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Yusheng Su, Chi-Min Chan, Jiali Cheng, Yujia Qin, Yankai Lin, Shengding Hu, Zonghan Yang, Ning Ding, Xingzhi Sun, Guotong Xie 等

Parameter-efficient tuning (PET) methods can effectively drive extremely large pre-trained language models (PLMs) by training only minimal parameters. Different PET methods utilize different manually designed tunable modules. In small PLMs, there are usually noticeable performance differences among PET methods. Nevertheless, as the model scale increases, the performance differences become marginal. Hence, we hypothesize that model scaling mitigates the impact of design differences on PET methods. To investigate this hypothesis, we introduce a more flexible PET method called Arbitrary PET (APET) method. The APET method is compatible with a tunable module, which consists of any number of parameters distributed in arbitrary positions. Then, we utilize it and conduct experiments on 11 NLP tasks across 3 representative PLMs. Our investigations reveal that model scaling (1) mitigates the effects of the positions of tunable parameters on performance, and (2) enables tuning methods to achieve performance comparable to full-parameter fine-tuning by optimizing fewer tunable parameters. Intriguingly, we also observe that tuning methods optimize the similar number of tunable parameters to exceed random guess performance on different tasks. We collectively discuss this phenomenon and the two aforementioned findings from an optimization perspective to understand the underlying mechanisms. These conclusions enhance our understanding of the impact of model scaling on PET and assist in designing more effective and efficient PET methods for PLMs of different scales. The source code can be obtained from this GitHub repository: https://github.com/yushengsu-thu/PET_Scaling.

Leo Z. Liu, Tim Dettmers, Xi Victoria Lin, Veselin Stoyanov, Xian Li

Large and sparse feed-forward layers (S-FFN) such as Mixture-of-Experts (MoE) have proven effective in scaling up Transformers model size for pretraining large language models. By only activating part of the FFN parameters conditioning on input, S-FFN improves generalization performance while keeping training and inference costs (in FLOPs) fixed. In this work, we analyzed two major design choices of S-FFN: the memory block (a.k.a. expert) size and the memory block selection method under a general conceptual framework of sparse neural memory. Using this unified framework, we compare several S-FFN architectures for language modeling and provide insights into their relative efficacy and efficiency. We found a simpler selection method — Avg-K that selects blocks through their mean aggregated hidden states, achieving lower perplexity in language model pretraining compared to existing MoE architectures including Switch Transformer (Fedus et al., 2021) and HashLayer (Roller et al., 2021).

Shufan Wang, Yixiao Song, Andrew Drozdov, Aparna Garimella, Varun Manjunatha, Mohit Iyyer

In this paper, we study the generation quality of interpolation-based retrieval-augmented language models (LMs). These methods, best exemplified by the kNN-LM, interpolate the LM’s predicted distribution of the next word with a distribution formed from the most relevant retrievals for a given prefix. While the kNN-LM and related methods yield impressive decreases in perplexity, we discover that they do not exhibit corresponding improvements in open-ended generation quality, as measured by both automatic evaluation metrics (e.g., MAUVE) and human evaluations. Digging deeper, we find that interpolating with a retrieval distribution actually increases perplexity compared to a baseline LM for the majority of tokens in the WikiText-103 test set, even though the overall perplexity is lower due to a smaller number of tokens for which perplexity dramatically decreases after interpolation. However, when decoding a long sequence at inference time, significant improvements on this smaller subset of tokens are washed out by slightly worse predictions on most tokens. Furthermore, we discover that the entropy of the retrieval distribution increases faster than that of the base LM as the generated sequence becomes longer, which indicates that retrieval is less reliable when using model-generated text as queries (i.e., is subject to exposure bias). We hope that our analysis spurs future work on improved decoding algorithms and interpolation strategies for retrieval-augmented language models.

Bevan Koopman, Guido Zuccon

This paper investigates the significant impact different prompts have on the behaviour of ChatGPT when used for health information seeking. As people more and more depend on generative large language models (LLMs) like ChatGPT, it is critical to understand model behaviour under different conditions, especially for domains where incorrect answers can have serious consequences such as health. Using the TREC Misinformation dataset, we empirically evaluate ChatGPT to show not just its effectiveness but reveal that knowledge passed in the prompt can bias the model to the detriment of answer correctness. We show this occurs both for retrieve-then-generate pipelines and based on how a user phrases their question as well as the question type. This work has important implications for the development of more robust and transparent question-answering systems based on generative large language models. Prompts, raw result files and manual analysis are made publicly available at https://github.com/ielab/drchatgpt-health_prompting.

Jiwoo Kim, Youngbin Kim, Ilwoong Baek, JinYeong Bak, Jongwuk Lee

The math word problem (MWP) is a complex task that requires natural language understanding and logical reasoning to extract key knowledge from natural language narratives. Previous studies have provided various MWP datasets but lack diversity in problem types, lexical usage patterns, languages, and annotations for intermediate solutions. To address these limitations, we introduce a new MWP dataset, named DMath (Diverse Math Word Problems), offering a wide range of diversity in problem types, lexical usage patterns, languages, and intermediate solutions. The problems are available in English and Korean and include an expression tree and Python code as intermediate solutions. Through extensive experiments, we demonstrate that the DMath dataset provides a new opportunity to evaluate the capability of large language models, i.e., GPT-4 only achieves about 75% accuracy on the DMath dataset.

Ruiqi Li, Patrik Haslum, Leyang Cui

Relation extraction is a crucial task in natural language processing (NLP) and information retrieval (IR). Previous work on event relation extraction mainly focuses on hierarchical, temporal and causal relations. Such relationships consider two events to be independent in terms of syntax and semantics, but they fail to recognize the interdependence between events. To bridge this gap, we introduce a human-annotated Event Dependency Relation dataset (EDeR). The annotation is done on a sample of documents from the OntoNotes dataset, which has the additional benefit that it integrates with existing, orthogonal, annotations of this dataset. We investigate baseline approaches for EDeR’s event dependency relation prediction. We show that recognizing such event dependency relations can further benefit critical NLP tasks, including semantic role labelling and co-reference resolution.

Yang Chen, Hexiang Hu, Yi Luan, Haitian Sun, Soravit Changpinyo, Alan Ritter, Ming-Wei Chang

Pre-trained vision and language models have demonstrated state-of-the-art capabilities over existing tasks involving images and texts, including visual question answering. However, it remains unclear whether these models possess the capability to answer questions that are not only querying visual content but knowledge-intensive and information-seeking. In this study, we introduce InfoSeek, a visual question answering dataset tailored for information-seeking questions that cannot be answered with only common sense knowledge. Using InfoSeek, we analyze various pre-trained visual question answering models and gain insights into their characteristics. Our findings reveal that state-of-the-art pre-trained multi-modal models (e.g., PaLI-X, BLIP2, InstructBLIP) face challenges in answering visual information-seeking questions, but fine-tuning on the InfoSeek dataset elicits models to use fine-grained knowledge that was learned during pre-training. Furthermore, we show that accurate visual entity recognition can be used to improve performance on InfoSeek by retrieving relevant documents, showing a significant space for improvement.

Chengang Hu, Xiao Liu, Yansong Feng

Most of the existing compositional generalization datasets are synthetically-generated, resulting in a lack of natural language variation. While there have been recent attempts to introduce non-synthetic datasets for compositional generalization, they suffer from either limited data scale or a lack of diversity in the forms of combinations. To better investigate compositional generalization with more linguistic phenomena and compositional diversity, we propose the DIsh NamE Recognition (DiNeR) task and create a large realistic Chinese dataset. Given a recipe instruction, models are required to recognize the dish name composed of diverse combinations of food, actions, and flavors. Our dataset consists of 3,811 dishes and 228,114 recipes, and involves plenty of linguistic phenomena such as anaphora, omission and ambiguity. We provide two strong baselines based on T5 and large language models (LLMs). This work contributes a challenging task, baseline methods to tackle the task, and insights into compositional generalization in the context of dish name recognition.

Weiwei Sun, Lingyong Yan, Xinyu Ma, Shuaiqiang Wang, Pengjie Ren, Zhumin Chen, Dawei Yin, Zhaochun Ren

Large Language Models (LLMs) have demonstrated remarkable zero-shot generalization across various language-related tasks, including search engines. However, existing work utilizes the generative ability of LLMs for Information Retrieval (IR) rather than direct passage ranking. The discrepancy between the pre-training objectives of LLMs and the ranking objective poses another challenge. In this paper, we first investigate generative LLMs such as ChatGPT and GPT-4 for relevance ranking in IR. Surprisingly, our experiments reveal that properly instructed LLMs can deliver competitive, even superior results to state-of-the-art supervised methods on popular IR benchmarks. Furthermore, to address concerns about data contamination of LLMs, we collect a new test set called NovelEval, based on the latest knowledge and aiming to verify the model’s ability to rank unknown knowledge. Finally, to improve efficiency in real-world applications, we delve into the potential for distilling the ranking capabilities of ChatGPT into small specialized models using a permutation distillation scheme. Our evaluation results turn out that a distilled 440M model outperforms a 3B supervised model on the BEIR benchmark. The code to reproduce our results is available at www.github.com/sunnweiwei/RankGPT.

Xu Huang, Zhirui Zhang, Ruize Gao, Yichao Du, Lemao Liu, Guoping Huang, Shuming Shi, Jiajun Chen, Shujian Huang

We present IMTLab, an open-source end-to-end interactive machine translation (IMT) system platform that enables researchers to quickly build IMT systems with state-of-the-art models, perform an end-to-end evaluation, and diagnose the weakness of systems. IMTLab treats the whole interactive translation process as a task-oriented dialogue with a human-in-the-loop setting, in which human interventions can be explicitly incorporated to produce high-quality, error-free translations. To this end, a general communication interface is designed to support the flexible IMT architectures and user policies. Based on the proposed design, we construct a simulated and real interactive environment to achieve end-to-end evaluation and leverage the framework to systematically evaluate previous IMT systems. Our simulated and manual experiments show that the prefix-constrained decoding approach still gains the lowest editing cost in the end-to-end evaluation, while BiTIIMT achieves comparable editing cost with a better interactive experience.

Yangsibo Huang, Samyak Gupta, Zexuan Zhong, Kai Li, Danqi Chen

Retrieval-based language models (LMs) have demonstrated improved interpretability, factuality, and adaptability compared to their parametric counterparts by incorporating retrieved text from external datastores. While it is well known that parametric models are prone to leaking private data, it remains unclear how the addition of a retrieval datastore impacts model privacy. In this work, we present the first study of privacy risks in retrieval-based LMs, particularly kNN-LMs. Our goal is to explore the optimal design and training procedure in domains where privacy is of concern, aiming to strike a balance between utility and privacy. Crucially, we find that kNN-LMs are more susceptible to leaking private information from their private datastore than parametric models. We further explore mitigations of privacy risks: When privacy information is targeted and readily detected in the text, we find that a simple sanitization step would eliminate the risks while decoupling query and key encoders achieves an even better utility-privacy trade-off. Otherwise, we consider strategies of mixing public and private data in both datastore and encoder training. While these methods offer modest improvements, they leave considerable room for future work. Together, our findings provide insights for practitioners to better understand and mitigate privacy risks in retrieval-based LMs.

Ridwan Mahbub, Ifrad Khan, Samiha Anuva, Md Shihab Shahriar, Md Tahmid Rahman Laskar, Sabbir Ahmed

While research in natural language processing has progressed significantly in creative language generation, the question of whether language models can interpret the intended meaning of creative language largely remains unanswered. Poetry as a creative art form has existed for generations, and summarization of such content requires deciphering the figurative patterns to find out the actual intent and message of the poet. This task can provide the researchers an opportunity to evaluate the creative language interpretation capacity of the language models. Unlike typical text, summarization of poems is a challenging task as poems carry a deeper meaning, which can be easily lost if only the literal meaning is considered. That being said, we propose a new task in the field of natural language understanding called ‘Poem Summarization’. As a starting, we propose the first-ever dataset for this task, named ‘PoemSum’, consisting of 3011 samples of poetry and its corresponding summarized interpretation in the English language. We have benchmarked the performance of different state-of-the-art summarization models and provided observations on their limitations. The dataset and all relevant code used in this work have been made publicly available.

Alexandros Xenos, Themos Stafylakis, Ioannis Patras, Georgios Tzimiropoulos

This paper is on the problem of Knowledge-Based Visual Question Answering (KB-VQA). Recent works have emphasized the significance of incorporating both explicit (through external databases) and implicit (through LLMs) knowledge to answer questions requiring external knowledge effectively. A common limitation of such approaches is that they consist of relatively complicated pipelines and often heavily rely on accessing GPT-3 API. Our main contribution in this paper is to propose a much simpler and readily reproducible pipeline which, in a nutshell, is based on efficient in-context learning by prompting LLaMA (1 and 2) using question-informative captions as contextual information. Contrary to recent approaches, our method is training-free, does not require access to external databases or APIs, and yet achieves state-of-the-art accuracy on the OK-VQA and A-OK-VQA datasets. Finally, we perform several ablation studies to understand important aspects of our method. Our code is publicly available at https://github.com/alexandrosXe/ASimple-Baseline-For-Knowledge-Based-VQA

Fangqi Zhu, Yongqi Zhang, Lei Chen, Bing Qin, Ruifeng Xu

Adverse drug-drug interactions (DDIs) can compromise the effectiveness of concurrent drug administration, posing a significant challenge in healthcare. As the development of new drugs continues, the potential for unknown adverse effects resulting from DDIs becomes a growing concern. Traditional computational methods for DDI prediction may fail to capture interactions for new drugs due to the lack of knowledge. In this paper, we introduce a new problem setup as zero-shot DDI prediction that deals with the case of new drugs. Leveraging textual information from online databases like DrugBank and PubChem, we propose an innovative approach TextDDI with a language model-based DDI predictor and a reinforcement learning (RL)-based information selector, enabling the selection of concise and pertinent text for accurate DDI prediction on new drugs. Empirical results show the benefits of the proposed approach on several settings including zero-shot and few-shot DDI prediction, and the selected texts are semantically relevant. Our code and data are available at https://github.com/zhufq00/DDIs-Prediction.

Tianping Zhang, Shaowen Wang, Shuicheng Yan, Li Jian, Qian Liu

Recently, the topic of table pre-training has attracted considerable research interest. However, how to employ table pre-training to boost the performance of tabular prediction remains an open challenge. In this paper, we propose TapTap, the first attempt that leverages table pre-training to empower models for tabular prediction. After pre-training on a large corpus of real-world tabular data, TapTap can generate high-quality synthetic tables to support various applications on tabular data, including privacy protection, low resource regime, missing value imputation, and imbalanced classification. Extensive experiments on 12 datasets demonstrate that TapTap outperforms a total of 16 baselines in different scenarios. Meanwhile, it can be easily combined with various backbone models, including LightGBM, Multilayer Perceptron (MLP) and Transformer. Moreover, with the aid of table pre-training, models trained using synthetic data generated by TapTap can even compete with models using the original dataset on half of the experimental datasets, marking a milestone in the development of synthetic tabular data generation. The code and datasets are available at https://github.com/ZhangTP1996/TapTap.

Ashish Mittal, Sunita Sarawagi, Preethi Jyothi, George Saon, Gakuto Kurata

Despite the impressive performance of ASR models on mainstream benchmarks, their performance on rare words is unsatisfactory. In enterprise settings, often a focused list of entities (such as locations, names, etc) are available which can be used to adapt the model to the terminology of specific domains. In this paper, we present a novel inference algorithm that improves the prediction of state-of-the-art ASR models using nearest-neighbor-based matching on an inference-time word list. We consider both the Transducer architecture that is useful in the streaming setting, and state-of-the-art encoder-decoder models such as Whisper. In our approach, a list of rare entities is indexed in a memory by synthesizing speech for each entry, and then storing the internal acoustic and language model states obtained from the best possible alignment on the ASR model. The memory is organized as a trie which we harness to perform a stateful lookup during inference. A key property of our extension is that we prevent spurious matches by restricting to only word-level matches. In our experiments on publicly available datasets and private benchmarks, we show that our method is effective in significantly improving rare word recognition.

Yue Fan, Jing Gu, Kaizhi Zheng, Xin Wang

Intelligent navigation-helper agents are critical as they can navigate users in unknown areas through environmental awareness and conversational ability, serving as potential accessibility tools for individuals with disabilities. In this work, we first introduce a novel benchmark, Respond to Help Requests (R2H), to promote the development of multi-modal navigation helpers capable of responding to requests for help, utilizing existing dialog-based embodied datasets. R2H mainly includes two tasks: (1) Respond to Dialog History (RDH), which assesses the helper agent’s ability to generate informative responses based on a given dialog history, and (2) Respond during Interaction (RdI), which evaluates the effectiveness and efficiency of the response during consistent cooperation with a task performer. Furthermore, we explore two approaches to construct the navigation-helper agent, including fine-tuning a novel task-oriented multi-modal response generation model that can see and respond, named SeeRee, and employing a multi-modal large language model in a zero-shot manner. Analysis of the task and method was conducted based on both automatic benchmarking and human evaluations.

Bowen Zhao, Changkai Ji, Yuejie Zhang, Wen He, Yingwen Wang, Qing Wang, Rui Feng, Xiaobo Zhang

With the Generative Pre-trained Transformer 3.5 (GPT-3.5) exhibiting remarkable reasoning and comprehension abilities in Natural Language Processing (NLP), most Question Answering (QA) research has primarily centered around general QA tasks based on GPT, neglecting the specific challenges posed by Complex Table QA. In this paper, we propose to incorporate GPT-3.5 to address such challenges, in which complex tables are reconstructed into tuples and specific prompt designs are employed for dialogues. Specifically, we encode each cell’s hierarchical structure, position information, and content as a tuple. By enhancing the prompt template with an explanatory description of the meaning of each tuple and the logical reasoning process of the task, we effectively improve the hierarchical structure awareness capability of GPT-3.5 to better parse the complex tables. Extensive experiments and results on Complex Table QA datasets, i.e., the open-domain dataset HiTAB and the aviation domain dataset AIT-QA show that our approach significantly outperforms previous work on both datasets, leading to state-of-the-art (SOTA) performance.

Caoyun Fan, Jidong Tian, Yitian Li, Wenqing Chen, Hao He, Yaohui Jin

Chain-of-Thought (CoT) is a technique that guides Large Language Models (LLMs) to decompose complex tasks into multi-step reasoning through intermediate steps in natural language form. Briefly, CoT enables LLMs to think step by step. However, although many Natural Language Understanding (NLU) tasks also require thinking step by step, LLMs perform less well than small-scale Masked Language Models (MLMs). To migrate CoT from LLMs to MLMs, we propose Chain-of-Thought Tuning (CoTT), a two-step reasoning framework based on prompt tuning, to implement step-by-step thinking for MLMs on NLU tasks. From the perspective of CoT, CoTT’s two-step framework enables MLMs to implement task decomposition; CoTT’s prompt tuning allows intermediate steps to be used in natural language form. Thereby, the success of CoT can be extended to NLU tasks through MLMs. To verify the effectiveness of CoTT, we conduct experiments on two NLU tasks: hierarchical classification and relation extraction, and the results show that CoTT outperforms baselines and achieves state-of-the-art performance.

Mengyu Ye, Tatsuki Kuribayashi, Jun Suzuki, Goro Kobayashi, Hiroaki Funayama

Large language models (LLMs) take advantage of step-by-step reasoning instructions, e.g., chain-of-thought (CoT) prompting. Building on this, their ability to perform CoT-style reasoning robustly is of interest from a probing perspective. In this study, we inspect the step-by-step reasoning ability of LLMs with a focus on negation, which is a core linguistic phenomenon that is difficult to process. In particular, we introduce several controlled settings (e.g., reasoning in case of fictional entities) to evaluate the logical reasoning abilities of the models. We observed that dozens of modern LLMs were not robust against lexical negation (e.g., plausible\rightarrowimplausible) when performing CoT-style reasoning, and the results highlight unique limitations in each LLM family.