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Reinforcement Learning · Deep RL

Yongyuan Liang, Yanchao Sun, Ruijie Zheng, Xiangyu Liu, Benjamin Eysenbach, Tuomas Sandholm, Furong Huang, Stephen McAleer

Deploying reinforcement learning (RL) systems requires robustness to uncertainty and model misspecification, yet prior robust RL methods typically only study noise introduced independently across time. However, practical sources of uncertainty are usually coupled across time.We formally introduce temporally-coupled perturbations, presenting a novel challenge for existing robust RL methods. To tackle this challenge, we propose GRAD, a novel game-theoretic approach that treats the temporally-coupled robust RL problem as a partially-observable two-player zero-sum game. By finding an approximate equilibrium within this game, GRAD optimizes for general robustness against temporally-coupled perturbations. Experiments on continuous control tasks demonstrate that, compared with prior methods, our approach achieves a higher degree of robustness to various types of attacks on different attack domains, both in settings with temporally-coupled perturbations and decoupled perturbations.

Deep Learning · Sequential Models, Time series

Yong Liu, Tengge Hu, Haoran Zhang, Haixu Wu, Shiyu Wang, Lintao Ma, Mingsheng Long

The recent boom of linear forecasting models questions the ongoing passion for architectural modifications of Transformer-based forecasters. These forecasters leverage Transformers to model the global dependencies over temporal tokens of time series, with each token formed by multiple variates of the same timestamp. However, Transformers are challenged in forecasting series with larger lookback windows due to performance degradation and computation explosion. Besides, the embedding for each temporal token fuses multiple variates that represent potential delayed events and distinct physical measurements, which may fail in learning variate-centric representations and result in meaningless attention maps. In this work, we reflect on the competent duties of Transformer components and repurpose the Transformer architecture without any modification to the basic components. We propose iTransformer that simply applies the attention and feed-forward network on the inverted dimensions. Specifically, the time points of individual series are embedded into variate tokens which are utilized by the attention mechanism to capture multivariate correlations; meanwhile, the feed-forward network is applied for each variate token to learn nonlinear representations. The iTransformer model achieves state-of-the-art on challenging real-world datasets, which further empowers the Transformer family with promoted performance, generalization ability across different variates, and better utilization of arbitrary lookback windows, making it a nice alternative as the fundamental backbone of time series forecasting. Code is available at this repository: https://github.com/thuml/iTransformer.

Deep Learning

Yun-Hin Chan, Rui Zhou, Running Zhao, Zhihan JIANG, Edith Ngai

Federated learning (FL) inevitably confronts the challenge of system heterogeneity in practical scenarios. To enhance the capabilities of most model-homogeneous FL methods in handling system heterogeneity, we propose a training scheme that can extend their capabilities to cope with this challenge. In this paper, we commence our study with a detailed exploration of homogeneous and heterogeneous FL settings and discover three key observations: (1) a positive correlation between client performance and layer similarities, (2) higher similarities in the shallow layers in contrast to the deep layers, and (3) the smoother gradients distributions indicate the higher layer similarities. Building upon these observations, we propose InCo Aggregation that leverages internal cross-layer gradients, a mixture of gradients from shallow and deep layers within a server model, to augment the similarity in the deep layers without requiring additional communication between clients. Furthermore, our methods can be tailored to accommodate model-homogeneous FL methods such as FedAvg, FedProx, FedNova, Scaffold, and MOON, to expand their capabilities to handle the system heterogeneity. Copious experimental results validate the effectiveness of InCo Aggregation, spotlighting internal cross-layer gradients as a promising avenue to enhance the performance in heterogeneous FL.

Deep Learning · Sequential Models, Time series

Haeyong Kang, Jaehong Yoon, DaHyun Kim, Sung Ju Hwang, Chang Yoo

Neural Implicit Representation (NIR) has recently gained significant attention due to its remarkable ability to encode complex and high-dimensional data into representation space and easily reconstruct it through a trainable mapping function. However, NIR methods assume a one-to-one mapping between the target data and representation models regardless of data relevancy or similarity. This results in poor generalization over multiple complex data and limits their efficiency and scalability. Motivated by continual learning, this work investigates how to accumulate and transfer neural implicit representations for multiple complex video data over sequential encoding sessions. To overcome the limitation of NIR, we propose a novel method, Progressive Fourier Neural Representation (PFNR), that aims to find an adaptive and compact sub-module in Fourier space to encode videos in each training session. This sparsified neural encoding allows the neural network to hold free weights, enabling an improved adaptation for future videos. In addition, when learning a representation for a new video, PFNR transfers the representation of previous videos with frozen weights. This design allows the model to continuously accumulate high-quality neural representations for multiple videos while ensuring lossless decoding that perfectly preserves the learned representations for previous videos. We validate our PFNR method on the UVG8/17 and DAVIS50 video sequence benchmarks and achieve impressive performance gains over strong continual learning baselines.

Jinxuan Wang, Shiting Xu, Tong Zhang

Micro-expression spotting (MES) is challenging since the small magnitude of micro-expression (ME) makes them susceptible to global movements like head rotation. However, the unique movement pattern and inherent characteristics of ME allow them to be distinguished from other movements. Existing MES methods based on fixed reference frame degrade optical flow accuracy and are overly dependent on facial alignment. In this paper, we propose a skip-$k$-frame block-wise main directional mean optical flow (MDMO) feature for MES based on unfixed reference frame. By employing skip-$k$-frame strategy, we substantiate the existence of a distinct and exclusive movement pattern in ME, called M-pattern due to its feature curve resembling the letter `M'. Based on M-pattern and characteristics of ME, we then provide a novel spotting rules to precisely locate ME intervals. Block-wise MDMO feature is capable of removing global movements without compromising complete ME movements in the early feature extraction stage. Besides, A novel pixelmatch-based facial alignment algorithm with dynamic update of reference frame is proposed to better align facial images and reduce jitter between frames. Experimental results on CAS(ME)$^2$, SAMM-LV and CASME II validate the proposed methods are superior to the state-of-the-art methods.

Deep Learning · Large Language Models

Weiran Yao, Shelby Heinecke, Juan Carlos Niebles, Zhiwei Liu, Yihao Feng, Le Xue, Rithesh Murthy, Zeyuan Chen, Jianguo Zhang, Devansh Arpit 等

Recent months have seen the emergence of a powerful new trend in which large language models (LLMs) are augmented to become autonomous language agents capable of performing objective oriented multi-step tasks on their own, rather than merely responding to queries from human users. Most existing language agents, however, are not optimized using environment-specific rewards. Although some agents enable iterative refinement through verbal feedback, they do not reason and plan in ways that are compatible with gradient-based learning from rewards. This paper introduces a principled framework for reinforcing large language agents by learning a retrospective model, which automatically tunes the language agent prompts from environment feedback through policy gradient. Specifically, our proposed agent architecture learns from rewards across multiple environments and tasks, for fine-tuning a pre-trained language model which refines the language agent prompt by summarizing the root cause of prior failed attempts and proposing action plans. Experimental results on various tasks demonstrate that the language agents improve over time and that our approach considerably outperforms baselines that do not properly leverage gradients from the environment.

Deep Learning · Everything Else

Yi-Lin Sung, Jaehong Yoon, Mohit Bansal

Large Vision-Language Models (LVLMs) can understand the world comprehensively by integrating rich information from different modalities, achieving remarkable performance improvements on various multimodal downstream tasks. However, deploying LVLMs is often problematic due to their massive computational/energy costs and carbon consumption, making it infeasible to adopt conventional iterative global pruning, which is costly due to computing the Hessian matrix of the entire large model for sparsification. Alternatively, several studies have recently proposed layer-wise pruning approaches to avoid the expensive computation of global pruning and efficiently compress model weights according to their importance within a layer. However, these methods often suffer from suboptimal model compression due to their lack of a global perspective. To address this limitation in recent efficient pruning methods for large models, we propose Efficient Coarse-to-Fine Layer-Wise Pruning (ECoFLaP), a two-stage coarse-to-fine weight pruning approach for LVLMs. We first determine the sparsity ratios of different layers or blocks by leveraging the global importance score, which is efficiently computed based on the zeroth-order approximation of the global model gradients. Then, the multimodal model performs layer-wise unstructured weight pruning. We validate our proposed method across various multi-modal and single-modal models and datasets, demonstrating significant performance improvements over prevalent pruning techniques in the high-sparsity regime.

Applications

Junyan Cheng, Peter Chin

We introduce SocioDojo, an open-ended lifelong learning environment for developing ready-to-deploy autonomous agents capable of performing human-like analysis and decision-making on societal topics such as economics, finance, politics, and culture. It consists of (1) information sources from news, social media, reports, etc., (2) a knowledge base built from books, journals, and encyclopedias, plus a toolbox of Internet and knowledge graph search interfaces, (3) 30K high-quality time series in finance, economy, society, and polls, which support a novel task called "hyperportfolio", that can reliably and scalably evaluate societal analysis and decision-making power of agents, inspired by portfolio optimization with time series as assets to "invest". We also propose a novel Analyst-Assistant-Actuator architecture for the hyperportfolio task, and a Hypothesis & Proof prompting for producing in-depth analyses on input news, articles, etc. to assist decision-making. We perform experiments and ablation studies to explore the factors that impact performance. The results show that our proposed method achieves improvements of 32.4% and 30.4% compared to the state-of-the-art method in the two experimental settings.

Deep Learning · Large Language Models

Fredrik Carlsson, Johan Broberg, Erik Hillbom, Magnus Sahlgren, Joakim Nivre

The current advancements in open domain text generation have been spearheaded by Transformer-based large language models. Leveraging efficient parallelization and vast training datasets, these models achieve unparalleled text generation capabilities. Even so, current models are known to suffer from deficiencies such as repetitive texts, looping issues, and lack of robustness. While adversarial training through generative adversarial networks (GAN) is a proposed solution, earlier research in this direction has predominantly focused on older architectures, or narrow tasks. As a result, this approach is not yet compatible with modern language models for open-ended text generation, leading to diminished interest within the broader research community. We propose a computationally efficient GAN approach for sequential data that utilizes the parallelization capabilities of Transformer models. Our method revolves around generating multiple branching sequences from each training sample, while also incorporating the typical next-step prediction loss on the original data. In this way, we achieve a dense reward and loss signal for both the generator and the discriminator, resulting in a stable training dynamic. We apply our training method to pre-trained language models, using data from their original training set but less than 0.01% of the available data. A comprehensive human evaluation shows that our method significantly improves the quality of texts generated by the model while avoiding the previously reported sparsity problems of GAN approaches. Even our smaller models outperform larger original baseline models with more than 16 times the number of parameters. Finally, we corroborate previous claims that perplexity on held-out data is not a sufficient metric for measuring the quality of generated texts.

Deep Learning · Robustness

HeeSun Bae, Seungjae Shin, Byeonghu Na, Il-chul Moon

For learning with noisy labels, the transition matrix, which explicitly models the relation between noisy label distribution and clean label distribution, has been utilized to achieve the statistical consistency of either the classifier or the risk. Previous researches have focused more on how to estimate this transition matrix well, rather than how to utilize it. We propose good utilization of the transition matrix is crucial and suggest a new utilization method based on resampling, coined RENT. Specifically, we first demonstrate current utilizations can have potential limitations for implementation. As an extension to Reweighting, we suggest the Dirichlet distribution-based per-sample Weight Sampling (DWS) framework, and compare reweighting and resampling under DWS framework. With the analyses from DWS, we propose RENT, a REsampling method with Noise Transition matrix. Empirically, RENT consistently outperforms existing transition matrix utilization methods, which includes reweighting, on various benchmark datasets. Our code is available at https://github.com/BaeHeeSun/RENT.

Deep Learning · Attention Mechanisms

Reese Pathak, Rajat Sen, Weihao Kong, Abhimanyu Das

Mixture models arise in many regression problems, but most methods have seen limited adoption partly due to these algorithms' highly-tailored and model-specific nature. On the other hand, transformers are flexible, neural sequence models that present the intriguing possibility of providing general-purpose prediction methods, even in this mixture setting. In this work, we investigate the hypothesis that transformers can learn an optimal predictor for mixtures of regressions. We construct a generative process for a mixture of linear regressions for which the decision-theoretic optimal procedure is given by data-driven exponential weights on a finite set of parameters. We observe that transformers achieve low mean-squared error on data generated via this process. By probing the transformer's output at inference time, we also show that transformers typically make predictions that are close to the optimal predictor. Our experiments also demonstrate that transformers can learn mixtures of regressions in a sample-efficient fashion and are somewhat robust to distribution shifts. We complement our experimental observations by proving constructively that the decision-theoretic optimal procedure is indeed implementable by a transformer.

Applications · Computer Vision

Xin Yu, Yuan-Chen Guo, Yangguang Li, Ding Liang, Song-Hai Zhang, XIAOJUAN QI

Text-to-3D generation has made remarkable progress recently, particularly with methods based on Score Distillation Sampling (SDS) that leverages pre-trained 2D diffusion models. While the usage of classifier-free guidance is well acknowledged to be crucial for successful optimization, it is considered an auxiliary trick rather than the most essential component. In this paper, we re-evaluate the role of classifier-free guidance in score distillation and discover a surprising finding: the guidance alone is enough for effective text-to-3D generation tasks. We name this method Classifier Score Distillation (CSD), which can be interpreted as using an implicit classification model for generation. This new perspective reveals new insights for understanding existing techniques. We validate the effectiveness of CSD across a variety of text-to-3D tasks including shape generation, texture synthesis, and shape editing, achieving results superior to those of state-of-the-art methods. Our project page is https://xinyu-andy.github.io/Classifier-Score-Distillation

Deep Learning · Other Representation Learning

Tien Manh Luong, Khai Nguyen, Nhat Ho, Reza Haffari, Dinh Phung, Lizhen Qu

The Learning-to-match (LTM) framework proves to be an effective inverse optimal transport approach for learning the underlying ground metric between two sources of data, facilitating subsequent matching. However, the conventional LTM framework faces scalability challenges, necessitating the use of the entire dataset each time the parameters of the ground metric are updated. In adapting LTM to the deep learning context, we introduce the mini-batch Learning-to-match (m-LTM) framework for audio-text retrieval problems. This framework leverages mini-batch subsampling and Mahalanobis-enhanced family of ground metrics. Moreover, to cope with misaligned training data in practice, we propose a variant using partial optimal transport to mitigate the harm of misaligned data pairs in training data. We conduct extensive experiments on audio-text matching problems using three datasets: AudioCaps, Clotho, and ESC-50. Results demonstrate that our proposed method is capable of learning rich and expressive joint embedding space, which achieves SOTA performance. Beyond this, the proposed m-LTM framework is able to close the modality gap across audio and text embedding, which surpasses both triplet and contrastive loss in the zero-shot sound event detection task on the ESC-50 dataset. Notably, our strategy of employing partial optimal transport with m-LTM demonstrates greater noise tolerance than contrastive loss, especially under varying noise ratios in training data on the AudioCaps dataset. Our code is available at https://github.com/v-manhlt3/m-LTM-Audio-Text-Retrieval

Miscellaneous Aspects of Machine Learning · Unsupervised and Semi-supervised Learning

Shrinivas Ramasubramanian, Harsh Rangwani, Sho Takemori, Kunal Samanta, Yuhei Umeda, Venkatesh Babu Radhakrishnan

The rise in internet usage has led to the generation of massive amounts of data, resulting in the adoption of various supervised and semi-supervised machine learning algorithms, which can effectively utilize the colossal amount of data to train models. However, before deploying these models in the real world, these must be strictly evaluated on performance measures like worst-case recall and satisfy constraints such as fairness. We find that current state-of-the-art empirical techniques offer sub-optimal performance on these practical, non-decomposable performance objectives. On the other hand, the theoretical techniques necessitate training a new model from scratch for each performance objective. To bridge the gap, we propose SelMix, a selective mixup-based inexpensive fine-tuning technique for pre-trained models, to optimize for the desired objective. The core idea of our framework is to determine a sampling distribution to perform a mixup of features between samples from particular classes such that it optimizes the given objective. We comprehensively evaluate our technique against the existing empirical and theoretically principled methods on standard benchmark datasets for imbalanced classification. We find that proposed SelMix fine-tuning significantly improves the performance for various practical non-decomposable objectives across benchmarks.

Reinforcement Learning · Deep RL

Nicholas Corrado, Josiah Hanna

Recently, data augmentation (DA) has emerged as a method for leveraging domain knowledge to inexpensively generate additional data in reinforcement learning (RL) tasks, often yielding substantial improvements in data efficiency.While prior work has demonstrated the utility of incorporating augmented data directly into model-free RL updates,it is not well-understood when a particular DA strategy will improve data efficiency.In this paper, we seek to identify general aspects of DA responsible for observed learning improvements.Our study focuses on sparse-reward tasks with dynamics-invariant data augmentation functions, serving as an initial step towards a more general understanding of DA and its integration into RL training.Experimentally, we isolate three relevant aspects of DA: state-action coverage, reward density, and the number of augmented transitions generated per update (the augmented replay ratio).From our experiments, we draw two conclusions: (1) increasing state-action coverage often has a much greater impact on data efficiency than increasing reward density, and (2) decreasing the augmented replay ratio substantially improves data efficiency.In fact, certain tasks in our empirical study are solvable only when the replay ratio is sufficiently low.

Optimization · Learning for Optimization

Wenxi Wang, Yang Hu, Mohit Tiwari, Sarfraz Khurshid, Kenneth McMillan, Risto Miikkulainen

Propositional satisfiability (SAT) is an NP-complete problem that impacts manyresearch fields, such as planning, verification, and security. Mainstream modernSAT solvers are based on the Conflict-Driven Clause Learning (CDCL) algorithm.Recent work aimed to enhance CDCL SAT solvers using Graph Neural Networks(GNNs). However, so far this approach either has not made solving more effective,or required substantial GPU resources for frequent online model inferences. Aimingto make GNN improvements practical, this paper proposes an approach calledNeuroBack, which builds on two insights: (1) predicting phases (i.e., values) ofvariables appearing in the majority (or even all) of the satisfying assignments areessential for CDCL SAT solving, and (2) it is sufficient to query the neural modelonly once for the predictions before the SAT solving starts. Once trained, theoffline model inference allows NeuroBack to execute exclusively on the CPU,removing its reliance on GPU resources. To train NeuroBack, a new dataset calledDataBack containing 120,286 data samples is created. Finally, NeuroBack is implementedas an enhancement to a state-of-the-art SAT solver called Kissat. As a result,it allowed Kissat to solve 5.2% more problems on the recent SAT competitionproblem set, SATCOMP-2022. NeuroBack therefore shows how machine learningcan be harnessed to improve SAT solving in an effective and practical manner.

Deep Learning · Large Language Models

Chau Pham, Boyi Liu, Yingxiang Yang, Zhengyu Chen, Tianyi Liu, Jianbo Yuan, Bryan Plummer, Zhaoran Wang, Hongxia Yang

Discussion and debate among Large Language Models (LLMs) have gained considerable attention due to their potential to enhance the reasoning ability of LLMs. Although natural language is an obvious choice for communication due to LLM's language understanding capability, the token sampling step needed when generating natural language poses a potential risk of information loss, as it uses only one token to represent the model's belief across the entire vocabulary. In this paper, we introduce a communication regime named CIPHER (Communicative Inter-Model Protocol Through Embedding Representation) to address this issue. Specifically, we remove the token sampling step from LLMs and let them communicate their beliefs across the vocabulary through the expectation of the raw transformer output embeddings. Remarkably, by deviating from natural language, CIPHER offers an advantage of encoding a broader spectrum of information without any modification to the model weights, outperforming the state-of-the-art LLM debate methods using natural language by 0.5-5.0% across five reasoning tasks and multiple open-source LLMs of varying sizes. This showcases the superiority and robustness of embeddings as an alternative "language" for communication among LLMs. We anticipate that CIPHER will inspire further exploration for the design of interactions within LLM agent systems, offering a new direction that could significantly influence future developments in the field.

Deep Learning · Generative Models and Autoencoders

Yichong Leng, ZHifang Guo, Kai Shen, Zeqian Ju, Xu Tan, Eric Liu, Yufei Liu, Dongchao Yang, leying zhang, Kaitao Song 等

Speech conveys more information than text, as the same word can be uttered in various voices to convey diverse information. Compared to traditional text-to-speech (TTS) methods relying on speech prompts (reference speech) for voice variability, using text prompts (descriptions) is more user-friendly since speech prompts can be hard to find or may not exist at all. TTS approaches based on the text prompt face two main challenges: 1) the one-to-many problem, where not all details about voice variability can be described in the text prompt, and 2) the limited availability of text prompt datasets, where vendors and large cost of data labeling are required to write text prompts for speech. In this work, we introduce PromptTTS 2 to address these challenges with a variation network to provide variability information of voice not captured by text prompts, and a prompt generation pipeline to utilize the large language models (LLM) to compose high quality text prompts. Specifically, the variation network predicts the representation extracted from the reference speech (which contains full information about voice variability) based on the text prompt representation. For the prompt generation pipeline, it generates text prompts for speech with a speech language understanding model to recognize voice attributes (e.g., gender, speed) from speech and a large language model to formulate text prompts based on the recognition results. Experiments on a large-scale (44K hours) speech dataset demonstrate that compared to the previous works, PromptTTS 2 generates voices more consistent with text prompts and supports the sampling of diverse voice variability, thereby offering users more choices on voice generation. Additionally, the prompt generation pipeline produces high-quality text prompts, eliminating the large labeling cost. The demo page of PromptTTS 2 is available (https://speechresearch.github.io/prompttts2).

Deep Learning · Large Language Models

Maxim Khanov, Jirayu Burapacheep, Yixuan Li

Aligning large language models with human objectives is paramount, yet common approaches including RLHF suffer from unstable and resource-intensive training. In response to this challenge, we introduce ARGS, Alignment as Reward-Guided Search, a novel framework that integrates alignment into the decoding process, eliminating the need for expensive RL training. By adjusting the model’s probabilistic predictions using a reward signal, ARGS generates texts with semantic diversity while being aligned with human preferences, offering a promising and flexible solution for aligning language models. Notably, our method demonstrates consistent enhancements in average reward compared to baselines across diverse alignment tasks and various model dimensions. For example, under the same greedy-based decoding strategy, our method improves the average reward by 19.56% relative to the baseline and secures a preference or tie score of 64.33% in GPT-4 evaluation. We believe that our framework, emphasizing test-time alignment, paves the way for more responsive language models in the future. Code is publicly available at: https://github.com/deeplearning-wisc/args.

Applications · Neuroscience, Cognitive Science

Yuhan Helena Liu, Aristide Baratin, Jonathan Cornford, Stefan Mihalas, Eric SheaBrown, Guillaume Lajoie

In theoretical neuroscience, recent work leverages deep learning tools to explore how some network attributes critically influence its learning dynamics. Notably, initial weight distributions with small (resp. large) variance may yield a rich (resp. lazy) regime, where significant (resp. minor) changes to network states and representation are observed over the course of learning. However, in biology, neural circuit connectivity generally has a low-rank structure and therefore differs markedly from the random initializations generally used for these studies. As such, here we investigate how the structure of the initial weights — in particular their effective rank — influences the network learning regime. Through both empirical and theoretical analyses, we discover that high-rank initializations typically yield smaller network changes indicative of lazier learning, a finding we also confirm with experimentally-driven initial connectivity in recurrent neural networks. Conversely, low-rank initialization biases learning towards richer learning. Importantly, however, as an exception to this rule, we find lazier learning can still occur with a low-rank initialization that aligns with task and data statistics. Our research highlights the pivotal role of initial weight structures in shaping learning regimes, with implications for metabolic costs of plasticity and risks of catastrophic forgetting.