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Social Aspects · Privacy-preserving Statistics and Machine Learning

Badih Ghazi, Yangsibo Huang, Pritish Kamath, Ravi Kumar, Pasin Manurangsi, Chiyuan Zhang

Label differentially private (label DP) algorithms seek to preserve the privacy of the labels in a training dataset in settings where the features are known to the adversary. In this work, we study a new family of label DP training algorithms. Unlike most prior label DP algorithms that have been based on label randomization, our algorithm naturally leverages the power of the central model of DP. It interleaves gradient projection operations with private stochastic gradient descent steps in order to improve the utility of the trained model while guaranteeing the privacy of the labels. We show that such projection-based algorithms can be made practical and that they improve on the state-of-the art for label DP training in the high-privacy regime. We complement our empirical evaluation with theoretical results shedding light on the efficacy of our method through the lens of bias-variance trade-offs.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Yuxin Wen, Yuchen Liu, Chen Chen, Lingjuan Lyu

Recent breakthroughs in diffusion models have exhibited exceptional image-generation capabilities. However, studies show that some outputs are merely replications of training data. Such replications present potential legal challenges for model owners, especially when the generated content contains proprietary information. In this work, we introduce a straightforward yet effective method for detecting memorized prompts by inspecting the magnitude of text-conditional predictions. Our proposed method seamlessly integrates without disrupting sampling algorithms, and delivers high accuracy even at the first generation step, with a single generation per prompt. Building on our detection strategy, we unveil an explainable approach that shows the contribution of individual words or tokens to memorization. This offers an interactive medium for users to adjust their prompts. Moreover, we propose two strategies i.e., to mitigate memorization by leveraging the magnitude of text-conditional predictions, either through minimization during inference or filtering during training. These proposed strategies effectively counteract memorization while maintaining high-generation quality. Code is available at https://github.com/YuxinWenRick/diffusion_memorization.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Xinyu Tang, Richard Shin, Huseyin Inan, Andre Manoel, Niloofar Mireshghallah, Zinan Lin, Sivakanth Gopi, Janardhan Kulkarni, Robert Sim

We study the problem of in-context learning (ICL) with large language models (LLMs) on private datasets. This scenario poses privacy risks, as LLMs may leak or regurgitate the private examples demonstrated in the prompt.We propose a novel algorithm that generates synthetic few-shot demonstrations from the private dataset with formal differential privacy (DP) guarantees, and show empirically that it can achieve effective ICL.We conduct extensive experiments on standard benchmarks and compare our algorithm with non-private ICL and zero-shot solutions. Our results demonstrate that our algorithm can achieve competitive performance with strong privacy levels.These results open up new possibilities for ICL with privacy protection for a broad range of applications.

Social Aspects · Privacy-preserving Statistics and Machine Learning

alain rakotomamonjy, Kimia Nadjahi, Liva Ralaivola

We introduce a principled way of computing the Wasserstein distance between two distributions in a federated manner.Namely, we show how to estimate the Wasserstein distance between two samples stored and kept on different devices/clients whilst a central entity/server orchestrates the computations (again, without having access to the samples). To achieve this feat, we take advantage of the geometric properties of the Wasserstein distance -- in particular, the triangle inequality -- and that of the associated {\em geodesics}: our algorithm, FedWad (for Federated Wasserstein Distance), iteratively approximates the Wasserstein distance by manipulating and exchanging distributions from the space of geodesics in lieu of the input samples. In addition to establishing the convergence properties of FedWad, we provide empirical results on federated coresets and federate optimal transport dataset distance, that we respectively exploit for building a novel federated model and for boosting performance of popular federated learning algorithms.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Xingyu Zhou, Sayak Ray Chowdhury

We consider cross-silo federated linear contextual bandit (LCB) problem under differential privacy, where multiple silos interact with their respective local users and communicate via a central server to realize collaboration without sacrificing each user's privacy. We identify three issues in the state-of-the-art~\citep{dubey2020differentially}: (i) failure of claimed privacy protection, (ii) incorrect regret bound due to noise miscalculation and (iii) ungrounded communication cost. To resolve these issues, we take a two-step approach. First, we design an algorithmic framework consisting of a generic federated LCB algorithm and flexible privacy protocols. Then, leveraging the proposed framework, we study federated LCBs under two different privacy constraints. We first establish privacy and regret guarantees under silo-level local differential privacy, which fix the issues present in state-of-the-art algorithm.To further improve the regret performance, we next consider shuffle model of differential privacy, under which we show that our algorithm can achieve nearly ``optimal'' regret without a trusted server. We accomplish this via two different schemes -- one relies on a new result on privacy amplification via shuffling for DP mechanisms and another one leverages the integration of a shuffle protocol for vector sum into the tree-based mechanism, both of which might be of independent interest. Finally, we support our theoretical results withnumerical evaluations over contextual bandit instances generated from both synthetic and real-life data.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Zinan Lin, Sivakanth Gopi, Janardhan Kulkarni, Harsha Nori, Sergey Yekhanin

Generating differentially private (DP) synthetic data that closely resembles the original private data is a scalable way to mitigate privacy concerns in the current data-driven world. In contrast to current practices that train customized models for this task, we aim to generate DP Synthetic Data via APIs (DPSDA), where we treat foundation models as blackboxes and only utilize their inference APIs. Such API-based, training-free approaches are easier to deploy as exemplified by the recent surge in the number of API-based apps. These approaches can also leverage the power of large foundation models which are only accessible via their inference APIs. However, this comes with greater challenges due to strictly more restrictive model access and the need to protect privacy from the API provider. In this paper, we present a new framework called Private Evolution (PE) to solve this problem and show its initial promise on synthetic images. Surprisingly, PE can match or even outperform state-of-the-art (SOTA) methods without any model training. For example, on CIFAR10 (with ImageNet as the public data), we achieve FID ≤ 7.9 with privacy cost ε = 0.67, significantly improving the previous SOTA from ε = 32. We further demonstrate the promise of applying PE on large foundation models such as Stable Diffusion to tackle challenging private datasets with a small number of high-resolution images. The code and data are released at https://github.com/microsoft/DPSDA.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Robin Staab, Mark Vero, Mislav Balunovic, Martin Vechev

Current privacy research on large language models (LLMs) primarily focuses on the issue of extracting memorized training data. At the same time, models’ inference capabilities have increased drastically. This raises the key question of whether current LLMs could violate individuals’ privacy by inferring personal attributes from text given at inference time. In this work, we present the first comprehensive study on the capabilities of pretrained LLMs to infer personal attributes from text. We construct a dataset consisting of real Reddit profiles, and show that current LLMs can infer a wide range of personal attributes (e.g., location, income, sex), achieving up to 85% top-1 and 95% top-3 accuracy at a fraction of the cost (100x) and time (240x) required by humans. As people increasingly interact with LLM-powered chatbots across all aspects of life, we also explore the emerging threat of privacy-invasive chatbots trying to extract personal information through seemingly benign questions. Finally, we show that common mitigations, i.e., text anonymization and model alignment, are currently ineffective at protecting user privacy against LLM inference. Our findings highlight that current LLMs can infer personal data at a previously unattainable scale. In the absence of working defenses, we advocate for a broader discussion around LLM privacy implications beyond memorization, striving for stronger and wider privacy protection.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Ziteng Sun, Ananda Theertha Suresh, Aditya Krishna Menon

Training machine learning models with differential privacy (DP) has received increasing interest in recent years. One of the most popular algorithms for training differentially private models is differentially private stochastic gradient descent (DPSGD) and its variants, where at each step gradients are clipped and combined with some noise. Given the increasing usage of DPSGD, we ask the question: is DPSGD alone sufficient to find a good minimizer for every dataset under privacy constraints? As a first step towards answering this question, we show that even for the simple case of linear classification, unlike non-private optimization, (private) feature preprocessing is vital for differentially private optimization. In detail, we first show theoretically that there exists an example where without feature preprocessing, DPSGD incurs a privacy error proportional to the maximum norm of features over all samples. We then propose an algorithm called *DPSGD-F*, which combines DPSGD with feature preprocessing and prove that for classification tasks, it incurs a privacy error proportional to the diameter of the features $\max_{x, x' \in D} \|x - x'\|_2$. We then demonstrate the practicality of our algorithm on image classification benchmarks.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Weiqiang He, Hendrik Fichtenberger, Pan Peng

We study differentially private (DP) algorithms for recovering clusters in well-clustered graphs, which are graphs whose vertex set can be partitioned into a small number of sets, each inducing a subgraph of high inner conductance and small outer conductance. Such graphs have widespread application as a benchmark in the theoretical analysis of spectral clustering.We provide an efficient ($\epsilon$,$\delta$)-DP algorithm tailored specifically for such graphs. Our algorithm draws inspiration from the recent work of Chen et al., who developed DP algorithms for recovery of stochastic block models in cases where the graph comprises exactly two nearly-balanced clusters. Our algorithm works for well-clustered graphs with $k$ nearly-balanced clusters, and the misclassification ratio almost matches the one of the best-known non-private algorithms. We conduct experimental evaluations on datasets with known ground truth clusters to substantiate the prowess of our algorithm. We also show that any (pure) $\epsilon$-DP algorithm would result in substantial error.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Youbang Sun, Zitao Li, Yaliang Li, Bolin Ding

Low-rank adaptation (LoRA) is one of the most popular task-specific parameter-efficient fine-tuning (PEFT) methods on pre-trained language models for its good performance and computational efficiency.LoRA injects a product of two trainable rank decomposition matrices over the top of each frozen pre-trained model module.However, when applied in the setting of privacy-preserving federated learning (FL), LoRA may become unstable due to the following facts: 1) the effects of data heterogeneity and multi-step local updates are non-negligible, 2) additive noise enforced on updating gradients to guarantee differential privacy (DP) can be amplified and 3) the final performance is susceptible to hyper-parameters.A key factor leading to these phenomena is the discordance between jointly optimizing the two low-rank matrices by local clients and separately aggregating them by the central server.Thus, this paper proposes an efficient and effective version of LoRA, Federated Freeze A LoRA (FFA-LoRA), to alleviate these challenges and further halve the communication cost of federated fine-tuning LLMs.The core idea of FFA-LoRA is to fix the randomly initialized non-zero matrices and only fine-tune the zero-initialized matrices.Compared to LoRA, FFA-LoRA is motivated by practical and theoretical benefits in privacy-preserved FL. Our experiments demonstrate that FFA-LoRA provides more consistent performance with better computational efficiency over vanilla LoRA in various FL tasks.

Social Aspects · Privacy-preserving Statistics and Machine Learning

TIANYUAN ZOU, Zixuan GU, Yu He, Hideaki Takahashi, Yang Liu, Ya-Qin Zhang

Vertical Federated Learning (VFL) has emerged as a collaborative training paradigm that allows participants with different features of the same group of users to accomplish cooperative training without exposing their raw data or model parameters. VFL has gained significant attention for its research potential and real-world applications in recent years, but still faces substantial challenges, such as in defending various kinds of data inference and backdoor attacks. Moreover, most of existing VFL projects are industry-facing and not easily used for keeping track of the current research progress. To address this need, we present an extensible and lightweight VFL framework VFLAIR (available at https://github.com/FLAIR-THU/VFLAIR), which supports VFL training with a variety of models, datasets and protocols, along with standardized modules for comprehensive evaluations of attacks and defense strategies. We also benchmark $11$ attacks and $8$ defenses performance under different communication and model partition settings and draw concrete insights and recommendations on the choice of defense strategies for different practical VFL deployment scenarios.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Christopher Choquette-Choo, Krishnamurthy Dvijotham, Krishna Pillutla, Arun Ganesh, Thomas Steinke, Abhradeep Guha Thakurta

Differentially private learning algorithms inject noise into the learning process. While the most common private learning algorithm, DP-SGD, adds independent Gaussian noise in each iteration, recent work on matrix factorization mechanisms has shown empirically that introducing correlations in the noise can greatly improve their utility. We characterize the asymptotic learning utility for any choice of the correlation function, giving precise analytical bounds for linear regression and as the solution to a convex program for general convex functions. We show, using these bounds, how correlated noise provably improves upon vanilla DP-SGD as a function of problem parameters such as the effective dimension and condition number. Moreover, our analytical expression for the near-optimal correlation function circumvents the cubic complexity of the semi-definite program used to optimize the noise correlation matrix in previous work. We validate these theoretical results with experiments on private deep learning. Our work matches or outperforms prior work while being efficient both in terms of computation and memory.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Christopher Choquette-Choo, Arun Ganesh, Thomas Steinke, Abhradeep Guha Thakurta

Privacy amplification exploits randomness in data selection to provide tighter differential privacy (DP) guarantees. This analysis is key to DP-SGD's success in machine learning (ML), but, is not readily applicable to the newer state-of-the-art (SOTA) algorithms. This is because these algorithms, known as DP-FTRL, use the matrix mechanism to add correlated noise instead of independent noise as in DP-SGD.In this paper, we propose "MMCC'' (matrix mechanism conditional composition), the first algorithm to analyze privacy amplification via sampling for any generic matrix mechanism. MMCC is nearly tight in that it approaches a lower bound as $\epsilon\to0$. To analyze correlated outputs in MMCC, we prove that they can be analyzed as if they were independent, by conditioning them on prior outputs. Our "conditional composition theorem'' has broad utility: we use it to show that the noise added to binary-tree-DP-FTRL can asymptotically match the noise added to DP-SGD with amplification. Our algorithm also has practical empirical utility. We show that amplification leads to significant improvement in the privacy/utility trade-offs for DP-FTRL style algorithms for standard benchmark tasks.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Qinbin Li, Chulin Xie, Xiaojun Xu, Xiaoyuan Liu, Ce Zhang, Bo Li, Bingsheng He, Dawn Song

Federated learning has emerged as a promising distributed learning paradigm that facilitates collaborative learning among multiple parties without transferring raw data. However, most existing federated learning studies focus on either horizontal or vertical data settings, where the data of different parties are assumed to be from the same feature or sample space. In practice, a common scenario is the hybrid data setting, where data from different parties may differ both in the features and samples. To address this, we propose HybridTree, a novel federated learning approach that enables federated tree learning on hybrid data. We observe the existence of consistent split rules in trees. With the help of these split rules, we theoretically show that the knowledge of parties can be incorporated into the lower layers of a tree. Based on our theoretical analysis, we propose a layer-level solution that does not need frequent communication traffic to train a tree. Our experiments demonstrate that HybridTree can achieve comparable accuracy to the centralized setting with low computational and communication overhead. HybridTree can achieve up to 8 times speedup compared with the other baselines.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Fan Wu, Huseyin Inan, Arturs Backurs, Varun Chandrasekaran, Janardhan Kulkarni, Robert Sim

Positioned between pre-training and user deployment, aligning large language models (LLMs) through reinforcement learning (RL) has emerged as a prevailing strategy for training instruction following-models such as ChatGPT. In this work, we initiate the study of privacy-preserving alignment of LLMs through Differential Privacy (DP) in conjunction with RL. Following the influential work of Ziegler et al. (2020), we study two dominant paradigms: (i) alignment via RL without human in the loop (e.g., positive review generation) and (ii) alignment via RL from human feedback (RLHF) (e.g., summarization in a human-preferred way). We give a new DP framework to achieve alignment via RL, and prove its correctness. Our experimental results validate the effectiveness of our approach, offering competitive utility while ensuring strong privacy protections.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Zhenan Fan, Huang Fang, Xinglu Wang, Zirui Zhou, Jian Pei, Michael Friedlander, Yong Zhang

Federated learning is an emerging technology for training machine learning models across decentralized data sources without sharing data. Vertical federated learning, also known as feature-based federated learning, applies to scenarios where data sources have the same sample IDs but different feature sets. To ensure fairness among data owners, it is critical to objectively assess the contributions from different data sources and compensate the corresponding data owners accordingly. The Shapley value is a provably fair contribution valuation metric originating from cooperative game theory. However, its straight-forward computation requires extensively retraining a model on each potential combination of data sources, leading to prohibitively high communication and computation overheads due to multiple rounds of federated learning. To tackle this challenge, we propose a contribution valuation metric called vertical federated Shapley value (VerFedSV) based on the classic Shapley value. We show that VerFedSV not only satisfies many desirable properties of fairness but is also efficient to compute. Moreover, VerFedSV can be adapted to both synchronous and asynchronous vertical federated learning algorithms. Both theoretical analysis and extensive experimental results demonstrate the fairness, efficiency, adaptability, and effectiveness of VerFedSV.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Mingkun Yang, Ran Zhu, Qing Wang, Jie Yang

Federated Learning (FL) is an important privacy-preserving learning paradigm that plays an important role in the Intelligent Internet of Things. Training a global model in FL, however, is vulnerable to the noise in the heterogeneous data across the clients. In this paper, we introduce **FedTrans**, a novel client-transparent client utility estimation method designed to guide client selection for noisy scenarios, mitigating performance degradation problems. To estimate the client utility, we propose a Bayesian framework that models client utility and its relationships with the weight parameters and the performance of local models. We then introduce a variational inference algorithm to effectively infer client utility, given only a small amount of auxiliary data. Our evaluation demonstrates that leveraging FedTrans as a guide for client selection can lead to a better accuracy performance (up to 7.8\%), ensuring robustness in noisy scenarios.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Galen Andrew, Peter Kairouz, Sewoong Oh, Alina Oprea, H. Brendan McMahan, Vinith Suriyakumar

Privacy estimation techniques for differentially private (DP) algorithms are useful for comparing against analytical bounds, or to empirically measure privacy loss in settings where known analytical bounds are not tight. However, existing privacy auditing techniques usually make strong assumptions on the adversary (e.g., knowledge of intermediate model iterates or the training data distribution), are tailored to specific tasks, model architectures, or DP algorithm, and/or require retraining the model many times (typically on the order of thousands). These shortcomings make deploying such techniques at scale difficult in practice, especially in federated settings where model training can take days or weeks. In this work, we present a novel “one-shot” approach that can systematically address these challenges, allowing efficient auditing or estimation of the privacy loss of a model during the same, single training run used to fit model parameters, and without requiring any a priori knowledge about the model architecture, task, or DP algorithm. We show that our method provides provably correct estimates for the privacy loss under the Gaussian mechanism, and we demonstrate its performance on a well-established FL benchmark dataset under several adversarial threat models.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Ali Shahin Shamsabadi, Gefei Tan, Tudor Cebere, Aurélien Bellet, Hamed Haddadi, Nicolas Papernot, Xiao Wang, Adrian Weller

Post hoc privacy auditing techniques can be used to test the privacy guarantees of a model, but come with several limitations: (i) they can only establish lower bounds on the privacy loss, (ii) the intermediate model updates and some data must be shared with the auditor to get a better approximation of the privacy loss, and (iii) the auditor typically faces a steep computational cost to run a large number of attacks. In this paper, we propose to proactively generate a cryptographic certificate of privacy during training to forego such auditing limitations. We introduce Confidential-DPproof , a framework for Confidential Proof of Differentially Private Training, which enhances training with a certificate of the $(\varepsilon,\delta)$-DP guarantee achieved. To obtain this certificate without revealing information about the training data or model, we design a customized zero-knowledge proof protocol tailored to the requirements introduced by differentially private training, including random noise addition and privacy amplification by subsampling. In experiments on CIFAR-10, Confidential-DPproof trains a model achieving state-of-the-art $91$% test accuracy with a certified privacy guarantee of $(\varepsilon=0.55,\delta=10^{-5})$-DP in approximately 100 hours.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Kostadin Garov, Dimitar I. Dimitrov, Nikola Jovanović, Martin Vechev

Malicious server (MS) attacks have enabled the scaling of data stealing in federated learning to large batch sizes and secure aggregation, settings previously considered private. However, many concerns regarding the client-side detectability of MS attacks were raised, questioning their practicality. In this work, for the first time, we thoroughly study client-side detectability. We first demonstrate that all prior MS attacks are detectable by principled checks, and formulate a necessary set of requirements that a practical MS attack must satisfy. Next, we propose SEER, a novel attack framework that satisfies these requirements. The key insight of SEER is the use of a secret decoder, jointly trained with the shared model. We show that SEER can steal user data from gradients of realistic networks, even for large batch sizes of up to 512 and under secure aggregation. Our work is a promising step towards assessing the true vulnerability of federated learning in real-world settings.