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Xiaoyu Dong, Yujie Feng, Zexin Lu, Guangyuan Shi, Xiao-Ming Wu

Zero-shot cross-domain dialogue state tracking (DST) enables us to manage task-oriented dialogues in new, unseen domains without the cost of collecting in-domain data. Previous studies have implemented slot-based input improvements, such as schema-driven descriptions and question-answering formats, but still suffer from negative transfer for seen slots and inefficient transfer for unseen slots due to the significant source-target domain gap. To address these issues, we introduce a novel framework called Context-aware Auto-prompting and Instruction-following Contrastive Decoding (CAPID). This framework generates dynamic, context-aware slot queries, effectively improving the model’s transferability. Our context-aware auto-prompting approach tailors slot queries to the current dialogue context, increasing flexibility and reducing ambiguities. Additionally, an instruction-following contrastive decoding strategy helps reduce errors related to off-topic slots by penalizing deviations from the provided instructions. Extensive experiments on two datasets, with varying model sizes (from 60M to 7B), demonstrate the superior performance of CAPID. The source code is provided for reproducibility.

Haw-Shiuan Chang, Nanyun Peng, Mohit Bansal, Anil Ramakrishna, Tagyoung Chung

Contrastive decoding (CD) (Li et al., 2022) improves the next-token distribution of a large expert language model (LM) using a small amateur LM. Although CD is applied to various LMs and domains to enhance open-ended text generation, it is still unclear why CD often works well, when it could fail, and how we can make it better. To deepen our understanding of CD, we first theoretically prove that CD could be viewed as linearly extrapolating the next-token logits from a huge and hypothetical LM. We also highlight that the linear extrapolation could make CD unable to output the most obvious answers that have already been assigned high probabilities by the amateur LM.To overcome CD’s limitation, we propose a new unsupervised decoding method called Asymptotic Probability Decoding (APD). APD explicitly extrapolates the probability curves from the LMs of different sizes to infer the asymptotic probabilities from an infinitely large LM without inducing more inference costs than CD. In FactualityPrompts, an open-ended text generation benchmark, sampling using APD significantly boosts factuality in comparison to the CD sampling and its variants, and achieves state-of-the-art results for Pythia 6.9B and OPT 6.7B. Furthermore, in five commonsense QA datasets, APD is often significantly better than CD and achieves a similar effect of using a larger LLM. For example, the perplexity of APD on top of Pythia 6.9B is even lower than the perplexity of Pythia 12B in CommonsenseQA and LAMBADA.

Catarina G Belém, Markelle Kelly, Mark Steyvers, Sameer Singh, Padhraic Smyth

*Uncertainty expressions* such as ‘probably’ or ‘highly unlikely’ are pervasive in human language. While prior work has established that there is population-level agreement in terms of how humans quantitatively interpret these expressions, there has been little inquiry into the abilities of language models in the same context. In this paper, we investigate how language models map linguistic expressions of uncertainty to numerical responses. Our approach assesses whether language models can employ theory of mind in this setting: understanding the uncertainty of another agent about a particular statement, independently of the model’s own certainty about that statement. We find that 7 out of 10 models are able to map uncertainty expressions to probabilistic responses in a human-like manner. However, we observe systematically different behavior depending on whether a statement is actually true or false. This sensitivity indicates that language models are substantially more susceptible to bias based on their prior knowledge (as compared to humans). These findings raise important questions and have broad implications for human-AI and AI-AI communication.

Pretam Ray, Jivnesh Sandhan, Amrith Krishna, Pawan Goyal

Neural dependency parsing has achieved remarkable performance for low resource morphologically rich languages. It has also been well-studied that morphologically rich languages exhibit relatively free word order. This prompts a fundamental investigation: Is there a way to enhance dependency parsing performance, making the model robust to word order variations utilizing the relatively free word order nature of morphologically rich languages? In this work, we examine the robustness of graph-based parsing architectures on 7 relatively free word order languages. We focus on scrutinizing essential modifications such as data augmentation and the removal of position encoding required to adapt these architectures accordingly. To this end, we propose a contrastive self-supervised learning method to make the model robust to word order variations. Furthermore, our proposed modification demonstrates a substantial average gain of 3.03/2.95 points in 7 relatively free word order languages, as measured by the UAS/LAS Score metric when compared to the best performing baseline.

Heng Yang, Ke Li

Recent studies have revealed the vulnerability of pre-trained language models to adversarial attacks. Adversarial defense techniques have been proposed to reconstruct adversarial examples within feature or text spaces. However, these methods struggle to effectively repair the semantics in adversarial examples, resulting in unsatisfactory defense performance. To repair the semantics in adversarial examples, we introduce a novel approach named Reactive Perturbation Defocusing (Rapid), which employs an adversarial detector to identify the fake labels of adversarial examples and leverages adversarial attackers to repair the semantics in adversarial examples. Our extensive experimental results, conducted on four public datasets, demonstrate the consistent effectiveness of Rapid in various adversarial attack scenarios. For easy evaluation, we provide a click-to-run demo of Rapid at https://tinyurl.com/22ercuf8.

Zetian Ouyang, Yishuai Qiu, Linlin Wang, Gerard De Melo, Ya Zhang, Yanfeng Wang, Liang He

With the proliferation of Large Language Models (LLMs) in diverse domains, there is a particular need for unified evaluation standards in clinical medical scenarios, where models need to be examined very thoroughly. We present CliMedBench, a comprehensive benchmark with 14 expert-guided core clinical scenarios specifically designed to assess the medical ability of LLMs across 7 pivot dimensions. It comprises 33,735 questions derived from real-world medical reports of top-tier tertiary hospitals and authentic examination exercises. The reliability of this benchmark has been confirmed in several ways. Subsequent experiments with existing LLMs have led to the following findings: (i) Chinese medical LLMs underperform on this benchmark, especially where medical reasoning and factual consistency are vital, underscoring the need for advances in clinical knowledge and diagnostic accuracy. (ii) Several general-domain LLMs demonstrate substantial potential in medical clinics, while the limited input capacity of many medical LLMs hinders their practical use. These findings reveal both the strengths and limitations of LLMs in clinical scenarios and offer critical insights for medical research.

Yiran Wang, Masao Utiyama

Unsupervised parsing, also known as grammar induction, aims to infer syntactic structure from raw text. Recently, binary representation has exhibited remarkable information-preserving capabilities at both lexicon and syntax levels. In this paper, we explore the possibility of leveraging this capability to deduce parsing trees from raw text, relying solely on the implicitly induced grammars within models. To achieve this, we upgrade the bit-level CKY from zero-order to first-order to encode the lexicon and syntax in a unified binary representation space, switch training from supervised to unsupervised under the contrastive hashing framework, and introduce a novel loss function to impose stronger yet balanced alignment signals. Our model shows competitive performance on various datasets, therefore, we claim that our method is effective and efficient enough to acquire high-quality parsing trees from pre-trained language models at a low cost.

Nico Daheim, Jakub Macina, Manu Kapur, Iryna Gurevych, Mrinmaya Sachan

Large language models (LLMs) offer many opportunities to scale high-quality personalized tutoring. A promising approach is to build dialog tutoring models to scaffold students’ problem-solving. However, even though existing models perform well in solving reasoning questions, they can struggle to precisely detect student’s errors and tailor their feedback to these errors. Inspired by real-world teaching practice where teachers identify student errors and customize their response based on them, we focus on verifying student solutions and show how grounding to such verification improves the overall quality of tutor response generation. We collect a dataset of 1,002 stepwise math reasoning chains with the first error step annotated by teachers. We show empirically that finding the mistake in a student solution is challenging for current models. We propose and evaluate several verifiers for detecting these errors. Using both automatic and human evaluation we show that the student solution verifiers steer the generation model towards highly targeted responses to student error which are more often correct with less hallucinations compared to existing baselines. The benchmark dataset and code will be released openly.

Priyanshu Gupta, Shashank Kirtania, Ananya Singha, Sumit Gulwani, Arjun Radhakrishna, Gustavo Soares, Sherry Shi

The popularity of Large Language Models (LLMs) have unleashed a new age of Language Agents for solving a diverse range of tasks. While contemporary frontier LLMs are capable enough to power reasonably good Language agents, the closed-API model makes it hard to improve in cases they perform sub-optimally. To address this, recent works have explored techniques to improve their performance using self reflection and prompt optimization techniques. While techniques like self reflection work well in an online setup, contemporary prompt optimization techniques are designed to work on simpler tasks. To address this, we introduce METAREFLECTION, a novel offline reinforcement learning technique that enhances the performance of Language Agents by augmenting a semantic memory based on experiential learnings from past trials. We demonstrate the efficacy of METAREFLECTION by evaluating across multiple domains, including complex logical reasoning, biomedical semantic similarity, open world question answering, and vulnerability threat detection, in Infrastructure-as-Code, with different agent design. METAREFLECTION boosts Language agents’ performance by 4 % to 16.82 % over the raw GPT-4 baseline and performs on par with existing state-of-the-art prompt optimization techniques while requiring fewer LLM calls.

Rongwu Xu, Zian Zhou, Tianwei Zhang, Zehan Qi, Su Yao, Ke Xu, Wei Xu, Han Qiu

The common toxicity and societal bias in contents generated by large language models (LLMs) necessitate strategies to reduce harm. Present solutions often demand white-box access to the model or substantial training, which is impractical for cutting-edge commercial LLMs. Moreover, prevailing prompting methods depend on external tool feedback and fail to simultaneously lessen toxicity and bias. Motivated by social psychology principles, we propose a novel strategy named perspective-taking prompting (PeT) that inspires LLMs to integrate diverse human perspectives and self-regulate their responses. This self-correction mechanism can significantly diminish toxicity (up to 89%) and bias (up to 73%) in LLMs’ responses. Rigorous evaluations and ablation studies are conducted on two commercial LLMs (ChatGPT and GLM) and three open-source LLMs, revealing PeT’s superiority in producing less harmful responses, outperforming five strong baselines.

Wenxuan Zhou, Ravi Agrawal, Shujian Zhang, Sathish Reddy Indurthi, Sanqiang Zhao, Kaiqiang Song, Silei Xu, Chenguang Zhu

Reinforcement learning from human feedback (RLHF) is a promising solution to align large language models (LLMs) more closely with human values. Off-policy preference optimization, where the preference data is obtained from other models, is widely adopted due to its cost efficiency and scalability. However, off-policy preference optimization often suffers from a distributional gap between the policy used for data collection and the target policy, leading to suboptimal optimization. In this paper, we propose a novel strategy to mitigate this problem by simulating on-policy learning with off-policy preference data. Our Weighted Preference Optimization (WPO) method adapts off-policy data to resemble on-policy data more closely by reweighting preference pairs according to their probability under the current policy. This method not only addresses the distributional gap problem but also enhances the optimization process without incurring additional costs. We validate our method on instruction following benchmarks including Alpaca Eval 2 and MT-bench. WPO not only outperforms Direct Preference Optimization (DPO) by up to 5.6% on Alpaca Eval 2 but also establishes a remarkable length-controlled winning rate against GPT-4-turbo of 76.7% based on Gemma-2-9b-it. We release the code and models at https://github.com/wzhouad/WPO.

Guiming Hardy Chen, Shunian Chen, Ziche Liu, Feng Jiang, Benyou Wang

Adopting human and large language models (LLM) as judges (*a.k.a* human- and LLM-as-a-judge) for evaluating the performance of LLMs has recently gained attention. Nonetheless, this approach concurrently introduces potential biases from human and LLMs, questioning the reliability of the evaluation results. In this paper, we propose a novel framework that is free from referencing groundtruth annotations for investigating **Misinformation Oversight Bias**, **Gender Bias**, **Authority Bias** and **Beauty Bias** on LLM and human judges. We curate a dataset referring to the revised Bloom’s Taxonomy and conduct thousands of evaluations. Results show that human and LLM judges are vulnerable to perturbations to various degrees, and that even the cutting-edge judges possess considerable biases. We further exploit these biases to conduct attacks on LLM judges. We hope that our work can notify the community of the bias and vulnerability of human- and LLM-as-a-judge, as well as the urgency of developing robust evaluation systems.

Brendan King, Jeffrey Flanigan

Training task-oriented dialogue systems typically requires turn-level annotations for interacting with their APIs: e.g. a dialogue state and the system actions taken at each step. These annotations can be costly to produce, error-prone, and require both domain and annotation expertise. With advances in LLMs, we hypothesize that unlabeled data and a schema definition are sufficient for building a working task-oriented dialogue system, completely unsupervised. We consider a novel unsupervised setting of only (1) a well-defined API schema (2) a set of unlabeled dialogues between a user and agent. We propose an innovative approach using expectation-maximization (EM) that infers turn-level annotations as latent variables using a noisy channel model to build an end-to-end dialogue agent. Evaluating our approach on the MultiWOZ benchmark, our method more than doubles the dialogue success rate of a strong GPT-3.5 baseline.

Di Cao, Yong Liao, Xiuwei Shang

The latest advancements in large language models (LLMs) have sparked interest in their potential for software vulnerability detection. However, there is currently a lack of research specifically focused on vulnerabilities in the PHP language, and challenges in data sampling and processing persist, hindering the model’s ability to effectively capture the characteristics of specific vulnerabilities. In this paper, we present RealVul, the first LLM-based framework designed for PHP vulnerability detection, addressing these issues. By improving code sampling methods and employing normalization techniques, we can isolate potential vulnerability triggers while streamlining the code and eliminating unnecessary semantic information, enabling the model to better understand and learn from the generated vulnerability samples. We also address the issue of insufficient PHP vulnerability samples by improving data synthesis methods. To evaluate RealVul’s performance, we conduct an extensive analysis using five distinct code LLMs on vulnerability data from 180 PHP projects. The results demonstrate a significant improvement in both effectiveness and generalization compared to existing methods, effectively boosting the vulnerability detection capabilities of these models.

Yusuke Hirota, Jerone Andrews, Dora Zhao, Orestis Papakyriakopoulos, Apostolos Modas, Yuta Nakashima, Alice Xiang

We tackle societal bias in image-text datasets by removing spurious correlations between protected groups and image attributes. Traditional methods only target labeled attributes, ignoring biases from unlabeled ones. Using text-guided inpainting models, our approach ensures protected group independence from all attributes and mitigates inpainting biases through data filtering. Evaluations on multi-label image classification and image captioning tasks show our method effectively reduces bias without compromising performance across various models. Specifically, we achieve an average societal bias reduction of 46.1% in leakage-based bias metrics for multi-label classification and 74.8% for image captioning.

Pritish Sahu, Karan Sikka, Ajay Divakaran

Large Visual Language Models (LVLMs) struggle with hallucinations in visual instruction following task(s). These issues hinder their trustworthiness and real-world applicability. We propose Pelican – a novel framework designed to detect and mitigate hallucinations through claim verification. Pelican first decomposes the visual claim into a chain of sub-claims based on first-order predicates. These sub-claims consists of (predicate, question) pairs and can be conceptualized as nodes of a computational graph. We then use use Program-of-Thought prompting to generate Python code for answering these questions through flexible composition of external tools. Pelican improves over prior work by introducing (1) intermediate variables for precise grounding of object instances, and (2) shared computation for answering the sub-question to enable adaptive corrections and inconsistency identification. We finally use reasoning abilities of LLM to verify the correctness of the the claim by considering the consistency and confidence of the (question, answer) pairs from each sub-claim. Our experiments demonstrate consistent performance improvements over various baseline LVLMs and existing hallucination mitigation approaches across several benchmarks.

Hao Sun, Hengyi Cai, Bo Wang, Yingyan Hou, Xiaochi Wei, Shuaiqiang Wang, Yan Zhang, Dawei Yin

Despite the remarkable ability of large language models (LLMs) in language comprehension and generation, they often suffer from producing factually incorrect information, also known as hallucination. A promising solution to this issue is verifiable text generation, which prompts LLMs to generate content with citations for accuracy verification. However, verifiable text generation is non-trivial due to the focus-shifting phenomenon, the intricate reasoning needed to align the claim with correct citations, and the dilemma between the precision and breadth of retrieved documents. In this paper, we present VTG, an innovative framework for Verifiable Text Generation with evolving memory and self-reflection. VTG introduces evolving long short-term memory to retain both valuable documents and recent documents. A two-tier verifier equipped with an evidence finder is proposed to rethink and reflect on the relationship between the claim and citations. Furthermore, active retrieval and diverse query generation are utilized to enhance both the precision and breadth of the retrieved documents. We conduct extensive experiments on five datasets across three knowledge-intensive tasks and the results reveal that VTG significantly outperforms baselines.

Clemente Pasti, Talu Karagöz, Franz Nowak, Anej Svete, Reda Boumasmoud, Ryan Cotterell

Extracting finite state automata (FSAs) fromblack-box models offers a powerful approachto gaining interpretable insights into complexmodel behaviors. To support this pursuit, wepresent a weighted variant of Angluin’s (1987)L* algorithm for learning FSAs. We stay faithful to the original formulation, devising a wayto exactly learn deterministic weighted FSAswhose weights support division. Furthermore,we formulate the learning process in a mannerthat highlights the connection with FSA minimization, showing how L* directly learns aminimal automaton for the target language.

Yifei Liu, Jicheng Wen, Yang Wang, Shengyu Ye, Li Lyna Zhang, Ting Cao, Cheng Li, Mao Yang

Scaling model size significantly challenges the deployment and inference of Large Language Models (LLMs). Due to the redundancy in LLM weights, recent research has focused on pushing weight-only quantization to extremely low-bit (even down to 2 bits). It reduces memory requirements, optimizes storage costs, and decreases memory bandwidth needs during inference. However, due to numerical representation limitations, traditional scalar-based weight quantization struggles to achieve such extreme low-bit.Recent research on Vector Quantization (VQ) for LLMs has demonstrated the potential for extremely low-bit model quantization by compressing vectors into indices using lookup tables. In this paper, we introduce **Vector Post-Training Quantization (VPTQ)** for extremely low-bit quantization of LLMs. We use Second-Order Optimization to formulate the LLM VQ problem and guide our quantization algorithm design by solving the optimization.We further refine the weights using Channel-Independent Second-Order Optimization for a granular VQ.In addition, by decomposing the optimization problem, we propose a brief and effective codebook initialization algorithm. We also extend VPTQ to support residual and outlier quantization, which enhances model accuracy and further compresses the model.Our experimental results show that VPTQ reduces model quantization perplexity by 0.01-0.34 on LLaMA-2, 0.38-0.68 on Mistral-7B, 4.41-7.34 on LLaMA-3 over SOTA at 2-bit, with an average accuracy improvement of 0.79-1.5% on LLaMA-2, 1% on Mistral-7B, 11-22% on LLaMA-3 on QA tasks on average. We only utilize 10.4-18.6% of the quantization algorithm execution time, resulting in a 1.6-1.8\times increase in inference throughput compared to SOTA.

Haozhe Chen, Run Chen, Julia Hirschberg

While recent advances in Text-to-Speech (TTS) technology produce natural and expressive speech, they lack the option for users to select emotion and control intensity. We propose EmoKnob, a framework that allows fine-grained emotion control in speech synthesis with few-shot demonstrative samples of arbitrary emotion. Our framework leverages the expressive speaker representation space made possible by recent advances in foundation voice cloning models. Based on the few-shot capability of our emotion control framework, we propose two methods to apply emotion control on emotions described by open-ended text, enabling an intuitive interface for controlling a diverse array of nuanced emotions. To facilitate a more systematic emotional speech synthesis field, we introduce a set of evaluation metrics designed to rigorously assess the faithfulness and recognizability of emotion control frameworks. Through objective and subjective evaluations, we show that our emotion control framework effectively embeds emotions into speech and surpasses emotion expressiveness of commercial TTS services.