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Shudong Liu, Zhaocong Li, Xuebo Liu, Runzhe Zhan, Derek F. Wong, Lidia S. Chao, Min Zhang

Large language models (LLMs) often exhibit excessive, random, and uninformative uncertainty, rendering them unsuitable for decision-making in human-computer interactions. In this paper, we aim to instigate a heightened awareness of self-uncertainty in LLMs, enabling them to express uncertainty more effectively. To accomplish this, we propose an uncertainty-aware instruction tuning (UaIT) method, aligning LLMs’ perception with the probabilistic uncertainty of the generation. We conducted experiments using LLaMA2 and Mistral on multiple free-form QA tasks. Experimental results revealed a surprising 45.2% improvement in the effectiveness of uncertainty expression by LLMs, accompanied by reasonably good out-of-domain generalization capabilities. Moreover, this uncertainty expression can serve as a valuable real-time basis for human decision-making, e.g., retrieving external documents and incorporating stronger LLMs.

Elizabeth Fons, Rachneet Kaur, Soham Palande, Zhen Zeng, Tucker Balch, Manuela Veloso, Svitlana Vyetrenko

Large Language Models (LLMs) offer the potential for automatic time series analysis and reporting, which is a critical task across many domains, spanning healthcare, finance, climate, energy, and many more. In this paper, we propose a framework for rigorously evaluating the capabilities of LLMs on time series understanding, encompassing both univariate and multivariate forms. We introduce a comprehensive taxonomy of time series features, a critical framework that delineates various characteristics inherent in time series data. Leveraging this taxonomy, we have systematically designed and synthesized a diverse dataset of time series, embodying the different outlined features, each accompanied by textual descriptions. This dataset acts as a solid foundation for assessing the proficiency of LLMs in comprehending time series. Our experiments shed light on the strengths and limitations of state-of-the-art LLMs in time series understanding, revealing which features these models readily comprehend effectively and where they falter. In addition, we uncover the sensitivity of LLMs to factors including the formatting of the data, the position of points queried within a series and the overall time series length.

Tarun Tater, Sabine Schulte im Walde, Diego Frassinelli

The visual representation of a concept varies significantly depending on its meaning and the context where it occurs; this poses multiple challenges both for vision and multimodal models. Our study focuses on concreteness, a well-researched lexical-semantic variable, using it as a case study to examine the variability in visual representations. We rely on images associated with approximately 1,000 abstract and concrete concepts extracted from two different datasets: Bing and YFCC. Our goals are: (i) evaluate whether visual diversity in the depiction of concepts can reliably distinguish between concrete and abstract concepts; (ii) analyze the variability of visual features across multiple images of the same concept through a nearest neighbor analysis; and (iii) identify challenging factors contributing to this variability by categorizing and annotating images. Our findings indicate that for classifying images of abstract versus concrete concepts, a combination of basic visual features such as color and texture is more effective than features extracted by more complex models like Vision Transformer (ViT). However, ViTs show better performances in the nearest neighbor analysis, emphasizing the need for a careful selection of visual features when analyzing conceptual variables through modalities other than text.

Antoine Simoulin, Namyong Park, Xiaoyi Liu, Grey Yang

Fine-tuning provides an effective means to specialize pre-trained models for various downstream tasks. However, fine-tuning often incurs high memory overhead, especially for large transformer-based models, such as LLMs. While existing methods may reduce certain parts of the memory required for fine-tuning, they still require caching all intermediate activations computed in the forward pass to update weights during the backward pass. In this work, we develop TokenTune, a method to reduce memory usage, specifically the memory to store intermediate activations, in the fine-tuning of transformer-based models. During the backward pass, TokenTune approximates the gradient computation by backpropagating through just a subset of input tokens. Thus, with TokenTune, only a subset of intermediate activations are cached during the forward pass. Also, TokenTune can be easily combined with existing methods like LoRA, further reducing the memory cost. We evaluate our approach on pre-trained transformer models with up to billions of parameters, considering the performance on multiple downstream tasks such as text classification and question answering in a few-shot learning setup. Overall, TokenTune achieves performance on par with full fine-tuning or representative memory-efficient fine-tuning methods, while greatly reducing the memory footprint, especially when combined with other methods with complementary memory reduction mechanisms. We hope that our approach will facilitate the fine-tuning of large transformers, in specializing them for specific domains or co-training them with other neural components from a larger system. Our code is available at https://github.com/facebookresearch/tokentune.

Maharshi Gor, Hal Daumé III, Tianyi Zhou, Jordan Boyd-Graber

Recent advancements of large language models (LLMs)have led to claims of AI surpassing humansin natural language processing NLP tasks such as textual understanding and reasoning.%This work investigates these assertions by introducingCAIMIRA, a novel framework rooted in item response theory IRTthat enables quantitative assessment and comparison of problem-solving abilities inquestion-answering QA agents.%Through analysis of over 300,000 responses from ~ 70 AI systemsand 155 humans across thousands of quiz questions, CAIMIRA uncovers distinctproficiency patterns in knowledge domains and reasoning skills. %Humans outperform AI systems in knowledge-grounded abductive and conceptual reasoning,while state-of-the-art LLMs like GPT-4 Turbo and Llama-3-70B demonstrate superior performance ontargeted information retrieval and fact-based reasoning, particularly when information gapsare well-defined and addressable through pattern matching or data retrieval.%These findings identify key areas for future QA tasks and model development,highlighting the critical need for questions that not only challengehigher-order reasoning and scientific thinking, but also demand nuanced linguisticand cross-contextual application.

Laura Weidinger, John F J Mellor, Bernat Guillén Pegueroles, Nahema Marchal, Ravin Kumar, Kristian Lum, Canfer Akbulut, Mark Diaz, A. Stevie Bergman, Mikel D. Rodriguez 等

This research introduces STAR, a sociotechnical framework that improves on current best practices for red teaming safety of large language models. STAR makes two key contributions: it enhances steerability by generating parameterised instructions for human red teamers, leading to improved coverage of the risk surface. Parameterised instructions also provide more detailed insights into model failures at no increased cost. Second, STAR improves signal quality by matching demographics to assess harms for specific groups, resulting in more sensitive annotations. STAR further employs a novel step of arbitration to leverage diverse viewpoints and improve label reliability, treating disagreement not as noise but as a valuable contribution to signal quality.

Avik Dutta, Mukul Singh, Gust Verbruggen, Sumit Gulwani, Vu Le

Language models struggle in generating code for low-resource programming languages, since these are underrepresented in training data. Either examples or documentation are commonly used for improved code generation. We propose to use both types of information together and present retrieval augmented retrieval (RAR) as a two-step method for selecting relevant examples and documentation. Experiments on three low-resource languages (Power Query M, OfficeScript and Excel formulas) show that RAR outperforms independently example and grammar retrieval (+2.81–26.14%). Interestingly, we show that two-step retrieval selects better examples and documentation when used independently as well.

Stefan Larson, Nicole Cornehl Lima, Santiago Pedroza Diaz, Amogh Manoj Joshi, Siddharth Betala, Jamiu Tunde Suleiman, Yash Mathur, Kaushal Kumar Prajapati, Ramla Alakraa, Junjie Shen 等

The IIT-CDIP document collection is the source of several widely used and publicly accessible document understanding datasets. In this paper, manual inspection of 5 datasets derived from IIT-CDIP uncovers the presence of thousands of instances of sensitive personal data, including US Social Security Numbers (SSNs), birth places and dates, and home addresses of individuals. The presence of such sensitive personal data in commonly-used and publicly available datasets is startling and has ethical and potentially legal implications; we believe such sensitive data ought to be removed from the internet. Thus, in this paper, we develop a modular data de-identification pipeline that replaces sensitive data with synthetic, but realistic, data. Via experiments, we demonstrate that this de-identification method preserves the utility of the de-identified documents so that they can continue be used in various document understanding applications. We will release redacted versions of these datasets publicly.

Marlene Lutz, Rochelle Choenni, Markus Strohmaier, Anne Lauscher

Stereotypical bias encoded in language models (LMs) poses a threat to safe language technology, yet our understanding of how bias manifests in the parameters of LMs remains incomplete. We introduce local contrastive editing that enables the localization and editing of a subset of weights in a target model in relation to a reference model. We deploy this approach to identify and modify subsets of weights that are associated with gender stereotypes in LMs. Through a series of experiments we demonstrate that local contrastive editing can precisely localize and control a small subset (< 0.5\%) of weights that encode gender bias. Our work (i) advances our understanding of how stereotypical biases can manifest in the parameter space of LMs and (ii) opens up new avenues for developing parameter-efficient strategies for controlling model properties in a contrastive manner.

Jiaxin Zhang, Wendi Cui, Yiran Huang, Kamalika Das, Sricharan Kumar

Large language models (LLMs) are proficient in capturing factual knowledge across various domains. However, refining their capabilities on previously seen knowledge or integrating new knowledge from external sources remains a significant challenge. In this work, we propose a novel synthetic knowledge ingestion method called , which leverages fine-grained synthesis, interleaved generation, and assemble augmentation strategies to construct high-quality data representations from raw knowledge sources. We then integrate and its variations with three knowledge injection techniques: Retrieval Augmented Generation (RAG), Supervised Fine-tuning (SFT), and Continual Pre-training (CPT) to inject and refine knowledge in language models. Extensive empirical experiments are conducted on various question-answering tasks spanning finance, biomedicine, and open-generation domains to demonstrate that significantly outperforms baseline methods by facilitating effective knowledge injection. We believe that our work is an important step towards enhancing the factual accuracy of LLM outputs by refining knowledge representation and injection capabilities.

Fatemeh Shiri, Xiao-Yu Guo, Mona Golestan Far, Xin Yu, Reza Haf, Yuan-Fang Li

Large Multimodal Models (LMMs) have achieved strong performance across a range of vision and language tasks. However, their spatial reasoning capabilities are under-investigated. In this paper, we construct a novel VQA dataset, Spatial-MM, to comprehensively study LMMs’ spatial understanding and reasoning capabilities. Our analyses on object-relationship and multi-hop reasoning reveal several important findings. Firstly, bounding boxes and scene graphs, even synthetic ones, can significantly enhance LMMs’ spatial reasoning. Secondly, LMMs struggle more with questions posed from the human perspective than the camera perspective about the image. Thirdly, chain of thought (CoT) prompting does not improve model performance on complex multi-hop questions involving spatial relations. Moreover, spatial reasoning steps are much less accurate than non-spatial ones across MLLMs. Lastly, our perturbation analysis on GQA-spatial reveals that LMMs are much stronger at basic object detection than complex spatial reasoning. We believe our new benchmark dataset and in-depth analyses can spark further research on LMMs spatial reasoning.

Chanwoong Yoon, Taewhoo Lee, Hyeon Hwang, Minbyul Jeong, Jaewoo Kang

Retrieval-augmented generation supports language models to strengthen their factual groundings by providing external contexts. However, language models often face challenges when given extensive information, diminishing their effectiveness in solving questions. Context compression tackles this issue by filtering out irrelevant information, but current methods still struggle in realistic scenarios where crucial information cannot be captured with a single-step approach. To overcome this limitation, we introduce CompAct, a novel framework that employs an active strategy to condense extensive documents without losing key information. Our experiments demonstrate that CompAct brings significant improvements in both performance and compression rate on multi-hop question-answering benchmarks. CompAct flexibly operates as a cost-efficient plug-in module with various off-the-shelf retrievers or readers, achieving exceptionally high compression rates (47x).

Minsoo Kim, Jongyoon Kim, Jihyuk Kim, Seung-won Hwang

Despite advancements in Large Language Models (LLMs), many complex tasks are not easily solved in a single inference step, requiring the use of agentic LLMs in interactive environments. However, agentic LLMs suffer from a phenomenon known as reasoning derailment, due to the indiscriminate incorporation of observations from partially observable environments. We introduce QuBE, a method that enhances agents’ focus on task-relevant contexts, by constructing a belief state via question answering. We validate QuBE through experiments in two agentic LLM scenarios with partial observability: 1) a canonical interactive decision-making scenario using text-based game engines, and 2) an interactive retrieval-augmented generation (RAG) scenario using search engines. In the AlfWorld text-based game, QuBE outperforms established baselines by substantial margins, and in the search engine scenario, it achieves marked improvements on the BeIR zero-shot retrieval benchmark. The results demonstrate that QuBE significantly mitigates reasoning derailment, refining the decision-making process of LLM agents in partially observed environments.

Bandhav Veluri, Benjamin N Peloquin, Bokai Yu, Hongyu Gong, Shyamnath Gollakota

Despite broad interest in modeling spoken dialogue agents, most approaches are inherently “half-duplex” – restricted to turn-based interaction with responses requiring explicit prompting by the user or implicit tracking of interruption or silence events. Human dialogue, by contrast, is “full-duplex” allowing for rich synchronicity in the form of quick and dynamic turn-taking, overlapping speech, and backchanneling. Technically, the challenge of achieving full-duplex dialogue with LLMs lies in modeling synchrony as pre-trained LLMs do not have a sense of “time”. To bridge this gap, we propose Synchronous LLMs for full-duplex spoken dialogue modeling. We design a novel mechanism to integrate time information into Llama3-8b so that they run synchronously with the real-world clock. We also introduce a training recipe that uses 212k hours of synthetic spoken dialogue data generated from text dialogue data to create a model that generates meaningful and natural spoken dialogue, with just 2k hours of real-world spoken dialogue data. Synchronous LLMs outperform state-of-the-art in dialogue meaningfulness while maintaining naturalness. Finally, we demonstrate the model’s ability to participate in full-duplex dialogue by simulating interaction between two agents trained on different datasets, while considering Internet-scale latencies of up to 240 ms.

Diogo Glória-Silva, David Semedo, Joao Magalhaes

Guiding users through complex procedural plans is an inherently multimodal task in which having visually illustrated plan steps is crucial to deliver an effective plan guidance. However, existing works on plan-following language models (LMs) often are not capable of multimodal input and output. In this work, we present MM-PlanLLM, the first multimodal LLM designed to assist users in executing instructional tasks by leveraging both textual plans and visual information. Specifically, we bring cross-modality through two key tasks: Conversational Video Moment Retrieval, where the model retrieves relevant step-video segments based on user queries, and Visually-Informed Step Generation, where the model generates the next step in a plan, conditioned on an image of the user’s current progress. MM-PlanLLM is trained using a novel multitask-multistage approach, designed to gradually expose the model to multimodal instructional-plans semantic layers, achieving strong performance on both multimodal and textual dialogue in a plan-grounded setting. Furthermore, we show that the model delivers cross-modal temporal and plan-structure representations aligned between textual plan steps and instructional video moments.

Yannis Flet-Berliac, Nathan Grinsztajn, Florian Strub, Eugene Choi, Bill Wu, Chris Cremer, Arash Ahmadian, Yash Chandak, Mohammad Gheshlaghi Azar, Olivier Pietquin 等

Reinforcement Learning (RL) has been used to finetune Large Language Models (LLMs) using a reward model trained from preference data, to better align with human judgment. The recently introduced direct alignment methods, which are often simpler, more stable, and computationally lighter, can more directly achieve this. However, these approaches cannot optimize arbitrary rewards, and the preference-based ones are not the only rewards of interest for LLMs (eg, unit tests for code generation or textual entailment for summarization, among others). RL-finetuning is usually done with a variation of policy gradient, which calls for on-policy or near-on-policy samples, requiring costly generations. We introduce *Contrastive Policy Gradient*, or CoPG, a simple and mathematically principled new RL algorithm that can estimate the optimal policy even from off-policy data. It can be seen as an off-policy policy gradient approach that does not rely on important sampling techniques and highlights the importance of using (the right) state baseline. We show this approach to generalize the direct alignment method IPO (identity preference optimization) and classic policy gradient. We experiment with the proposed CoPGon a toy bandit problem to illustrate its properties, as well as for finetuning LLMs on a summarization task, using a learned reward function considered as ground truth for the purpose of the experiments.

Baihe Huang, Hiteshi Sharma, Yi Mao

In recent years, Large Language Models (LLMs) have demonstrated remarkable capabilities across various domains. Within the training pipeline of LLMs, the Reinforcement Learning with Human Feedback (RLHF) phase is crucial for aligning LLMs with human preferences and values. Label smoothing, a technique that replaces hard labels with soft labels, emerges as promising techniques to enhance RLHF training. Despite the benefits, the choice of label smoothing parameters often relies on heuristic approaches and lack theoretical understanding. This paper addresses the challenge of selecting the label smoothing parameter in a principled manner. We introduce Confidence Aware Label Smoothing (CALS), a method that iteratively updates the label smoothing parameter based on preference labels and model forecasts. Our theoretical analysis characterizes the optimal label smoothing parameter, demonstrates its dependence on the confidence level, and reveals its influence on training dynamics and equilibrium. Empirical evaluations on state-of-the-art alignment tasks show that CALS achieves competitive performance, highlighting its potential for improving alignment.

Giuseppe Attanasio, Beatrice Savoldi, Dennis Fucci, Dirk Hovy

Current automatic speech recognition (ASR) models are designed to be used across many languages and tasks without substantial changes. However, this broad language coverage hides performance gaps within languages, for example, across genders. Our study systematically evaluates the performance of two widely used multilingual ASR models on three datasets, encompassing 19 languages from eight language families and two speaking conditions. Our findings reveal clear gender disparities, with the advantaged group varying across languages and models. Surprisingly, those gaps are not explained by acoustic or lexical properties. However, probing internal model states reveals a correlation with gendered performance gap. That is, the easier it is to distinguish speaker gender in a language using probes, the more the gap reduces, favoring female speakers. Our results show that gender disparities persist even in state-of-the-art models. Our findings have implications for the improvement of multilingual ASR systems, underscoring the importance of accessibility to training data and nuanced evaluation to predict and mitigate gender gaps. We release all code and artifacts at https://github.com/g8a9/multilingual-asr-gender-gap.

Xianquan Wang, Likang Wu, Shukang Yin, Zhi Li, Yanjiang Chen, Feng Hu, Yu Su, Qi Liu

The emergence of personalized generation has made it possible to create texts or images that meet the unique needs of users. Recent advances mainly focus on style or scene transfer based on given keywords. However, in e-commerce and recommender systems, it is almost an untouched area to explore user historical interactions, automatically mine user interests with semantic associations, and create item representations that closely align with user individual interests.In this paper, we propose a brand new framework called **I**nterest-**A**ugmented **M**ultimodal **G**enerator (**I-AM-G**). The framework first extracts tags from the multimodal information of items that the user has interacted with, and the most frequently occurred ones are extracted to rewrite the text description of the item. Then, the framework uses a decoupled text-to-text and image-to-image retriever to search for the top-K similar item text and image embeddings from the item pool. Finally, the Attention module for user interests fuses the retrieved information in a cross-modal manner and further guides the personalized generation process in collaboration with the rewritten text.We conducted extensive and comprehensive experiments to demonstrate that our framework can effectively generate results aligned with user preferences, which potentially provides a new paradigm of **Rewrite and Retrieve** for personalized generation.

Nicola Dall’Asen, Yiming Wang, Enrico Fini, Elisa Ricci

Low-resource domains, characterized by scarce data and annotations, present significant challenges for language and visual understanding tasks, with the latter much under-explored in the literature. Recent advancements in Vision-Language Models (VLM) have shown promising results in high-resource domains but fall short in low-resource concepts that are under-represented (e.g. only a handful of images per category) in the pre-training set. We tackle the challenging task of zero-shot low-resource image classification from a novel perspective. By leveraging a retrieval-based strategy, we achieve this in a training-free fashion. Specifically, our method, named CoRE (Combination of Retrieval Enrichment), enriches the representation of both query images and class prototypes by retrieving relevant textual information from large web-crawled databases. This retrieval-based enrichment significantly boosts classification performance by incorporating the broader contextual information relevant to the specific class. We validate our method on a newly established benchmark covering diverse low-resource domains, including medical imaging, rare plants, and circuits. Our experiments demonstrate that CoRE outperforms existing state-of-the-art methods that rely on synthetic data generation and model fine-tuning.