论文检索

Physical Models · Climate

Salva Rühling Cachay, Brian Henn, Oliver Watt-Meyer, Christopher S. Bretherton, Rose Yu

Data-driven deep learning models are transforming global weather forecasting. It is an open question if this success can extend to climate modeling, where the complexity of the data and long inference rollouts pose significant challenges. Here, we present the first conditional generative model that produces accurate and physically consistent global climate ensemble simulations by emulating a coarse version of the United States' primary operational global forecast model, FV3GFS.Our model integrates the dynamics-informed diffusion framework (DYffusion) with the Spherical Fourier Neural Operator (SFNO) architecture, enabling stable 100-year simulations at 6-hourly timesteps while maintaining low computational overhead compared to single-step deterministic baselines.The model achieves near gold-standard performance for climate model emulation, outperforming existing approaches and demonstrating promising ensemble skill.This work represents a significant advance towards efficient, data-driven climate simulations that can enhance our understanding of the climate system and inform adaptation strategies. Code is available at [https://github.com/Rose-STL-Lab/spherical-dyffusion](https://github.com/Rose-STL-Lab/spherical-dyffusion).

Learning Theory

Matthew Holland, Kosuke Nakatani

As a heuristic for improving test accuracy in classification, the "flooding" method proposed by Ishida et al. (2020) sets a threshold for the average surrogate loss at training time; above the threshold, gradient descent is run as usual, but below the threshold, a switch to gradient *ascent* is made. While setting the threshold is non-trivial and is usually done with validation data, this simple technique has proved remarkably effective in terms of accuracy. On the other hand, what if we are also interested in other metrics such as model complexity or average surrogate loss at test time? As an attempt to achieve better overall performance with less fine-tuning, we propose a softened, pointwise mechanism called SoftAD (soft ascent-descent) that downweights points on the borderline, limits the effects of outliers, and retains the ascent-descent effect of flooding, with no additional computational overhead. We contrast formal stationarity guarantees with those for flooding, and empirically demonstrate how SoftAD can realize classification accuracy competitive with flooding (and the more expensive alternative SAM) while enjoying a much smaller loss generalization gap and model norm.

Changcai Li, Zonghua Gu, Gang Chen, Libo Huang, Wei Zhang, Huihui Zhou

The ability to promptly respond to environmental changes is crucial for the perception system of autonomous driving. Recently, a new task called streaming perception was proposed. It jointly evaluate the latency and accuracy into a single metric for video online perception. In this work, we introduce StreamDSGN, the first real-time stereo-based 3D object detection framework designed for streaming perception. StreamDSGN is an end-to-end framework that directly predicts the 3D properties of objects in the next moment by leveraging historical information, thereby alleviating the accuracy degradation of streaming perception. Further, StreamDSGN applies three strategies to enhance the perception accuracy: (1) A feature-flow-based fusion method, which generates a pseudo-next feature at the current moment to address the misalignment issue between feature and ground truth. (2) An extra regression loss for explicit supervision of object motion consistency in consecutive frames. (3) A large kernel backbone with a large receptive field for effectively capturing long-range spatial contextual features caused by changes in object positions. Experiments on the KITTI Tracking dataset show that, compared with the strong baseline, StreamDSGN significantly improves the streaming average precision by up to 4.33%. Our code is available at https://github.com/weiyangdaren/streamDSGN-pytorch.

Learning Theory

Rongzhen Wang, Chenyu Zheng, Guoqiang Wu, Xu Min, Xiaolu Zhang, Jun Zhou, Chongxuan LI

Gradient-based bilevel programming leverages unrolling differentiation (UD) or implicit function theorem (IFT) to solve hyperparameter optimization (HO) problems, and is proven effective and scalable in practice. To understand their generalization behavior, existing works establish upper bounds on the uniform stability of these algorithms, while their tightness is still unclear. To this end, this paper attempts to establish stability lower bounds for UD-based and IFT-based algorithms. A central technical challenge arises from the dependency of each outer-level update on the concurrent stage of inner optimization in bilevel programming. To address this problem, we introduce lower-bounded expansion properties to characterize the instability in update rules which can serve as general tools for lower-bound analysis. These properties guarantee the hyperparameter divergence at the outer level and the Lipschitz constant of inner output at the inner level in the context of HO.Guided by these insights, we construct a quadratic example that yields tight lower bounds for the UD-based algorithm and meaningful bounds for a representative IFT-based algorithm.Our tight result indicates that uniform stability has reached its limit in stability analysis for the UD-based algorithm.

Interpretability

Jacob Dunefsky, Philippe Chlenski, Neel Nanda

A key goal in mechanistic interpretability is circuit analysis: finding sparse subgraphs of models corresponding to specific behaviors or capabilities. However, MLP sublayers make fine-grained circuit analysis on transformer-based language models difficult. In particular, interpretable features—such as those found by sparse autoencoders (SAEs)—are typically linear combinations of extremely many neurons, each with its own nonlinearity to account for. Circuit analysis in this setting thus either yields intractably large circuits or fails to disentangle local and global behavior. To address this we explore **transcoders**, which seek to faithfully approximate a densely activating MLP layer with a wider, sparsely-activating MLP layer. We introduce a novel method for using transcoders to perform weights-based circuit analysis through MLP sublayers. The resulting circuits neatly factorize into input-dependent and input-invariant terms. We then successfully train transcoders on language models with 120M, 410M, and 1.4B parameters, and find them to perform at least on par with SAEs in terms of sparsity, faithfulness, and human-interpretability. Finally, we apply transcoders to reverse-engineer unknown circuits in the model, and we obtain novel insights regarding the "greater-than circuit" in GPT2-small. Our results suggest that transcoders can prove effective in decomposing model computations involving MLPs into interpretable circuits. Code is available at https://github.com/jacobdunefsky/transcoder_circuits/

Computer Vision · Segmentation

Zhiyi Pan, Wei Gao, Shan Liu, Ge Li

Despite alleviating the dependence on dense annotations inherent to fully supervised methods, weakly supervised point cloud semantic segmentation suffers from inadequate supervision signals. In response to this challenge, we introduce a novel perspective that imparts auxiliary constraints by regulating the feature space under weak supervision. Our initial investigation identifies which distributions accurately characterize the feature space, subsequently leveraging this priori to guide the alignment of the weakly supervised embeddings. Specifically, we analyze the superiority of the mixture of von Mises-Fisher distributions (moVMF) among several common distribution candidates. Accordingly, we develop a Distribution Guidance Network (DGNet), which comprises a weakly supervised learning branch and a distribution alignment branch. Leveraging reliable clustering initialization derived from the weakly supervised learning branch, the distribution alignment branch alternately updates the parameters of the moVMF and the network, ensuring alignment with the moVMF-defined latent space. Extensive experiments validate the rationality and effectiveness of our distribution choice and network design. Consequently, DGNet achieves state-of-the-art performance under multiple datasets and various weakly supervised settings.

Deep Learning · Robustness

Zhanke Zhou, Rong Tao, Jianing Zhu, Yiwen Luo, Zengmao Wang, Bo Han

This paper investigates an under-explored challenge in large language models (LLMs): chain-of-thought prompting with noisy rationales, which include irrelevant or inaccurate reasoning thoughts within examples used for in-context learning. We construct NoRa dataset that is tailored to evaluate the robustness of reasoning in the presence of noisy rationales. Our findings on NoRa dataset reveal a prevalent vulnerability to such noise among current LLMs, with existing robust methods like self-correction and self-consistency showing limited efficacy. Notably, compared to prompting with clean rationales, base LLM drops by 1.4%-19.8% in accuracy with irrelevant thoughts and more drastically by 2.2%-40.4% with inaccurate thoughts.Addressing this challenge necessitates external supervision that should be accessible in practice. Here, we propose the method of contrastive denoising with noisy chain-of-thought (CD-CoT). It enhances LLMs' denoising-reasoning capabilities by contrasting noisy rationales with only one clean rationale, which can be the minimal requirement for denoising-purpose prompting. This method follows a principle of exploration and exploitation: (1) rephrasing and selecting rationales in the input space to achieve explicit denoising and (2) exploring diverse reasoning paths and voting on answers in the output space. Empirically, CD-CoT demonstrates an average improvement of 17.8% in accuracy over the base model and shows significantly stronger denoising capabilities than baseline methods. The source code is publicly available at: https://github.com/tmlr-group/NoisyRationales.

Generative Models · Diffusion models

Zhenning Shi, haoshuai zheng, Chen Xu, Changsheng Dong, Bin Pan, Xie xueshuo, Along He, Tao Li, Huazhu Fu

Recently, research on denoising diffusion models has expanded its application to the field of image restoration. Traditional diffusion-based image restoration methods utilize degraded images as conditional input to effectively guide the reverse generation process, without modifying the original denoising diffusion process. However, since the degraded images already include low-frequency information, starting from Gaussian white noise will result in increased sampling steps. We propose Resfusion, a general framework that incorporates the residual term into the diffusion forward process, starting the reverse process directly from the noisy degraded images. The form of our inference process is consistent with the DDPM. We introduced a weighted residual noise, named resnoise, as the prediction target and explicitly provide the quantitative relationship between the residual term and the noise term in resnoise. By leveraging a smooth equivalence transformation, Resfusion determine the optimal acceleration step and maintains the integrity of existing noise schedules, unifying the training and inference processes. The experimental results demonstrate that Resfusion exhibits competitive performance on ISTD dataset, LOL dataset and Raindrop dataset with only five sampling steps. Furthermore, Resfusion can be easily applied to image generation and emerges with strong versatility. Our code and model are available at https://github.com/nkicsl/Resfusion.

Yulia Rubanova, Tatiana Lopez-Guevara, Kelsey Allen, Will Whitney, Kimberly Stachenfeld, Tobias Pfaff

Simulating large scenes with many rigid objects is crucial for a variety of applications, such as robotics, engineering, film and video games. Rigid interactions are notoriously hard to model: small changes to the initial state or the simulation parameters can lead to large changes in the final state. Recently, learned simulators based on graph networks (GNNs) were developed as an alternative to hand-designed simulators like MuJoCo and Bullet. They are able to accurately capture dynamics of real objects directly from real-world observations. However, current state-of-the-art learned simulators operate on meshes and scale poorly to scenes with many objects or detailed shapes. Here we present SDF-Sim, the first learned rigid-body simulator designed for scale. We use learned signed-distance functions (SDFs) to represent the object shapes and to speed up distance computation. We design the simulator to leverage SDFs and avoid the fundamental bottleneck of the previous simulators associated with collision detection.For the first time in literature, we demonstrate that we can scale the GNN-based simulators to scenes with hundreds of objects and up to 1.1 million nodes, where mesh-based approaches run out of memory. Finally, we show that SDF-Sim can be applied to real world scenes by extracting SDFs from multi-view images.

Language · Generation

Wei Li, Lujun Li, Mark Lee, Shengjie Sun

Large Language Models (LLMs) have revolutionized the field of natural language processing with their impressive capabilities. However, their enormous size presents challenges for deploying them in real-world applications. Traditional compression techniques, like pruning, often lead to suboptimal performance due to their uniform pruning ratios and lack of consideration for the varying importance of features across different layers. To address these limitations, we present a novel Adaptive Layer Sparsity (ALS) approach to optimize LLMs. Our approach consists of two key steps. Firstly, we estimate the correlation matrix between intermediate layers by leveraging the concept of information orthogonality. This novel perspective allows for a precise measurement of the importance of each layer across the model. Secondly, we employ a linear optimization algorithm to develop an adaptive sparse allocation strategy based on evaluating the correlation matrix. This strategy enables us to selectively prune features in intermediate layers, achieving fine-grained optimization of the LLM model. Considering the varying importance across different layers, we can significantly reduce the model size without sacrificing performance. We conduct extensive experiments on publicly available language processing datasets, including the LLaMA-V1|V2|V3 family and OPT, covering various benchmarks. Our experimental results validate the effectiveness of our ALS method, showcasing its superiority over previous approaches. The performance gains demonstrate its potential for enhancing LLMs' efficiency and resource utilization. Notably, our approach surpasses the state-of-the-art models Wanda and SparseGPT, showcasing its ability to excel even under high sparsity levels. Codes at: https://github.com/lliai/ALS.

Shentong Mo, Peter Tong

In recent advancements in unsupervised visual representation learning, the Joint-Embedding Predictive Architecture (JEPA) has emerged as a significant method for extracting visual features from unlabeled imagery through an innovative masking strategy. Despite its success, two primary limitations have been identified: the inefficacy of Exponential Moving Average (EMA) from I-JEPA in preventing entire collapse and the inadequacy of I-JEPA prediction in accurately learning the mean of patch representations. Addressing these challenges, this study introduces a novel framework, namely C-JEPA (Contrastive-JEPA), which integrates the Image-based Joint-Embedding Predictive Architecture with the Variance-Invariance-Covariance Regularization (VICReg) strategy. This integration is designed to effectively learn the variance/covariance for preventing entire collapse and ensuring invariance in the mean of augmented views, thereby overcoming the identified limitations. Through empirical and theoretical evaluations, our work demonstrates that C-JEPA significantly enhances the stability and quality of visual representation learning. When pre-trained on the ImageNet-1K dataset, C-JEPA exhibits rapid and improved convergence in both linear probing and fine-tuning performance metrics.

Online Learning

Keran Chen, Joon Suk Huh, Kirthevasan Kandasamy

We study a data pricing problem, where a seller has access to $N$ homogeneous data points (e.g. drawn i.i.d. from some distribution).There are $m$ types of buyers in the market, where buyers of the same type $i$ have the same valuation curve $v_i:[N]\rightarrow [0,1]$, where $v_i(n)$ is the value for having $n$ data points.*A priori*, the seller is unaware of thedistribution of buyers, but can repeat the market for $T$ rounds so as to learn the revenue-optimal pricing curve $p:[N] \rightarrow [0, 1]$.To solve this online learning problem,we first develop novel discretization schemes to approximate any pricing curve.When compared to prior work,the size of our discretization schemes scales gracefully with the approximation parameter, which translates to better regret in online learning.Under assumptions like smoothness and diminishing returns which are satisfied by data, the discretization size can be reduced further.We then turn to the online learning problem, both in the stochastic and adversarial settings.On each round, the seller chooses an *anonymous* pricing curve $p_t$.A new buyer appears and may choose to purchase some amount of data.She then reveals her type *only if* she makes a purchase.Our online algorithms build on classical algorithms such as UCB and FTPL, but require novel ideas to account for the asymmetric nature of this feedback and to deal with the vastness of the space of pricing curves.Using the improved discretization schemes previously developed, we are able to achieve $\widetilde{O}(m\sqrt{T})$ regret in the stochastic setting and $\widetilde{\mathcal{O}}(m^{3/2}\sqrt{T})$ regret in the adversarial setting.

Deep Learning · Algorithms

Chaokang Jiang, Dalong Du, Jiuming Liu, Siting Zhu, Zhenqiang Liu, Zhuang Ma, Zhujin Liang, Jie Zhou

Point Cloud Interpolation confronts challenges from point sparsity, complex spatiotemporal dynamics, and the difficulty of deriving complete 3D point clouds from sparse temporal information. This paper presents NeuroGauss4D-PCI, which excels at modeling complex non-rigid deformations across varied dynamic scenes. The method begins with an iterative Gaussian cloud soft clustering module, offering structured temporal point cloud representations. The proposed temporal radial basis function Gaussian residual utilizes Gaussian parameter interpolation over time, enabling smooth parameter transitions and capturing temporal residuals of Gaussian distributions. Additionally, a 4D Gaussian deformation field tracks the evolution of these parameters, creating continuous spatiotemporal deformation fields. A 4D neural field transforms low-dimensional spatiotemporal coordinates ($x,y,z,t$) into a high-dimensional latent space. Finally, we adaptively and efficiently fuse the latent features from neural fields and the geometric features from Gaussian deformation fields.NeuroGauss4D-PCI outperforms existing methods in point cloud frame interpolation, delivering leading performance on both object-level (DHB) and large-scale autonomous driving datasets (NL-Drive), with scalability to auto-labeling and point cloud densification tasks.

Reinforcement Learning · Function Approximation

Long-Fei Li, Peng Zhao, Zhi-Hua Zhou

We study episodic linear mixture MDPs with the unknown transition and adversarial rewards under full-information feedback, employing *dynamic regret* as the performance measure. We start with in-depth analyses of the strengths and limitations of the two most popular methods: occupancy-measure-based and policy-based methods. We observe that while the occupancy-measure-based method is effective in addressing non-stationary environments, it encounters difficulties with the unknown transition. In contrast, the policy-based method can deal with the unknown transition effectively but faces challenges in handling non-stationary environments. Building on this, we propose a novel algorithm that combines the benefits of both methods. Specifically, it employs (i) an *occupancy-measure-based global optimization* with a two-layer structure to handle non-stationary environments; and (ii) a *policy-based variance-aware value-targeted regression* to tackle the unknown transition. We bridge these two parts by a novel conversion. Our algorithm enjoys an $\widetilde{\mathcal{O}}(d \sqrt{H^3 K} + \sqrt{HK(H + \bar{P}_K)})$ dynamic regret, where $d$ is the feature mapping dimension, $H$ is the episode length, $K$ is the number of episodes, $\bar{P}_K$ is the non-stationarity measure. We show it is minimax optimal up to logarithmic factors by establishing a matching lower bound. To the best of our knowledge, this is the **first** work that achieves **near-optimal** dynamic regret for adversarial linear mixture MDPs with the unknown transition without prior knowledge of the non-stationarity measure.

Optimization · Learning for Optimization

Jieyi Bi, Yining Ma, Jianan Zhou, Wen Song, Zhiguang Cao, Yaoxin Wu, Jie Zhang

Vehicle Routing Problems (VRPs) can model many real-world scenarios and often involve complex constraints. While recent neural methods excel in constructing solutions based on feasibility masking, they struggle with handling complex constraints, especially when obtaining the masking itself is NP-hard. In this paper, we propose a novel Proactive Infeasibility Prevention (PIP) framework to advance the capabilities of neural methods towards more complex VRPs. Our PIP integrates the Lagrangian multiplier as a basis to enhance constraint awareness and introduces preventative infeasibility masking to proactively steer the solution construction process. Moreover, we present PIP-D, which employs an auxiliary decoder and two adaptive strategies to learn and predict these tailored masks, potentially enhancing performance while significantly reducing computational costs during training. To verify our PIP designs, we conduct extensive experiments on the highly challenging Traveling Salesman Problem with Time Window (TSPTW), and TSP with Draft Limit (TSPDL) variants under different constraint hardness levels. Notably, our PIP is generic to boost many neural methods, and exhibits both a significant reduction in infeasible rate and a substantial improvement in solution quality.

Interpretability

Jack Merullo, Carsten Eickhoff, Ellie Pavlick

Although it is known that transformer language models (LMs) pass features from early layers to later layers, it is not well understood how this information is represented and routed by the model. We analyze a mechanism used in two LMs to selectively inhibit items in a context in one task, and find that it underlies a commonly used abstraction across many context-retrieval behaviors. Specifically, we find that models write into low-rank subspaces of the residual stream to represent features which are then read out by later layers, forming low-rank *communication channels* (Elhage et al., 2021) between layers. A particular 3D subspace in model activations in GPT-2 can be traversed to positionally index items in lists, and we show that this mechanism can explain an otherwise arbitrary-seeming sensitivity of the model to the order of items in the prompt. That is, the model has trouble copying the correct information from context when many items ``crowd" this limited space. By decomposing attention heads with the Singular Value Decomposition (SVD), we find that previously described interactions between heads separated by one or more layers can be predicted via analysis of their weight matrices alone. We show that it is possible to manipulate the internal model representations as well as edit model weights based on the mechanism we discover in order to significantly improve performance on our synthetic Laundry List task, which requires recall from a list, often improving task accuracy by over 20\%. Our analysis reveals a surprisingly intricate interpretable structure learned from language model pretraining, and helps us understand why sophisticated LMs sometimes fail in simple domains, facilitating future analysis of more complex behaviors.

Time Series

Vincent Zhihao Zheng, Lijun Sun

Accurately modeling the correlation structure of errors is critical for reliable uncertainty quantification in probabilistic time series forecasting. While recent deep learning models for multivariate time series have developed efficient parameterizations for time-varying contemporaneous covariance, but they often assume temporal independence of errors for simplicity. However, real-world data often exhibit significant error autocorrelation and cross-lag correlation due to factors such as missing covariates. In this paper, we introduce a plug-and-play method that learns the covariance structure of errors over multiple steps for autoregressive models with Gaussian-distributed errors. To ensure scalable inference and computational efficiency, we model the contemporaneous covariance using a low-rank-plus-diagonal parameterization and capture cross-covariance through a group of independent latent temporal processes. The learned covariance matrix is then used to calibrate predictions based on observed residuals. We evaluate our method on probabilistic models built on RNNs and Transformer architectures, and the results confirm the effectiveness of our approach in improving predictive accuracy and uncertainty quantification without significantly increasing the parameter size.

Optimization · Bilevel optimization

Andi Han, Bamdev Mishra, Pratik Kumar Jawanpuria, Akiko Takeda

Bilevel optimization has gained prominence in various applications. In this study, we introduce a framework for solving bilevel optimization problems, where the variables in both the lower and upper levels are constrained on Riemannian manifolds. We present several hypergradient estimation strategies on manifolds and analyze their estimation errors. Furthermore, we provide comprehensive convergence and complexity analyses for the proposed hypergradient descent algorithm on manifolds. We also extend our framework to encompass stochastic bilevel optimization and incorporate the use of general retraction. The efficacy of the proposed framework is demonstrated through several applications.

Vinod Raman, Ambuj Tewari

We study online classification when the learner has access to predictions about future examples. We design an online learner whose expected regret is never worse than the worst-case regret, gracefully improves with the quality of the predictions, and can be significantly better than the worst-case regret when the predictions of future examples are accurate. As a corollary, we show that if the learner is always guaranteed to observe data where future examples are easily predictable, then online learning can be as easy as transductive online learning. Our results complement recent work in online algorithms with predictions and smoothed online classification, which go beyond a worse-case analysis by using machine-learned predictions and distributional assumptions respectively.

Pusen Dong, Tianchen Zhu, yue qiu, Haoyi Zhou, Jianxin Li

Safe reinforcement learning (RL) requires the agent to finish a given task while obeying specific constraints. Giving constraints in natural language form has great potential for practical scenarios due to its flexible transfer capability and accessibility. Previous safe RL methods with natural language constraints typically need to design cost functions manually for each constraint, which requires domain expertise and lacks flexibility. In this paper, we harness the dual role of text in this task, using it not only to provide constraint but also as a training signal. We introduce the Trajectory-level Textual Constraints Translator (TTCT) to replace the manually designed cost function. Our empirical results demonstrate that TTCT effectively comprehends textual constraint and trajectory, and the policies trained by TTCT can achieve a lower violation rate than the standard cost function. Extra studies are conducted to demonstrate that the TTCT has zero-shot transfer capability to adapt to constraint-shift environments.