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Deep Learning · Theory

Hongkang Li, Yihua Zhang, shuai ZHANG, Pin-Yu Chen, Sijia Liu, Meng Wang

Task arithmetic refers to editing the pre-trained model by adding a weighted sum of task vectors, each of which is the weight update from the pre-trained model to fine-tuned models for certain tasks. This approach recently gained attention as a computationally efficient inference method for model editing, e.g., multi-task learning, forgetting, and out-of-domain generalization capabilities. However, the theoretical understanding of why task vectors can execute various conceptual operations remains limited, due to the highly non-convexity of training Transformer-based models. To the best of our knowledge, this paper provides the first theoretical characterization of the generalization guarantees of task vector methods on nonlinear Transformers. We consider a conceptual learning setting, where each task is a binary classification problem based on a discriminative pattern. We theoretically prove the effectiveness of task addition in simultaneously learning a set of irrelevant or aligned tasks, as well as the success of task negation in unlearning one task from irrelevant or contradictory tasks. Moreover, we prove the proper selection of linear coefficients for task arithmetic to achieve guaranteed generalization to out-of-domain tasks. All of our theoretical results hold for both dense-weight parameters and their low-rank approximations. Although established in a conceptual setting, our theoretical findings were validated on a practical machine unlearning task using the large language model Phi-1.5 (1.3B).

Optimization · Global Optimization

Nikhil Vyas, Depen Morwani, Rosie Zhao, Itai Shapira, David Brandfonbrener, Lucas Janson, Sham Kakade

There is growing evidence of the effectiveness of Shampoo, a higher-order preconditioning method, over Adam in deep learning optimization tasks. However, Shampoo's drawbacks include additional hyperparameters and computational overhead when compared to Adam, which only updates running averages of first- and second-moment quantities. This work establishes a formal connection between Shampoo (implemented with the 1/2 power) and Adafactor --- a memory-efficient approximation of Adam --- showing that Shampoo is equivalent to running Adafactor in the eigenbasis of Shampoo's preconditioner. This insight leads to the design of a simpler and computationally efficient algorithm: **S**hampo**O** with **A**dam in the **P**reconditioner's eigenbasis (SOAP).With regards to improving Shampoo's computational efficiency, the most straightforward approach would be to simply compute Shampoo's eigendecomposition less frequently. Unfortunately, as our empirical results show, this leads to performance degradation that worsens with this frequency. SOAP mitigates this degradation by continually updating the running average of the second moment, just as Adam does, but in the current (slowly changing) coordinate basis. Furthermore, since SOAP is equivalent to running Adam in a rotated space, it introduces only one additional hyperparameter (the preconditioning frequency) compared to Adam. We empirically evaluate SOAP on language model pre-training with 360m and 660m sized models. In the large batch regime, SOAP reduces the number of iterations by over 40\% and wall clock time by over 35\% compared to AdamW, with approximately 20\% improvements in both metrics compared to Shampoo. An implementation of SOAP is available at https://github.com/nikhilvyas/SOAP.

Deep Learning · Large Language Models

Tao Feng, Yanzhen Shen, Jiaxuan You

The rapidly growing number and variety of Large Language Models (LLMs)present significant challenges in efficiently selecting the appropriate LLM fora given query, especially considering the trade-offs between performance andcomputational cost. Current LLM selection methods often struggle to generalizeacross new LLMs and different tasks because of their limited ability to leveragecontextual interactions among tasks, queries, and LLMs, as well as their depen-dence on a transductive learning framework. To address these shortcomings, weintroduce a novel inductive graph framework, named as GraphRouter, whichfully utilizes the contextual information among tasks, queries, and LLMs to en-hance the LLM selection process. GraphRouter constructs a heterogeneousgraph comprising task, query, and LLM nodes, with interactions represented asedges, which efficiently captures the contextual information between the query’srequirements and the LLM’s capabilities. Through an innovative edge predictionmechanism, GraphRouter is able to predict attributes (the effect and cost ofLLM response) of potential edges, allowing for optimized recommendations thatadapt to both existing and newly introduced LLMs without requiring retraining.Comprehensive experiments across three distinct effect-cost weight scenarios haveshown that GraphRouter substantially surpasses existing routers, delivering aminimum performance improvement of 12.3%. In addition, it achieves enhancedgeneralization across new LLMs settings and supports diverse tasks with at least a9.5% boost in effect and a significant reduction in computational demands. Thiswork endeavors to apply a graph-based approach for the contextual and adaptiveselection of LLMs, offering insights for real-world applications.

Applications · Neuroscience, Cognitive Science

Andrew Liu, Henry Prior, Gargi Balasubramaniam, Rivka Moroshko, Amir Zait, Ilia Labzovsky, Danny Karmon, Ishita Dasgupta, Kimberly Stachenfeld, Kenneth Marino

A fundamental part of human cognition is the ability to not only recall previous memories, but also reason across them to draw conclusions. In cognitive science and psychology, this is termed relational reasoning and a number of effects and biases have been observed in human cognition. Designing experiments to measure these reasoning effects is effortful and does not transfer easily to analyzing language model reasoning patterns. To make exploring language models on relational reasoning easier, we introduce ReCogLab – a generative framework for constructing reasoning examples. Unlike static datasets, our framework has a number of benefits that help us in our goal of flexible evaluation of LLMs. First, our framework allows us to control the difficulty and context-length of the problem, allowing us to scale with model capability and evaluate LLMs at a variety of scales. Second, the ability to change the configuration of a dataset dynamically allows us to probe models on different aspects and capabilities. Finally, the flexibility of our approach enables the recreation of classic cognitive science experiments and the systematic study of relational reasoning biases in language models. We demonstrate several such experiments and present our findings on a wide variety of open and closed-source language models. We release all data and code at https://github.com/google-deepmind/recoglab.

Deep Learning · Sequential Models, Time series

Fusheng Liu, Qianxiao Li

Current methods for initializing state space model (SSM) parameters primarily rely on the HiPPO framework \citep{gu2023how}, which is based on online function approximation with the SSM kernel basis. However, the HiPPO framework does not explicitly account for the effects of the temporal structures of input sequences on the optimization of SSMs.In this paper, we take a further step to investigate the roles of SSM initialization schemes by considering the autocorrelation of input sequences. Specifically, we: (1) rigorously characterize the dependency of the SSM timescale on sequence length based on sequence autocorrelation; (2) find that with a proper timescale, allowing a zero real part for the eigenvalues of the SSM state matrix mitigates the curse of memory while still maintaining stability at initialization; (3) show that the imaginary part of the eigenvalues of the SSM state matrix determines the conditioning of SSM optimization problems, and uncover an approximation-estimation tradeoff when training SSMs with a specific class of target functions.

Applications · Computer Vision

Quan Zhang, Yuxin Qi, Xi Tang, Jinwei Fang, Xi Lin, Ke Zhang, Chun Yuan

Using extensive training data from SA-1B, the Segment Anything Model (SAM) has demonstrated exceptional generalization and zero-shot capabilities, attracting widespread attention in areas such as medical image segmentation and remote sensing image segmentation. However, its performance in the field of image manipulation detection remains largely unexplored and unconfirmed. There are two main challenges in applying SAM to image manipulation detection: a) reliance on manual prompts, and b) the difficulty of single-view information in supporting cross-dataset generalization. To address these challenges, we develops a cross-view prompt learning paradigm called IMDPrompter based on SAM. Benefiting from the design of automated prompts, IMDPrompter no longer relies on manual guidance, enabling automated detection and localization. Additionally, we propose components such as Cross-view Feature Perception, Optimal Prompt Selection, and Cross-View Prompt Consistency, which facilitate cross-view perceptual learning and guide SAM to generate accurate masks. Extensive experimental results from five datasets (CASIA, Columbia, Coverage, IMD2020, and NIST16) validate the effectiveness of our proposed method.

Social Aspects · Trustworthy Machine Learning

Shahriar Rifat, Jonathan Ashdown, Michael De Lucia, Ananthram Swami, Francesco Restuccia

Despite the success of Test-time adaptation (TTA), recent work has shown that adding relatively small adversarial perturbations to a limited number of samples leads to significant performance degradation. Therefore, it is crucial to rigorously evaluate existing TTA algorithms against relevant threats and implement appropriate security countermeasures. Importantly, existing threat models assume test-time samples will be labeled, which is impractical in real-world scenarios. To address this gap, we propose a new attack algorithm that does not rely onaccess to labeled test samples, thus providing a concrete way to assess the security vulnerabilities of TTA algorithms. Our attack design is grounded in theoretical foundations and can generate strong attacks against different state of the art TTA methods. In addition, we show that existing defense mechanisms are almost ineffective, which emphasizes the need for further research on TTA security. Through extensive experiments on CIFAR10-C, CIFAR100-C, and ImageNet-C, we demonstrate that our proposed approach closely matches the performance of state-of-the-art attack benchmarks, even without access to labeled samples. In certain cases, our approach generates stronger attacks, e.g., more than 4% higher error rate on CIFAR10-C.

Deep Learning · Large Language Models

Yudi Zhang, Pei Xiao, Lu Wang, Chaoyun Zhang, Meng Fang, Yali Du, Yevgeniy Puzyrev, Randolph Yao, Si Qin, Qingwei Lin 等

In-context learning (ICL) and Retrieval-Augmented Generation (RAG) have gained attention for their ability to enhance LLMs' reasoning by incorporating external knowledge but suffer from limited contextual window size, leading to insufficient information injection. To this end, we propose a novel framework to automatically distill large volumes of offline data into interpretable first-order logic rules, which are injected into LLMs to boost their reasoning capabilities. Our method begins by formulating the search process relying on LLMs' commonsense, where LLMs automatically define head and body predicates. Then, we apply Monte Carlo Tree Search (MCTS) to address the combinational searching space and efficiently discover logic rules from data. The resulting logic rules are translated into natural language, allowing targeted knowledge injection and seamless integration into LLM prompts for LLM's downstream task reasoning. We evaluate our framework on public and private industrial tasks, including Natural Language Processing (NLP), time-series, decision-making, and industrial tasks, demonstrating its effectiveness in enhancing LLM's capability over diverse tasks.

Deep Learning · Large Language Models

Chenghua Huang, Zhizhen Fan, Lu Wang, Fangkai Yang, Pu Zhao, Zeqi Lin, Qingwei Lin, Dongmei Zhang, Saravan Rajmohan, Qi Zhang

Reinforcement Learning from Human Feedback (RLHF) is a crucial technique for aligning language models with human preferences and is a key factor in the success of modern conversational models like GPT-4, ChatGPT, and Llama 2. A significant challenge in employing RLHF lies in training a reliable RM, which relies on high-quality labels. Typically, these labels are provided by human experts or a stronger AI, both of which can be costly and introduce bias that may affect the language model's responses. As models improve, human input may become less effective in enhancing their performance. This paper explores the potential of using the RM itself to generate additional training data for a more robust RM. Our experiments demonstrate that reinforcement learning from self-feedback outperforms baseline approaches.We conducted extensive experiments with our approach on multiple datasets, such as HH-RLHF and UltraFeedback, and models including Mistral and Llama 3, comparing it against various baselines. Our results indicate that, even with a limited amount of human-labeled data, learning from self-feedback can robustly enhance the performance of the RM, thereby improving the capabilities of large language models.

Applications · Neuroscience, Cognitive Science

Qi Zhang, Qi Zhang, Zixuan Gong, Zhuojia Wu, Duoqian Miao

Concept-selective regions within the human cerebral cortex exhibit significant activation in response to specific visual stimuli associated with particular concepts. Precisely localizing these regions stands as a crucial long-term goal in neuroscience to grasp essential brain functions and mechanisms. Conventional experiment-driven approaches hinge on manually constructed visual stimulus collections and corresponding brain activity recordings, constraining the support and coverage of concept localization. Additionally, these stimuli often consist of concept objects in unnatural contexts and are potentially biased by subjective preferences, thus prompting concerns about the validity and generalizability of the identified regions. To address these limitations, we propose a data-driven exploration approach. By synthesizing extensive brain activity recordings, we statistically localize various concept-selective regions. Our proposed MindSimulator leverages advanced generative technologies to learn the probability distribution of brain activity conditioned on concept-oriented visual stimuli. This enables the creation of simulated brain recordings that reflect real neural response patterns. Using the synthetic recordings, we successfully localize several well-studied concept-selective regions and validate them against empirical findings, achieving promising prediction accuracy. The feasibility opens avenues for exploring novel concept-selective regions and provides prior hypotheses for future neuroscience research.

Reinforcement Learning · Batch/Offline

Alexander Nikulin, Ilya Zisman, Alexey Zemtsov, Vladislav Kurenkov

Following the success of the in-context learning paradigm in large-scale language and computer vision models, the recently emerging field of in-context reinforcement learning is experiencing a rapid growth. However, its development has been held back by the lack of challenging benchmarks, as all the experiments have been carried out in simple environments and on small-scale datasets. We present **XLand-100B**, a large-scale dataset for in-context reinforcement learning based on the XLand-MiniGrid environment, as a first step to alleviate this problem. It contains complete learning histories for nearly $30,000$ different tasks, covering $100$B transitions and $2.5$B episodes. It took $50,000$ GPU hours to collect the dataset, which is beyond the reach of most academic labs. Along with the dataset, we provide the utilities to reproduce or expand it even further. We also benchmark common in-context RL baselines and show that they struggle to generalize to novel and diverse tasks. With this substantial effort, we aim to democratize research in the rapidly growing field of in-context reinforcement learning and provide a solid foundation for further scaling.

Applications · Computer Vision

Yatai Ji, Shilong Zhang, Jie Wu, Peize Sun, Weifeng Chen, Xuefeng Xiao, Sidi Yang, Yujiu Yang, Ping Luo

The rapid advancement of Large Vision-Language models (LVLMs) has demonstrated a spectrum of emergent capabilities. Nevertheless, current models only focus on the visual content of a single scenario, while their ability to associate instances across different scenes has not yet been explored, which is essential for understanding complex visual content, such as movies with multiple characters and intricate plots. Towards movie understanding, a critical initial step for LVLMs is to unleash the potential of character identities memory and recognition across multiple visual scenarios. To achieve the goal, we propose visual instruction tuning with ID reference and develop an ID-Aware Large Vision-Language Model, IDA-VLM. Furthermore, our research introduces a novel benchmark MM-ID, to examine LVLMs on instance IDs memory and recognition across four dimensions: matching, location, question-answering, and captioning. Our findings highlight the limitations of existing LVLMs in recognizing and associating instance identities with ID reference. This paper paves the way for future artificial intelligence systems to possess multi-identity visual inputs, thereby facilitating the comprehension of complex visual narratives like movies.

Optimization · Large Scale, Parallel and Distributed

Laurent Condat, Artavazd Maranjyan, Peter Richtarik

In $D$istributed optimization and $L$earning, and even more in the modern framework of federated learning, communication, which is slow and costly, is critical. We introduce LoCoDL, a communication-efficient algorithm that leverages the two popular and effective techniques of $Lo$cal training, which reduces the communication frequency, and $Co$mpression, in which short bitstreams are sent instead of full-dimensional vectors of floats. LoCoDL works with a large class of unbiased compressors that includes widely-used sparsification and quantization methods. LoCoDL provably benefits from local training and compression and enjoys a doubly-accelerated communication complexity, with respect to the condition number of the functions and the model dimension, in the general heterogeneous regime with strongly convex functions. This is confirmed in practice, with LoCoDL outperforming existing algorithms.

Jingbo Sun, Songjun Tu, Qichao Zhang, Haoran Li, Xin Liu, Yaran Chen, Ke Chen, Dongbin Zhao

Online unsupervised reinforcement learning (URL) can discover diverse skills via reward-free pre-training and exhibits impressive downstream task adaptation abilities through further fine-tuning.However, online URL methods face challenges in achieving zero-shot generalization, i.e., directly applying pre-trained policies to downstream tasks without additional planning or learning.In this paper, we propose a novel Dual-Value Forward-Backward representation (DVFB) framework with a contrastive entropy intrinsic reward to achieve both zero-shot generalization and fine-tuning adaptation in online URL.On the one hand, we demonstrate that poor exploration in forward-backward representations can lead to limited data diversity in online URL, impairing successor measures, and ultimately constraining generalization ability.To address this issue, the DVFB framework learns successor measures through a skill value function while promoting data diversity through an exploration value function, thus enabling zero-shot generalization.On the other hand, and somewhat surprisingly, by employing a straightforward dual-value fine-tuning scheme combined with a reward mapping technique, the pre-trained policy further enhances its performance through fine-tuning on downstream tasks, building on its zero-shot performance.Through extensive multi-task generalization experiments, DVFB demonstrates both superior zero-shot generalization (outperforming on all 12 tasks) and fine-tuning adaptation (leading on 10 out of 12 tasks) abilities, surpassing state-of-the-art URL methods.

Applications · Genetics, Cell Biology, Health, etc

Ali Khajegili Mirabadi, Katherine Rich, Hossein Farahani, Ali Bashashati

Do Large Vision Models (LVMs) extract medically and semantically relevant features similar to those identified by human experts? Currently, only biased, qualitative approaches with limited, small-scale expert evaluations are available to answer this question. In this study, we propose the Boltzmann Semantic Score (BSS), a novel method inspired by state space modeling, to evaluate the encoding space of LVMs from medical images using the encoding space of Large Language Models (LLMs) from medical reports. Through extensive experimentation on 32 datasets from The Cancer Genome Atlas collection using five state-of-the-art LLMs, we first establish a baseline of LLMs' performance in digital pathology and show that LLMs' encoding can be linked to patient outcomes. Then, we compared seven LVMs with BSS and showed that LVMs suffer from poor semantic capability when compared with encoded expert knowledge from pathology reports.We also found statistically significant correlations between BSS (as a measure of structural similarity) and performance in two downstream tasks: information retrieval and survival prediction tasks. Our study also investigates the consensus among LLMs in evaluating LVMs using BSS, indicating that LLMs generally reach substantial consensus in rating LVMs, with some variation dependant on the cancer type. We believe the BSS metric proposed here holds significant potential for application in other domains with similar contexts. Data and code can be found in \footnotesize \url{ https://github.com/AIMLab-UBC/Boltzmann}

Deep Learning · Self-Supervised Learning

Zhuo Ouyang, Kaiwen Hu, Qi Zhang, Yifei Wang, Yisen Wang

Recently, contrastive learning has risen to be a promising paradigm for extracting meaningful data representations. Among various special designs, adding a projection head on top of the encoder during training and removing it for downstream tasks has proven to significantly enhance the performance of contrastive learning. However, despite its empirical success, the underlying mechanism of the projection head remains under-explored. In this paper, we develop an in-depth theoretical understanding of the projection head from the information-theoretic perspective. By establishing the theoretical guarantees on the downstream performance of the features before the projector, we reveal that an effective projector should act as an information bottleneck, filtering out the information irrelevant to the contrastive objective. Based on theoretical insights, we introduce modifications to projectors with training and structural regularizations. Empirically, our methods exhibit consistent improvement in the downstream performance across various real-world datasets, including CIFAR-10, CIFAR-100, and ImageNet-100. We believe our theoretical understanding on the role of the projection head will inspire more principled and advanced designs in this field. Code is available at \url{https://github.com/PKU-ML/Projector_Theory}.

Deep Learning · Self-Supervised Learning

Qi Zhang, Yifei Wang, Jingyi Cui, Xiang Pan, Qi Lei, Stefanie Jegelka, Yisen Wang

Deep learning models often suffer from a lack of interpretability due to \emph{polysemanticity}, where individual neurons are activated by multiple unrelated semantics, resulting in unclear attributions of model behavior. Recent advances in \emph{monosemanticity}, where neurons correspond to consistent and distinct semantics, have significantly improved interpretability but are commonly believed to compromise accuracy. In this work, we challenge the prevailing belief of the accuracy-interpretability tradeoff, showing that monosemantic features not only enhance interpretability but also bring concrete gains in model performance of {\color{black} robustness-related tasks}. Across multiple robust learning scenarios—including input and label noise, few-shot learning, and out-of-domain generalization—our results show that models leveraging monosemantic features significantly outperform those relying on polysemantic features. Furthermore, we provide empirical and theoretical understandings on the robustness gains of feature monosemanticity. Our preliminary analysis suggests that monosemanticity, by promoting better separation of feature representations, leads to more robust decision boundaries {\color{black} under noise}. This diverse evidence highlights the \textbf{generality} of monosemanticity in improving model robustness. As a first step in this new direction, we embark on exploring the learning benefits of monosemanticity beyond interpretability, supporting the long-standing hypothesis of linking interpretability and robustness. Code is available at \url{https://github.com/PKU-ML/Monosemanticity-Robustness}.

Optimization · Non-Convex

Ganzhao Yuan

This paper considers a class of structured fractional minimization problems. The numerator consists of a differentiable function, a simple nonconvex nonsmooth function, a concave nonsmooth function, and a convex nonsmooth function composed with a linear operator. The denominator is a continuous function that is either weakly convex or has a weakly convex square root. These problems are prevalent in various important applications in machine learning and data science. Existing methods, primarily based on subgradient methods and smoothing proximal gradient methods, often suffer from slow convergence and numerical stability issues. In this paper, we introduce {\sf FADMM}, the first Alternating Direction Method of Multipliers tailored for this class of problems. {\sf FADMM} decouples the original problem into linearized proximal subproblems, featuring two variants: one using Dinkelbach's parametric method ({\sf FADMM-D}) and the other using the quadratic transform method ({\sf FADMM-Q}). By introducing a novel Lyapunov function, we establish that {\sf FADMM} converges to $\epsilon$-approximate critical points of the problem within an oracle complexity of $\mathcal{O}(1/\epsilon^{3})$. Extensive experiments on synthetic and real-world datasets, including sparse Fisher discriminant analysis, robust Sharpe ratio minimization, and robust sparse recovery, demonstrate the effectiveness of our approach.

Samuel Kessler, Tam Le, Vu Nguyen

Selecting data for training machine learning models is crucial since large, web-scraped, real datasets contain noisy artifacts that affect the quality and relevance of individual data points. These noisy artifacts will impact model performance. We formulate this problem as a data valuation task, assigning a value to data points in the training set according to how similar or dissimilar they are to a clean and curated validation set. Recently, *LAVA* (Just et al., 2023) demonstrated the use of optimal transport (OT) between a large noisy training dataset and a clean validation set, to value training data efficiently, without the dependency on model performance. However, the *LAVA* algorithm requires the entire dataset as an input, this limits its application to larger datasets. Inspired by the scalability of stochastic (gradient) approaches which carry out computations on *batches* of data points instead of the entire dataset, we analogously propose *SAVA*, a scalable variant of *LAVA* with its computation on batches of data points. Intuitively, *SAVA* follows the same scheme as *LAVA* which leverages the hierarchically defined OT for data valuation. However, while *LAVA* processes the whole dataset, *SAVA* divides the dataset into batches of data points, and carries out the OT problem computation on those batches. Moreover, our theoretical derivations on the trade-off of using entropic regularization for OT problems include refinements of prior work. We perform extensive experiments, to demonstrate that *SAVA* can scale to large datasets with millions of data points and does not trade off data valuation performance. Our Github repository is available at \url{https://github.com/skezle/sava}.

Deep Learning · Large Language Models

Shuofei Qiao, Runnan Fang, Zhisong Qiu, Xiaobin Wang, Ningyu Zhang, Yong Jiang, Pengjun Xie, Fei Huang, Huajun Chen

Large Language Models (LLMs), with their exceptional ability to handle a wide range of tasks, have driven significant advancements in tackling reasoning and planning tasks, wherein decomposing complex problems into executable workflows is a crucial step in this process. Existing workflow evaluation frameworks either focus solely on holistic performance or suffer from limitations such as restricted scenario coverage, simplistic workflow structures, and lax evaluation standards. To this end, we introduce WorfBench, a unified workflow generation benchmark with multi-faceted scenarios and intricate graph workflow structures. Additionally, we present WorfEval, a systemic evaluation protocol utilizing subsequence and subgraph matching algorithms to accurately quantify the LLM agent's workflow generation capabilities. Through comprehensive evaluations across different types of LLMs, we discover distinct gaps between the sequence planning capabilities and graph planning capabilities of LLM agents, with even GPT-4 exhibiting a gap of around 15%. We also train two open-source models and evaluate their generalization abilities on held-out tasks. Furthermore, we observe that the generated workflows can enhance downstream tasks, enabling them to achieve superior performance with less time during inference. Code and dataset are available at https://github.com/zjunlp/WorfBench.