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Reinforcement Learning · Batch/Offline

Chenjie Mao, Qiaosheng Zhang, Zhen Wang, Xuelong Li

We study offline reinforcement learning (RL) with general function approximation. General function approximation is a powerful tool for algorithm design and analysis, but its adaptation to offline RL encounters several challenges due to varying approximation targets and assumptions that blur the real meanings of function assumptions. In this paper, we try to formulate and clarify the treatment of general function approximation in offline RL in two aspects: (1) analyzing different types of assumptions and their practical usage, and (2) understanding its role as a restriction on underlying MDPs from information-theoretic perspectives. Additionally, we introduce a new insight for lower bound establishing: one can exploit model-realizability to establish general-purpose lower bounds that can be generalized into other functions. Building upon this insight, we propose two generic lower bounds that contribute to a better understanding of offline RL with general function approximation.

Deep Learning · Other Representation Learning

Taewon Park, inchul choi, Minho Lee

In recent research, Tensor Product Representation (TPR) is applied for the systematic generalization task of deep neural networks by learning the compositional structure of data. However, such prior works show limited performance in discovering and representing the symbolic structure from unseen test data because their decomposition to the structural representations was incomplete. In this work, we propose an Attention-based Iterative Decomposition (AID) module designed to enhance the decomposition operations for the structured representations encoded from the sequential input data with TPR. Our AID can be easily adapted to any TPR-based model and provides enhanced systematic decomposition through a competitive attention mechanism between input features and structured representations. In our experiments, AID shows effectiveness by significantly improving the performance of TPR-based prior works on the series of systematic generalization tasks. Moreover, in the quantitative and qualitative evaluations, AID produces more compositional and well-bound structural representations than other works.

Applications · Health

Yilan Zhang, Yingxue XU, Jianqi Chen, Fengying Xie, Hao CHEN

Multimodal learning significantly benefits cancer survival prediction, especially the integration of pathological images and genomic data. Despite advantages of multimodal learning for cancer survival prediction, massive redundancy in multimodal data prevents it from extracting discriminative and compact information: (1) An extensive amount of intra-modal task-unrelated information blurs discriminability, especially for gigapixel whole slide images (WSIs) with many patches in pathology and thousands of pathways in genomic data, leading to an "intra-modal redundancy" issue. (2) Duplicated information among modalities dominates the representation of multimodal data, which makes modality-specific information prone to being ignored, resulting in an "inter-modal redundancy" issue. To address these, we propose a new framework, Prototypical Information Bottlenecking and Disentangling (PIBD), consisting of Prototypical Information Bottleneck (PIB) module for intra-modal redundancy and Prototypical Information Disentanglement (PID) module for inter-modal redundancy. Specifically, a variant of information bottleneck, PIB, is proposed to model prototypes approximating a bunch of instances for different risk levels, which can be used for selection of discriminative instances within modality. PID module decouples entangled multimodal data into compact distinct components: modality-common and modality-specific knowledge, under the guidance of the joint prototypical distribution. Extensive experiments on five cancer benchmark datasets demonstrated our superiority over other methods. The code is released.

Applications · Time Series

DongHao Luo, Xue Wang

Recently, Transformer-based and MLP-based models have emerged rapidly andwon dominance in time series analysis. In contrast, convolution is losing steamin time series tasks nowadays for inferior performance. This paper studies theopen question of how to better use convolution in time series analysis and makesefforts to bring convolution back to the arena of time series analysis. To this end,we modernize the traditional TCN and conduct time series related modificationsto make it more suitable for time series tasks. As the outcome, we proposeModernTCN and successfully solve this open question through a seldom-exploredway in time series community. As a pure convolution structure, ModernTCN stillachieves the consistent state-of-the-art performance on five mainstream time seriesanalysis tasks while maintaining the efficiency advantage of convolution-basedmodels, therefore providing a better balance of efficiency and performance thanstate-of-the-art Transformer-based and MLP-based models. Our study furtherreveals that, compared with previous convolution-based models, our ModernTCNhas much larger effective receptive fields (ERFs), therefore can better unleash thepotential of convolution in time series analysis. Code is available at this repository:https://github.com/luodhhh/ModernTCN.

Reinforcement Learning · Deep RL

Chengxing Jia, Chen-Xiao Gao, Hao Yin, Fuxiang Zhang, XiongHui Chen, Tian Xu, Lei Yuan, Zongzhang Zhang, Zhi-Hua Zhou, Yang Yu

Human beings can make adaptive decisions in a preparatory manner, i.e., by making preparations in advance, which offers significant advantages in scenarios where both online and offline experiences are expensive and limited. Meanwhile, current reinforcement learning methods commonly rely on numerous environment interactions but hardly obtain generalizable policies. In this paper, we introduce the idea of \textit{rehearsal} into policy optimization, where the agent plans for all possible outcomes in mind and acts adaptively according to actual responses from the environment. To effectively rehearse, we propose ReDM, an algorithm that generates a diverse and eligible set of dynamics models and then rehearse the policy via adaptive training on the generated model set. Rehearsal enables the policy to make decision plans for various hypothetical dynamics and to naturally generalize to previously unseen environments. Our experimental results demonstrate that ReDM is capable of learning a valid policy solely through rehearsal, even with \emph{zero} interaction data. We further extend ReDM to scenarios where limited or mismatched interaction data is available, and our experimental results reveal that ReDM produces high-performing policies compared to other offline RL baselines.

Deep Learning · Robustness

Huanran Chen, Yichi Zhang, Yinpeng Dong, Xiao Yang, Hang Su, Jun Zhu

It is widely recognized that deep learning models lack robustness to adversarial examples. An intriguing property of adversarial examples is that they can transfer across different models, which enables black-box attacks without any knowledge of the victim model. An effective strategy to improve the transferability is attacking an ensemble of models. However, previous works simply average the outputs of different models, lacking an in-depth analysis on how and why model ensemble methods can strongly improve the transferability. In this paper, we rethink the ensemble in adversarial attacks and define the common weakness of model ensemble with two properties: 1) the flatness of loss landscape; and 2) the closeness to the local optimum of each model. We empirically and theoretically show that both properties are strongly correlated with the transferability and propose a Common Weakness Attack (CWA) to generate more transferable adversarial examples by promoting these two properties. Experimental results on both image classification and object detection tasks validate the effectiveness of our approach to improving the adversarial transferability, especially when attacking adversarially trained models. We also successfully apply our method to attack a black-box large vision-language model -- Google's Bard, showing the practical effectiveness. Code is available at \url{https://github.com/huanranchen/AdversarialAttacks}.

Miscellaneous Aspects of Machine Learning · Unsupervised and Semi-supervised Learning

Biswadeep Chakraborty, Beomseok Kang, Harshit Kumar, Saibal Mukhopadhyay

Recurrent Spiking Neural Networks (RSNNs) have emerged as a computationally efficient and brain-inspired machine learning model. The design of sparse RSNNs with fewer neurons and synapses helps reduce the computational complexity of RSNNs. Traditionally, sparse SNNs are obtained by first training a dense and complex SNN for a target task and, next, eliminating neurons with low activity (activity-based pruning) while maintaining task performance. In contrast, this paper presents a task-agnostic methodology for designing sparse RSNNs by pruning an untrained (arbitrarily initialized) large model. We introduce a novel Lyapunov Noise Pruning (LNP) algorithm that uses graph sparsification methods and utilizes Lyapunov exponents to design a stable sparse RSNN from an untrained RSNN. We show that the LNP can leverage diversity in neuronal timescales to design a sparse Heterogeneous RSNN (HRSNN). Further, we show that the same sparse HRSNN model can be trained for different tasks, such as image classification and time-series prediction. The experimental results show that, in spite of being task-agnostic, LNP increases computational efficiency (fewer neurons and synapses) and prediction performance of RSNNs compared to traditional activity-based pruning of trained dense models.

Social Aspects · Accountability, Transparency and Interpretability

S. Fatemeh Seyyedsalehi, Mahdieh Baghshah, Hamid Rabiee

This paper proposes a novel interpretation technique to explain the behavior of structured output models, which simultaneously learn mappings between an input vector and a set of output variables. As a result of the complex relationships between the computational path of output variables in structured models, a feature may impact an output value via other output variables. We focus on one of the outputs as the target and try to find the most important features adopted by the structured model to decide on the target in each locality of the input space. We consider an arbitrary structured output model available as a black-box and argue that considering correlations among output variables can improve explanation quality. The goal is to train a function as an interpreter for the target output variable over the input space. We introduce an energy-based training process for the interpreter function, which effectively considers the structural information incorporated into the model to be explained. The proposed method's effectiveness is confirmed using various simulated and real data sets.

Miscellaneous Aspects of Machine Learning · Unsupervised and Semi-supervised Learning

Haoran Deng, Yang Yang, Jiahe Li, Cheng Chen, Weihao Jiang, Shiliang Pu

Updating truncated Singular Value Decomposition (SVD) has extensive applications in representation learning.The continuous evolution of massive-scaled data matrices in practical scenarios highlights the importance of aligning SVD-based models with fast-paced updates.Recent methods for updating truncated SVD can be recognized as Rayleigh-Ritz projection procedures where their projection matrices are augmented based on the original singular vectors.However, the updating process in these methods densifies the update matrix and applies the projection to all singular vectors, resulting in inefficiency.This paper presents a novel method for dynamically approximating the truncated SVD of a sparse and temporally evolving matrix.The proposed method takes advantage of sparsity in the orthogonalization process of the augment matrices and employs an extended decomposition to store projections in the column space of singular vectors independently.Numerical experimental results on updating truncated SVD for evolving sparse matrices show an order of magnitude improvement in the efficiency of our proposed method while maintaining precision comparing to previous methods.

Deep Learning · Large Language Models

Jing-Cheng Pang, Pengyuan Wang, Kaiyuan Li, XiongHui Chen, Jiacheng Xu, Zongzhang Zhang, Yang Yu

Language model self-improvement (LMSI) techniques have recently gained significant attention as they improve language models without requiring external supervision. A common approach is reinforcement learning from AI feedback (RLAIF), which trains a reward model based on AI preference data and employs a reinforcement learning algorithm to train the language model. However, RLAIF relies on the heuristic assumption that an AI model can provide effective feedback and correct wrong answers, requiring a solid capability of the language model. This paper presents a novel LMSI method, Reinforcement Learning Contemplation (RLC). We disclose that it is simpler for language models to evaluate a sentence than to generate it, even for small language models. Leveraging the gap between the evaluation and generation, RLC evaluates generated answers and updates language model parameters using reinforcement learning to maximize evaluation scores. Through testing on various challenging reasoning tasks and text summarization task, our experiments show that RLC effectively improves language model performance without external supervision, resulting in an answering accuracy increase (from 31.23% to 37.09%) for BigBench-hard reasoning tasks, and a rise in BERTScore for CNN/Daily Mail summarization tasks. Furthermore, RLC can be applied to models of different sizes, showcasing its broad applicability.

Deep Learning · Other Representation Learning

Yuan Gao, WEIZHONG ZHANG, Wenhan Luo, Lin Ma, Jin-Gang Yu, Gui-Song Xia, Jiayi Ma

We aim at exploiting additional auxiliary labels from an independent (auxiliary) task to boost the primary task performance which we focus on, while preserving a single task inference cost of the primary task. While most existing auxiliary learning methods are optimization-based relying on loss weights/gradients manipulation, our method is architecture-based with a flexible asymmetric structure for the primary and auxiliary tasks, which produces different networks for training and inference. Specifically, starting from two single task networks/branches (each representing a task), we propose a novel method with evolving networks where only primary-to-auxiliary links exist as the cross-task connections after convergence. These connections can be removed during the primary task inference, resulting in a single-task inference cost. We achieve this by formulating a Neural Architecture Search (NAS) problem, where we initialize bi-directional connections in the search space and guide the NAS optimization converging to an architecture with only the single-side primary-to-auxiliary connections. Moreover, our method can be incorporated with optimization-based auxiliary learning approaches. Extensive experiments with six tasks on NYU v2, CityScapes, and Taskonomy datasets using VGG, ResNet, and ViT backbones validate the promising performance. The codes are available at https://github.com/ethanygao/Aux-NAS.

Deep Learning · Generative Models and Autoencoders

Peter Sorrenson, Felix Draxler, Armand Rousselot, Sander Hummerich, Lea Zimmermann, Ullrich Koethe

Normalizing Flows explicitly maximize a full-dimensional likelihood on the training data. However, real data is typically only supported on a lower-dimensional manifold leading the model to expend significant compute on modeling noise. Injective Flows fix this by jointly learning a manifold and the distribution on it. So far, they have been limited by restrictive architectures and/or high computational cost. We lift both constraints by a new efficient estimator for the maximum likelihood loss, compatible with free-form bottleneck architectures. We further show that naively learning both the data manifold and the distribution on it can lead to divergent solutions, and use this insight to motivate a stable maximum likelihood training objective. We perform extensive experiments on toy, tabular and image data, demonstrating the competitive performance of the resulting model.

Deep Learning

Renbo Tu, Colin White, Jean Kossaifi, Boris Bonev, Gennady Pekhimenko, Kamyar Azizzadenesheli, anima anandkumar

Neural operators, such as Fourier Neural Operators (FNO), form a principled approach for learning solution operators for partial differential equations (PDE) and other mappings between function spaces. However, many real-world problems require high-resolution training data, and the training time and limited GPU memory pose big barriers. One solution is to train neural operators in mixed precision to reduce the memory requirement and increase training speed. However, existing mixed-precision training techniques are designed for standard neural networks, and we find that their direct application to FNO leads to numerical overflow and poor memory efficiency. Further, at first glance, it may appear that mixed precision in FNO will lead to drastic accuracy degradation since reducing the precision of the Fourier transform yields poor results in classical numerical solvers. We show that this is not the case; in fact, we prove that reducing the precision in FNO still guarantees a good approximation bound, when done in a targeted manner. Specifically, we build on the intuition that neural operator learning inherently induces an approximation error, arising from discretizing the infinite-dimensional ground-truth input function, implying that training in full precision is not needed. We formalize this intuition by rigorously characterizing the approximation and precision errors of FNO and bounding these errors for general input functions. We prove that the precision error is asymptotically comparable to the approximation error. Based on this, we design a simple method to optimize the memory-intensive half-precision tensor contractions by greedily finding the optimal contraction order. Through extensive experiments on different state-of-the-art neural operators, datasets, and GPUs, we demonstrate that our approach reduces GPU memory usage by up to 50% and improves throughput by 58% with little or no reduction in accuracy.

Applications · Genetics, Cell Biology, etc

Frederikke Marin, Felix Teufel, Marc Horlacher, Dennis Madsen, Dennis Pultz, Ole Winther, Wouter Boomsma

The genome sequence contains the blueprint for governing cellular processes. While the availability of genomes has vastly increased over the last decades, experimental annotation of the various functional, non-coding and regulatory elements encoded in the DNA sequence remains both expensive and challenging. This has sparked interest in unsupervised language modeling of genomic DNA, a paradigm that has seen great success for protein sequence data. Although various DNA language models have been proposed, evaluation tasks often differ between individual works, and might not fully recapitulate the fundamental challenges of genome annotation, including the length, scale and sparsity of the data. In this study, we introduce **BEND**, a **BEN**chmark for **D**NA language models, featuring a collection of realistic and biologically meaningful downstream tasks defined on the human genome. We find that embeddings from current DNA LMs can approach performance of expert methods on some tasks, but only capture limited information about long-range features. BEND is available at https://github.com/frederikkemarin/BEND.

Linwei Tao, Younan Zhu, Haolan Guo, Minjing Dong, Chang Xu

Deep neural networks are increasingly utilized in various machine learning tasks. However, as these models grow in complexity, they often face calibration issues, despite enhanced prediction accuracy. Many studies have endeavored to improve calibration performance through the use of specific loss functions, data preprocessing and training frameworks. Yet, investigations into calibration properties have been somewhat overlooked. Our study leverages the Neural Architecture Search (NAS) search space, offering an exhaustive model architecture space for thorough calibration properties exploration. We specifically create a model calibration dataset. This dataset evaluates 90 bin-based and 12 additional calibration measurements across 117,702 unique neural networks within the widely employed NATS-Bench search space. Our analysis aims to answer several longstanding questions in the field, using our proposed dataset: (i) Can model calibration be generalized across different datasets? (ii) Can robustness be used as a calibration measurement? (iii) How reliable are calibration metrics? (iv) Does a post-hoc calibration method affect all models uniformly? (v) How does calibration interact with accuracy? (vi) What is the impact of bin size on calibration measurement? (vii) Which architectural designs are beneficial for calibration? Additionally, our study bridges an existing gap by exploring calibration within NAS. By providing this dataset, we enable further research into NAS calibration. As far as we are aware, our research represents the first large-scale investigation into calibration properties and the premier study of calibration issues within NAS.

Deep Learning · Graph Neural Networks

Mert Kosan, Samidha Verma, Burouj Armgaan, Khushbu Pahwa, Ambuj K Singh, Sourav Medya, Sayan Ranu

Numerous explainability methods have been proposed to shed light on the inner workings of GNNs. Despite the inclusion of empirical evaluations in all the proposed algorithms, the interrogative aspects of these evaluations lack diversity. As a result, various facets of explainability pertaining to GNNs, such as a comparative analysis of counterfactual reasoners, their stability to variational factors such as different GNN architectures, noise, stochasticity in non-convex loss surfaces, feasibility amidst domain constraints, and so forth, have yet to be formally investigated. Motivated by this need, we present a benchmarking study on perturbation-based explainability methods for GNNs, aiming to systematically evaluate and compare a wide range of explainability techniques. Among the key findings of our study, we identify the Pareto-optimal methods that exhibit superior efficacy and stability in the presence of noise. Nonetheless, our study reveals thatall algorithms are affected by stability issues when faced with noisy data. Furthermore, we have established that the current generation of counterfactual explainers often fails to provide feasible recourses due to violations of topological constraints encoded by domain-specific considerations. Overall, this benchmarking study empowers stakeholders in the field of GNNs with a comprehensive understanding of the state-of-the-art explainability methods, potential research problems for further enhancement, and the implications of their application in real-world scenarios.

Sachin Kumar, Chan Young Park, Yulia Tsvetkov

Language model (LM) prompting—a popular paradigm for solving NLP tasks—has been shown to be susceptible to miscalibration and brittleness to slight prompt variations, caused by its discriminative prompting approach, i.e., predicting the label given the input. To address these issues, we propose Gen-Z—a generative prompting framework for zero-shot text classification. GEN-Z is generative, as it measures the LM likelihood of input text, conditioned on natural language descriptions of labels. The framework is multivariate, as label descriptions allow us to seamlessly integrate additional contextual information about the labels to improve task performance. On various standard classification benchmarks, with six open-source LM families, we show that zero-shot classification with simple contextualization of the data source of the evaluation set consistently outperforms both zero-shot and few-shot baselines while improving robustness to prompt variations. Further, our approach enables personalizing classification in a zero-shot manner by incorporating author, subject, or reader information in the label descriptions.

Deep Learning · Everything Else

William Yang, Byron Zhang, Olga Russakovsky

The task of out-of-distribution (OOD) detection is notoriously ill-defined. Earlier works focused on new-class detection, aiming to identify label-altering data distribution shifts, also known as "semantic shift." However, recent works argue for a focus on failure detection, expanding the OOD evaluation framework to account for label-preserving data distribution shifts, also known as "covariate shift.” Intriguingly, under this new framework, complex OOD detectors that were previously considered state-of-the-art now perform similarly to, or even worse than the simple maximum softmax probability baseline. This raises the question: what are the latest OOD detectors actually detecting? Deciphering the behavior of OOD detection algorithms requires evaluation datasets that decouples semantic shift and covariate shift. To aid our investigations, we present ImageNet-OOD, a clean semantic shift dataset that minimizes the interference of covariate shift. Through comprehensive experiments, we show that OOD detectors are more sensitive to covariate shift than to semantic shift, and the benefits of recent OOD detection algorithms on semantic shift detection is minimal. Our dataset and analyses provide important insights for guiding the design of future OOD detectors.

Galen Andrew, Peter Kairouz, Sewoong Oh, Alina Oprea, H. Brendan McMahan, Vinith Suriyakumar

Privacy estimation techniques for differentially private (DP) algorithms are useful for comparing against analytical bounds, or to empirically measure privacy loss in settings where known analytical bounds are not tight. However, existing privacy auditing techniques usually make strong assumptions on the adversary (e.g., knowledge of intermediate model iterates or the training data distribution), are tailored to specific tasks, model architectures, or DP algorithm, and/or require retraining the model many times (typically on the order of thousands). These shortcomings make deploying such techniques at scale difficult in practice, especially in federated settings where model training can take days or weeks. In this work, we present a novel “one-shot” approach that can systematically address these challenges, allowing efficient auditing or estimation of the privacy loss of a model during the same, single training run used to fit model parameters, and without requiring any a priori knowledge about the model architecture, task, or DP algorithm. We show that our method provides provably correct estimates for the privacy loss under the Gaussian mechanism, and we demonstrate its performance on a well-established FL benchmark dataset under several adversarial threat models.

Deep Learning · Large Language Models

Xian Li, Ping Yu, Chunting Zhou, Timo Schick, Omer Levy, Luke Zettlemoyer, Jason E Weston, Mike Lewis

We present a scalable method to build a high quality instruction following language model by automatically labelling human-written text with corresponding instructions. Our approach, named instruction backtranslation, starts with a language model finetuned on a small amount of seed data, and a given web corpus. The seed model is used to construct training examples by generating instruction prompts for web documents (self-augmentation), and then selecting high quality examples from among these candidates (self-curation). This data is then used to finetune a stronger model. Finetuning LLaMa on two iterations of our approach yields a model that outperforms all other LLaMa-based models on the Alpaca leaderboard not relying on distillation data, demonstrating highly effective self-alignment.