In this work, we develop new optimization algorithms that use approximate second-order information combined with the gradient regularization technique to achieve fast global convergence rates for both convex and non-convex objectives. The key innovation of our analysis is a novel notion called Gradient-Normalized Smoothness, which characterizes the maximum radius of a ball around the current point that yields a good relative approximation of the gradient field. Our theory establishes a natural intrinsic connection between Hessian approximation and the linearization of the gradient. Importantly, Gradient-Normalized Smoothness does not depend on the specific problem class of the objective functions, while effectively translating local information about the gradient field and Hessian approximation into the global behavior of the method. This new concept equips approximate second-order algorithms with universal global convergence guarantees, recovering state-of-the-art rates for functions with Hölder-continuous Hessians and third derivatives, quasi-self-concordant functions, as well as smooth classes in first-order optimization. These rates are achieved automatically and extend to broader classes, such as generalized self-concordant functions. We demonstrate direct applications of our results for global linear rates in logistic regression and softmax problems with approximate Hessians, as well as in non-convex optimization using Fisher and Gauss-Newton approximations.
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General Machine Learning · Probabilistic Methods
This paper establishes a rigorous connection between circuit representations and tensor factorizations, two seemingly distinct yet fundamentally related areas. By connecting these fields, we highlight a series of opportunities that can benefit both communities. Our work generalizes popular tensor factorizations within the circuit language, and unifies various circuit learning algorithms under a single, generalized hierarchical factorization framework. Specifically, we introduce a modular “Lego block” approach to build tensorized circuit architectures. This, in turn, allows us to systematically construct and explore various circuit and tensor factorization models while maintaining tractability. This connection not only clarifies similarities and differences in existing models, but also enables the development of a comprehensive pipeline for building and optimizing new circuit/tensor factorization architectures. We show the effectiveness of our framework through extensive empirical evaluations, and highlight new research opportunities for tensor factorizations in probabilistic modeling.
Optimization · Everything Else
This paper introduces a new constraint-free concave dual formulation for the Wasserstein barycenter. Tailoring the vanilla dual gradient ascent algorithm to the Sobolev geometry, we derive a scalable Sobolev gradient ascent (SGA) algorithm to compute the barycenter for input distributions supported on a regular grid. Despite the algorithmic simplicity, we provide a global convergence analysis that achieves the same rate as the classical subgradient descent methods for minimizing nonsmooth convex functions in the Euclidean space. A central feature of our SGA algorithm is that the computationally expensive $c$-concavity projection operator enforced on the Kantorovich dual potentials is unnecessary to guarantee convergence, leading to significant algorithmic and theoretical simplifications over all existing primal and dual methods for computing the exact barycenter. Our numerical experiments demonstrate the superior empirical performance of SGA over the existing optimal transport barycenter solvers.
Deep Learning · Attention Mechanisms
We present QuoKA: Query-oriented KV selection for efficient attention, a training-free and hardware agnostic sparse attention algorithm for accelerating transformer inference under chunked prefill. While many queries focus on a smaller group of keys in the attention operator, we observe that queries with low cosine similarity with respect to the mean query interact more strongly with more keys and have the greatest contribution to final attention logits. By prioritizing these low cosine similarity queries, the behavior of full attention during the prefill stage can be closely approximated. QuoKA leverages this observation, accelerating attention by (1) first retaining a small set of representative queries and (2) then subselecting the keys most aligned with those queries. Through experiments on Needle-In-A-Haystack, LongBench, RULER, and Math500, we show that, while realizing a 3× reduction in time-to-first-token, 5× speedup in attention on Nvidia GPUs and up to nearly a 7× speedup on Intel Xeon CPUs, QuoKA achieves near-baseline accuracy, utilizing 88% fewer key-value pairs per attention evaluation.
SplitLoRA: Balancing Stability and Plasticity in Continual Learning Through Gradient Space Splitting
Continual Learning (CL) requires a model to learn multiple tasks in sequence while maintaining both stability—preserving knowledge from previously learned tasks, and plasticity—effectively learning new tasks. Orthogonal projection has emerged as an effective and popular paradigm in CL, where it partitions the gradient space of previously learned tasks into two orthogonal subspaces: a primary subspace and a minor subspace. New tasks are learned effectively within the minor subspace, thereby reducing interference with previously acquired knowledge. However, existing orthogonal projection methods struggle to achieve an optimal balance between plasticity and stability, as it is hard to appropriately partition the gradient space. In this work, we consider a continual learning paradigm based on Low-Rank Adaptation (LoRA), which has gained considerable attention due to its efficiency and wide applicability, and propose a novel approach for continual learning, called SplitLoRA. We first provide a theoretical analysis of how subspace partitioning affects model stability and plasticity. Informed by this analysis, we then introduce an effective method that derives the optimal partition of the gradient space for previously learned tasks. This approach effectively balances stability and plasticity in continual learning. Experimental results on multiple datasets demonstrate that the proposed method achieves state-of-the-art performance. The code is available at https://github.com/qhmiao/SplitLoRA.
Deep Learning · Algorithms
We address the challenge of efficient auto-regressive generation in sequence prediction models by introducing FutureFill—a general-purpose fast generation method for any sequence prediction algorithm based on convolutional operators. FutureFill reduces generation time from quadratic to quasilinear in the context length. Moreover, when generating from a prompt, it requires a prefill cache whose size grows only with the number of tokens to be generated—often much smaller than the caches required by standard convolutional or attention‐based models. We validate our theoretical claims with language modeling experiments and demonstrate substantial efficiency gains when generating from a deep convolutional sequence prediction model.
Social Aspects · Trustworthy Machine Learning
We introduce a framework for robust uncertainty quantification in situations where labeled training data are corrupted, through noisy or missing labels. We build on conformal prediction, a statistical tool for generating prediction sets that cover the test label with a pre-specified probability. The validity of conformal prediction, however, holds under the i.i.d assumption, which does not hold in our setting due to the corruptions in the data. To account for this distribution shift, the privileged conformal prediction (PCP) method proposed leveraging privileged information (PI)---additional features available only during training---to re-weight the data distribution, yielding valid prediction sets under the assumption that the weights are accurate. In this work, we analyze the robustness of PCP to inaccuracies in the weights. Our analysis indicates that PCP can still yield valid uncertainty estimates even when the weights are poorly estimated. Furthermore, we introduce uncertain imputation (UI), a new conformal method that does not rely on weight estimation. Instead, we impute corrupted labels in a way that preserves their uncertainty. Our approach is supported by theoretical guarantees and validated empirically on both synthetic and real benchmarks. Finally, we show that these techniques can be integrated into a triply robust framework, ensuring statistically valid predictions as long as at least one underlying method is valid.
Deep Learning · Everything Else
Proof autoformalization, the task of translating natural language theorems and proofs into machine-verifiable code, is a critical step for integrating large language models into rigorous mathematical workflows. Current approaches focus on producing executable code, but they frequently fail to preserve the semantic meaning and logical structure of the original human-written argument. To address this, we introduce ProofFlow, a novel pipeline that treats structural fidelity as a primary objective. ProofFlow first constructs a directed acyclic graph (DAG) to map the logical dependencies between proof steps. Then, it employs a novel lemma-based approach to systematically formalize each step as an intermediate lemma, preserving the logical structure of the original argument. To facilitate evaluation, we present a new benchmark of 184 undergraduate-level problems, manually annotated with step-by-step solutions and logical dependency graphs, and introduce ProofScore, a new composite metric to evaluate syntactic correctness, semantic faithfulness, and structural fidelity. Experimental results show our pipeline sets a new state-of-the-art for autoformalization, achieving a ProofScore of 0.545, substantially exceeding baselines like full-proof formalization (0.279), which processes the entire proof at once, and step-proof formalization (0.046), which handles each step independently. Our pipeline, benchmark, and score metric are open-sourced to encourage further progress at https://github.com/Huawei-AI4Math/ProofFlow.
Deep Learning · Algorithms
Learning rate scheduling is essential in transformer training, where the final annealing plays a crucial role in getting the best performance. However, the mechanisms behind this cooldown phase, with its characteristic drop in loss, remain poorly understood. To address this, we provide a comprehensive analysis focusing solely on the cooldown phase in the Warmup-Stable-Decay (WSD) learning rate scheduler. Our analysis reveals that different cooldown shapes reveal a fundamental bias-variance trade-off in the resulting models, with shapes that balance exploration and exploitation consistently outperforming alternatives. Similarly, we find substantial performance variations — comparable to those from cooldown shape selection — when tuning AdamW hyperparameters. Notably, we observe consistent improvements with higher values of $\beta_2$ during cooldown. From a loss landscape perspective, we provide visualizations of the landscape during cooldown, supporting the river valley loss perspective empirically. These findings offer practical recommendations for configuring the WSD scheduler in transformer training, emphasizing the importance of optimizing the cooldown phase alongside traditional hyperparameter tuning.
Social Aspects · Trustworthy Machine Learning
With the growing deployment of large language models (LLMs) in real-world applications, establishing robust safety guardrails to moderate their inputs and outputs has become essential to ensure adherence to safety policies. Current guardrail models predominantly address general human-LLM interactions, rendering LLMs vulnerable to harmful and adversarial content within domain-specific contexts, particularly those rich in technical jargon and specialized concepts. To address this limitation, we introduce ExpGuard, a robust and specialized guardrail model designed to protect against harmful prompts and responses across financial, medical, and legal domains. In addition, we present ExpGuardMix, a meticulously curated dataset comprising 58,928 labeled prompts paired with corresponding refusal and compliant responses, from these specific sectors. This dataset is divided into two subsets: ExpGuardTrain, for model training, and ExpGuardTest, a high-quality test set annotated by domain experts to evaluate model robustness against technical and domain-specific content. Comprehensive evaluations conducted on ExpGuardTest and eight established public benchmarks reveal that ExpGuard delivers competitive performance across the board while demonstrating exceptional resilience to domain-specific adversarial attacks, surpassing state-of-the-art models such as WildGuard by up to 8.9% in prompt classification and 15.3% in response classification. To encourage further research and development, we open-source our code, data, and model, enabling adaptation to additional domains and supporting the creation of increasingly robust guardrail models.
Applications · Everything Else
Large Language Model (LLM)-based planning has advanced embodied agents in long-horizon environments such as Minecraft, where acquiring latent knowledge of goal (or item) dependencies and feasible actions is critical. However, LLMs often begin with flawed priors and fail to correct them through prompting, even with feedback. We present XENON (eXpErience-based kNOwledge correctioN), an agent that algorithmically revises knowledge from experience, enabling robustness to flawed priors and sparse binary feedback. XENON integrates two mechanisms: Adaptive Dependency Graph, which corrects item dependencies using past successes, and Failure-aware Action Memory, which corrects action knowledge using past failures. Together, these components allow XENON to acquire complex dependencies despite limited guidance. Experiments across multiple Minecraft benchmarks show that XENON outperforms prior agents in both knowledge learning and long-horizon planning. Remarkably, with only a 7B open-weight LLM, XENON surpasses agents that rely on much larger proprietary models.
Deep Learning · Theory
As generative models become ubiquitous, there is a critical need for fine-grained control over the generation process. Yet, while controlled generation methods from prompting to fine-tuning proliferate, a fundamental question remains unanswered: are these models truly controllable in the first place? In this work, we provide a theoretical framework to formally answer this question. Framing human-model interaction as a control process, we propose a novel algorithm to estimate the controllable sets of models in a dialogue setting. Notably, we provide formal guarantees on the estimation error as a function of sample complexity: we derive probably-approximately correct bounds for controllable set estimates that are distribution-free, employ no assumptions except for output boundedness, and work for any black-box nonlinear control system (i.e., any generative model). We empirically demonstrate the theoretical framework on different tasks in controlling dialogue processes, for both language models and text-to-image generation. Our results show that model controllability is surprisingly fragile and highly dependent on the experimental setting. This highlights the need for rigorous controllability analysis, shifting the focus from simply attempting control to first understanding its fundamental limits.
Deep Learning · Algorithms
Quantization-aware training (QAT) is a leading technique for improving the accuracy of quantized neural networks. Previous work has shown that decomposing training into a full-precision (FP) phase followed by a QAT phase yields superior accuracy compared to QAT alone. However, the optimal allocation of compute between the FP and QAT phases remains unclear. We conduct extensive experiments with various compute budgets, QAT bit widths, and model sizes from 86.0M to 2.2B to investigate how different QAT durations impact final performance. We demonstrate that, contrary to previous findings, the loss-optimal ratio of QAT to FP training increases with the total amount of compute. Moreover, the optimal fraction can be accurately predicted for a wide range of model sizes and quantization widths using the tokens-per-parameter-byte statistic. From experimental data, we derive a loss scaling law that predicts both optimal QAT ratios and final model performance across different QAT/FP compute allocation strategies and QAT bit widths. We use the scaling law to make further predictions, which we verify experimentally, including which QAT bit width is optimal under a given memory constraint and how QAT accuracy with different bit widths compares to full-precision model accuracy. Additionally, we propose a novel cooldown and QAT fusion approach that performs learning rate decay jointly with quantization-aware training, eliminating redundant full-precision model updates and achieving significant compute savings. These findings provide practical insights into efficient QAT planning and enable the training of higher-quality quantized models with the same compute budget.
Recurrent Neural Networks (RNNs) laid the foundation for sequence modeling, but their intrinsic sequential nature restricts parallel computation, creating a fundamental barrier to scaling. This has led to the dominance of parallelizable architectures like Transformers and, more recently, State Space Models (SSMs). While SSMs achieve efficient parallelization through structured linear recurrences, this linearity constraint limits their expressive power and precludes modeling complex, nonlinear sequence-wise dependencies. To address this, we present ParaRNN, a framework that breaks the sequence-parallelization barrier for nonlinear RNNs. Building on prior work, we cast the sequence of nonlinear recurrence relationships as a single system of equations, which we solve in parallel using Newton's iterations combined with custom parallel reductions. Our implementation achieves speedups of up to $665\times$ over na\"ive sequential application, allowing training nonlinear RNNs at unprecedented scales. To showcase this, we apply ParaRNN to adaptations of LSTM and GRU architectures, successfully training models of 7B parameters that attain perplexity comparable to similarly-sized Transformers and Mamba2 architectures. To accelerate research in efficient sequence modeling, we release the ParaRNN codebase as an open-source framework for automatic training-parallelization of nonlinear RNNs, enabling researchers and practitioners to explore new nonlinear RNN models at scale.
Deep Learning · Algorithms
Recurrent Neural Networks (RNNs) laid the foundation for sequence modeling, but their intrinsic sequential nature restricts parallel computation, creating a fundamental barrier to scaling. This has led to the dominance of parallelizable architectures like Transformers and, more recently, State Space Models (SSMs). While SSMs achieve efficient parallelization through structured linear recurrences, this linearity constraint limits their expressive power and precludes modeling complex, nonlinear sequence-wise dependencies. To address this, we present ParaRNN, a framework that breaks the sequence-parallelization barrier for nonlinear RNNs. Building on prior work, we cast the sequence of nonlinear recurrence relationships as a single system of equations, which we solve in parallel using Newton's iterations combined with custom parallel reductions. Our implementation achieves speedups of up to $665\times$ over na\"ive sequential application, allowing training nonlinear RNNs at unprecedented scales. To showcase this, we apply ParaRNN to adaptations of LSTM and GRU architectures, successfully training models of 7B parameters that attain perplexity comparable to similarly-sized Transformers and Mamba2 architectures. To accelerate research in efficient sequence modeling, we release the ParaRNN codebase as an open-source framework for automatic training-parallelization of nonlinear RNNs, enabling researchers and practitioners to explore new nonlinear RNN models at scale.
Applications · Time Series
Explaining online time series monitoring models is crucial across sensitive domains such as healthcare and finance, where temporal and contextual prediction dynamics underpin critical decisions. While recent XAI methods have improved the explainability of time series models, they mostly analyze each time step independently, overlooking temporal dependencies. This results in further challenges: explaining prediction changes is non-trivial, methods fail to leverage online dynamics, and evaluation remains difficult. To address these challenges, we propose Delta-XAI, which adapts 14 existing XAI methods through a wrapper function and introduces a principled evaluation suite for the online setting, assessing diverse aspects, such as faithfulness, sufficiency, and coherence. Experiments reveal that classical gradient-based methods, such as Integrated Gradients (IG), can outperform recent approaches when adapted for temporal analysis. Building on this, we propose Shifted Window Integrated Gradients (SWING), which incorporates past observations in the integration path to systematically capture temporal dependencies and mitigate out-of-distribution effects. Extensive experiments consistently demonstrate the effectiveness of SWING across diverse settings with respect to diverse metrics. Our code is publicly available at https://github.com/AITRICS/Delta-XAI.
Reinforcement Learning · Deep RL
Improving power grid operations is essential for enhancing flexibility and accelerating grid decarbonization. Reinforcement learning (RL) has shown promise in this domain, most notably through the Learning to Run a Power Network (L2RPN) competition series, but prior work has primarily focused on single-agent settings, neglecting the often decentralized, multi-agent nature of grid control. We fill this gap with MARL2Grid-TR, the first multi-agent RL (MARL) benchmark for grid topology and redispatching, developed in collaboration with transmission system operators. Built on RTE France’s high-fidelity simulation platform, our benchmark supports decentralized control across substations and generators, with configurable agent scopes, observability settings, expert-informed heuristics, and safety-critical constraints. The benchmark includes a suite of realistic scenarios that expose key challenges, such as coordination under partial information, long-horizon objectives, and adherence to hard physical constraints. Empirical results show that current MARL methods struggle under these real-world conditions. By providing a standardized, extensible platform, we aim to advance the development of scalable, cooperative, and safe learning algorithms for power grids.
Applications · Language, Speech and Dialog
Associative memory systems face significant challenges in efficiently retrieving semantically related information from large document collections, particularly when queries require traversing complex relationships between concepts. Traditional retrieval-augmented generation (RAG) approaches often struggle to capture intricate associative patterns and relationships embedded within textual data. To address this limitation, we propose BrowseNet, a novel associative memory framework that leverages query-specific subgraph exploration within a named-entity-based graph for enhanced information retrieval. Our method transforms unstructured text into a graph-of-chunks representation, where nodes encode document chunks with semantic embeddings and edges capture lexical relationships between content segments. By dynamically traversing the graph-of-chunks based on query characteristics, BrowseNet emulates content-addressable memory systems that enable efficient pattern matching and associative recall. The framework incorporates both structural similarity derived from lexical relationships and semantic similarity based on embedding representations to optimize retrieval performance. We evaluate BrowseNet against established RAG baselines and state-of-the-art (SOTA) pipelines using publicly available datasets that require associative reasoning across multiple information sources. Experimental results demonstrate that BrowseNet achieves SOTA performance in exact match score over both the graph-based RAG approaches and the dense retrieval methods. The two-pronged approach combining structural graph traversal with semantic embeddings enables more effective associative memory retrieval, particularly for queries requiring the integration of disparate but related information. The code and datasets are open-sourced at: https://github.com/bisect-group/BrowseNet
Deep Learning · Robustness
Given the importance of building robust machine learning models, considerable efforts have recently been put into developing training strategies that achieve robustness to outliers and adversarial attacks. Yet, a major aspect that remains an open problem is systematic robustness to global forms of noise such as those that come from measurements and quantization. Hence, we propose in this work an approach to train regression models from data with additive forms of noise, leveraging the Wasserstein distance as a loss function. Importantly, our approach is agnostic to the model structure, unlike the increasingly popular Wasserstein Distributionally Robust Learning paradigm (WDRL) which, we show, does not achieve improved robustness when the regression function is not convex or Lipschitz. We provide a theoretical analysis of the scaling of the regression functions in terms of the variance of the noise, for both formulations and show consistency of the proposed loss function. Lastly, we conclude with numerical experiments on physical PDE Benchmarks and electric grid data, demonstrating competitive performance with an order of magnitude reduction in computational cost.
General Machine Learning · Everything Else
We introduce k-NLPmeans and k-LLMmeans, text-clustering variants of k-means that periodically replace numeric centroids with textual summaries. The key idea—summary-as-centroid—retains k-means assignments in embedding space while producing human-readable, auditable cluster prototypes. The method is LLM-optional: k-NLPmeans uses lightweight, deterministic summarizers, enabling offline, low-cost, and stable operation; k-LLMmeans is a drop-in upgrade that uses an LLM for summaries under a fixed per-iteration budget whose cost does not grow with dataset size. We also present a mini-batch extension for real-time clustering of streaming text. Across diverse datasets, embedding models, and summarization strategies, our approach consistently outperforms classical baselines and approaches the accuracy of recent LLM-based clustering without extensive LLM calls. Finally, we provide a case study on sequential text streams and release a StackExchange-derived benchmark for evaluating streaming text clustering.