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YUJIE MO, Runpeng Yu, Xiaofeng Zhu, Xinchao Wang

The "pre-train, prompt-tuning'' paradigm has demonstrated impressive performance for tuning pre-trained heterogeneous graph neural networks (HGNNs) by mitigating the gap between pre-trained models and downstream tasks. However, most prompt-tuning-based works may face at least two limitations: (i) the model may be insufficient to fit the graph structures well as they are generally ignored in the prompt-tuning stage, increasing the training error to decrease the generalization ability; and (ii) the model may suffer from the limited labeled data during the prompt-tuning stage, leading to a large generalization gap between the training error and the test error to further affect the model generalization. To alleviate the above limitations, we first derive the generalization error bound for existing prompt-tuning-based methods, and then propose a unified framework that combines two new adapters with potential labeled data extension to improve the generalization of pre-trained HGNN models. Specifically, we design dual structure-aware adapters to adaptively fit task-related homogeneous and heterogeneous structural information. We further design a label-propagated contrastive loss and two self-supervised losses to optimize dual adapters and incorporate unlabeled nodes as potential labeled data. Theoretical analysis indicates that the proposed method achieves a lower generalization error bound than existing methods, thus obtaining superior generalization ability. Comprehensive experiments demonstrate the effectiveness and generalization of the proposed method on different downstream tasks.

Deep Learning · Large Language Models

Tianyi Huang

As the deployment of Large Language Models (LLMs) like GPT expands across domains, mitigating their susceptibility to factual inaccuracies or hallucinations becomes crucial for ensuring reliable performance. This blog post introduces two novel frameworks that enhance retrieval-augmented generation (RAG): one uses summarization to achieve a maximum of 57.7% storage reduction, while the other preserves critical information through statement-level extraction. Leveraging DBSCAN clustering, vectorized fact storage, and LLM-driven fact-checking, the pipelines deliver higher overall performance across benchmarks such as PubMedQA, SQuAD, and HotpotQA. By optimizing efficiency and accuracy, these frameworks advance trustworthy AI for impactful real-world applications.

Deep Learning · Graph Neural Networks

Li Ju, Xingyi Yang, Qi Li, Xinchao Wang

Graph neural networks (GNNs) are conventionally trained on a per-domain, per-task basis. It creates a significant barrier in transferring the acquired knowledge to different, heterogeneous data setups. This paper introduces **GraphBridge**, a novel framework to enable knowledge transfer across disparate tasks and domains in GNNs, circumventing the need for modifications to task configurations or graph structures. Specifically, GraphBridge allows for the augmentation of any pre-trained GNN with prediction heads and a bridging network that connects the input to the output layer. This architecture not only preserves the intrinsic knowledge of the original model but also supports outputs of arbitrary dimensions. To mitigate the negative transfer problem, GraphBridge merges the source model with a concurrently trained model, thereby reducing the source bias when applied to the target domain. Our method is thoroughly evaluated across diverse transfer learning scenarios, including Graph2Graph, Node2Node, Graph2Node, and graph2point-cloud. Empirical validation, conducted over 16 datasets representative of these scenarios, confirms the framework's capacity for task- and domain-agnostic transfer learning within graph-like data, marking a significant advancement in the field of GNNs. Code is available at https://github.com/jujulili888/GraphBridge.

Deep Learning · Large Language Models

Xingyi Yang, Xinchao Wang

Transformers stand as the cornerstone of mordern deep learning. Traditionally, these models rely on multi-layerperceptron (MLP) layers to mix the information between channels. In this paper, we introduce the Kolmogorov–ArnoldTransformer (KAT), a novel architecture that replaces MLP layers with Kolmogorov-Arnold Network (KAN) layers toenhance the expressiveness and performance of the model. Integrating KANs into transformers, however, is no easyfeat, especially when scaled up. Specifically, we identify three key challenges: (C1) Base function. The standard B-splinefunction used in KANs is not optimized for parallel computing on modern hardware, resulting in slower inference speeds.(C2) Parameter and Computation Inefficiency. KAN requires a unique function for each input-output pair, making thecomputation extremely large. (C3) Weight initialization. The initialization of weights in KANs is particularly challengingdue to their learnable activation functions, which are critical for achieving convergence in deep neural networks. Toovercome the aforementioned challenges, we propose three key solutions: (S1) Rational basis. We replace B-spline functionswith rational functions to improve compatibility with modern GPUs. By implementing this in CUDA, we achieve fastercomputations. (S2) Group KAN. We share the activation weights through a group of neurons, to reduce the computationalload without sacrificing performance. (S3) Variance-preserving initialization. We carefully initialize the activation weightsto make sure that the activation variance is maintained across layers. With these designs, KAT scales effectively and readilyoutperforms traditional MLP-based transformers. We demonstrate the advantages of KAT across various tasks, includingimage recognition, object detection, and semantic segmentation. It consistently enhances performance over the standardtransformer architectures of different model sizes.

Deep Learning · Large Language Models

Yi Cheng, Xiao Liang, Yeyun Gong, Wen Xiao, Song Wang, Yuji Zhang, Wenjun Hou, Kaishuai Xu, Wenge Liu, Wenjie Li 等

Self-consistency-based approaches, which involve repeatedly sampling multiple outputs and selecting the most consistent one as the final response, prove to be remarkably effective in improving the factual accuracy of large language models. Nonetheless, existing methods usually have strict constraints on the task format, largely limiting their applicability. In this paper, we present Integrative Decoding (ID), to unlock the potential of self-consistency in open-ended generation tasks. ID operates by constructing a set of inputs, each prepended with a previously sampled response, and then processes them concurrently, with the next token being selected by aggregating of all their corresponding predictions at each decoding step. In essence, this simple approach implicitly incorporates self-consistency in the decoding objective. Extensive evaluation shows that ID consistently enhances factuality over a wide range of language models, with substantial improvements on the TruthfulQA (+11.2%), Biographies (+15.4%) and LongFact (+8.5%) benchmarks. The performance gains amplify progressively as the number of sampled responses increases, indicating the potential of ID to scale up with repeated sampling.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Xinbao Qiao, Meng Zhang, Ming Tang, Ermin Wei

Machine unlearning strives to uphold the data owners' right to be forgotten by enabling models to selectively forget specific data. Recent advances suggest pre-computing and storing statistics extracted from second-order information and implementing unlearning through Newton-style updates.However, the Hessian matrix operations are extremely costly and previous works conduct unlearning for empirical risk minimizer with the convexity assumption, precluding their applicability to high-dimensional over-parameterized models and the nonconvergence condition.In this paper, we propose an efficient Hessian-free unlearning approach. The key idea is to maintain a statistical vector for each training data, computed through affine stochastic recursion of the difference between the retrained and learned models. We prove that our proposed method outperforms the state-of-the-art methods in terms of the unlearning and generalization guarantees, the deletion capacity, and the time/storage complexity, under the same regularity conditions.Through the strategy of recollecting statistics for removing data, we develop an online unlearning algorithm that achieves near-instantaneous data removal, as it requires only vector addition.Experiments demonstrate that our proposed scheme surpasses existing results by orders of magnitude in terms of time/storage costs with millisecond-level unlearning execution, while also enhancing test accuracy.

Social Aspects · Trustworthy Machine Learning

Soyeon Kim, Yuji Roh, Geon Heo, Steven Whang

Generative models must ensure both privacy and fairness for Trustworthy AI. While these goals have been pursued separately, recent studies propose to combine existing privacy and fairness techniques to achieve both goals. However, naively combining these techniques can be insufficient due to privacy-fairness conflicts, where a sample in a minority group may be represented in ways that support fairness, only to be suppressed for privacy. We demonstrate how these conflicts lead to adverse effects, such as privacy violations and unexpected fairness-utility tradeoffs. To mitigate these risks, we propose PFGuard, a generative framework with privacy and fairness safeguards, which simultaneously addresses privacy, fairness, and utility. By using an ensemble of multiple teacher models, PFGuard balances privacy-fairness conflicts between fair and private training stages and achieves high utility based on ensemble learning. Extensive experiments show that PFGuard successfully generates synthetic data on high-dimensional data while providing both DP guarantees and convergence in fair generative modeling.

Deep Learning · Large Language Models

Renjie Pi, Jianshu Zhang, Tianyang Han, Jipeng Zhang, Rui Pan, Tong Zhang

Recent advancements in multimodal large language models (MLLMs) have demonstrated significant progress; however, these models exhibit a notable limitation, which we refer to as "face blindness." Specifically, they can engage in general conversations but fail to conduct personalized dialogues targeting at specific individuals. This deficiency hinders the application of MLLMs in personalized settings, such as tailored visual assistants on mobile devices, or domestic robots that need to recognize members of the family. In this paper, we introduce Personalized Visual Instruction Tuning (PVIT), a novel data curation and training framework designed to enable MLLMs to identify target individuals within an image and engage in personalized and coherent dialogues. Our approach involves the development of a sophisticated pipeline that autonomously generates training data containing personalized conversations. This pipeline leverages the capabilities of various visual experts, image generation models, and (multi-modal) large language models. To evaluate the personalized potential of MLLMs, we present a benchmark called P-Bench, which encompasses various question types with different levels of difficulty. The experiments demonstrate a substantial personalized performance enhancement after fine-tuning with our curated dataset.

Deep Learning · Generative Models and Autoencoders

Sabine Susstrunk, Mathieu Salzmann, Chen Liu, Hieu Le, Shuangqi Li, Tong Zhang

We introduce an approach to bias deep generative models, such as GANs and diffusion models, towards generating data with either enhanced fidelity or increased diversity. Our approach involves manipulating the distribution of training and generated data through a novel metric for individual samples, named pseudo density, which is based on the nearest-neighbor information from real samples. Our approach offers three distinct techniques to adjust the fidelity and diversity of deep generative models: 1) Per-sample perturbation, enabling precise adjustments for individual samples towards either more common or more unique characteristics; 2) Importance sampling during model inference to enhance either fidelity or diversity in the generated data; 3) Fine-tuning with importance sampling, which guides the generative model to learn an adjusted distribution, thus controlling fidelity and diversity. Furthermore, our fine-tuning method demonstrates the ability to improve the Frechet Inception Distance (FID) for pre-trained generative models with minimal iterations.

Deep Learning · Large Language Models

So Kuroki, Taishi Nakamura, Takuya Akiba, Yujin Tang

Training large language models to acquire specific skills remains a challenging endeavor. Conventional training approaches often struggle with data distribution imbalances and inadequacies in objective functions that do not align well with task-specific performance. To address these challenges, we introduce CycleQD, a novel approach that leverages the Quality Diversity framework through a cyclic adaptation of the algorithm, along with a model merging based crossover and an SVD-based mutation. In CycleQD, each task’s performance metric is alternated as the quality measure while the others serve as the behavioral characteristics. This cyclic focus on individual tasks allows for concentrated effort on one task at a time, eliminating the need for data ratio tuning and simplifying the design of the objective function. Empirical results from AgentBench indicate that applying CycleQD to LLAMA3-8B-INSTRUCT based models not only enables them to surpass traditional fine-tuning methods in coding, operating systems, and database tasks, but also achieves performance on par with GPT-3.5-TURBO, which potentially contains much more parameters, across these domains. Crucially, this enhanced performance is achieved while retaining robust language capabilities, as evidenced by its performance on widely adopted language benchmark tasks. We highlight the key design choices in CycleQD, detailing how these contribute to its effectiveness. Furthermore, our method is general and can be applied to image segmentation models, highlighting its applicability across different domains.

Miscellaneous Aspects of Machine Learning · Representation Learning

Lorenzo Basile, Santiago Acevedo, Luca Bortolussi, Fabio Anselmi, Alex Rodriguez

To gain insight into the mechanisms behind machine learning methods, it is crucial to establish connections among the features describing data points. However, these correlations often exhibit a high-dimensional and strongly nonlinear nature, which makes them challenging to detect using standard methods. This paper exploits the entanglement between intrinsic dimensionality and correlation to propose a metric that quantifies the (potentially nonlinear) correlation between high-dimensional manifolds. We first validate our method on synthetic data in controlled environments, showcasing its advantages and drawbacks compared to existing techniques. Subsequently, we extend our analysis to large-scale applications in neural network representations. Specifically, we focus on latent representations of multimodal data, uncovering clear correlations between paired visual and textual embeddings, whereas existing methods struggle significantly in detecting similarity. Our results indicate the presence of highly nonlinear correlation patterns between latent manifolds.

Qi Sun, Edoardo Cetin, Yujin Tang

Self-adaptive large language models (LLMs) aim to solve the challenges posed by traditional fine-tuning methods, which are often computationally intensive and static in their ability to handle diverse tasks. We introduce Transformer-Squared, a novel self-adaptation framework that adapts LLMs for unseen tasks in real-time by selectively adjusting only the singular components of their weight matrices. During inference, Transformer-Squared employs a two-pass mechanism: first, a dispatch system identifies the task properties, and then task-specific 'expert' vectors, trained using reinforcement learning, are dynamically mixed to obtain targeted behavior for the incoming prompt. Our method consistently outperforms ubiquitous approaches such as LoRA, with fewer parameters and greater efficiency. Furthermore, Transformer-Squared demonstrates versatility across different LLM architectures and modalities, including vision-language tasks. Transformer-Squared represents a significant leap forward, offering a scalable, efficient solution for enhancing the adaptability and task-specific performance of LLMs, paving the way for truly dynamic, self-organizing AI systems.

Xilong Wang, Hao Fu, Jindong Wang, Neil Gong

String processing, which mainly involves the analysis and manipulation of strings, is a fundamental component of modern computing. Despite the significant advancements of large language models (LLMs) in various natural language processing (NLP) tasks, their capability in string processing remains underexplored and underdeveloped. To bridge this gap, we present a comprehensive study of LLMs' string processing capability. In particular, we first propose StringLLM, a method to construct datasets for benchmarking string processing capability of LLMs. We use StringLLM to build a series of datasets, referred to as StringBench. It encompasses a wide range of string processing tasks, allowing us to systematically evaluate LLMs' performance in this area. Our evaluations indicate that LLMs struggle with accurately processing strings compared to humans. To uncover the underlying reasons for this limitation, we conduct an in-depth analysis and subsequently propose an effective approach that significantly enhances LLMs' string processing capability via fine-tuning. This work provides a foundation for future research to understand LLMs' string processing capability. Our code and data are available at https://github.com/wxl-lxw/StringLLM.

Optimization · Sampling and Optimization

Dujian Ding, Bicheng Xu, Laks Lakshmanan

Classification tasks play a fundamental role in various applications, spanning domains such as healthcare, natural language processing and computer vision. With the growing popularity and capacity of machine learning models, people can easily access trained classifiers as a service online or offline. However, model use comes with a cost and classifiers of higher capacity (such as large foundation models) usually incur higher inference costs. To harness the respective strengths of different classifiers, we propose a principled approach, OCCAM, to compute the best classifier assignment strategy over classification queries (termed as the optimal model portfolio) so that the aggregated accuracy is maximized, under user-specified cost budgets. Our approach uses an unbiased and low-variance accuracy estimator and effectively computes the optimal solution by solving an integer linear programming problem. On a variety of real-world datasets, OCCAM achieves 40% cost reduction with little to no accuracy drop.

Social Aspects · Accountability, Transparency and Interpretability

Yujin Han, Lei Xu, Sirui Chen, Difan Zou, Chaochao Lu

Large language models (LLMs) have shown remarkable capability in natural language tasks, yet debate persists on whether they truly comprehend deep structure (i.e., core semantics) or merely rely on surface structure (e.g., presentation format). Prior studies observe that LLMs' performance declines when intervening on surface structure, arguing their success relies on surface structure recognition. However, surface structure sensitivity does not prevent deep structure comprehension. Rigorously evaluating LLMs' capability requires analyzing both, yet deep structure is often overlooked. To this end, we assess LLMs' comprehension ability using causal mediation analysis, aiming to fully discover the capability of using both deep and surface structures. Specifically, we formulate the comprehension of deep structure as direct causal effect (DCE) and that of surface structure as indirect causal effect (ICE), respectively. To address the non-estimability of original DCE and ICE --- stemming from the infeasibility of isolating mutual influences of deep and surface structures, we develop the corresponding quantifiable surrogates, including approximated DCE (ADCE) and approximated ICE (AICE). We further apply the ADCE to evaluate a series of mainstream LLMs (and the one with random weights), showing that most of them exhibit deep structure comprehension ability, which grows along with the prediction accuracy. Comparing ADCE and AICE demonstrates closed-source LLMs (e.g., GPT) rely more on deep structure, while open-source LLMs (e.g., Llama) are more surface-sensitive, which decreases with model scale. Theoretically, ADCE is a bidirectional evaluation, which measures both the sufficiency and necessity of deep structure changes in causing output variations, thus offering a more comprehensive assessment than accuracy, a common evaluation in LLMs. Our work provides new insights into LLMs' deep structure comprehension and offers novel methods for LLMs evaluation. The code for our project is available at [ADCE Project](https://github.com/OpenCausaLab/ADCE).

Social Aspects · Trustworthy Machine Learning

Steve Azzolin, Antonio Longa, Stefano Teso, Andrea Passerini

As Graph Neural Networks (GNNs) become more pervasive, it becomes paramount to build reliable tools for explaining their predictions.A core desideratum is that explanations are *faithful*, i.e., that they portray an accurate picture of the GNN's reasoning process.However, a number of different faithfulness metrics exist, begging the question of what is faithfulness exactly and how to achieve it.We make three key contributions.We begin by showing that *existing metrics are not interchangeable* -- i.e., explanations attaining high faithfulness according to one metric may be unfaithful according to others -- and can *systematically ignore important properties of explanations*.We proceed to show that, surprisingly, *optimizing for faithfulness is not always a sensible design goal*. Specifically, we prove that for injective regular GNN architectures, perfectly faithful explanations are completely uninformative.This does not apply to modular GNNs, such as self-explainable and domain-invariant architectures, prompting us to study the relationship between architectural choices and faithfulness.Finally, we show that *faithfulness is tightly linked to out-of-distribution generalization*, in that simply ensuring that a GNN can correctly recognize the domain-invariant subgraph, as prescribed by the literature, does not guarantee that it is invariant unless this subgraph is also faithful.All our code can be found in the supplementary material.

Optimization · Sampling and Optimization

Dmitry Yarotsky, Maksim Velikanov

An important open problem is the theoretically feasible acceleration of mini-batch SGD-type algorithms on quadratic problems with power-law spectrum. In the non-stochastic setting, the optimal exponent $\xi$ in the loss convergence $L_t\sim C_Lt^{-\xi}$ is double that in plain GD and is achievable using Heavy Ball (HB) with a suitable schedule; this no longer works in the presence of mini-batch noise. We address this challenge by considering first-order methods with an arbitrary fixed number $M$ of auxiliary velocity vectors (*memory-$M$ algorithms*). We first prove an equivalence between two forms of such algorithms and describe them in terms of suitable characteristic polynomials. Then we develop a general expansion of the loss in terms of *signal and noise propagators*. Using it, we show that losses of stationary stable memory-$M$ algorithms always retain the exponent $\xi$ of plain GD, but can have different constants $C_L$ depending on their *effective learning rate* that generalizes that of HB. We prove that in memory-1 algorithms we can make $C_L$ arbitrarily small while maintaining stability. As a consequence, we propose a memory-1 algorithm with a time-dependent schedule that we show heuristically and experimentally to improve the exponent $\xi$ of plain SGD.

Social Aspects · Accountability, Transparency and Interpretability

Yifan Wang, Yifei Liu, Yingdong Shi, Changming Li, Anqi Pang, Sibei Yang, Jingyi Yu, Kan Ren

Vision Transformer models exhibit immense power yet remain opaque to human understanding, posing challenges and risks for practical applications. While prior research has attempted to demystify these models through input attribution and neuron role analysis,there's been a notable gap in considering layer-level information and the holistic path of information flow across layers.In this paper, we investigate the significance of influential neuron paths within vision Transformers, which is a path of neurons from the model input to output that impacts the model inference most significantly.We first propose a joint influence measure to assess the contribution of a set of neurons to the model outcome.And we further provide a layer-progressive neuron locatingapproach that efficiently selects the most influential neuron at each layer trying to discover the crucial neuron path from input to output within the target model.Our experiments demonstrate the superiority of our method finding the most influential neuron path along which the information flows, over the existing baseline solutions.Additionally, the neuron paths have illustrated that vision Transformers exhibit some specific inner working mechanism for processing the visual information within the same image category. We further analyze the key effects of these neurons on the image classification task, showcasing that the found neuron paths have already preserved the model capability on downstream tasks, which may also shed some lights on real-world applications like model pruning.The project website including implementation code is available at https://foundation-model-research.github.io/NeuronPath/.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Yao Tong, Jiayuan Ye, Sajjad Zarifzadeh, Reza Shokri

How much of my data was used to train a machine learning model? This is a critical question for data owners assessing the risk of unauthorized usage of their data to train models. However, previous work mistakenly treats this as a binary problem—inferring whether all-or-none or any-or-none of the data was used—which is fragile when faced with real, non-binary data usage risks. To address this, we propose a fine-grained analysis called Dataset Usage Cardinality Inference (DUCI), which estimates the exact proportion of data used. Our algorithm, leveraging debiased membership guesses, matches the performance of the optimal MLE approach (with a maximum error <0.1) but with significantly lower (e.g., $300 \times$ less) computational cost.

Social Aspects · Accountability, Transparency and Interpretability

Hyesu Lim, Jinho Choi, Jaegul Choo, Steffen Schneider

Adapting foundation models for specific purposes has become a standard approach to build machine learning systems for downstream applications. Yet, it is an open question which mechanisms take place during adaptation. Here we develop a new Sparse Autoencoder (SAE) for the CLIP vision transformer, named PatchSAE, to extract interpretable concepts at granular levels (e.g., shape, color, or semantics of an object) and their patch-wise spatial attributions. We explore how these concepts influence the model output in downstream image classification tasks and investigate how recent state-of-the-art prompt-based adaptation techniques change the association of model inputs to these concepts. While activations of concepts slightly change between adapted and non-adapted models, we find that the majority of gains on common adaptation tasks can be explained with the existing concepts already present in the non-adapted foundation model. This work provides a concrete framework to train and use SAEs for Vision Transformers and provides insights into explaining adaptation mechanisms.