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Reinforcement Learning · Everything Else

Changmin Yu, Máté Lengyel

The successor representation (SR) provides a powerful framework for decoupling predictive dynamics from rewards, enabling rapid generalisation across reward configurations. However, the classical SR is limited by its inherent policy dependence: policies change due to ongoing learning, environmental non-stationarities, and changes in task demands, making established predictive representations obsolete. Furthermore, in topologically complex environments, SRs suffer from spectral diffusion, leading to dense and overlapping features that scale poorly. Here we propose the Hierarchical Successor Representation (HSR) for overcoming these limitations. By incorporating temporal abstractions into the construction of predictive representations, HSR learns stable state features which are robust to task-induced policy changes. Applying non-negative matrix factorisation (NMF) to the HSR yields a sparse, low-rank state representation that facilitates highly sample-efficient transfer to novel tasks in multi-compartmental environments. Further analysis reveals that HSR-NMF discovers interpretable topological structures, providing a policy-agnostic hierarchical map that effectively bridges model-free optimality and model-based flexibility. Beyond providing a useful basis for task-transfer, we show that HSR's temporally extended predictive structure can also be leveraged to drive efficient exploration, effectively scaling to large, procedurally generated environments.

Reinforcement Learning · Everything Else

Mingxi Hu, Meiling Yu

Multi-objective reinforcement learning (MORL) must often support preferences that change online or are specified only after data collection. We study finite-horizon MORL with vector feedback in linear MDPs under two protocols: (i) predictable adversarial preferences revealed before each episode, and (ii) reward-free preference-free exploration (PFE), where exploration observes only transitions and must later answer arbitrary preference queries. Standard reductions are protocol-unsafe: re-scalarizing past stochastic rewards with future weights breaks the martingale structure needed for self-normalized confidence bounds, and hypervolume evaluation must account for episode-start randomization, which yields a deployable convex hull of return vectors. We propose a protocol-safe reward interface that estimates each reward coordinate via regression and performs scalarization only at query time, and we formalize deployable hypervolume semantics with a stability chain from support-function error to hypervolume error. Consequently, we obtain filtration-safe regret bounds for any predictable preference sequence without discretizing the simplex (only $\log m$ dependence) and matching near-minimax rates in linear MDPs, as well as sharp reward-free PFE guarantees: a (near-)minimax decision-optimal query answering rate $\tilde{O}(d^2 U_{\mathrm{ret}}^2/\varepsilon^2)$ and a tight separation from explicit transition-model recovery $\Theta(d(|\mathcal{S}|-1)/\varepsilon_P^2)$. These results connect online learning, preference-free deployment, and hypervolume-aware evaluation through a single protocol-aligned theory.

Reinforcement Learning · Policy Search

Xiangxiang Zhang, Caijun jia, Siyuan Li, he dingyu, Xiya Xiong, Zheng Sun, Honghao He, Yuchen Wu, Bihui Yu, Linzhuang Sun 等

Solving complex geometric problems inherently requires \textit{interleaved reasoning}: a tight alternation between constructing diagrams and performing logical deductions. Although recent Multimodal Large Language Models (MLLMs) have demonstrated strong capabilities in visual generation and plotting, we identify a counter-intuitive and underexplored phenomenon. Naively applying Supervised Fine-Tuning (SFT) on interleaved plot–solution data leads to a substantial degradation in reasoning performance compared to text-only baselines. We argue that this failure stems from a fundamental limitation of SFT, which primarily induces \textit{distributional alignment}: the model learns to reproduce the surface format of interleaved plotting but fails to internalize the causal dependency between the generated plot and reasoning steps. To overcome this limitation, we propose Faire (\textbf{F}unctional \textbf{a}lignment for \textbf{i}nterleaved \textbf{re}asoning), a reinforcement learning framework that enforces three casual constraints to move beyond superficial imitation toward \textit{functional alignment}. Extensive experiments show that Faire induces a qualitative shift in model behavior in which the plotting is effectively internalized, yielding competitive performance on challenging geometric reasoning benchmarks.

Applications · Robotics

Haldun Balim, Na Li, Yilun Du

Offline decision-making via diffusion models often produces trajectories that are misaligned with system dynamics, limiting their reliability for control. We propose *Model Predictive Diffuser* (MPDiffuser), a compositional diffusion framework that combines a diffusion planner with a dynamics diffusion model to generate task-aligned and dynamically plausible trajectories. MPDiffuser interleaves planner and dynamics updates during sampling, progressively correcting feasibility while preserving task intent. A lightweight ranking module then selects trajectories that best satisfy task objectives. The compositional design improves sample efficiency and adaptability by enabling the dynamics model to leverage diverse and previously unseen data independently of the planner. Empirically, we demonstrate consistent improvements over prior diffusion-based methods on unconstrained (D4RL) and constrained (DSRL) benchmarks, and validate practicality through deployment on a real quadrupedal robot.

Deep Learning · Everything Else

Tal Shuster, Eliya Nachmani

Recent neural audio codecs have achieved impressive reconstruction quality, typically relying on quantization methods such as Residual Vector Quantization (RVQ), Vector Quantization (VQ) and Finite Scalar Quantization (FSQ). However, these quantization techniques limit the geometric structure of the latent space, make it harder to capture correlations between features leading to inefficiency in representation learning, codebook utilization and token rate. In this paper we introduce Two-Dimensional Quantization (Q2D2), a quantization scheme in which feature pairs are projected onto structured 2D grids, such as hexagonal, rhombic, or rectangular tiling and quantized to the nearest grid values, yielding an implicit codebook defined by the product of grid levels, with codebook sizes comparable to conventional methods. Despite its simple geometric formulation, Q2D2 improves audio compression efficiency, with low token rates and high codebook utilization while maintaining state of the art reconstruction quality. Specifically, Q2D2 achieves competitive to superior performance in various objective and subjective reconstruction metrics, across extensive experiments in speech domain compared to state of the art models. Comprehensive ablation studies further confirm the effectiveness of our design choices.

Deep Learning · Attention Mechanisms

Biao Qian, Yang Wang, Yong Wu, Jungong Han

Data-Free Quantization (DFQ) addresses data security concerns by synthesizing fake samples, without accessing real data. It has garnered increasing attention in the context of Vision Transformers (ViTs), owing to the superiority of the self-attention mechanism compared to classical convolutional operation. However, previous DFQ arts for ViTs often suffer from a distribution mismatch between synthetic samples and input distribution expected by quantized models $Q$, resulting into the suboptimal performance. In this paper, we propose a novel Masked Attention Alignment approach for Data-Free Quantization of ViTs, named MaskAQ, revealing that: 1) the semantics in the self-attention mechanism is predominantly localized to a sparse subset of patches, called informative regions; 2) the informative regions dominate the mutual information between synthetic samples and $Q$'s outputs. To these ends, we incorporate differential entropy maximum over patch similarity of synthetic samples, which decouples informative regions from noisy background. To couple with varied $Q$, the informative regions are picked out to align full-precision models with $Q$ via a masked attention alignment objective, thus yielding high-quality synthetic samples. To further preserve mutual information between synthetic samples and updating $Q$, a periodic sample refreshing strategy comes up to endow MaskAQ with the capacity to continually adapt to the evolving state of $Q$ throughout the training process. Extensive experiments verify the merits of MaskAQ over state-of-the-art approaches across multiple backbones and downstream tasks, with Top-1 accuracy gain of up to 3.1% on ImageNet. Our code is available in supplementary material package.

Deep Learning · Large Language Models

Ariana Azarbal, Victor Gillioz, Vladimir Ivanov, Bryce Woodworth, jacob drori, Nevan Wichers, Aram Ebtekar, Alex Cloud, Alexander Turner

Developers often struggle to specify correct training labels and rewards. Perhaps they don't need to. We propose recontextualization, which reduces how often language models "game" training signals, performing misbehaviors those signals fail to penalize. We show recontextualization prevents models from learning to 1) prioritize evaluation metrics over chat response quality; 2) special-case code to pass incorrect tests; 3) overwrite evaluation functions rather than write correct code; and 4) become sycophantic. Our method works by generating completions from prompts discouraging misbehavior and then recontextualizing them as though they were in response to prompts permitting misbehavior. Recontextualization trains language models to resist misbehavior even when instructions permit it. This mitigates the reinforcement of misbehavior from misspecified training signals, reducing specification gaming without improving the supervision signal.

Deep Learning · Theory

Chenruo Liu, Yijun Dong, Yiqiu Shen, Qi Lei

Iterative self-improvement fine-tunes an autoregressive large language model (LLM) on reward-verified outputs generated by the LLM itself. In contrast to the empirical success of self-improvement, the theoretical foundation of this generative, iterative procedure in a practical, finite-sample setting remains limited. We make progress toward this goal by modeling each round of self-improvement as maximum-likelihood fine-tuning on a reward-filtered distribution and deriving finite-sample guarantees for the expected reward. Our analysis reveals an explicit feedback loop where better models accept more data per iteration, supporting sustained self-improvement while explaining eventual saturation of such improvement. Adopting a task-centric view by considering reasoning tasks with multiple difficulty levels, we further prove quantifiable conditions on model initialization, task difficulty, and sample budget where easy-to-hard curricula provably achieve better guarantees than training on fixed mixtures of tasks. Our analyses are validated via Monte-Carlo simulations and controlled experiments on graph-based reasoning tasks.

Yongkang Yang, Chang Cao, Ke Zhang, Han Li, Hong Chen, Rushi Lan

Federated Adversarial Learning (FAL) enhances model robustness by integrating adversarial training into the federated learning framework. Despite recent advances proposing efficient FAL algorithms, existing work has mainly focused on convergence properties, with limited understanding of their generalization capabilities. To address this, we propose the first unified theoretical analysis of FAL generalization through the lens of algorithmic stability. We first analyze general FAL algorithms based on stochastic gradient descent and derive perturbation-dependent generalization bounds, which reveal that stronger adversarial attacks can lead to degraded generalization. To mitigate the impact of adversarial perturbations, we further leverage Moreau envelope optimization, deriving a perturbation-independent bound that enhances the robustness and generalization of the federated model. Finally, we extend our analysis to the practical black-box setting, demonstrating that zeroth-order optimization techniques can effectively maintain both robustness and generalization even without local gradient access.

Social Aspects · Alignment

Han Jiang, Dongyao Zhu, Xiaoyuan Yi, Ziang Xiao, Zhihua Wei, Xing Xie

In-Context Learning has shown great potential for aligning Large Language Models (LLMs) with human values, helping reduce harmful outputs and accommodate diverse preferences without costly post-training, known as *In-Context Alignment* (ICA). However, LLMs' comprehension of input prompts remains agnostic, limiting ICA's ability to address value tensions—human values are inherently *pluralistic*, often imposing conflicting demands, *e.g.*, stimulation vs. tradition. Current ICA methods therefore face the *Instruction Bottleneck* challenge, where LLMs struggle to reconcile multiple intended values within a single prompt, leading to incomplete or biased alignment. To address this, we propose **PICACO**, a novel pluralistic ICA method. Without fine-tuning, PICACO optimizes a meta-instruction that incorporates multiple values to better elicit LLMs' understanding of them and improve alignment. This is achieved by maximizing the total correlation between specified values and LLM responses, which theoretically reinforces value conformity and reduces distractive noise, resulting in more effective instructions. Extensive experiments on five value sets show that PICACO works well with both black-box and open-source LLMs, outperforms several recent strong baselines, and achieves a better balance across up to 8 distinct values.

Deep Learning · Large Language Models

Anrui Chen, Ruijun Huang, Xin Zhang, Fang DONG(董方), Hengjie Cao, Zhendong Huang, Yifeng Yang, Mengyi Chen, Jixian Zhou, Mingzhi Dong 等

Mixture-of-Experts (MoE) architectures are often considered a natural fit for continual learning because sparse routing should localize updates and reduce interference, yet MoE Transformers still forget substantially even with sparse, well-balanced expert utilization. We attribute this gap to a pre-routing bottleneck: multi-head attention concatenates head-specific signals into a single post-attention router input, forcing routing to act on co-occurring feature compositions rather than separable head channels. We show that this router input simultaneously encodes multiple separately decodable semantic and structural factors with uneven head support, and that different feature compositions induce weakly aligned parameter-gradient directions; as a result, routing maps many distinct compositions to the same route. We quantify this collision effect via a route-wise effective composition number $N_{\mathrm{eff}}$ and find that higher $N_{\mathrm{eff}}$ is associated with larger old-task loss increases after continual training. Motivated by these findings, we propose MH-MoE, which performs head-wise routing over sub-representations to increase routing granularity and reduce composition collisions. On TRACE with Qwen3-0.6B/8B, MH-MoE effectively mitigates forgetting, improving BWT on Qwen3-0.6B from -11.2\% (LoRAMoE) to -4.5\%.

Social Aspects · Alignment

JianKui Zhou, Jing Yao, Xiaoyuan Yi, Peng Zhang, Ning Gu, Zhan Hu, Xing Xie, Tun Lu

With the widespread deployment of large language models (LLMs), aligning model outputs with pluralistic human values has become an important research problem. Recent approaches that train task-specific experts and merge them through parameter aggregation have shown promise for pluralistic alignment. However, these methods often overlook the intrinsic complexity of real-world value data, where multiple correlated value dimensions coexist, resulting in highly similar and entangled expert representations. Consequently, modifying the contribution of one value expert may unintentionally influence other values, limiting fine-grained controllability. To address this issue, we propose DisAlign, a model-merging framework that explicitly decomposes value representations into consensus and value-specific components using an information-geometric perspective. DisAlign first extracts a consensus anchor and subspace to capture shared structure across values, and then applies spectral decomposition to the residual representations to construct disentangled value subspaces. This design enables more precise and independent modulation of multiple values. Experiments on three datasets covering different value frameworks demonstrate that DisAlign consistently improves value disentanglement and achieves more accurate pluralistic value control compared to existing baselines. Our code is available at \url{https://anonymous.4open.science/r/DisAlign-7F35}

Deep Learning · Robustness

You Yiwei, Jiaan Wei, Zan Chen, Bo Wang

Vision-Language Models (VLMs) achieve remarkable performance on multimodal tasks but remain highly vulnerable to adversarial examples, making transferable attacks essential for realistic robustness evaluation. Recent Adversarial Evolution Triangle (AET) methods improve transferability by interpolating over a simplex formed by clean and historical adversarial samples, yet rely on finite random sampling to approximate effective perturbation distributions, which is unstable under limited budgets. In this paper, we propose Dirichlet Distributional Gradient Aggregation (DDGA), a distribution-aware adversarial attack framework that explicitly models and optimizes perturbations over the AET simplex. DDGA parameterizes simplex mixing weights with a learnable Dirichlet policy and optimizes the expected adversarial objective via policy gradient, replacing heuristic sampling with principled distributional optimization. Moreover, we exploit the closed-form covariance of the learned distribution to construct orthogonal perturbations that enhance gradient diversity. Extensive experiments on image-text retrieval and image captioning demonstrate that DDGA consistently outperforms state-of-the-art transfer-based attacks across multiple VLM architectures.

Probabilistic Methods · Structure Learning

Shida Liu, Abhishek Gupta, Sumit Sinha, L Mahadevan

Symmetry is central to modern machine learning and physics: invariances and equivariances improve sample efficiency, robustness, and out-of-distribution generalization, while symmetry principles guide scientific modeling. Yet for stochastic dynamical systems, the relevant continuous symmetries are rarely known, and symmetry discovery for SDEs has remained essentially unexplored. We introduce *LieStoNet*, an end-to-end, *prior-free* framework for discovering Lie-point symmetries of SDEs directly from spatiotemporal trajectories, without prespecifying symmetry groups, templates, or canonical coordinates. Building on the seminal SDE Lie-symmetry theory of Gaeta and Quintero (1999), which formalizes Lie-point SDE symmetries and their relation to Fokker-Planck symmetries, LieStoNet learns neural surrogates for drift and diffusion from increments, then learns projectable generators by enforcing the SDE determining equations, separately regularizing for closure under Lie brackets, adherence to the Lie algebra axioms (bilinearity, antisymmetry, Jacobi), and a non-redundant independent basis. The surrogate also defines an associated Fokker-Planck equation, enabling optional discovery of its Lie-point symmetries in parallel. Across multiple canonical SDEs with known analytic symmetries, LieStoNet recovers generators consistent with the ground-truth symmetry algebra, providing interpretable symmetry discovery for noisy dynamics.

General Machine Learning · Hardware and Software

Yuxuan Yang, Feiyang Ren, Bowen Zeng, Dalin Zhang, Jinpeng Chen, Gang Chen, Huan Li

Long-context LLM inference faces a fundamental conflict: head-adaptive compression algorithms (e.g., Top-$p$ nucleus sampling) offer superior accuracy by dynamically fluctuating memory budgets, yet modern inference engines (e.g., vLLM) demand rigid, static memory patterns to leverage CUDA Graphs and PagedAttention. We resolve this ``Static-Dynamic'' mismatch with HARD-KV, a unified framework that that bridges dynamic selection with rigid system constraints. HARD-KV introduces a Cascade Cache hierarchy, managing the token lifecycle across dense, sparse, and condensed tiers. Crucially, we propose a Logits Calibration mechanism that normalizes diverse importance metrics into a unified probability space, enabling consistent Top-$p$ budgeting across heterogeneous heads. To bridge the efficiency gap, we offer a system-level solution, which rewrites fragmented, dynamic indices into contiguous physical layouts compatible with high-performance inference engine. Extensive experiments on math-reasoning benchmarks (AIME, U-Math) verify that HARD-KV achieves up to 2$\times$ throughput improvement over static baselines while maintaining high-fidelity generation in 10k+ token scenarios. Our code will be made publicly available.

Deep Learning · Large Language Models

Guanghui Min, Tianhao Huang, Ke Wan, Chen Chen

Targeted data selection has emerged as a crucial paradigm for efficient instruction tuning, aiming to identify a small yet influential subset of training examples for a specific target task. In practice, influence is often measured through the effect of an example on parameter updates. To make selection scalable, many approaches leverage optimizer statistics (e.g., Adam states) as an axis-aligned surrogate for update geometry (i.e., diagonal precondition), implicitly treating parameters as coordinate-wise independent. We show that this assumption breaks down in parameter-efficient fine-tuning (PEFT) methods such as LoRA. In this setting, the induced optimization geometry exhibits strong cross-parameter coupling with non-trivial off-diagonal interactions, while the task-relevant update directions are confined to a low-dimensional subspace. Motivated by this mismatch, we propose **GIST** (Gradient Isometric Subspace Transformation), a simple yet principled alternative that replaces axis-aligned scaling with robust subspace alignment. **GIST** recovers a task-specific subspace from validation gradients via spectral filtering (SVD), projects training gradients into this coupled subspace, and scores examples by their alignment with target directions. Extensive experiments have demonstrated that **GIST** matches or outperforms the state-of-the-art baseline with only 0.29% of the storage and 25% of the computational time under the same selection budget. Our code is available at https://anonymous.4open.science/r/GIST-1464.

Applications · Chemistry, Physics, and Earth Sciences

Tianchi Yu, Ivan Oseledets

For low-dimensional problems ($d\leq3$), spectral methods can achieve exceptionally high accuracy. For middle-dimensional problems ($4 \leq d \lesssim 10$), spectral methods remain feasible through specific techniques such as sparse grids or hyperbolic cross. However, for high-dimensional problems ($d\gg 10$), spectral methods suffer from the curse of dimensionality. Physics-informed neural networks (PINNs) have emerged as a promising approach to overcome this challenge, offering scalability to high dimensions, but often suffer from limited accuracy and efficiency. Recently proposed spectral-informed neural networks (SINNs) combine spectral methods with PINNs, operating directly in the spectral domain to avoid spatial derivative computations and to reduce memory consumption. In this work, we introduce Modified SINNs, which integrate coefficient decay scaling and basis embeddings motivated by harmonic analysis to enhance accuracy in high-dimensional problems and enable accurate approximation of unknown spectral coefficients. Numerical experiments on steady and time-dependent partial differential equations demonstrate that Modified SINNs outperform sparse grid spectral methods on middle-dimensional problems with incomplete spectral information and achieve superior accuracy compared to PINNs on high-dimensional problems.

Reinforcement Learning · Everything Else

Yanming Zhang, Eric Papenhausen, Klaus Mueller

Reinforcement learning is a powerful paradigm for training autonomous agents and has achieved impressive performance in complex environments. However, this success often comes at the cost of interpretability, diminishing trust and complicating efforts to debug and improve agent behavior. To address these challenges, we introduce CausalXRL, a novel framework for explainable reinforcement learning (XRL). A key feature of CausalXRL is its use of causal graph reasoning, which provides transparent, structured, multi-level explanations of agent decision-making. We validate CausalXRL through comprehensive case studies and a two-part evaluation: (1) a quantitative analysis of agent performance and explanation fidelity in benchmark RL environments, and (2) a qualitative expert study assessing interpretability in a real-time strategy (RTS) game. Results show that CausalXRL enhances human understanding and diagnostic insight in multi-agent scenarios, without compromising task performance. By enabling human operators to interrogate RL agents through causal models, CausalXRL supports alignment by making behavior transparent and auditable.

Applications · Everything Else

Mustafa Chasmai, Vincent Dumoulin, JJ Hamer

Bioacoustic foundation models rely on large-scale citizen science platforms like Xeno-Canto for geographically and ecologically diverse data. Recent work has shown that supervision alone can produce SotA species detection models when trained on this large-scale data---however, there remains unutilized potential in the form of recording metadata readily available within these community-driven data hubs. In this work, we explore the use of metadata---such as location and time---as auxiliary supervision signals, allowing the model to leverage species-metadata correlations in its learned representation. Auxiliary metadata losses provide additional information beyond vocalizations alone that can encourage a richer, more robust representation that generalizes better to species distribution and acoustic domain shifts---important challenges for deployment in real-world passive acoustic monitoring (PAM) settings. We introduce MetaBio, a new foundation model that achieves strong species identification performance across multiple challenging domains and present an extensive empirical study of the effects of 9 diverse metadata sources on 17 bioacoustic datasets.

Deep Learning · Large Language Models

Harshavardhan Adepu, Li Zhang, Sanjiv Kumar, Vikas Singh

Parameter-Efficient Fine-Tuning (PEFT) strategies such as Low-Rank Adaptation (LoRA) are effective solutions for fine-tuning large-scale pre-trained models; however, their memory requirements scales with the size of the model, $\mathcal{O}(dr)$, where $d$ is the model's hidden dimension and $r$ is the rank. Our proposal, FrameFT, models the parameter update $\Delta W$ with a sparse coefficient matrix in a Fusion Frame basis. Fusion Frames can be generated algorithmically and shared across model layers, enabling highly efficient updates. Only the sparse coefficients of the basis expansion are stored/optimized, strongly reducing the memory footprint and parameter count. The sparse structure of the coefficient matrix in FrameFT and the sparsity in the Fusion Frames, give sizable compute benefits. Our technical analysis shows that FrameFT allows obtaining formal convergence results. We evaluate our method across a suite of supervised fine-tuning benchmarks, primarily focusing on language tasks, but also report applicability to vision models. Our empirical evaluations show that FrameFT achieves performance on par with or exceeding state-of-the-art PEFT techniques, but needs far fewer trainable parameters and less memory.