Data augmentation has been widely used in low-resource NER tasks to tackle the problem of data sparsity. However, previous data augmentation methods have the disadvantages of disrupted syntactic structures, token-label mismatch, and requirement for external knowledge or manual effort. To address these issues, we propose Robust Prompt-based Data Augmentation (RoPDA) for low-resource NER. Based on pre-trained language models (PLMs) with continuous prompt, RoPDA performs entity augmentation and context augmentation through five fundamental augmentation operations to generate label-flipping and label-preserving examples. To optimize the utilization of the augmented samples, we present two techniques: self-consistency filtering and mixup. The former effectively eliminates low-quality samples with a bidirectional mask, while the latter prevents performance degradation arising from the direct utilization of labelflipping samples. Extensive experiments on three popular benchmarks from different domains demonstrate that RoPDA significantly improves upon strong baselines, and also outperforms state-of-the-art semi-supervised learning methods when unlabeled data is included.
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Aspect-based sentiment analysis (ABSA), a fine-grained sentiment classification task, has received much attention recently. Many works investigate sentiment information through opinion words, such as "good'' and "bad''. However, implicit sentiment data widely exists in the ABSA dataset, whose sentiment polarity is hard to determine due to the lack of distinct opinion words. To deal with implicit sentiment, this paper proposes an ABSA method that integrates explicit sentiment augmentations (ABSA-ESA) to add more sentiment clues. We propose an ABSA-specific explicit sentiment generation method to create such augmentations. Specifically, we post-train T5 by rule-based data and employ three strategies to constrain the sentiment polarity and aspect term of the generated augmentations. We employ Syntax Distance Weighting and Unlikelihood Contrastive Regularization in the training procedure to guide the model to generate the explicit opinion words with the same polarity as the input sentence. Meanwhile, we utilize the Constrained Beam Search to ensure the augmentations are aspect-related. We test ABSA-ESA on two ABSA benchmarks. The results show that ABSA-ESA outperforms the SOTA baselines on implicit and explicit sentiment accuracy.
Cross-lingual named entity recognition (CrossNER) faces challenges stemming from uneven performance due to the scarcity of multilingual corpora, especially for non-English data. While prior efforts mainly focus on data-driven transfer methods, a significant aspect that has not been fully explored is aligning both semantic and token-level representations across diverse languages. In this paper, we propose Multi-view Contrastive Learning for Cross-lingual Named Entity Recognition (MCL-NER). Specifically, we reframe the CrossNER task into a problem of recognizing relationships between pairs of tokens. This approach taps into the inherent contextual nuances of token-to-token connections within entities, allowing us to align representations across different languages. A multi-view contrastive learning framework is introduced to encompass semantic contrasts between source, codeswitched, and target sentences, as well as contrasts among token-to-token relations. By enforcing agreement within both semantic and relational spaces, we minimize the gap between source sentences and their counterparts of both codeswitched and target sentences. This alignment extends to the relationships between diverse tokens, enhancing the projection of entities across languages. We further augment CrossNER by combining self-training with labeled source data and unlabeled target data. Our experiments on the XTREME benchmark, spanning 40 languages, demonstrate the superiority of MCL-NER over prior data-driven and model-based approaches. It achieves a substantial increase of nearly +2.0 F1 scores across a broad spectrum and establishes itself as the new state-of-the-art performer.
QuerySum: A Multi-Document Query-Focused Summarization Dataset Augmented with Similar Query Clusters
PDF ↗Query-focused summarization (QFS) aims to summarize the source document(s) with regard to a specific aspect of information given in a query. It plays an important role in presenting users with a concise answer summary from a set of query-relevant documents retrieved by the information retrieval system. Nonetheless, the QFS research has long been hampered by the lack of adequate datasets in terms of both quality and quantity. In this paper, we introduce a large-scale multi-document query-focused summarization dataset, called QuerySum, which contains 27,041 data samples covering diverse topics and its quality is guaranteed through human verification. Unlike some previous QFS datasets constructed directly from the question answering datasets, 74% queries in our dataset are the challenging non-factoid What-, Why-, and How- questions. More importantly, we also provide a set of similar queries together with the corresponding summaries pairs for each query as the retrieved context, presenting a new feature of QuerySum. We aim to encourage research efforts in query intention understanding in the context of QFS. Leveraging QuerySum's depth, we propose a model for query-aware multi-document summarization and set a new QFS benchmark.
Text classification occupies an important role in natural language processing and has many applications in real life. Short text classification, as one of its subtopics, has attracted increasing interest from researchers since it is more challenging due to its semantic sparsity and insufficient labeled data. Recent studies attempt to combine graph learning and contrastive learning to alleviate the above problems in short text classification. Despite their fruitful success, there are still several inherent limitations. First, the generation of augmented views may disrupt the semantic structure within the text and introduce negative effects due to noise permutation. Second, they ignore the clustering-friendly features in unlabeled data and fail to further utilize the prior information in few valuable labeled data. To this end, we propose a novel model that utilizes improved Graph contrastIve learning for short text classiFicaTion (GIFT). Specifically, we construct a heterogeneous graph containing several component graphs by mining from an internal corpus and introducing an external knowledge graph. Then, we use singular value decomposition to generate augmented views for graph contrastive learning. Moreover, we employ constrained kmeans on labeled texts to learn clustering-friendly features, which facilitate cluster-oriented contrastive learning and assist in obtaining better category boundaries. Extensive experimental results show that GIFT significantly outperforms previous state-of-the-art methods. Our code can be found in https://github.com/KEAML-JLU/GIFT.
Outdoor Vision-and-Language Navigation (VLN) requires an agent to navigate through realistic 3D outdoor environments based on natural language instructions. The performance of existing VLN methods is limited by insufficient diversity in navigation environments and limited training data. To address these issues, we propose VLN-Video, which utilizes the diverse outdoor environments present in driving videos in multiple cities in the U.S. augmented with automatically generated navigation instructions and actions to improve outdoor VLN performance. VLN-Video combines the best of intuitive classical approaches and modern deep learning techniques, using template infilling to generate grounded non-repetitive navigation instructions, combined with an image rotation similarity based navigation action predictor to obtain VLN style data from driving videos for pretraining deep learning VLN models. We pre-train the model on the Touchdown dataset and our video-augmented dataset created from driving videos with three proxy tasks: Masked Language Modeling, Instruction and Trajectory Matching, and Next Action Prediction, so as to learn temporally-aware and visually-aligned instruction representations. The learned instruction representation is adapted to the state-of-the-art navigation agent when fine-tuning on the Touchdown dataset. Empirical results demonstrate that VLN-Video significantly outperforms previous state-of-the-art models by 2.1% in task completion rate, achieving a new state-of-the-art on the Touchdown dataset.
Paraphrases are texts that convey the same meaning while using different words or sentence structures. It can be used as an automatic data augmentation tool for many Natural Language Processing tasks, especially when dealing with low-resource languages, where data shortage is a significant problem. To generate a paraphrase in multilingual settings, previous studies have leveraged the knowledge from the machine translation field, i.e., forming a paraphrase through zero-shot machine translation in the same language. Despite good performance on human evaluation, those methods still require parallel translation datasets, thus making them inapplicable to languages that do not have parallel corpora. To mitigate that problem, we proposed the first unsupervised multilingual paraphrasing model, LAMPAT (Low-rank Adaptation for Multilingual Paraphrasing using Adversarial Training), by which monolingual dataset is sufficient enough to generate a human-like and diverse sentence. Throughout the experiments, we found out that our method not only works well for English but can generalize on unseen languages as well. Data and code are available at https://github.com/phkhanhtrinh23/LAMPAT.
Despite commendable achievements made by existing work, prevailing multimodal sarcasm detection studies rely more on textual content over visual information. It unavoidably induces spurious correlations between textual words and labels, thereby significantly hindering the models' generalization capability. To address this problem, we define the task of out-of-distribution (OOD) multimodal sarcasm detection, which aims to evaluate models' generalizability when the word distribution is different in training and testing settings. Moreover, we propose a novel debiasing multimodal sarcasm detection framework with contrastive learning, which aims to mitigate the harmful effect of biased textual factors for robust OOD generalization. In particular, we first design counterfactual data augmentation to construct the positive samples with dissimilar word biases and negative samples with similar word biases. Subsequently, we devise an adapted debiasing contrastive learning mechanism to empower the model to learn robust task-relevant features and alleviate the adverse effect of biased words. Extensive experiments show the superiority of the proposed framework.
Leveraging vast and continually updated knowledge from the Internet has been considered an important ability for a dialogue system. Therefore, the dialogue query generation task is proposed for generating search queries from dialogue histories, which will be submitted to a search engine for retrieving relevant websites on the Internet. In this regard, previous efforts were devoted to collecting conversations with annotated queries and training a query producer (QP) via standard supervised learning. However, these studies still face the challenges of data scarcity and domain adaptation. To address these issues, in this paper, we propose a semi-supervised learning framework -- SemiDQG, to improve model performance with unlabeled conversations. Based on the observation that the search query is typically related to the topic of dialogue response, we train a response-augmented query producer (RA) to provide rich and effective training signals for QP. We first apply a similarity-based query selection strategy to select high-quality RA-generated pseudo queries, which are used to construct pseudo instances for training QP and RA. Then, we adopt the REINFORCE algorithm to further enhance QP, with RA-provided rewards as fine-grained training signals. Experimental results and in-depth analysis of three benchmarks show the effectiveness of our framework in cross-domain and low-resource scenarios. Particularly, SemiDQG significantly surpasses ChatGPT and competitive baselines. Our code is available at \url{https://github.com/DeepLearnXMU/SemiDQG}.
Recently, dense retrieval (DR) models, which represent queries and documents with fixed-width vectors and retrieve relevant ones via nearest neighbor search, have drawn increasing attention from the IR community. However, previous studies have shown that the effectiveness of DR critically relies on sufficient training signals, which leads to severe performance degradation when applied in out-of-domain scenarios, where large-scale training data are usually unavailable. To solve this problem, existing studies adopt a data-augmentation-plus-joint-training paradigm to construct weak/pseudo supervisions on the target domain and combine them with the large-scale human annotated data on the source domain to train the DR models. However, they don't explicitly distinguish the data and the supervision signals in the training process and simply assume that the DR models are mighty enough to capture and memorize different domain knowledge and relevance matching patterns without guidance, which, as shown in this paper, is not true. Based on this observation, we propose a Robust Multi-Supervision Combining strategy (RMSC) that decouples the domain and supervision signals by explicitly telling the DR models how the domain data and supervision signals are combined in the training data with specially designed soft tokens. With the extra soft tokens to store the domain-specific and supervision-specific knowledge, RMSC allows the DR models to conduct retrieval based on human-like relevance matching patterns and target-specific language distribution on the target domain without human annotations. Extensive experiments on zero-shot DR benchmarks show that RMSC significantly improves the ranking performance on the target domain compared to strong DR baselines and domain adaptation methods, while being stable during training and can be combined with query generation or second-stage pre-training.
Out-of-distribution (OOD) detection is a rapidly growing field due to new robustness and security requirements driven by an increased number of AI-based systems. Existing OOD textual detectors often rely on anomaly scores (\textit{e.g.}, Mahalanobis distance) computed on the embedding output of the last layer of the encoder. In this work, we observe that OOD detection performance varies greatly depending on the task and layer output. More importantly, we show that the usual choice (the last layer) is rarely the best one for OOD detection and that far better results can be achieved, provided that an oracle selects the best layer. We propose a data-driven, unsupervised method to leverage this observation to combine layer-wise anomaly scores. In addition, we extend classical textual OOD benchmarks by including classification tasks with a more significant number of classes (up to 150), which reflects more realistic settings. On this augmented benchmark, we show that the proposed post-aggregation methods achieve robust and consistent results comparable to using the best layer according to an oracle while removing manual feature selection altogether.
Event extraction is an important task in natural language processing that focuses on mining event-related information from unstructured text. Despite considerable advancements, it is still challenging to achieve satisfactory performance in this task, and issues like data scarcity and imbalance obstruct progress. In this paper, we introduce an innovative approach where we employ Large Language Models (LLMs) as expert annotators for event extraction. We strategically include sample data from the training dataset in the prompt as a reference, ensuring alignment between the data distribution of LLM-generated samples and that of the benchmark dataset. This enables us to craft an augmented dataset that complements existing benchmarks, alleviating the challenges of data imbalance and scarcity and thereby enhancing the performance of fine-tuned models. We conducted extensive experiments to validate the efficacy of our proposed method, and we believe that this approach holds great potential for propelling the development and application of more advanced and reliable event extraction systems in real-world scenarios.
Despite having achieved notable success for aspect-based sentiment analysis (ABSA), deep neural networks are susceptible to spurious correlations between input features and output labels, leading to poor robustness. In this paper, we propose a novel Counterfactual-Enhanced Information Bottleneck framework (called CEIB) to reduce spurious correlations for ABSA. CEIB extends the information bottleneck (IB) principle to a factual-counterfactual balancing setting by integrating augmented counterfactual data, with the goal of learning a robust ABSA model. Concretely, we first devise a multi-pattern prompting method, which utilizes the large language model (LLM) to generate high-quality counterfactual samples from the original samples. Then, we employ the information bottleneck principle and separate the mutual information into factual and counterfactual parts. In this way, we can learn effective and robust representations for the ABSA task by balancing the predictive information of these two parts. Extensive experiments on five benchmark ABSA datasets show that our CEIB approach achieves superior prediction performance and robustness over the state-of-the-art baselines. Code and data to reproduce the results in this paper is available at: https://github.com/shesshan/CEIB.
Compositional Generalization for Multi-Label Text Classification: A Data-Augmentation Approach
PDF ↗Despite significant advancements in multi-label text classification, the ability of existing models to generalize to novel and seldom-encountered complex concepts, which are compositions of elementary ones, remains underexplored. This research addresses this gap. By creating unique data splits across three benchmarks, we assess the compositional generalization ability of existing multi-label text classification models. Our results show that these models often fail to generalize to compositional concepts encountered infrequently during training, leading to inferior performance on tests with these new combinations. To address this, we introduce a data augmentation method that leverages two innovative text generation models designed to enhance the classification models' capacity for compositional generalization. Our experiments show that this data augmentation approach significantly improves the compositional generalization capabilities of classification models on our benchmarks, with both generation models surpassing other text generation baselines. Our codes available at https://github.com/yychai74/LD-VAE.
Privacy preserving has become increasingly critical with the emergence of social media. Unlearnable examples have been proposed to avoid leaking personal information on the Internet by degrading the generalization abilities of deep learning models. However, our study reveals that unlearnable examples are easily detectable. We provide theoretical results on linear separability of certain unlearnable poisoned dataset and simple network-based detection methods that can identify all existing unlearnable examples, as demonstrated by extensive experiments. Detectability of unlearnable examples with simple networks motivates us to design a novel defense method. We propose using stronger data augmentations coupled with adversarial noises generated by simple networks, to degrade the detectability and thus provide effective defense against unlearnable examples with a lower cost. Adversarial training with large budgets is a widely-used defense method on unlearnable examples. We establish quantitative criteria between the poison and adversarial budgets, which determine the existence of robust unlearnable examples or the failure of the adversarial defense.
The generalization of neural networks is a central challenge in machine learning, especially concerning the performance under distributions that differ from training ones. Current methods, mainly based on the data-driven paradigm such as data augmentation, adversarial training, and noise injection, may encounter limited generalization due to model non-smoothness. In this paper, we propose to investigate generalization from a Partial Differential Equation (PDE) perspective, aiming to enhance it directly through the underlying function of neural networks, rather than focusing on adjusting input data. Specifically, we first establish the connection between neural network generalization and the smoothness of the solution to a specific PDE, namely transport equation. Building upon this, we propose a general framework that introduces adaptive distributional diffusion into transport equation to enhance the smoothness of its solution, thereby improving generalization. In the context of neural networks, we put this theoretical framework into practice as PDE+ (PDE with Adaptive Distributional Diffusion) which diffuses each sample into a distribution covering semantically similar inputs. This enables better coverage of potentially unobserved distributions in training, thus improving generalization beyond merely data-driven methods. The effectiveness of PDE+ is validated through extensive experimental settings, demonstrating its superior performance compared to state-of-the-art methods. Our code is available at https://github.com/yuanyige/pde-add.
Graph neural architecture search (NAS) has achieved great success in designing architectures for graph data processing.However, distribution shifts pose great challenges for graph NAS, since the optimal searched architectures for the training graph data may fail to generalize to the unseen test graph data. The sole prior work tackles this problem by customizing architectures for each graph instance through learning graph structural information, but failed to consider data augmentation during training, which has been proven by existing works to be able to improve generalization.In this paper, we propose Data-augmented Curriculum Graph Neural Architecture Search (DCGAS), which learns an architecture customizer with good generalizability to data under distribution shifts. Specifically, we design an embedding-guided data generator, which can generate sufficient graphs for training to help the model better capture graph structural information. In addition, we design a two-factor uncertainty-based curriculum weighting strategy, which can evaluate the importance of data in enabling the model to learn key information in real-world distribution and reweight them during training. Experimental results on synthetic datasets and real datasets with distribution shifts demonstrate that our proposed method learns generalizable mappings and outperforms existing methods.
Partial label learning (PLL) expands the applicability of supervised machine learning models by enabling effective learning from weakly annotated overcomplete labels. Existing PLL methods however focus on the standard centralized learning scenarios. In this paper, we expand PLL into the distributed computation setting by formalizing a new learning scenario named as federated partial label learning (FedPLL), where the training data with partial labels are distributed across multiple local clients with privacy constraints. To address this challenging problem, we propose a novel Federated PLL method with Local-Adaptive Augmentation and Regularization (FedPLL-LAAR). In addition to alleviating the partial label noise with moving-average label disambiguation, the proposed method performs MixUp-based local-adaptive data augmentation to mitigate the challenge posed by insufficient and imprecisely annotated local data, and dynamically incorporates the guidance of global model to minimize client drift through adaptive gradient alignment regularization between the global and local models. Extensive experiments conducted on multiple datasets under the FedPLL setting demonstrate the effectiveness of the proposed FedPLL-LAAR method for federated partial label learning.
Successful machine learning involves a complete pipeline of data, model, and downstream applications. Instead of treating them separately, there has been a prominent increase of attention within the constrained optimization (CO) and machine learning (ML) communities towards combining prediction and optimization models. The so-called end-to-end (E2E) learning captures the task-based objective for which they will be used for decision making. Although a large variety of E2E algorithms have been presented, it has not been fully investigated how to systematically address uncertainties involved in such models. Most of the existing work considers the uncertainties of ML in the input space and improves robustness through adversarial training. We extend this idea to E2E learning and prove that there is a robustness certification procedure by solving augmented integer programming. Furthermore, we show that neglecting the uncertainty of COs during training causes a new trigger for generalization errors. To include all these components, we propose a unified framework that covers the uncertainties emerging in both the input feature space of the ML models and the COs. The framework is described as a robust optimization problem and is practically solved via end-to-end adversarial training (E2E-AT). Finally, the performance of E2E-AT is evaluated by a real-world end-to-end power system operation problem, including load forecasting and sequential scheduling tasks.
Black-box domain adaptation (BDA) targets to learn a classifier on an unsupervised target domain while assuming only access to black-box predictors trained from unseen source data. Although a few BDA approaches have demonstrated promise by manipulating the transferred labels, they largely overlook the rich underlying structure in the target domain. To address this problem, we introduce a novel separation and alignment framework for BDA. Firstly, we locate those well-adapted samples via loss ranking and a flexible confidence-thresholding procedure. Then, we introduce a novel graph contrastive learning objective that aligns under-adapted samples to their local neighbors and well-adapted samples. Lastly, the adaptation is finally achieved by a nearest-centroid-augmented objective that exploits the clustering effect in the feature space. Extensive experiments demonstrate that our proposed method outperforms best baselines on benchmark datasets, e.g. improving the averaged per-class accuracy by 4.1% on the VisDA dataset. The source code is available at: https://github.com/MingxuanXia/SEAL.