can be fine-tuned to solve downstream NER problems in a data-efficient way, outperforming similar-sized foundation models in the few-shot regime and competing with much larger LLMs. We find that the size and entity-type diversity of the pre-training dataset are key to achieving good performance. We view NuNER as a member of the broader family of task-specific foundation models, recently unlocked by LLMs. NuNER and NuNER’s dataset are open-sourced with MIT License.
Various linearizations have been proposed to cast syntactic dependency parsing as sequence labeling. However, these approaches do not support more complex graph-based representations, such as semantic dependencies or enhanced universal dependencies, as they cannot handle reentrancy or cycles. By extending them, we define a range of unbounded and bounded linearizations that can be used to cast graph parsing as a tagging task, enlarging the toolbox of problems that can be solved under this paradigm. Experimental results on semantic dependency and enhanced UD parsing show that with a good choice of encoding, sequence-labeling semantic dependency parsers combine high efficiency with accuracies close to the state of the art, in spite of their simplicity.
Automatically generated questions often suffer from problems such as unclear expression or factual inaccuracies, requiring a reliable and comprehensive evaluation of their quality. Human evaluation is widely used in the field of question generation (QG) and serves as the gold standard for automatic metrics. However, there is a lack of unified human evaluation criteria, which hampers consistent and reliable evaluations of both QG models and automatic metrics. To address this, we propose **QGEval**, a multi-dimensional **Eval**uation benchmark for **Q**uestion **G**eneration, which evaluates both generated questions and existing automatic metrics across 7 dimensions: fluency, clarity, conciseness, relevance, consistency, answerability, and answer consistency. We demonstrate the appropriateness of these dimensions by examining their correlations and distinctions. Through consistent evaluations of QG models and automatic metrics with QGEval, we find that 1) most QG models perform unsatisfactorily in terms of answerability and answer consistency, and 2) existing metrics fail to align well with human judgments when evaluating generated questions across the 7 dimensions. We expect this work to foster the development of both QG technologies and their evaluation.
Puns play a vital role in academic research due to their distinct structure and clear definition, which aid in the comprehensive analysis of linguistic humor. However, the understanding of puns in large language models (LLMs) has not been thoroughly examined, limiting their use in creative writing and humor creation. In this paper, we leverage three popular tasks, i.e., pun recognition, explanation and generation to systematically evaluate the capabilities of LLMs in pun understanding. In addition to adopting the automated evaluation metrics from prior research, we introduce new evaluation methods and metrics that are better suited to the in-context learning paradigm of LLMs. These new metrics offer a more rigorous assessment of an LLM’s ability to understand puns and align more closely with human cognition than previous metrics. Our findings reveal the “lazy pun generation” pattern and identify the primary challenges LLMs encounter in understanding puns.
LoRA-Guard: Parameter-Efficient Guardrail Adaptation for Content Moderation of Large Language Models
PDF ↗Guardrails have emerged as an alternative to safety alignment for content moderation of large language models (LLMs). Existing model-based guardrails have not been designed for resource-constrained computational portable devices, such as mobile phones, more and more of which are running LLM-based applications locally. We introduce LoRA-Guard, a parameter-efficient guardrail adaptation method that relies on knowledge sharing between LLMs and guardrail models. LoRA-Guard extracts language features from the LLMs and adapts them for the content moderation task using low-rank adapters, while a dual-path design prevents any performance degradation on the generative task. We show that LoRA-Guard outperforms existing approaches with 100-1000x lower parameter overhead while maintaining accuracy, enabling on-device content moderation.
Unsupervised rationale extraction aims to extract text snippets to support model predictions without explicit rationale annotation.Researchers have made many efforts to solve this task. Previous works often encode each aspect independently, which may limit their ability to capture meaningful internal correlations between aspects. While there has been significant work on mitigating spurious correlations, our approach focuses on leveraging the beneficial internal correlations to improve multi-aspect rationale extraction. In this paper, we propose a Multi-Aspect Rationale Extractor (MARE) to explain and predict multiple aspects simultaneously. Concretely, we propose a Multi-Aspect Multi-Head Attention (MAMHA) mechanism based on hard deletion to encode multiple text chunks simultaneously. Furthermore, multiple special tokens are prepended in front of the text with each corresponding to one certain aspect. Finally, multi-task training is deployed to reduce the training overhead. Experimental results on two unsupervised rationale extraction benchmarks show that MARE achieves state-of-the-art performance. Ablation studies further demonstrate the effectiveness of our method. Our codes have been available at https://github.com/CSU-NLP-Group/MARE.
Language models (LM) are capable of remarkably complex linguistic tasks; however, numerical reasoning is an area in which they frequently struggle. An important but rarely evaluated form of reasoning is understanding probability distributions. In this paper, we focus on evaluating the probabilistic reasoning capabilities of LMs using idealized and real-world statistical distributions. We perform a systematic evaluation of state-of-the-art LMs on three tasks: estimating percentiles, drawing samples, and calculating probabilities. We evaluate three ways to provide context to LMs 1) anchoring examples from within a distribution or family of distributions, 2) real-world context, 3) summary statistics on which to base a Normal approximation. Models can make inferences about distributions, and can be further aided by the incorporation of real-world context, example shots and simplified assumptions, even if these assumptions are incorrect or misspecified. To conduct this work, we developed a comprehensive benchmark distribution dataset with associated question-answer pairs that we have released publicly.
Large language models (LLMs) have demonstrated prominent reasoning capabilities in recommendation tasks by transforming them into text-generation tasks. However, existing approaches either disregard or ineffectively model the user-item high-order interactions. To this end, this paper presents an enhanced LLM-based recommender (ELMRec). We enhance whole-word embeddings to substantially enhance LLMs’ interpretation of graph-constructed interactions for recommendations, without requiring graph pre-training. This finding may inspire endeavors to incorporate rich knowledge graphs into LLM-based recommenders via whole-word embedding. We also found that LLMs often recommend items based on users’ earlier interactions rather than recent ones, and present a reranking solution. Our ELMRec outperforms state-of-the-art (SOTA) methods, especially achieving a 124.3% to 293.7% improvement over SOTA LLM-based methods in direct recommendations. Our code is available online.
The limited generalization of coreference resolution (CR) models has been a major bottleneck in the task’s broad application. Prior work has identified annotation differences, especially for mention detection, as one of the main reasons for the generalization gap and proposed using additional annotated target domain data. Rather than relying on this additional annotation, we propose an alternative referential task, Major Entity Identification (MEI), where we: (a) assume the target entities to be specified in the input, and (b) limit the task to only the frequent entities. Through extensive experiments, we demonstrate that MEI models generalize well across domains on multiple datasets with supervised models and LLM-based few-shot prompting. Additionally, MEI fits the classification framework, which enables the use of robust and intuitive classification-based metrics. Finally, MEI is also of practical use as it allows a user to search for all mentions of a particular entity or a group of entities of interest.