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Social Aspects · Fairness, Equity, Justice and Safety

Ibrahim Alabdulmohsin, Xiao Wang, Andreas Steiner, Priya Goyal, Alexander D'Amour, Xiaohua Zhai

We study data-balancing for mitigating biases in contrastive language-image pretraining (CLIP), identifying areas of strength and limitation. First, we reaffirm prior conclusions that CLIP can inadvertently absorb stereotypes. To counter this, we present a novel algorithm, called Multi-Modal Moment Matching (M4), designed to reduce both representation and association biases in multimodal data. We use M4 to conduct an in-depth analysis taking into account various factors, such as the model, representation, and data size. Our study also explores the dynamic nature of how CLIP learns/unlearns biases. In particular, we find that fine-tuning is effective in countering representation biases, though its impact diminishes for association biases. Also, data balancing has a mixed impact on quality: it tends to improve classification but can hurt retrieval. Interestingly, data and architectural improvements seem to mitigate the negative impact of data balancing on performance; e.g. applying M4 to SigLIP-B/16 with data quality filters improves COCO image-to-text retrieval @5 from 86% (without data balancing) to 87% and ImageNet 0-shot classification from 77% to 77.5%! Finally, we conclude with recommendations for improving the efficacy of data balancing in multimodal systems.

Social Aspects · Fairness, Equity, Justice and Safety

Xiangyu Qi, Yi Zeng, Tinghao Xie, Pin-Yu Chen, Ruoxi Jia, Prateek Mittal, Peter Henderson

Optimizing large language models (LLMs) for downstream use cases often involves the customization of pre-trained LLMs through further fine-tuning. Meta's open-source release of Llama models and OpenAI's APIs for fine-tuning GPT-3.5 Turbo on customized datasets accelerate this trend. But, what are the safety costs associated with such customized fine-tuning? While existing safety alignment techniques restrict harmful behaviors of LLMs at inference time, they do not cover safety risks when fine-tuning privileges are extended to end-users. Our red teaming studies find that the safety alignment of LLMs can be compromised by fine-tuning with only a few adversarially designed training examples. For instance, we jailbreak GPT-3.5 Turbo's safety guardrails by fine-tuning it on only 10 such examples at a cost of less than $0.20 via OpenAI's APIs, making the model responsive to nearly any harmful instructions. Disconcertingly, our research also reveals that, even without malicious intent, simply fine-tuning with benign and commonly used datasets can also inadvertently degrade the safety alignment of LLMs, though to a lesser extent. These findings suggest that fine-tuning aligned LLMs introduces new safety risks that current safety infrastructures fall short of addressing --- even if a model's initial safety alignment is impeccable, how can it be maintained after customized fine-tuning? We outline and critically analyze potential mitigations and advocate for further research efforts toward reinforcing safety protocols for the customized fine-tuning of aligned LLMs. (This paper contains red-teaming data and model-generated content that can be offensive in nature.)

Optimization · Non-Convex

Runzhe Wang, Sadhika Malladi, Tianhao Wang, Kaifeng Lyu, Zhiyuan Li

Momentum is known to accelerate the convergence of gradient descent in strongly convex settings without stochastic gradient noise. In stochastic optimization, such as training neural networks, folklore suggests that momentum may help deep learning optimization by reducing the variance of the stochastic gradient update, but previous theoretical analyses do not find momentum to offer any provable acceleration. Theoretical results in this paper clarify the role of momentum in stochastic settings where the learning rate is small and gradient noise is the dominant source of instability, suggesting that SGD with and without momentum behave similarly in the short and long time horizons. Experiments show that momentum indeed has limited benefits for both optimization and generalization in practical training regimes where the optimal learning rate is not very large, including small- to medium-batch training from scratch on ImageNet and fine-tuning language models on downstream tasks.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Yutong Wu, Han Qiu, Shangwei Guo, Jiwei Li, Tianwei Zhang

As one of the privacy threats to machine learning models, the membership inference attack (MIA) tries to infer whether a given sample is in the original training set of a victim model by analyzing its outputs. Recent studies only use the predicted hard labels to achieve impressive membership inference accuracy. However, such label-only MIA approach requires very high query budgets to evaluate the distance of the target sample from the victim model's decision boundary. We propose YOQO, a novel label-only attack to overcome the above limitation.YOQO aims at identifying a special area (called improvement area) around the target sample and crafting a query sample, whose hard label from the victim model can reliably reflect the target sample's membership. YOQO can successfully reduce the query budget from more than 1,000 times to only ONCE. Experiments demonstrate that YOQO is not only as effective as SOTA attack methods, but also performs comparably or even more robustly against many sophisticated defenses.

Deep Learning · Graph Neural Networks

Rene Winchenbach, Nils Thuerey

Learning physical simulations has been an essential and central aspect of many recent research efforts in machine learning, particularly for Navier-Stokes-based fluid mechanics. Classic numerical solvers have traditionally been computationally expensive and challenging to use in inverse problems, whereas Neural solvers aim to address both concerns through machine learning. We propose a general formulation for continuous convolutions using separable basis functions as a superset of existing methods and evaluate a large set of basis functions in the context of (a) a compressible 1D SPH simulation, (b) a weakly compressible 2D SPH simulation, and (c) an incompressible 2D SPH Simulation. We demonstrate that even and odd symmetries included in the basis functions are key aspects of stability and accuracy.Our broad evaluation shows that Fourier-based continuous convolutions outperform all other architectures regarding accuracy and generalization. Finally, using these Fourier-based networks, we show that prior inductive biases, such as window functions, are no longer necessary. An implementation of our approach, as well as complete datasets and solver implementations, is available at https://github.com/orgs/tum-pbs/SFBC.

Social Aspects · Accountability, Transparency and Interpretability

Zhiyu Zhu, Huaming Chen, Jiayu Zhang, Xinyi Wang, Zhibo Jin, Jason Xue, Flora Salim

Due to the real-world noise and human-added perturbations, attaining the trustworthiness of deep neural networks (DNNs) is a challenging task. Therefore, it becomes essential to offer explanations for the decisions made by these non-linear and complex parameterized models. Attribution methods are promising for this goal, yet its performance can be further improved. In this paper, for the first time, we present that the decision boundary exploration approaches of attribution are consistent with the process for transferable adversarial attacks. Specifically, the transferable adversarial attacks craft general adversarial samples from the source model, which is consistent with the generation of adversarial samples that can cross multiple decision boundaries in attribution. Utilizing this consistency, we introduce a novel attribution method via model parameter exploration. Furthermore, inspired by the capability of frequency exploration to investigate the model parameters, we provide enhanced explainability for DNNs by manipulating the input features based on frequency information to explore the decision boundaries of different models. Large-scale experiments demonstrate that our \textbf{A}ttribution method for \textbf{E}xplanation with model parameter e\textbf{X}ploration (AttEXplore) outperforms other state-of-the-art interpretability methods. Moreover, by employing other transferable attack techniques, AttEXplore can explore potential variations in attribution outcomes. Our code is available at: https://github.com/LMBTough/ATTEXPLORE.

Deep Learning · Generative Models and Autoencoders

Kushagra Pandey, Maja Rudolph, Stephan Mandt

Diffusion models suffer from slow sample generation at inference time. Therefore, developing a principled framework for fast deterministic/stochastic sampling for a broader class of diffusion models is a promising direction. We propose two complementary frameworks for accelerating sample generation in pre-trained models: Conjugate Integrators and Splitting Integrators. Conjugate integrators generalize DDIM, mapping the reverse diffusion dynamics to a more amenable space for sampling. In contrast, splitting-based integrators, commonly used in molecular dynamics, reduce the numerical simulation error by cleverly alternating between numerical updates involving the data and auxiliary variables. After extensively studying these methods empirically and theoretically, we present a hybrid method that leads to the best-reported performance for diffusion models in augmented spaces. Applied to Phase Space Langevin Diffusion [Pandey \& Mandt, 2023] on CIFAR-10, our deterministic and stochastic samplers achieve FID scores of 2.11 and 2.36 in only 100 network function evaluations (NFE) as compared to 2.57 and 2.63 for the best-performing baselines, respectively. Our code and model checkpoints will be made publicly available at https://github.com/mandt-lab/PSLD

Deep Learning · Generative Models and Autoencoders

Yuwei GUO, Ceyuan Yang, Anyi Rao, Zhengyang Liang, Yaohui Wang, Yu Qiao, Maneesh Agrawala, Dahua Lin, Bo DAI

With the advance of text-to-image (T2I) diffusion models (e.g., Stable Diffusion) and corresponding personalization techniques such as DreamBooth and LoRA, everyone can manifest their imagination into high-quality images at an affordable cost. However, adding motion dynamics to existing high-quality personalized T2Is and enabling them to generate animations remains an open challenge. In this paper, we present AnimateDiff, a practical framework for animating personalized T2I models without requiring model-specific tuning. At the core of our framework is a plug-and-play motion module that can be trained once and seamlessly integrated into any personalized T2Is originating from the same base T2I. Through our proposed training strategy, the motion module effectively learns transferable motion priors from real-world videos. Once trained, the motion module can be inserted into a personalized T2I model to form a personalized animation generator. We further propose MotionLoRA, a lightweight fine-tuning technique for AnimateDiff that enables a pre-trained motion module to adapt to new motion patterns, such as different shot types, at a low training and data collection cost. We evaluate AnimateDiff and MotionLoRA on several public representative personalized T2I models collected from the community. The results demonstrate that our approaches help these models generate temporally smooth animation clips while preserving the visual quality and motion diversity. Codes and pre-trained weights are available at https://github.com/guoyww/AnimateDiff.

Deep Learning · Generative Models and Autoencoders

Oren Katzir, Or Patashnik, Daniel Cohen-Or, Dani Lischinski

Score Distillation Sampling (SDS) has emerged as the de facto approach for text-to-content generation in non-image domains. In this paper, we reexamine the SDS process and introduce a straightforward interpretation that demystifies the necessity for large Classifier-Free Guidance (CFG) scales, rooted in the distillation of an undesired noise term. Building upon our interpretation, we propose a novel Noise-Free Score Distillation (NFSD) process, which requires minimal modifications to the original SDS framework. Through this streamlined design, we achieve more effective distillation of pre-trained text-to-image diffusion models while using a nominal CFG scale. This strategic choice allows us to prevent the over-smoothing of results, ensuring that the generated data is both realistic and complies with the desired prompt. To demonstrate the efficacy of NFSD, we provide qualitative examples that compare NFSD and SDS, as well as several other methods.

Tianyu Guo, Wei Hu, Song Mei, Huan Wang, Caiming Xiong, Silvio Savarese, Yu Bai

While large language models based on the transformer architecture have demonstrated remarkable in-context learning (ICL) capabilities, understandings of such capabilities are still in an early stage, where existing theory and mechanistic understanding focus mostly on simple scenarios such as learning simple function classes. This paper takes initial steps on understanding ICL in more complex scenarios, by studying learning with \emph{representations}. Concretely, we construct synthetic in-context learning problems with a compositional structure, where the label depends on the input through a possibly complex but \emph{fixed} representation function, composed with a linear function that \emph{differs} in each instance. By construction, the optimal ICL algorithm first transforms the inputs by the representation function, and then performs linear ICL on top of the transformed dataset. We show theoretically the existence of transformers that approximately implement such algorithms with mild depth and size. Empirically, we find trained transformers consistently achieve near-optimal ICL performance in this setting, and exhibit the desired dissection where lower layers transforms the dataset and upper layers perform linear ICL. Through extensive probing and a new pasting experiment, we further reveal several mechanisms within the trained transformers, such as concrete copying behaviors on both the inputs and the representations, linear ICL capability of the upper layers alone, and a post-ICL representation selection mechanism in a harder mixture setting. These observed mechanisms align well with our theory and may shed light on how transformers perform ICL in more realistic scenarios.

Haowen Wang, Tao Sun, Congyun Jin, Yingbo Wang, Yibo Fan, Yunqi Xu, Yuliang Du, Cong Fan

Modular and composable transfer learning is an emerging direction in the field of Parameter Efficient Fine-Tuning, as it enables neural networks to better organize various aspects of knowledge, leading to improved cross-task generalization.In this paper, we introduce a novel approach Customized Polytropon ($\texttt{C-Poly}$) that combines task-common skills and task-specific skills, while the skill parameters being highly parameterized using low-rank techniques.Each task is associated with a customizable number of exclusive specialized skills and also benefits from skills shared with peer tasks. A skill assignment matrix is jointly learned. To evaluate our approach, we conducted extensive experiments on the Super-NaturalInstructions and the SuperGLUE benchmarks.Our findings demonstrate that $\texttt{C-Poly}$ outperforms fully-shared, task-specific, and skill-indistinguishable baselines, significantly enhancing the sample efficiency in multi-task learning scenarios.

Social Aspects · Trustworthy Machine Learning

Ashwinee Panda, Christopher Choquette-Choo, Zhengming Zhang, Yaoqing Yang, Prateek Mittal

When large language models are trained on private data, it can be a \textit{significant} privacy risk for them to memorize and regurgitate sensitive information. In this work, we propose a new \emph{practical} data extraction attack that we call ``neural phishing''. This attack enables an adversary to target and extract sensitive or personally identifiable information (PII), e.g., credit card numbers, from a model trained on user data with upwards of $10\%$ attack success rates, at times, as high as $50\%$. Our attack assumes only that an adversary can insert as few as $10$s of benign-appearing sentences into the training dataset using only vague priors on the structure of the user data.

Applications · Computer Vision

Zheng Ding, Mengqi Zhang, Jiajun Wu, Zhuowen Tu

We propose an effective denoising diffusion model for generating high-resolution images (e.g., 1024$\times$512), trained on small-size image patches (e.g., 64$\times$64). We name our algorithm Patch-DM, in which a new feature collage strategy is designed to avoid the boundary artifact when synthesizing large-size images. Feature collage systematically crops and combines partial features of the neighboring patches to predict the features of a shifted image patch, allowing the seamless generation of the entire image due to the overlap in the patch feature space. Patch-DM produces high-quality image synthesis results on our newly collected dataset of nature images (1024$\times$512), as well as on standard benchmarks of LHQ(1024$\times$ 1024), FFHQ(1024$\times$ 1024) and on other datasets with smaller sizes (256$\times$256), including LSUN-Bedroom, LSUN-Church, and FFHQ. We compare our method with previous patch-based generation methods and achieve state-of-the-art FID scores on all six datasets. Further, Patch-DM also reduces memory complexity compared to the classic diffusion models. Project page: https://patchdm.github.io.

Ronghao Dang, Jiangyan Feng, Haodong Zhang, Chongjian GE, Lin Song, Lijun GONG, Chengju Liu, Qijun Chen, Feng Zhu, Rui Zhao 等

We propose InstructDET, a data-centric method for referring object detection (ROD) that localizes target objects based on user instructions. While deriving from referring expressions (REC), the instructions we leverage are greatly diversified to encompass common user intentions related to object detection. For one image, we produce tremendous instructions that refer to every single object and different combinations of multiple objects. Each instruction and its corresponding object bounding boxes (bbxs) constitute one training data pair. In order to encompass common detection expressions, we involve emerging vision-language model (VLM) and large language model (LLM) to generate instructions guided by text prompts and object bbxs, as the generalizations of foundation models are effective to produce human-like expressions (e.g., describing object property, category, and relationship). We name our constructed dataset as InDET. It contains images, bbxs and generalized instructions that are from foundation models. Our InDET is developed from existing REC datasets and object detection datasets, with the expanding potential that any image with object bbxs can be incorporated through using our InstructDET method. By using our InDET dataset, we show that a conventional ROD model surpasses existing methods on standard REC datasets and our InDET test set. Our data-centric method InstructDET, with automatic data expansion by leveraging foundation models, directs a promising field that ROD can be greatly diversified to execute common object detection instructions.

Deep Learning · Everything Else

Lin Chen, Michal Lukasik, Wittawat Jitkrittum, Chong You, Sanjiv Kumar

Classical wisdom in machine learning holds that the generalization error can be decomposed into bias and variance, and these two terms exhibit a \emph{trade-off}. However, in this paper, we show that for an ensemble of deep learning based classification models, bias and variance are \emph{aligned} at a sample level, where squared bias is approximately \emph{equal} to variance for correctly classified sample points. We present empirical evidence confirming this phenomenon in a variety of deep learning models and datasets. Moreover, we study this phenomenon from two theoretical perspectives: calibration and neural collapse. We first show theoretically that under the assumption that the models are well calibrated, we can observe the bias-variance alignment. Second, starting from the picture provided by the neural collapse theory, we show an approximate correlation between bias and variance.

Deep Learning · Large Language Models

Yangjun Ruan, Honghua Dong, Andrew Wang, Silviu Pitis, Yongchao Zhou, Jimmy Ba, Yann Dubois, Chris Maddison, Tatsunori Hashimoto

Recent advances in Language Model (LM) agents and tool use, exemplified by applications like ChatGPT Plugins, enable a rich set of capabilities but also amplify potential risks—such as leaking private data or causing financial losses. Identifying these risks is labor-intensive, necessitating implementing the tools, setting up the environment for each test scenario manually, and finding risky cases. As tools and agents become more complex, the high cost of testing these agents will make it increasingly difficult to find high-stakes, long-tail risks. To address these challenges, we introduce ToolEmu: a framework that uses an LM to emulate tool execution and enables scalable testing of LM agents against a diverse range of tools and scenarios. Alongside the emulator, we develop an LM-based automatic safety evaluator that examines agent failures and quantifies associated risks. We test both the tool emulator and evaluator through human evaluation and find that 68.8% of failures identified with ToolEmu would be valid real-world agent failures. Using our curated initial benchmark consisting of 36 high-stakes toolkits and 144 test cases, we provide a quantitative risk analysis of current LM agents and identify numerous failures with potentially severe outcomes. Notably, even the safest LM agent exhibits such failures 23.9% of the time according to our evaluator, underscoring the need to develop safer LM agents for real-world deployment.

Deep Learning · Generative Models and Autoencoders

Lukas Berglund, Meg Tong, Maximilian Kaufmann, Mikita Balesni, Asa Stickland, Tomek Korbak, Owain Evans

We expose a surprising failure of generalization in auto-regressive large language models (LLMs). If a model is trained on a sentence of the form ''_A_ is _B_'', it will not automatically generalize to the reverse direction ''_B_ is _A_''. This is the **Reversal Curse**. For instance, if a model is trained on ''Valentina Tereshkova was the first woman to travel to space'', it will not automatically be able to answer the question, ''Who was the first woman to travel to space?''. Moreover, the likelihood of the correct answer (''Valentina Tershkova'') will not be higher than for a random name. Thus, models do not generalize a prevalent pattern in their training set: if ''_A_ is _B_'' occurs, ''_B_ is _A_'' is more likely to occur. It is worth noting, however, that if ''_A_ is _B_'' appears _in-context_, models can deduce the reverse relationship. We provide evidence for the Reversal Curse by finetuning GPT-3 and Llama-1 on fictitious statements such as ''Uriah Hawthorne is the composer of _Abyssal Melodies_'' and showing that they fail to correctly answer ''Who composed _Abyssal Melodies?_''. The Reversal Curse is robust across model sizes and model families and is not alleviated by data augmentation.We also evaluate ChatGPT (GPT-3.5 and GPT-4) on questions about real-world celebrities, such as ''Who is Tom Cruise's mother? [A: Mary Lee Pfeiffer]'' and the reverse ''Who is Mary Lee Pfeiffer's son?''. GPT-4 correctly answers questions like the former 79\% of the time, compared to 33\% for the latter. Code available at: https://github.com/lukasberglund/reversal_curse.

Applications · Computer Vision

Yanqin Jiang, Li Zhang, Jin Gao, Weiming Hu, Yao Yao

In this paper, we present Consistent4D, a novel approach for generating 4D dynamic objects from uncalibrated monocular videos. Uniquely, we cast the 360-degree dynamic object reconstruction as a 4D generation problem, eliminating the need for tedious multi-view data collection and camera calibration. This is achieved by leveraging the object-level 3D-aware image diffusion model as the primary supervision signal for training dynamic Neural Radiance Fields (DyNeRF). Specifically, we propose a cascade DyNeRF to facilitate stable convergence and temporal continuity under the time-discrete supervision signal. To achieve spatial and temporal consistency of the 4D generation, an interpolation-driven consistency loss is further introduced, which aligns the rendered frames with the interpolated frames from a pre-trained video interpolation model. Extensive experiments show that the proposed Consistent4D significantly outperforms previous 4D reconstruction approaches as well as per-frame 3D generation approaches, opening up new possibilities for 4D dynamic object generation from a single-view uncalibrated video. Project page: https://consistent4d.github.io

Applications · Computer Vision

Siyao Li, Tianpei Gu, Zhitao Yang, Zhengyu Lin, Ziwei Liu, Henghui Ding, Lei Yang, Chen Change Loy

We introduce a novel task within the field of human motion generation, termed dance accompaniment, which necessitates the generation of responsive movements from a dance partner, the "follower", synchronized with the lead dancer’s movements and the underlying musical rhythm. Unlike existing solo or group dance generation tasks, a duet dance scenario entails a heightened degree of interaction between the two participants, requiring delicate coordination in both pose and position. To support this task, we first build a large-scale and diverse duet interactive dance dataset, DD100, by recording about 117 minutes of professional dancers’ performances. To address the challenges inherent in this task, we propose a GPT based model, Duolando, which autoregressively predicts the subsequent tokenized motion conditioned on the coordinated information of the music, the leader’s and the follower’s movements. To further enhance the GPT’s capabilities of generating stable results on unseen conditions (music and leader motions), we devise an off-policy reinforcement learning strategy that allows the model to explore viable trajectories from out-of-distribution samplings, guided by human-defined rewards. Based on the collected dataset and proposed method, we establish a benchmark with several carefully designed metrics.

Reinforcement Learning · Batch/Offline

Jiafei Lyu, Xiaoteng Ma, Le Wan, Runze Liu, Xiu Li, Zongqing Lu

Offline reinforcement learning (RL) has attracted much attention due to its ability in learning from static offline datasets and eliminating the need of interacting with the environment. Nevertheless, the success of offline RL relies heavily on the offline transitions annotated with reward labels. In practice, we often need to hand-craft the reward function, which is sometimes difficult, labor-intensive, or inefficient. To tackle this challenge, we set our focus on the offline imitation learning (IL) setting, and aim at getting a reward function based on the expert data and unlabeled data. To that end, we propose a simple yet effective search-based offline IL method, tagged SEABO. SEABO allocates a larger reward to the transition that is close to its closest neighbor in the expert demonstration, and a smaller reward otherwise, all in an unsupervised learning manner. Experimental results on a variety of D4RL datasets indicate that SEABO can achieve competitive performance to offline RL algorithms with ground-truth rewards, given only a single expert trajectory, and can outperform prior reward learning and offline IL methods across many tasks. Moreover, we demonstrate that SEABO also works well if the expert demonstrations contain only observations. Our code is publicly available at https://github.com/dmksjfl/SEABO.