This paper introduces EmoTransKG, an innovative Emotion Knowledge Graph (EKG) that establishes connections and transformations between emotions across diverse open-textual events. Compared to existing EKGs, which primarily focus on linking emotion keywords to related terms or on assigning sentiment dimension ratings to emotion words by humans, EmoTransKG aims to represent the general knowledge involved in emotion transformation. Specifically, in conversations, successive emotions expressed by a single speaker are temporally considered as the head and tail entities, with open-text utterances (events) occurring between them representing the relation. To explore the knowledge of emotion transformations described in EmoTransKG, we develop a Transformer-based translational model called EmoTransNet, which predictively trains tail entities by interpreting the relation as an operation that transforms the source emotion into the target emotion. Particularly, our designed EmoTransNet serves as a plug-in module that seamlessly integrates with any conversational emotion recognition (CER) models for emotion retrofitting. Experimental results on two CER datasets demonstrate that the incorporation of EmoTransNet with baseline models results in substantial improvements, and the qualitative visualization of entities and relations clearly clarify their unique roles in emotion transformations. These experiments confirm the quality and effectiveness of EmoTransKG.
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LLMs have demonstrated remarkable capability for understanding semantics, but their understanding of pragmatics is not well studied. To this end, we release a Pragmatics Understanding Benchmark (PUB) dataset consisting of fourteen tasks in four pragmatics phenomena, namely; Implicature, Presupposition, Reference, and Deixis. We curate high-quality test sets for each task, consisting of Multiple Choice Question Answers (MCQA). PUB includes a total of 28k data points, 6.1k are newly annotated. We evaluate nine models varying in the number of parameters and type of training. Our study reveals several key observations about the pragmatic capabilities of LLMs: 1. chat-fine-tuning strongly benefits smaller models, 2. large base models are competitive with their chat-fine-tuned counterparts, 3. there is a huge variance in performance across different pragmatics phenomena, and 4. a noticeable performance gap between human capabilities and model capabilities. We hope that PUB will enable comprehensive evaluation of LLM’s pragmatic reasoning capabilities.
The ancestor of Chinese character – the ancient characters from about 1300 BC to 200 BC are not fixed in their writing glyphs. At the same or different points in time, one character can possess multiple glyphs that are different in shapes or radicals. Nearly half of ancient glyphs have not been deciphered yet. This paper proposes an innovative task of ancient Chinese glyph identification, which aims at inferring the Chinese character label for the unknown ancient Chinese glyphs which are not in the training set based on the image and radical information. Specifically, we construct a Chinese glyph knowledge graph (CGKG) associating glyphs in different historical periods according to the radical semantics, and propose a multimodal Chinese glyph identification framework (MCGI) fusing the visual, textual, and the graph data. The experiment is designed on a real Chinese glyph dataset spanning over 1000 years, it demonstrates the effectiveness of our method, and reports the potentials of each modality on this task. It provides a preliminary reference for the automatic ancient Chinese character deciphering at the glyph level.
Maximizing the likelihood of the next token is an established, statistically sound objective for pre-training language models. In this paper we show that we can train better models faster by pre-aggregating the corpus with a collapsed n-gram distribution. Previous studies have proposed corpus-level n-gram statistics as a regularizer; however, the construction and querying of such n-grams, if done naively, prove to be costly and significantly impede training speed, thereby limiting their application in modern large language model pre-training.We introduce an alternative compact representation of the next token distribution that, in expectation, aligns with the complete n-gram distribution while markedly reducing variance across mini-batches compared to the standard next-token loss. Empirically, we demonstrate that both the n-gram regularized model and our approximation yield substantial improvements in model quality and convergence rate compared to existing methods. Furthermore, our approximation facilitates scalability of gains to larger datasets and models compared to the straightforward n-gram regularization method.
Generalization or Memorization: Data Contamination and Trustworthy Evaluation for Large Language Models
PDF ↗Recent statements about the impressive capabilities of large language models (LLMs) are usually supported by evaluating on open-access benchmarks. Considering the vast size and wide-ranging sources of LLMs’ training data, it could explicitly or implicitly include test data, leading to LLMs being more susceptible to data contamination. However, due to the opacity of training data, the black-box access of models, and the rapid growth of synthetic training data, detecting and mitigating data contamination for LLMs faces significant challenges. In this paper, we propose CDD, which stands for Contamination Detection via output Distribution for LLMs. CDD necessitates only the sampled texts to detect data contamination, by identifying the peakedness of LLM’s output distribution. To mitigate the impact of data contamination in evaluation, we also present TED: Trustworthy Evaluation via output Distribution, based on the correction of LLM’s output distribution. To facilitate this study, we introduce two benchmarks, i.e., DETCON and COMIEVAL, for data contamination detection and contamination mitigation evaluation tasks. Extensive experimental results show that CDD achieves the average relative improvements of 21.8%-30.2% over other contamination detection approaches in terms of Accuracy, F1 Score, and AUC metrics, and can effectively detect implicit contamination. TED substantially mitigates performance improvements up to 66.9% attributed to data contamination across various contamination setups. In real-world applications, we reveal that ChatGPT exhibits a high potential to suffer from data contamination on HumanEval benchmark.
Event extraction (EE) is a critical task in natural language processing, yet deploying a practical EE system remains challenging. On one hand, powerful large language models (LLMs) currently show poor performance because EE task is more complex than other tasks. On the other hand, state-of-the-art (SOTA) small language models (SLMs) for EE tasks are typically developed through fine-tuning, lack flexibility, and have considerable room for improvement. We propose an approach, **L**LMs-as-**C**orrector for **E**vent **E**xtraction (**LC4EE**), aiming to leverage the superior extraction capability of SLMs and the instruction-following ability of LLMs to construct a robust and highly available EE system. By utilizing LLMs to identify and correct errors of SLMs predictions based on automatically generated feedback information, EE performances can be improved significantly. Experimental results on the representative datasets ACE2005 and MAVEN-Arg for Event Detection (ED) and EE tasks validated the effectiveness of our method.
Experimental methods for estimating the impacts of text on human evaluation have been widely used in the social sciences. However, researchers in experimental settings are usually limited to testing a small number of pre-specified text treatments. While efforts to mine unstructured texts for features that causally affect outcomes have been ongoing in recent years, these models have primarily focused on the topics or specific words of text, which may not always be the mechanism of the effect. We connect these efforts with NLP interpretability techniques and present a method for flexibly discovering clusters of similar text phrases that are predictive of human reactions to texts using convolutional neural networks. When used in an experimental setting, this method can identify text treatments and their effects under certain assumptions. We apply the method to two data sets. The first enables direct validation of the model’s ability to detect phrases known to cause the outcome. The second demonstrates its ability to flexibly discover text treatments with varying textual structures. In both cases, the model learns a greater variety of text treatments compared to benchmark methods, and these text features quantitatively meet or exceed the ability of benchmark methods to predict the outcome.
Model interpretability in toxicity detection greatly profits from token-level annotations. However, currently, such annotations are only available in English. We introduce a dataset annotated for offensive language detection sourced from a news forum, notable for its incorporation of the Austrian German dialect, comprising 4,562 user comments. In addition to binary offensiveness classification, we identify spans within each comment constituting vulgar language or representing targets of offensive statements. We evaluate fine-tuned Transformer models as well as large language models in a zero- and few-shot fashion. The results indicate that while fine-tuned models excel in detecting linguistic peculiarities such as vulgar dialect, large language models demonstrate superior performance in detecting offensiveness in AustroTox.
Evaluation of text simplification currently focuses on the difference of a source text to its simplified variant. Datasets for this evaluation base on a specific topic and group of readers for which is simplified. The broad applicability of text simplification and specifics that come with intended target audiences (e.g., children compared to adult non-experts) are disregarded. An explainable assessment of the overall simplicity of text is missing. This work is BenchmArking Text Simplicity (BATS): we provide an explainable method to assess practical and concrete rules from literature describing features of simplicity and complexity of text. Our experiments on 15 datasets for text simplification highlight differences in features that are important in different domains of text and for different intended target audiences.
Prompting open-source and commercial language models for grammatical error correction of English learner text
PDF ↗Thanks to recent advances in generative AI, we are able to prompt large language models (LLMs) to produce texts which are fluent and grammatical. In addition, it has been shown that we can elicit attempts at grammatical error correction (GEC) from LLMs when prompted with ungrammatical input sentences. We evaluate how well LLMs can perform at GEC by measuring their performance on established benchmark datasets. We go beyond previous studies, which only examined GPT* models on a selection of English GEC datasets, by evaluating seven open-source and three commercial LLMs on four established GEC benchmarks. We investigate model performance and report results against individual error types. Our results indicate that LLMs do not always outperform supervised English GEC models except in specific contexts – namely commercial LLMs on benchmarks annotated with fluency corrections as opposed to minimal edits. We find that several open-source models outperform commercial ones on minimal edit benchmarks, and that in some settings zero-shot prompting is just as competitive as few-shot prompting.
Towards Multiple References Era – Addressing Data Leakage and Limited Reference Diversity in Machine Translation Evaluation
PDF ↗Recent research has shown a weak correlation between n-gram-based metrics and human evaluations in machine translation task, particularly when evaluating large language models (LLMs). Additionally, the data leakage risk in LLMs may cause an overestimation problem when evaluating LLMs on downstream tasks. In this work, we identify the limited diversity of references as the primary cause for the inferior performance of n-gram-based metrics and the overestimation problem. To address this issue, we propose to utilize multiple references generated by LLMs, coupled with an effective selection strategy focused on accuracy and diversity, to improve the alignment between automatic metrics and human evaluations. We validate our approach on the WMT22 Metrics benchmark with 4 languages and observe a maximum accuracy gain of 9.5% in F200spBLEU, which makes it on par with computationally expensive neural-based metrics. We also show that using multi-reference with n-gram-based metrics significantly alleviates the overestimation problem when evaluating LLMs with data leakage. Further analysis explores the factors that affect the quality of generated references, offering insights into data synthesis by LLMs.
The Spoken Language Understanding Evaluation (SLUE) suite of benchmark tasks was recently introduced to address the need for openresources and benchmarking of complex spoken language understanding (SLU) tasks, including both classification and sequence generation tasks, on natural speech. The benchmark has demonstrated preliminary success in using pre-trained speech foundation models (SFM) for these SLU tasks. However, the community still lacks a fine-grained understanding of the comparative utility of different SFMs. Inspired by this, we ask: which SFMs offer the most benefits for these complex SLU tasks, and what is the most effective approach for incorporating these SFMs? To answer this, we perform an extensive evaluation of multiple supervised and self-supervised SFMs using several evaluation protocols: (i) frozen SFMs with a lightweight prediction head, (ii) frozen SFMs with a complex prediction head, and (iii) fine-tuned SFMs with a lightweight prediction head. Although the supervised SFMs are pre-trained on much more speech recognition data (with labels), they do not always outperform self-supervised SFMs; the latter tend to perform at least as well as, and sometimes better than, supervised SFMs, especially on the sequence generation tasks in SLUE. While there is no universally optimal way of incorporating SFMs, the complex prediction head gives the best performance for most tasks, although it increases the inference time. We also introduce an open-source toolkit and performance leaderboard, SLUE-PERB, for these tasks and modeling strategies.
Query expansion (QE) is a critical component in the open-domain question answering (OpenQA) pipeline, enhancing the retrieval performance by broadening the scope of queries with additional relevant texts. However, existing methods like GAR and EAR rely heavily on supervised training and often struggle to maintain effectiveness across domains and datasets. Meanwhile, although large language models (LLMs) have demonstrated QE capability for information retrieval (IR) tasks, their application in OpenQA is hindered by the inadequate analysis of query’s informational needs and the lack of quality control for generated QEs, failing to meet the unique requirements of OpenQA. To bridge this gap, we propose a novel LLM-based QE approach named AGR for the OpenQA task, leveraging a three-step prompting strategy. AGR begins with an analysis of the query, followed by the generation of answer-oriented expansions, and culminates with a refinement process for better query formulation. Extensive experiments on four OpenQA datasets reveal that AGR not only rivals in-domain supervised methods in retrieval accuracy, but also outperforms state-of-the-art baselines in out-domain zero-shot scenarios. Moreover, it exhibits enhanced performance in end-to-end QA evaluations, underscoring the superiority of AGR for OpenQA.
Automatic methods for generating and gathering linguistic data have proven effective for fine-tuning Language Models (LMs) in languages less resourced than English. Still, while there has been emphasis on data quantity, less attention has been given to its quality. In this work, we investigate the impact of human intervention on machine-generated data when fine-tuning dialogical models. In particular, we study (1) whether post-edited dialogues exhibit higher perceived quality compared to the originals that were automatically generated; (2) whether fine-tuning with post-edited dialogues results in noticeable differences in the generated outputs; and (3) whether post-edited dialogues influence the outcomes when considering the parameter size of the LMs. To this end we created HED-IT, a large-scale dataset where machine-generated dialogues are paired with the version post-edited by humans. Using both the edited and unedited portions of HED-IT, we fine-tuned three different sizes of an LM. Results from both human and automatic evaluation show that the different quality of training data is clearly perceived and it has an impact also on the models trained on such data. Additionally, our findings indicate that larger models are less sensitive to data quality, whereas this has a crucial impact on smaller models. These results enhance our comprehension of the impact of human intervention on training data in the development of high-quality LMs.
Text ranking is a critical task in information retrieval. Recent advances in pre-trained language models (PLMs), especially large language models (LLMs), present new opportunities for applying them to text ranking. While supervised fine-tuning (SFT) with ranking data has been widely explored to better align PLMs with text ranking goals, previous studies have focused primarily on encoder-only and encoder-decoder PLMs. Research on leveraging decoder-only LLMs for text ranking remains scarce. An exception to this is RankLLaMA, which uses direct SFT to explore LLaMA’s potential for text ranking. In this work, we propose a two-stage progressive paradigm to better adapt LLMs to text ranking. First, we conduct continual pre-training (CPT) of LLMs on a large weakly-supervised corpus. Second, we perform SFT, and propose an improved optimization strategy building upon RankLLaMA. Our experimental results on multiple benchmarks show that our approach outperforms previous methods in both in-domain and out-domain scenarios.
Explainable AI methods facilitate the understanding of model behaviour, yet, small, imperceptible perturbations to inputs can vastly distort explanations. As these explanations are typically evaluated holistically, before model deployment, it is difficult to assess when a particular explanation is trustworthy. Some studies have tried to create confidence estimators for explanations, but none have investigated an existing link between uncertainty and explanation quality. We artificially simulate epistemic uncertainty in text input by introducing noise at inference time. In this large-scale empirical study, we insert different levels of noise perturbations and measure the effect on the output of pre-trained language models and different uncertainty metrics. Realistic perturbations have minimal effect on performance and explanations, yet masking has a drastic effect. We find that high uncertainty doesn’t necessarily imply low explanation plausibility; the correlation between the two metrics can be moderately positive when noise is exposed during the training process. This suggests that noise-augmented models may be better at identifying salient tokens when uncertain. Furthermore, when predictive and epistemic uncertainty measures are over-confident, the robustness of a saliency map to perturbation can indicate model stability issues. Integrated Gradients shows the overall greatest robustness to perturbation, while still showing model-specific patterns in performance; however, this phenomenon is limited to smaller Transformer-based language models.
Large-scale deployment of generative AI tools often depends on costly API calls to a Large Language Model (LLM) to fulfil user queries, a process that also exposes the request stream to external providers. To curtail the frequency of these calls, one can employ a local smaller language model -a student- which is continuously trained on the responses of the LLM. This student gradually gains proficiency in independently handling an increasing number of user requests, a process we term neural caching. The crucial element in neural caching is a policy that decides which requests should be processed by the student alone and which should be redirected to the LLM, subsequently aiding the student’s learning. In this study, we focus on classification tasks, and we consider a range of classic Active Learning-based selection criteria as the policy. Our experiments suggest that Margin Sampling and Query by Committee bring consistent benefits over other policies and baselines across tasks and budgets.
What a large language model (LLM) would respond in ethically relevant context? In this paper, we curate a large benchmark CMoralEval for morality evaluation of Chinese LLMs. The data sources of CMoralEval are two-fold: 1) a Chinese TV program discussing Chinese moral norms with stories from the society and 2) a collection of Chinese moral anomies from various newspapers and academic papers on morality. With these sources, we aim to create a moral evaluation dataset characterized by diversity and authenticity. We develop a morality taxonomy and a set of fundamental moral principles that are not only rooted in traditional Chinese culture but also consistent with contemporary societal norms. To facilitate efficient construction and annotation of instances in CMoralEval, we establish a platform with AI-assisted instance generation to streamline the annotation process. These help us curate CMoralEval that encompasses both explicit moral scenarios (14,964 instances) and moral dilemma scenarios (15,424 instances), each with instances from different data sources. We conduct extensive experiments with CMoralEval to examine a variety of Chinese LLMs. Experiment results demonstrate that CMoralEval is a challenging benchmark for Chinese LLMs.
Continual Few-shot Relation Extraction via Adaptive Gradient Correction and Knowledge Decomposition
PDF ↗Continual few-shot relation extraction (CFRE) aims to continually learn new relations with limited samples. However, current methods neglect the instability of embeddings in the process of different task training, which leads to serious catastrophic forgetting. In this paper, we propose the concept of the following degree from the perspective of instability to analyze catastrophic forgetting and design a novel method based on adaptive gradient correction and knowledge decomposition to alleviate catastrophic forgetting. Specifically, the adaptive gradient correction algorithm is designed to limit the instability of embeddings, which adaptively constrains the current gradient to be orthogonal to the embedding space learned from previous tasks. To reduce the instability between samples and prototypes, the knowledge decomposition module decomposes knowledge into general and task-related knowledge from the perspective of model architecture, which is asynchronously optimized during training. Experimental results on two standard benchmarks show that our method outperforms the state-of-the-art CFRE model and effectively improves the following degree of embeddings.
Scientific data visualization plays a crucial role in research by enabling the direct display of complex information and assisting researchers in identifying implicit patterns. Despite its importance, the use of Large Language Models (LLMs) for scientific data visualization remains rather unexplored. In this study, we introduce MatPlotAgent, an efficient model-agnostic LLM agent framework designed to automate scientific data visualization tasks. Leveraging the capabilities of both code LLMs and multi-modal LLMs, MatPlotAgent consists of three core modules: query understanding, code generation with iterative debugging, and a visual feedback mechanism for error correction. To address the lack of benchmarks in this field, we present MatPlotBench, a high-quality benchmark consisting of 100 human-verified test cases. Additionally, we introduce a scoring approach that utilizes GPT-4V for automatic evaluation. Experimental results demonstrate that MatPlotAgent can improve the performance of various LLMs, including both commercial and open-source models. Furthermore, the proposed evaluation method shows a strong correlation with human-annotated scores.