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6,795篇论文匹配“Theory”
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Yang Xiao, Chunpu Xu, Ruifeng Yuan, Jessie Wang, Wenjie Li, Pengfei Liu

Test-time compute scaling has emerged as a powerful paradigm for enhancing mathematical reasoning in large language models (LLMs) by allocating additional computational resources during inference. However, current methods employ uniform resource distribution across all reasoning sub-problems, creating fundamental bottlenecks where challenging sub-problems receive insufficient attention while routine operations consume disproportionate resources. This uniform allocation creates performance bottlenecks where additional computational resources yield diminishing returns. Inspired by dual-process theory, we propose SCALE (Selective Resource Allocation), a framework that selectively allocates computational resources based on sub-problem difficulty. SCALE operates through four stages: (1) problem decomposition into sequential reasoning sub-problems, (2) difficulty assessment of each sub-problem to distinguish between routine operations and computationally challenging sub-problems, (3) selective processing mode assignment between System 1 for simple sub-problems and System 2 for complex ones, and (4) sequential execution with context propagation. By concentrating resources on challenging sub-problems while processing routine operations efficiently, SCALE achieves substantial performance improvements with superior resource utilization. Extensive experiments demonstrate that SCALE significantly outperforms uniform scaling baselines, achieving accuracy improvements of up to 13.75 percentage points (57.50% to 71.25% on AIME25) while reducing computational costs by 33-53%, representing a major advance in test-time scaling that addresses fundamental limitations of current approaches.

Tingjiang Wei, Qin Ni, Rong Gao, Yingying Wang, Liang He

The capacity for social reasoning, particularly Theory of Mind (ToM), is a foundational prerequisite for aligning Large Language Models (LLMs) with human values. However, current evaluations are predominantly confined to simplistic, short-text scenarios, obscuring their true capabilities and potential failure modes in complex, long-range social dynamics. To address this deficit, we introduce MovieGraph-ToM, a large-scale benchmark for evaluating long-range ToM and social cognition within extended, multimodal narratives. We employ a "scaffold-and-probe" methodology: we construct a ground-truth Social-Causal Graph offline, which maps the narrative's latent mental states and causal chains. During evaluation, the model is denied access to this graph and must reason directly from raw multimodal inputs. This decoupling forces genuine inference over superficial pattern matching. Reasoning is probed via a hierarchical questioning framework designed to differentiate spontaneous understanding from logical robustness. Our empirical results reveal systematic vulnerabilities in even state-of-the-art models. We identify a critical "multiple-choice pitfall," where accuracy plummets against well-crafted distractors, and a stark "generative-discriminative divide," where models fail to construct coherent explanations for answers they correctly identify. These findings highlight a latent risk, as models that feign comprehension could lead to unpredictable and misaligned behaviors. MovieGraph-ToM thus offers a rigorous platform for assessing and advancing the robust social intelligence required for safely aligned AI systems.

Xi Wang, Quan Shi, Zenghui Ding, Jianqing Gao, Xianjun Yang

The illusion phenomenon of large language models (LLMs) is the core obstacle to their reliable deployment. This article formalizes the large language model as a probabilistic Turing machine by constructing a "computational necessity hierarchy", and for the first time proves the illusions are inevitable on diagonalization, incomputability, and information theory boundaries supported by the new "learner pump lemma". However, we propose two "escape routes": one is to model Retrieval Enhanced Generations (RAGs) as oracle machines, proving their absolute escape through "computational jumps", providing the first formal theory for the effectiveness of RAGs; The second is to formalize continuous learning as an "internalized oracle" mechanism and implement this path through a novel neural game theory framework.Finally, this article proposes a feasible new principle for artificial intelligence security - Computational Class Alignment (CCA), which requires strict matching between task complexity and the actual computing power of the system, providing theoretical support for the secure application of artificial intelligence.

Qihao Wang, Yue Hu, Mingzhe Lu, Jiayue Wu, Yanbing Liu, Yuanmin Tang

The ability of Large Language Models (LLMs) to use ex ternal tools unlocks powerful real-world interactions, mak ing rigorous evaluation essential. However, current bench marks primarily report final accuracy, revealing what mod els can do but obscuring the cognitive bottlenecks that define their true capability boundaries. To move from simple per formance scoring to a diagnostic tool, we introduce a frame workgroundedinCognitive LoadTheory.Ourframeworkde constructs task complexity into two quantifiable components: Intrinsic Load, the inherent structural complexity of the solu tion path, formalized with a novel Tool Interaction Graph; and Extraneous Load, the difficulty arising from ambiguous task presentation. To enable controlled experiments, we construct ToolLoad-Bench, the first benchmark with parametrically ad justable cognitive load. Our evaluation reveals distinct per formance cliffs as cognitive load increases, allowing us to precisely map each model’s capability boundary. We validate that our framework’s predictions are highly calibrated with empirical results, establishing a principled methodology for understanding an agent’s limits and a practical foundation for building more efficient systems.

Hieu Tran, Zonghai Yao, Nguyen Luong Tran, Zhichao Yang, Feiyun Ouyang, Shuo Han, Razieh Rahimi, Hong Yu

Inspired by the dual-process theory of human cognition from Thinking, Fast and Slow, we introduce PRIME (Planning and Retrieval-Integrated Memory for Enhanced Reasoning), a multi-agent reasoning framework that dynamically integrates System 1 (fast, intuitive thinking) and System 2 (slow, deliberate thinking). PRIME first employs a Quick Thinking Agent to generate a rapid answer; if uncertainty is detected, it then triggers a structured System 2 reasoning pipeline composed of specialized agents for planning, hypothesis generation, retrieval, information integration, and decision-making. This multi-agent design mimics human cognitive processes faithfully and enhances both efficiency and accuracy. Experimental results with LLaMA 3 models demonstrate that PRIME enables open-source LLMs to perform competitively with state-of-the-art closed-source models like GPT-4 and GPT-4o on benchmarks requiring multi-hop and knowledge-grounded reasoning. This research establishes PRIME as a scalable solution for improving LLMs in domains requiring complex, knowledge-intensive reasoning.

An Quang Tang, Xiuzhen Zhang, Minh Ngoc Dinh, Zhuang Li

Online conversations have become more prevalent on public discussion platforms (e.g. Reddit). With growing controversial topics, it is desirable to summarize not only diverse arguments, but also their rationale and justification. Early studies on text summarization focus on capturing general salient information in source documents, overlooking the argumentative nature of online conversations. Recent research on conversation summarization although considers the argumentative relationship among sentences, fail to explicate deeper argument structure within sentences for summarization. In this paper, we propose a novel task of argument-aware quantitative summarization to reveal the claim-reason structure of arguments in conversations, with quantities measuring argument strength. We further propose ARQUSUMM, a novel framework to address the task. To reveal the underlying argument structure within sentences, ARQUSUMM leverages LLM few-shot learning grounded in the argumentation theory to identify propositions within sentences and their claim-reason relationships. For quantitative summarization, ARQUSUMM employs argument structure-aware clustering algorithms to aggregate arguments and quantify their support. Experiments show that ARQUSUMM outperforms existing conversation and quantitative summarization models and generate summaries representing argument structures that are more helpful to users, of high textual quality and quantification accuracy.

Yiliu Sun, Zicheng Zhao, Yang Wei, Yanfang Zhang, Chen Gong

Reinforcement Learning with Verifiable Rewards (RLVR) significantly enhances the reasoning capability of Large Language Models (LLMs). Current RLVR approaches typically conduct training across all generated tokens, but neglect to explore which tokens (e.g., prefix tokens) actually contribute to reasoning. This uniform training strategy spends substantial effort on optimizing low-return tokens, which in turn impedes the potential improvement from high-return tokens and reduces overall training effectiveness. To address this issue, we propose a novel RLVR approach called Progressive Prefix-token Policy Optimization (PPPO), which highlights the significance of the prefix segment of generated outputs. Specifically, inspired by the well-established human thinking theory of Path Dependence, where early-stage thoughts substantially constrain subsequent thinking trajectory, we identify an analogous phenomenon in LLM reasoning termed Beginning Lock-in Effect (BLE). PPPO leverages this finding by focusing its optimization objective on the prefix reasoning process of LLMs. This targeted optimization strategy can positively influence subsequent reasoning processes, and ultimately improve final results. To improve the learning effectiveness of LLMs on how to start reasoning with high quality, PPPO introduces two training strategies: (a) Progressive Prefix Retention, which shapes a progressive learning process by increasing the proportion of retained prefix tokens during training; (b) Continuation Accumulated Reward, which mitigates reward bias by sampling multiple continuations for one prefix token sequence, and accumulating their scores as the reward signal. Extensive experimental results on various reasoning tasks (e.g., math, physics, chemistry, and biology) demonstrate that our proposed PPPO outperforms representative RLVR methods, with the accuracy improvements of 18.02% on only 26.17% training tokens.

Xiaoran Liu, Yuerong Song, Zhigeng Liu, Zengfeng Huang, Qipeng Guo, Ziwei He, Xipeng Qiu

Large Language Diffusion Models, or dLLMs, have emerged as a significant focus in NLP research, with substantial effort directed toward understanding their scalability and downstream task performance. However, their long-context capabilities remain unexplored, lacking systematic analysis or methods for context extension. In this work, we present the first systematic investigation comparing the long-context performance of diffusion LLMs and traditional auto-regressive LLMs. We first identify a unique characteristic of dLLMs, unlike auto-regressive LLMs, they maintain remarkably ***stable perplexity*** during direct context extrapolation. Moreover, where auto-regressive models fail outright during the Needle-In-A-Haystack task with context exceeding their pretrained length, we discover dLLMs exhibit a distinct ***local perception*** phenomenon, enabling successful retrieval from recent context segments. We explain both phenomena through the lens of Rotary Position Embedding (RoPE) scaling theory. Building on these observations, we propose LongLLaDA, a training-free method that integrates LLaDA with the NTK-based RoPE extrapolation. Our results validate that established extrapolation scaling laws remain effective for extending the context windows of dLLMs. Furthermore, we identify long-context tasks where dLLMs outperform auto-regressive LLMs and others where they fall short. Consequently, this study establishes the first length extrapolation method for diffusion LLMs while providing essential theoretical insights and empirical benchmarks critical for advancing future research on long-context diffusion LLMs.

Xun Liang, Hanyu Wang, Huayi Lai, Simin Niu, Shichao Song, Jiawei Yang, Jihao Zhao, Feiyu Xiong, Bo Tang, Zhiyu Li

Pruning is a promising approach to reduce the high inference cost of large language models (LLMs), but it often comes at the expense of performance. Motivated by the "functional localization" theory in neuroscience, we hypothesize that LLMs contain task-specific expert activation paths, where specific subsets of neurons are co-activated for particular tasks. This structure allows selective activation to preserve task performance while improving inference efficiency. We introduce Sparse Expert Activation Pruning (SEAP), a training-free pruning method for large language models. SEAP identifies task-relevant activation paths by analyzing the clustering patterns of hidden states and neuron activations on a multi-task calibration dataset. Cross-task transfer evaluations confirm the existence of such expert activation structures. SEAP constructs task-aware pruning masks by leveraging a task-expert calibration dataset, which provides representative samples across diverse tasks to reveal their activation signatures. It then employs a lightweight task router to dynamically select relevant computation paths based on the input task. This design significantly reduces inference cost without compromising accuracy. Experimental results show that SEAP retains model performance with only a 1.5% drop on most tasks at 20% sparsity, and at 50% sparsity, it surpasses strong pruning baselines such as WandA and FLAP by over 20%. These results highlight SEAP as a scalable and effective solution for efficient LLM inference.

Shike Li, Xiaokai Wang, Xiaofeng Liu, Xin Tong, Hu Zhang

Large language models (LLMs) frequently generate fluent yet factually inaccurate content, a phenomenon known as hallucination. Recent inference-time approaches aim to improve truthfulness by steering model activations toward semantically meaningful directions. While effective to some extent, these methods typically process activations independently, neglecting the internal coordination structure of multi-head attention (MHA), where attention heads interact to form semantic representations. In this work, we propose CoFact, an adaptive inference-time mechanism that improves factual consistency by dynamically coordinating attention head behaviors. Inspired by cooperative game theory, CoFact conceptualizes attention heads as collaborative agents. It models the semantic utility and redundancy of each head and adaptively modulates their contributions to the final attention output. Notably, rather than directly altering intermediate representations, CoFact performs token-level coordination to encourage diverse and complementary attention patterns across heads. CoFact is plug-and-play compatible with mainstream LLM architectures and requires no additional supervision or model retraining. Experimental results across multiple standard factuality benchmarks demonstrate that CoFact consistently enhances factual accuracy while maintaining generation fluency.

Mengfan Li, Xuanhua Shi, Yang Deng

Large Language models (LLMs) are revolutionizing the conversational recommender systems (CRS) through their impressive capabilities in instruction comprehension, reasoning, and human interaction. A core factor underlying effective dialogue is the ability to infer and reason about others' mental states (such as desire, intention, and belief), a cognitive capacity commonly referred to as Theory of Mind (ToM). Despite growing interest in evaluating ToM in LLMs, current benchmarks predominantly rely on synthetic narratives inspired by Sally-Anne test, which emphasize physical perception and fail to capture the complexity of mental state inference in real-world conversational settings. Moreover,existing benchmarks often overlook a critical component of human ToM: behavioral prediction, the ability to use inferred mental states to guide strategic decision-making and select appropriate conversational actions for future interactions. To better align LLM-based ToM evaluation with human-like social reasoning, we propose RecToM, a novel benchmark for evaluating ToM abilities in recommendation dialogues. RecToM focuses on two complementary dimensions: Cognitive Inference and Behavioral Prediction. The former focus on understanding what has been communicated by inferring the underlying mental states. The latter emphasizes what should be done next, evaluating whether LLMs can leverage these inferred mental states to predict, select, and assess appropriate dialogue strategies. Together, these dimensions enable a comprehensive assessment of ToM reasoning in CRS. Extensive experiments on state-of-the-art LLMs demonstrate that RecToM poses a significant challenge. While the models exhibit partial competence in recognizing mental states, they struggle to maintain coherent, strategic ToM reasoning throughout dynamic recommendation dialogues, particularly in tracking evolving intentions and aligning conversational strategies with inferred mental states.

Baixiang Huang, Zhen Tan, Haoran Wang, Zijie Liu, Dawei Li, Ali Payani, Huan Liu, Tianlong Chen, Kai Shu

Agents based on Large Language Models (LLMs) have demonstrated strong capabilities across a wide range of tasks. However, deploying LLM-based agents in high-stakes domains comes with significant safety and ethical risks. Unethical behavior by these agents can directly result in serious real-world consequences, including physical harm and financial loss. To efficiently steer the ethical behavior of agents, we frame agent behavior steering as a model editing task, which we term Behavior Editing. Model editing is an emerging area of research that enables precise and efficient modifications to LLMs while preserving their overall capabilities. To systematically study and evaluate this approach, we introduce BehaviorBench, a multi-tier benchmark grounded in psychological moral theories. This benchmark supports both the evaluation and editing of agent behaviors across a variety of scenarios, with each tier introducing more complex and ambiguous scenarios. We first demonstrate that Behavior Editing can dynamically steer agents toward the target behavior within specific scenarios. Moreover, Behavior Editing enables not only scenario-specific local adjustments but also more extensive shifts in an agent’s global moral alignment. We demonstrate that Behavior Editing can be used to promote ethical and benevolent behavior or, conversely, to induce harmful or malicious behavior. Through extensive evaluations of agents built on frontier LLMs, BehaviorBench validates the effectiveness of behavior editing across a wide range of models and scenarios. Our findings offer key insights into a new paradigm for steering agent behavior, highlighting both the promise and perils of Behavior Editing.

Nameer Hirschkind, Joseph Liu, Xiao Yu, Mahesh Kumar Nandwana

Simultaneous Speech Translation (SimulST) systems stream in audio while simultaneously emitting translated text or speech. Such systems face the significant challenge of balancing translation quality and latency. We introduce a strategy to optimize this tradeoff: wait for more input only if you gain information by doing so. Based on this strategy, we present Regularized Entropy INformation Adaptation (REINA), a novel loss to train an adaptive policy using an existing non-streaming translation model. We derive REINA from information theory principles and show that REINA helps push the reported Pareto frontier of the latency/quality tradeoff over prior works. Utilizing REINA, we train a SimulST model on French, Spanish and German, both from and into English. Training on only open source or synthetically generated data, we achieve state-of-the-art (SOTA) streaming results for models of comparable size. We also introduce a metric for streaming efficiency, quantitatively showing REINA improves the latency/quality trade-off by as much as 21 percent compared to prior approaches, normalized against non-streaming baseline BLEU scores.

Yuzhuo Bai, Shitong Duan, Muhua Huang, Jing Yao, Zhenghao Liu, Peng Zhang, Tun Lu, Xiaoyuan Yi, Maosong Sun, Xing Xie

Trained on various human-authored corpora, Large Language Models (LLMs) have demonstrated a certain capability of reflecting specific human-like traits (e.g., personality or values) by prompting, benefiting applications like personalized LLMs and social simulations. However, existing methods suffer from the superficial elicitation problem: LLMs can only be steered to mimic shallow and unstable stylistic patterns, failing to embody the desired traits precisely and consistently across diverse tasks like humans. To address this challenge, we propose IROTE, a novel in-context method for stable and transferable trait elicitation. Drawing on psychological theories suggesting that traits are formed through identity-related reflection, our method automatically generates and optimizes a textual self-reflection within prompts, which comprises self-perceived experience, to stimulate LLMs' trait-driven behavior. The optimization is performed by iteratively maximizing an information-theoretic objective that enhances the connections between LLMs' behavior and the target trait, while reducing noisy redundancy in reflection without any fine-tuning, leading to evocative and compact trait reflection. Extensive experiments across three human trait systems manifest that one single IROTE-generated self-reflection can induce LLMs' stable impersonation of the target trait across diverse downstream tasks beyond simple questionnaire answering, consistently outperforming existing strong baselines.

Chunjiang Mu, Ya Zeng, Qiaosheng Zhang, Kun Shao, Chen Chu, Hao Guo, Danyang Jia, Zhen Wang, Shuyue Hu

Theory of Mind (ToM) refers to the ability to reason about others’ mental states, and higher-order ToM involves considering that others also possess their own ToM. Equipping large language model (LLM)-driven agents with ToM has long been considered to improve their coordination in multiagent collaborative tasks. However, we find that misaligned ToM orders—mismatches in the depth of ToM reasoning between agents—can lead to insufficient or excessive reasoning about others, thereby impairing their coordination. To address this issue, we design an adaptive ToM (A-ToM) agent, which can align in ToM orders with its partner. Based on prior interactions, the agent estimates the partner’s likely ToM order and leverages this estimation to predict the partner’s action, thereby facilitating behavioral coordination. We conduct empirical evaluations on four multi-agent coordination tasks: a repeated matrix game, two grid navigation tasks and an Overcooked task. The results validate our findings on ToM alignment and demonstrate the effectiveness of our AToM agent. Furthermore, we discuss the generalizability of our A-ToM to non-LLM-based agents, as well as what would diminish the importance of ToM alignment.

Ziqi Liu, Ziyang Zhou, Yilin Li, Mingxuan Hu, Yushan Pan, Zhijie Xu, Yangbin Chen

Sarcasm detection is a crucial yet challenging Natural Language Processing task. Existing Large Language Model methods are often limited by single-perspective analysis, static reasoning pathways, and a susceptibility to hallucination when processing complex ironic rhetoric, which impacts their accuracy and reliability. To address these challenges, we propose SEVADE, a novel Self-Evolving multi-agent Analysis framework with Decoupled Evaluation for hallucination-resistant sarcasm detection. The core of our framework is a Dynamic Agentive Reasoning Engine (DARE), which utilizes a team of specialized agents grounded in linguistic theory to perform a multifaceted deconstruction of the text and generate a structured reasoning chain. Subsequently, a separate lightweight rationale adjudicator (RA) performs the final classification based solely on this reasoning chain. This decoupled architecture is designed to mitigate the risk of hallucination by separating complex reasoning from the final judgment. Extensive experiments on four benchmark datasets demonstrate that our framework achieves state-of-the-art performance, with average improvements of 7.01% in Accuracy and 6.55% in Macro-F1 score.

Junjie Chen, Haitao Li, Minghao Qin, Yujia Zhou, Yanxue Ren, Wuyue Wang, Yiqun Liu, Yueyue Wu, Qingyao Ai

Legal dispute mediation plays a crucial role in resolving civil disputes, yet its empirical study is limited by privacy constraints and complex multivariate interactions. To address this limitation, we present AgentMediation, the first LLM-based agent framework for simulating dispute mediation. It simulates realistic mediation processes grounded in real-world disputes and enables controlled experimentation on key variables such as disputant strategies, dispute causes, and mediator expertise. Our empirical analysis reveals patterns consistent with sociological theories, including Group Polarization and Surface-level Consensus. As a comprehensive and extensible platform, AgentMediation paves the way for deeper integration of social science and AI in legal research.

Qiuming Zhu, Haoran Kou, Linyi Qian, Chunqi Shi, Xianyi Wu, Ziwei Zhou

We propose a physics-informed learning framework, called Koopman-PINN, to estimate the parameters of the Heston stochastic volatility model with high-frequency price data in financial markets. The method integrates a nonparametric volatility estimation (known as ART-filter in the literature), moment-based parameter initialization, and a neural Koopman operator constrained by the infinitesimal generator of the underlying stochastic differential equation. By incorporating a generator-based loss, the model bridges Koopman theory and neural modeling to handle partially observed coupled stochastic dynamics in a manner consistent with continuous-time evolution. Across diverse parameter combinations reflecting varying market conditions, Koopman-PINN consistently achieves accurate and robust five-parameter recovery, outperforming existing estimators under a minimal set of initialization assumptions.

Yunduo Zhou, Bo Dong, Chang Li, Yuanchen Wang, Xuefeng Yin, Yang Wang, Xin Yang

Homeostatic mechanisms play a crucial role in maintaining optimal functionality within the neural circuits of the brain. By regulating physiological and biochemical processes, these mechanisms ensure the stability of an organism’s internal environment, enabling it to better adapt to external changes. Among these mechanisms, the Bienenstock, Cooper, and Munro (BCM) theory has been extensively studied as a key principle for maintaining the balance of synaptic strengths in biological systems. Despite the extensive development of spiking neural networks (SNNs) as a model for bionic neural networks, no prior work in the machine learning community has integrated biologically plausible BCM formulations into SNNs to provide homeostasis. In this study, we propose a Dynamic Weight Adaptation Mechanism (DWAM) for SNNs, inspired by the BCM theory. DWAM can be integrated into the host SNN, dynamically adjusting network weights in real time to regulate neuronal activity, providing homeostasis to the host SNN without any fine-tuning. We validated our method through dynamic obstacle avoidance and continuous control tasks under both normal and specifically designed degraded conditions. Experimental results demonstrate that DWAM not only enhances the performance of SNNs without existing homeostatic mechanisms under various degraded conditions but also further improves the performance of SNNs that already incorporate homeostatic mechanisms.

Tianyi Zheng, Jiayang Gao, Peng-Tao Jiang, Fengxiang Yang, Ben Wan, Hao Zhang, Jinwei Chen, Jia Wang, Bo Li

Diffusion models have demonstrated remarkable success in image generation, yet a persistent challenge remains: the bias between model predictions and the target distribution. In this paper, we propose a Bidirectional Noise Injection framework for enhancing diffusion models, implemented via Coordinated Input-Output Perturbation (CIOP). Our approach mitigates this bias by randomly applying synchronized noise injection to both the model inputs and the prediction targets during the training stage. This stochastic, synchronized noise injected acts as a smoothing mechanism that effectively reduces the 2-Wasserstein distance between the predicted and target distributions, as substantiated by our theoretical analysis based on optimal transport theory. Extensive experiments on multiple benchmark datasets and various generative tasks demonstrate that our method improves generation quality and training efficiency without incurring additional computational cost. Furthermore, the design of CIOP enables seamless integration with existing diffusion model improvements and advanced frameworks, thereby broadening its applicability. These results highlight the potential of Bidirectional Noise Injection via CIOP to alleviate bias in diffusion-based generative models across a wide range of settings.