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Deep Learning · Theory

Greg Yang, Dingli Yu, Chen Zhu, Soufiane Hayou

Empirical studies have consistently demonstrated that increasing the size of neural networks often yields superior performance in practical applications. However, there is a lack of consensus regarding the appropriate scaling strategy, particularly when it comes to increasing the depth of neural networks. In practice, excessively large depths can lead to model performance degradation. In this paper, we introduce Depth-$\mu$P, a principled approach for depth scaling, allowing for the training of arbitrarily deep architectures while maximizing feature learning and diversity among nearby layers. Our method involves dividing the contribution of each residual block and the parameter update by the square root of the depth. Through the use of Tensor Programs, we rigorously establish the existence of a limit for infinitely deep neural networks under the proposed scaling scheme. This scaling strategy ensures more stable training for deep neural networks and guarantees the transferability of hyperparameters from shallow to deep models. To substantiate the efficacy of our scaling method, we conduct empirical validation on neural networks with depths up to $2^{10}$.

Alexander Shypula, Aman Madaan, Yimeng Zeng, Uri Alon, Jacob Gardner, Yiming Yang, Milad Hashemi, Graham Neubig, Parthasarathy Ranganathan, Osbert Bastani 等

With the decline of Moore's law, optimizing program performance has become a major focus of software research. However, high-level optimizations such as API and algorithm changes remain elusive due to the difficulty of understanding the semantics of code. Simultaneously, pretrained large language models (LLMs) have demonstrated strong capabilities at solving a wide range of programming tasks. To that end, we introduce a framework for adapting LLMs to high-level program optimization. First, we curate a dataset of performance-improving edits made by human programmers of over 77,000 competitive C++ programming submission pairs, accompanied by extensive unit tests. A major challenge is the significant variability of measuring performance on commodity hardware, which can lead to spurious "improvements." To isolate and reliably evaluate the impact of program optimizations, we design an environment based on the gem5 full system simulator, the de facto simulator used in academia and industry. Next, we propose a broad range of adaptation strategies for code optimization; for prompting, these include retrieval-based few-shot prompting and chain-of-thought, and for finetuning, these include performance-conditioned generation and synthetic data augmentation based on self-play. A combination of these techniques achieves a mean speedup of 6.86$\times$ with eight generations, higher than average optimizations from individual programmers (3.66$\times$). Using our model's fastest generations, we set a new upper limit on the fastest speedup possible for our dataset at 9.64$\times$ compared to using the fastest human submissions available (9.56$\times$).

Social Aspects · Fairness, Equity, Justice and Safety

Yu Tian, Min Shi, Yan Luo, Ava Kouhana, Tobias Elze, Mengyu Wang

Fairness in artificial intelligence models has gained significantly more attention in recent years, especially in the area of medicine, as fairness in medical models is critical to people's well-being and lives. High-quality medical fairness datasets are needed to promote fairness learning research. Existing medical fairness datasets are all for classification tasks, and no fairness datasets are available for medical segmentation, while medical segmentation is an equally important clinical task as classifications, which can provide detailed spatial information on organ abnormalities ready to be assessed by clinicians. In this paper, we propose the first fairness dataset for medical segmentation named Harvard-FairSeg with 10,000 subject samples. In addition, we propose a fair error-bound scaling approach to reweight the loss function with the upper error-bound in each identity group, using the segment anything model (SAM). We anticipate that the segmentation performance equity can be improved by explicitly tackling the hard cases with high training errors in each identity group. To facilitate fair comparisons, we utilize a novel equity-scaled segmentation performance metric to compare segmentation metrics in the context of fairness, such as the equity-scaled Dice coefficient. Through comprehensive experiments, we demonstrate that our fair error-bound scaling approach either has superior or comparable fairness performance to the state-of-the-art fairness learning models. The dataset and code are publicly accessible via https://ophai.hms.harvard.edu/datasets/harvard-fairseg10k.

Theory · Learning Theory

Frank Cole, Yulong Lu

While score-based generative models (SGMs) have achieved remarkable successes in enormous image generation tasks, their mathematical foundations are still limited. In this paper, we analyze the approximation and generalization of SGMs in learning a family of sub-Gaussian probability distributions. We introduce a measure of complexity for probability distributions in terms of their relative density with respect to the standard Gaussian measure. We prove that if the log-relative density can be locally approximated by a neural network whose parameters can be suitably bounded, then the distribution generated by empirical score matching approximates the target distribution in total variation with a dimension-independent rate. We illustrate our theory through examples, which include certain mixtures of Gaussians. An essential ingredient of our proof is to derive a dimension-free deep network approximation rate for the true score function associated to the forward process, which is interesting in its own right.

Miscellaneous Aspects of Machine Learning · Causality

Songyao Jin, Feng Xie, Guangyi Chen, Biwei Huang, Zhengming Chen, Xinshuai Dong, Kun Zhang

Conventional causal discovery approaches, which seek to uncover causal relationships among measured variables, are typically fragile to the presence of latent variables. While various methods have been developed to address this confounding issue, they often rely on strong assumptions about the underlying causal structure. In this paper, we consider a general scenario where measured and latent variables collectively form a partially observed causally sufficient linear system and latent variables may be anywhere in the causal structure. We theoretically show that with the aid of high-order statistics, the causal graph is (almost) fully identifiable if, roughly speaking, each latent set has a sufficient number of pure children, which can be either latent or measured. Naturally, LiNGAM, a model without latent variables, is encompassed as a special case. Based on the identification theorem, we develop a principled algorithm to identify the causal graph by testing for statistical independence involving only measured variables in specific manners. Experimental results show that our method effectively recovers the causal structure, even when latent variables are influenced by measured variables.

Applications · Neuroscience, Cognitive Science

Sina Khajehabdollahi, Roxana Zeraati, Emmanouil Giannakakis, Tim Schäfer, Georg Martius, Anna Levina

Recurrent neural networks (RNNs) in the brain and \emph{in silico} excel at solving tasks with intricate temporal dependencies.Long timescales required for solving such tasks can arise from properties of individual neurons (single-neuron timescale, $\tau$, e.g., membrane time constant in biological neurons) or recurrent interactions among them (network-mediated timescale, $\tau_\textrm{\small{net}}$). However, the contribution of each mechanism for optimally solving memory-dependent tasks remains poorly understood. Here, we train RNNs to solve $N$-parity and $N$-delayed match-to-sample tasks with increasing memory requirements controlled by $N$, by simultaneously optimizing recurrent weights and $\tau$s. We find that RNNs develop longer timescales with increasing $N$, but depending on the learning objective, they use different mechanisms. Two distinct curricula define learning objectives: sequential learning of a single-$N$ (single-head) or simultaneous learning of multiple $N$s (multi-head). Single-head networks increase their $\tau$ with $N$ and can solve large-$N$ tasks, but suffer from catastrophic forgetting. However, multi-head networks, which are explicitly required to hold multiple concurrent memories, keep $\tau$ constant and develop longer timescales through recurrent connectivity. We show that the multi-head curriculum increases training speed and stability to perturbations, and allows generalization to tasks beyond the training set.This curriculum also significantly improves training GRUs and LSTMs for large-$N$ tasks. Our results suggest that adapting timescales to task requirements via recurrent interactions allows learning more complex objectives and improves the RNN's performance.

Deep Learning · Large Language Models

Jiahai Feng, Jacob Steinhardt

Language models (LMs) can recall facts mentioned in context, as shown by their performance on reading comprehension tasks. When the context describes facts about more than one entity, the LM has to correctly bind attributes to their corresponding entity. We show, via causal experiments, that LMs' internal activations represent binding information by exhibiting appropriate binding ID vectors at the entity and attribute positions. We further show that binding ID vectors form a subspace and often transfer across tasks. Our results demonstrate that LMs learn interpretable strategies for representing symbolic knowledge in context, and that studying context activations is a fruitful direction for understanding LM cognition.

Deep Learning · Large Language Models

Xinyuan Wang, Chenxi Li, Zhen Wang, Fan Bai, Haotian Luo, Jiayou Zhang, Nebojsa Jojic, Eric Xing, Zhiting Hu

Expert-level prompts, carefully engineered by human experts who have a deep understanding of both large language models (LLMs) and domain knowledge, are the future of prompting and pivotal to harnessing the full power of advanced LLMs. Discovering such prompts with an automated process remains a sought-after and unresolved challenge. Existing prompt optimization techniques, though automated through iterative sampling, often fall short in injecting domain knowledge and exploring the vast prompt space for complex expert-level prompts efficiently. To address this pressing need and achieve expert-level prompting, we introduce PromptAgent, which autonomously discovers prompts equivalent in quality to those handcrafted by experts. At its core, PromptAgent views prompt optimization as a strategic planning problem and employs a principled planning algorithm (rooted in Monte Carlo Tree Search) to strategically explore the vast expert-level prompt space. PromptAgent interacts with the LLM in a human-like trial-and-error manner during the planning, and injects expert-level knowledge by reflecting on model errors and generating insightful error feedback. This novel formulation allows it to iteratively evaluate intermediate prompts, refine them based on errors, simulate future rewards, and search for high-reward paths leading to expert-level prompts. We apply PromptAgent to 12 tasks spanning three practical domains: BIG-Bench Hard (BBH), domain-expert, and general NLU tasks, showing PromptAgent consistently outperforms strong prompting and prompt optimization baselines by great margins. Our qualitative analysis further emphasizes PromptAgent's capability to distill insightful errors into expert-level prompts.

Reinforcement Learning · Planning

David Bell, Yujie Lu, Shinda Huang, William Wang, Amy Zhang

Training generalist agents is difficult across several axes, requiring us to deal with high-dimensional inputs (space), long horizons (time), and generalization to novel tasks. Recent advances with architectures have allowed for improved scaling along one or two of these axes, but are still computationally prohibitive to use. In this paper, we propose to address all three axes by leveraging Language to Control Diffusion models as a hierarchical planner conditioned on language (LCD). We effectively and efficiently scale diffusion models for planning in extended temporal, state, and task dimensions to tackle long horizon control problems conditioned on natural language instructions, as a step towards generalist agents. Comparing LCD with other state-of-the-art models on the CALVIN language benchmark finds that LCD outperforms other SOTA methods in multi-task success rates, whilst improving inference speed over other comparable diffusion models by 3.3x~15x. We show that LCD can successfully leverage the unique strength of diffusion models to produce coherent long range plans while addressing their weakness in generating low-level details and control.

Deep Learning · Generative Models and Autoencoders

Ahmed Elhag, Yuyang Wang, Joshua Susskind, MIGUEL ANGEL BAUTISTA

We present Manifold Diffusion Fields (MDF), an approach that unlocks learning of diffusion models of data in general non-euclidean geometries. Leveraging insights from spectral geometry analysis, we define an intrinsic coordinate system on the manifold via the eigen-functions of the Laplace-Beltrami Operator. MDF represents functions using an explicit parametrization formed by a set of multiple input-output pairs. Our approach allows to sample continuous functions on manifolds and is invariant with respect to rigid and isometric transformations of the manifold. In addition, we show that MDF generalizes to the case where the training set contains functions on different manifolds. Empirical results on multiple datasets and manifolds including challenging scientific problems like weather prediction or molecular conformation show that MDF can capture distributions of such functions with better diversity and fidelity than previous approaches.

Theory · Reinforcement Learning and Planning

Daniil Tiapkin, Denis Belomestny, Daniele Calandriello, Eric Moulines, Alexey Naumov, Pierre Perrault, Michal Valko, Pierre Ménard

Incorporating expert demonstrations has empirically helped to improve the sample efficiency of reinforcement learning (RL). This paper quantifies theoretically to what extent this extra information reduces RL's sample complexity. In particular, we study the demonstration-regularized reinforcement learning framework that leverages the expert demonstrations by $\mathrm{KL}$-regularization for a policy learned by behavior cloning. Our findings reveal that using $N^{\mathrm{E}}$ expert demonstrations enables the identification of an optimal policy at a sample complexity of order $\widetilde{\mathcal{O}}(\mathrm{Poly}(S,A,H)/(\varepsilon^2 N^{\mathrm{E}}))$ in finite and $\widetilde{\mathcal{O}}(\mathrm{Poly}(d,H)/(\varepsilon^2 N^{\mathrm{E}}))$ in linear Markov decision processes, where $\varepsilon$is the target precision, $H$ the horizon, $A$ the number of action, $S$ the number of states in the finite case and $d$ the dimension of the feature space in the linear case. As a by-product, we provide tight convergence guarantees for the behavior cloning procedure under general assumptions on the policy classes. Additionally, we establish that demonstration-regularized methods are provably efficient for reinforcement learning from human feedback (RLHF). In this respect, we provide theoretical evidence showing the benefits of KL-regularization for RLHF in tabular and linear MDPs. Interestingly, we avoid pessimism injection by employing computationally feasible regularization to handle reward estimation uncertainty, thus setting our approach apart from the prior works.

Deep Learning · Large Language Models

Haoxuan You, Haotian Zhang, Zhe Gan, Xianzhi Du, Bowen Zhang, Zirui Wang, Liangliang Cao, Shih-Fu Chang, Yinfei Yang

We introduce Ferret, a new Multimodal Large Language Model (MLLM) capable of understanding spatial referring of any shape or granularity within an image and accurately grounding open-vocabulary descriptions. To unify referring and grounding in the LLM paradigm, Ferret employs a novel and powerful hybrid region representation that integrates discrete coordinates and continuous features jointly to represent a region in the image. To extract the continuous features of versatile regions, we propose a spatial-aware visual sampler, adept at handling varying sparsity across different shapes. Consequently, Ferret can accept diverse region inputs, such as points, bounding boxes, and free-form shapes. To bolster the desired capability of Ferret, we curate GRIT, a comprehensive refer-and-ground instruction tuning dataset including 1.1M samples that contain rich hierarchical spatial knowledge, with an additional 130K hard negative data to promote model robustness. The resulting model not only achieves superior performance in classical referring and grounding tasks, but also greatly outperforms existing MLLMs in region-based and localization-demanded multimodal chatting. Our evaluations also reveal a significantly improved capability of describing image details and a remarkable alleviation in object hallucination.

Theory · Deep Learning

Jingfeng Wu, Difan Zou, Zixiang Chen, Vladimir Braverman, Quanquan Gu, Peter Bartlett

Transformers pretrained on diverse tasks exhibit remarkable in-context learning (ICL) capabilities, enabling them to solve unseen tasks solely based on input contexts without adjusting model parameters. In this paper, we study ICL in one of its simplest setups: pretraining a single-layer linear attention model for linear regression with a Gaussian prior. We establish a statistical task complexity bound for the attention model pretraining, showing that effective pretraining only requires a small number of independent tasks. Furthermore, we prove that the pretrained model closely matches the Bayes optimal algorithm, i.e., optimally tuned ridge regression, by achieving nearly Bayes optimal risk on unseen tasks under a fixed context length. These theoretical findings complement prior experimental research and shed light on the statistical foundations of ICL.

Applications · Computer Vision

Yang Liu, Muzhi Zhu, Hengtao Li, Hao Chen, Xinlong Wang, Chunhua Shen

Powered by large-scale pre-training, vision foundation models exhibit significant potential in open-world image understanding. However, unlike large language models that excel at directly tackling various language tasks, vision foundation models require a task-specific model structure followed by fine-tuning on specific tasks. In this work, we present $\textbf{Matcher}$, a novel perception paradigm that utilizes off-the-shelf vision foundation models to address various perception tasks. Matcher can segment anything by using an in-context example without training. Additionally, we design three effective components within the Matcher framework to collaborate with these foundation models and unleash their full potential in diverse perception tasks. Matcher demonstrates impressive generalization performance across various segmentation tasks, all without training. For example, it achieves 52.7% mIoU on COCO-20$^i$ with one example, surpassing the state-of-the-art specialist model by 1.6%. In addition, Matcher achieves 33.0% mIoU on the proposed LVIS-92$^i$ for one-shot semantic segmentation, outperforming the state-of-the-art generalist model by 14.4%. Our visualization results further showcase the open-world generality and flexibility of Matcher when applied to images in the wild.

Wanru Zhao, Yihong Chen, Royson Lee, Xinchi Qiu, Yan Gao, Hongxiang Fan, Nic Lane

Pretrained large language models (LLMs) have emerged as a cornerstone in modern natural language processing, with their utility expanding to various applications and languages. However, the fine-tuning of multilingual LLMs, particularly for low-resource languages, is fraught with challenges steming from data-sharing restrictions (the physical border) and from the inherent linguistic differences (the linguistic border). These barriers hinder users of various languages, especially those in low-resource regions, from fully benefiting from the advantages of LLMs.To overcome these challenges, we propose the Federated Prompt Tuning Paradigm for Multilingual Scenarios, which leverages parameter-efficient fine-tuning in a manner that preserves user privacy. We have designed a comprehensive set of experiments and introduced the concept of "language distance" to highlight the several strengths of this paradigm. Even under computational constraints, our method not only bolsters data efficiency but also facilitates mutual enhancements across languages, particularly benefiting low-resource ones. Compared to traditional local crosslingual transfer tuning methods, our approach achieves a 6.9\% higher accuracy, reduces the training parameters by over 99\%, and demonstrates stronger cross-lingual generalization. Such findings underscore the potential of our approach to promote social equality, ensure user privacy, and champion linguistic diversity.

Applications · Chemistry and Drug Discovery

Tuan Le, Julian Cremer, Frank Noe, Djork-Arné Clevert, Kristof T. Schütt

Deep generative diffusion models are a promising avenue for 3D de novo molecular design in materials science and drug discovery.However, their utility is still limited by suboptimal performance on large molecular structures and limited training data.To address this gap, we explore the design space of E(3)-equivariant diffusion models, focusing on previously unexplored areas. Our extensive comparative analysis evaluates the interplay between continuous and discrete state spaces.From this investigation, we present the EQGAT-diff model, which consistently outperforms established models for the QM9 and GEOM-Drugs datasets. Significantly, EQGAT-diff takes continuous atom positions, while chemical elements and bond types are categorical and uses time-dependent loss weighting, substantially increasing training convergence, the quality of generated samples, and inference time. We also showcase that including chemically motivated additional features like hybridization states in the diffusion process enhances the validity of generated molecules. To further strengthen the applicability of diffusion models to limited training data, we investigate the transferability of EQGAT-diff trained on the large PubChem3D dataset with implicit hydrogen atoms to target different data distributions. Fine-tuning EQGAT-diff for just a few iterations shows an efficient distribution shift, further improving performance throughout data sets. Finally, we test our model on the Crossdocked data set for structure-based de novo ligand generation, underlining the importance of our findings showing state-of-the-art performance on Vina docking scores.

Deep Learning

Patrik Okanovic, Roger Waleffe, Vasilis Mageirakos, Konstantinos Nikolakakis, Amin Karbasi, Dionysios Kalogerias, Nezihe Merve Gürel, Theodoros Rekatsinas

Methods for carefully selecting or generating a small set of training data to learn from, i.e., data pruning, coreset selection, and dataset distillation, have been shown to be effective in reducing the ever-increasing cost of training neural networks. Behind this success are rigorously designed, yet expensive, strategies for identifying the most informative training examples out of large datasets. In this work, we revisit these methods to understand if the additional computational costs associated with such strategies are justified from the perspective of time-to-accuracy, which has become a critical efficiency measure of deep neural network training over large datasets. Surprisingly, we find that many of the recently proposed methods underperform what we call Repeated Sampling of Random Subsets (RSRS or RS2), a powerful yet overlooked extension of the standard random baseline that learns from repeatedly sampled data throughout training instead of a fixed random subset. We test RS2 against thirty-two state-of-the-art data pruning and distillation methods across four datasets including ImageNet. Our results demonstrate that RS2 significantly reduces time-to-accuracy, particularly in practical regimes where accuracy, but not runtime, is similar to that of training on full dataset. For example, when training ResNet-18 on ImageNet, with 10\% of the dataset each epoch RS2 reaches an accuracy of 66\% versus 69\% when training with the full dataset. The best competing method achieves only 55\% while training 1.6$\times$ slower than RS2. Beyond the above meta-study, we discuss the theoretical properties of RS2 such as its convergence rate and generalization error. Our primary goal is to highlight that future works that aim to minimize total training cost by using subset selection, need to consider 1) the total computation cost (including preparing the subset) and 2) should aim to outperform a simple extension of random sampling (i.e., RS2).

Deep Learning · Generative Models and Autoencoders

Guan-Horng Liu, Yaron Lipman, Maximilian Nickel, Brian Karrer, Evangelos Theodorou, Ricky T. Q. Chen

Modern distribution matching algorithms for training diffusion or flow models directly prescribe the time evolution of the marginal distributions between two boundary distributions. In this work, we consider a generalized distribution matching setup, where these marginals are only implicitly described as a solution to some task-specific objective function. The problem setup, known as the Generalized Schrödinger Bridge (GSB), appears prevalently in many scientific areas both within and without machine learning. We propose Generalized Schödinger Bridge Matching (GSBM), a new matching algorithm inspired by recent advances, generalizing them beyond kinetic energy minimization and to account for nonlinear state costs. We show that such a generalization can be cast as solving conditional stochastic optimal control, for which efficient variational approximations can be used, and further debiased with the aid of path integral theory. Compared to prior methods for solving GSB problems, our GSBM algorithm always preserves a feasible transport map between the boundary distributions throughout training, thereby enabling stable convergence and significantly improved scalability. We empirically validate our claims on an extensive suite of experimental setups, including crowd navigation, opinion depolarization, LiDAR manifolds, and image domain transfer. Our work brings new algorithmic opportunities for training diffusion models enhanced with task-specific optimality structures.

Miscellaneous Aspects of Machine Learning · Unsupervised and Semi-supervised Learning

Hannah Kniesel, Leon Sick, Tristan Payer, Tim Bergner, Kavitha Shaga Devan, Clarissa Read, Paul Walther, Timo Ropinski, Pedro Hermosilla

Current state-of-the-art methods for object detection rely on annotated bounding boxes of large data sets for training. However, obtaining such annotations is expensive and can require up to hundreds of hours of manual labor. This poses a challenge, especially since such annotations can only be provided by experts, as they require knowledge about the scientific domain. To tackle this challenge, we propose a domain-specific weakly supervised object detection algorithm that only relies on image-level annotations, which are significantly easier to acquire. Our method distills the knowledge of a pre-trained model, on the task of predicting the presence or absence of a virus in an image, to obtain a set of pseudo-labels that can be used to later train a state-of-the-art object detection model. To do so, we use an optimization approach with a shrinking receptive field to extract virus particles directly without specific network architectures. Through a set of extensive studies, we show how the proposed pseudo-labels are easier to obtain, and, more importantly, are able to outperform other existing weak labeling methods, and even ground truth labels, in cases where the time to obtain the annotation is limited.