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Deep Learning · Robustness

Aparna Elangovan, Lei Xu, Jongwoo Ko, Mahsa Elyasi, Ling Liu, Sravan Babu Bodapati, Dan Roth

The effectiveness of automatic evaluation of generative models is typically measured by comparing the labels generated via automation with human labels using correlation metrics. However, metrics like Krippendorff's $\alpha$ and Randolph's $\kappa$ were originally designed to measure the reliability of human labeling, thus make assumptions about typical human labeling behavior, and these assumptions may not be applicable to machine generated labels. In this paper, we show how *relying on a single aggregate correlation score* can obscure fundamental differences between human labels and those from automatic evaluation, including LLM-as-a-Judge. Specifically, we demonstrate that when the proportion of samples with variation or uncertainty in human assigned labels is relatively high, machine labels (generated by automatic evaluation methods) may superficially appear to have similar or better correlation with the human majority label compared to the human-to-human (HH) correlation. This can create the illusion that labels from automatic evaluation approximates the human majority label. However, as the proportion of samples with consistent human labels increases, the correlation between machine and human labels fall well below HH correlation. Based on these findings, we first propose *stratifying data by human label uncertainty* to provide a more robust analysis of automatic evaluation performance. Second, recognizing that uncertainty and variation are inherent in perception-based human evaluations, such as those involving attitudes or preferences, we introduce a new metric -*binned Jensen-Shannon Divergence for perception* for such scenarios to better measure the effectiveness of automatic evaluations. Third, we present visualization techniques -- *perception charts*, to contextualize correlation measures appropriately and to show the strengths and limitations of automatic evaluation. We have open-sourced our analysis and visualization tools at https://github.com/amazon-science/BeyondCorrelation.

Ryan Liu, Jiayi Geng, Joshua Peterson, Ilia Sucholutsky, Thomas L. Griffiths

In order for AI systems to communicate effectively with people, they must understand how we make decisions. However, people's decisions are not always rational, so the implicit internal models of human decision-making in Large Language Models (LLMs) must account for this. Previous empirical evidence seems to suggest that these implicit models are accurate --- LLMs offer believable proxies of human behavior, acting how we expect humans would in everyday interactions. However, by comparing LLM behavior and predictions to a large dataset of human decisions, we find that this is actually not the case: when both simulating and predicting people's choices, a suite of cutting-edge LLMs (GPT-4o \& 4-Turbo, Llama-3-8B \& 70B, Claude 3 Opus) assume that people are more rational than we really are. Specifically, these models deviate from human behavior and align more closely with a classic model of rational choice --- expected value theory. Interestingly, people also tend to assume that other people are rational when interpreting their behavior. As a consequence, when we compare the inferences that LLMs and people draw from the decisions of others using another psychological dataset, we find that these inferences are highly correlated. Thus, the implicit decision-making models of LLMs appear to be aligned with the human expectation that other people will act rationally, rather than with how people actually act.

Muhammad Anwar Masum, Mahardhika Pratama, Savitha Ramasamy, Lin Liu, H Habibullah, Ryszard Kowalczyk

The prompt-based approach has demonstrated its success for continual learning problems. However, it still suffers from catastrophic forgetting due to inter-task vector similarity and unfitted new components of previously learned tasks. On the other hand, the language-guided approach falls short of its full potential due to minimum utilized knowledge and participation in the prompt tuning process. To correct this problem, we propose a novel prompt-based structure and algorithm that incorporate 4 key concepts (1) language as input for prompt generation (2) task-wise generators (3) limiting matching descriptors search space via soft task-id prediction (4) generated prompt as auxiliary data. Our experimental analysis shows the superiority of our method to existing SOTAs in CIFAR100, ImageNet-R, and CUB datasets with significant margins i.e. up to 30% final average accuracy, 24% cumulative average accuracy, 8% final forgetting measure, and 7% cumulative forgetting measure. Our historical analysis confirms our method successfully maintains the stability-plasticity trade-off in every task. Our robustness analysis shows the proposed method consistently achieves high performances in various prompt lengths, layer depths, and number of generators per task compared to the SOTAs. We provide a comprehensive theoretical analysis, and complete numerical results in appendix sections. The method code is available in https://github.com/anwarmaxsum/LEAPGEN for further study.

Deep Learning · Large Language Models

Zhenrui Yue, Honglei Zhuang, Aijun Bai, Kai Hui, Rolf Jagerman, Hansi Zeng, Zhen Qin, Dong Wang, Xuanhui Wang, Michael Bendersky

The scaling of inference computation has unlocked the potential of long-context large language models (LLMs) across diverse settings. For knowledge-intensive tasks, the increased compute is often allocated to incorporate more external knowledge. However, without effectively utilizing such knowledge, solely expanding context does not always enhance performance. In this work, we investigate inference scaling for retrieval augmented generation (RAG), exploring the combination of multiple strategies beyond simply increasing the quantity of knowledge, including in-context learning and iterative prompting. These strategies provide additional flexibility to scale test-time computation (e.g., by increasing retrieved documents or generation steps), thereby enhancing LLMs’ ability to effectively acquire and utilize contextual information. We address two key questions: (1) How does RAG performance benefit from the scaling of inference computation when optimally configured? (2) Can we predict the optimal test-time compute allocation for a given budget by modeling the relationship between RAG performance and inference parameters? Our observations reveal that increasing inference computation leads to nearly linear gains in RAG performance when optimally allocated, a relationship we describe as the inference scaling laws for RAG. Building on this, we further develop the computation allocation model to estimate RAG performance across different inference configurations. The model predicts optimal inference parameters under various computation constraints, which align closely with the experimental results. By applying these optimal configurations, we demonstrate that scaling inference compute on long-context LLMs achieves up to 58.9% gains on benchmark datasets compared to standard RAG.

Applications · Robotics

Amin Soleimani Abyaneh, Mahrokh Boroujeni, Hsiu-Chin Lin, Giancarlo Ferrari-Trecate

Imitation learning is a data-driven approach to learning policies from expert behavior, but it is prone to unreliable outcomes in out-of-sample (OOS) regions. While previous research relying on stable dynamical systems guarantees convergence to a desired state, it often overlooks transient behavior. We propose a framework for learning policies modeled by contractive dynamical systems, ensuring that all policy rollouts converge regardless of perturbations, and in turn, enable efficient OOS recovery. By leveraging recurrent equilibrium networks and coupling layers, the policy structure guarantees contractivity for any parameter choice, which facilitates unconstrained optimization. We also provide theoretical upper bounds for worst-case and expected loss to rigorously establish the reliability of our method in deployment. Empirically, we demonstrate substantial OOS performance improvements for simulated robotic manipulation and navigation tasks. See [sites.google.com/view/contractive-dynamical-policies](https://sites.google.com/view/contractive-dynamical-policies) for our codebase and highlight of the results.

Muhammad Anwar Masum, Mahardhika Pratama, Lin Liu, H Habibullah, Ryszard Kowalczyk

This study proposes a challenging yet practical Federated Few-Shot Class-Incremental Learning (FFSCIL) problem, where clients only hold very few samples for new classes. We develop a novel Unified Optimized Prototype Prompt (UOPP) model to simultaneously handle catastrophic forgetting, over-fitting, and prototype bias in FFSCIL. UOPP utilizes task-wise prompt learning to mitigate task interference and over-fitting, unified static-dynamic prototypes to achieve a stability-plasticity balance, and adaptive dual heads for enhanced inferences. Dynamic prototypes represent new classes in the current few-shot task and are rectified to deal with prototype bias. Our comprehensive experimental results show that UOPP significantly outperforms state-of-the-art (SOTA) methods on three datasets with improvements up to 76% on average accuracy and 90% on harmonic mean accuracy respectively. Our extensive analysis shows UOPP robustness in various numbers of local clients and global rounds, low communication costs, and moderate running time. The source code of UOPP is publicly available at https://github.com/anwarmaxsum/FFSCIL.

Zhenrui Yue, Honglei Zhuang, Aijun Bai, Kai Hui, Rolf Jagerman, Hansi Zeng, Zhen Qin, Dong Wang, Xuanhui Wang, Michael Bendersky

The scaling of inference computation has unlocked the potential of long-context large language models (LLMs) across diverse settings. For knowledge-intensive tasks, the increased compute is often allocated to incorporate more external knowledge. However, without effectively utilizing such knowledge, solely expanding context does not always enhance performance. In this work, we investigate inference scaling for retrieval augmented generation (RAG), exploring the combination of multiple strategies beyond simply increasing the quantity of knowledge, including in-context learning and iterative prompting. These strategies provide additional flexibility to scale test-time computation (e.g., by increasing retrieved documents or generation steps), thereby enhancing LLMs’ ability to effectively acquire and utilize contextual information. We address two key questions: (1) How does RAG performance benefit from the scaling of inference computation when optimally configured? (2) Can we predict the optimal test-time compute allocation for a given budget by modeling the relationship between RAG performance and inference parameters? Our observations reveal that increasing inference computation leads to nearly linear gains in RAG performance when optimally allocated, a relationship we describe as the inference scaling laws for RAG. Building on this, we further develop the computation allocation model to estimate RAG performance across different inference configurations. The model predicts optimal inference parameters under various computation constraints, which align closely with the experimental results. By applying these optimal configurations, we demonstrate that scaling inference compute on long-context LLMs achieves up to 58.9% gains on benchmark datasets compared to standard RAG.

Deep Learning · Other Representation Learning

Liu Ziyin, Isaac Chuang, Tomer Galanti, Tomaso Poggio

Understanding neural representations will help open the black box of neural networks and advance our scientific understanding of modern AI systems. However, how complex, structured, and transferable representations emerge in modern neural networks has remained a mystery. Building on previous results, we propose the Canonical Representation Hypothesis (CRH), which posits a set of six alignment relations to universally govern the formation of representations in most hidden layers of a neural network. Under the CRH, the latent representations (R), weights (W), and neuron gradients (G) become mutually aligned during training. This alignment implies that neural networks naturally learn compact representations, where neurons and weights are invariant to task-irrelevant transformations. We then show that the breaking of CRH leads to the emergence of reciprocal power-law relations between R, W, and G, which we refer to as the Polynomial Alignment Hypothesis (PAH). We present a minimal-assumption theory proving that the balance between gradient noise and regularization is crucial for the emergence of the canonical representation. The CRH and PAH lead to an exciting possibility of unifying major key deep learning phenomena, including neural collapse and the neural feature ansatz, in a single framework.

Jian-Qiao Zhu, Haijiang Yan, Thomas L. Griffiths

The observed similarities in the behavior of humans and Large Language Models (LLMs) have prompted researchers to consider the potential of using LLMs as models of human cognition. However, several significant challenges must be addressed before LLMs can be legitimately regarded as cognitive models. For instance, LLMs are trained on far more data than humans typically encounter, and may have been directly trained on human data in specific cognitive tasks or aligned with human preferences. Consequently, the origins of these behavioral similarities are not well understood. In this paper, we propose a novel way to enhance the utility of language models as cognitive models. This approach involves (i) leveraging computationally equivalent tasks that both a language model and a rational agent need to master for solving a cognitive problem and (ii) examining the specific task distributions required for a language model to exhibit human-like behaviors. We apply this approach to decision-making -- specifically risky and intertemporal choice -- where the key computationally equivalent task is the arithmetic of expected value calculations. We show that a small language model pretrained on an ecologically valid arithmetic dataset, which we call Arithmetic-GPT, predicts human behavior better than many traditional cognitive models. Pretraining language models on ecologically valid arithmetic datasets is sufficient to produce a strong correspondence between these models and human decision-making. Our results also suggest that language models used as cognitive models should be carefully investigated via ablation studies of the pretraining data.

Applications · Neuroscience, Cognitive Science

Tom George, Pierre Glaser, Kimberly Stachenfeld, Caswell Barry, Claudia Clopath

Neural activity in the brain is known to encode low-dimensional, time-evolving, behaviour-related variables. A long-standing goal of neural data analysis has been to identify these variables and their mapping to neural activity. A productive and canonical approach has been to simply visualise neural "tuning curves" as a function of behaviour. However, significant discrepancies between behaviour and the true latent variables -- such as an agent thinking of position Y whilst located at position X -- distort and blur the tuning curves, decreasing their interpretability. To address this, latent variable models propose to learn the latent variable from data; these are typically expensive, hard to tune, or scale poorly, complicating their adoption. Here we propose SIMPL (Scalable Iterative Maximization of Population-coded Latents), an EM-style algorithm which iteratively optimises latent variables and tuning curves. SIMPL is fast, scalable and exploits behaviour as an initial condition to further improve convergence and identifiability. It can accurately recover latent variables in spatial and non-spatial tasks. When applied to a large hippocampal dataset SIMPL converges on smaller, more numerous, and more uniformly sized place fields than those based on behaviour, suggesting the brain may encode space with greater resolution than previously thought.

Deep Learning · Large Language Models

Mengcheng Lan, Chaofeng Chen, Yue Zhou, Jiaxing Xu, Yiping Ke, Xinjiang Wang, Litong Feng, Wei Zhang

Multimodal Large Language Models (MLLMs) have shown exceptional capabilities in vision-language tasks; however, effectively integrating image segmentation into these models remains a significant challenge. In this paper, we introduce Text4Seg, a novel text-as-mask paradigm that casts image segmentation as a text generation problem, eliminating the need for additional decoders and significantly simplifying the segmentation process. Our key innovation is semantic descriptors, a new textual representation of segmentation masks where each image patch is mapped to its corresponding text label. This unified representation allows seamless integration into the auto-regressive training pipeline of MLLMs for easier optimization. We demonstrate that representing an image with $16\times16$ semantic descriptors yields competitive segmentation performance. To enhance efficiency, we introduce the Row-wise Run-Length Encoding (R-RLE), which compresses redundant text sequences, reducing the length of semantic descriptors by 74\% and accelerating inference by $3\times$, without compromising performance. Extensive experiments across various vision tasks, such as referring expression segmentation and comprehension, show that Text4Seg achieves state-of-the-art performance on multiple datasets by fine-tuning different MLLM backbones. Our approach provides an efficient, scalable solution for vision-centric tasks within the MLLM framework.

Optimization · Non-Convex

Ryuichi Kanoh, Mahito Sugiyama

Linear Mode Connectivity (LMC) refers to the phenomenon that performance remains consistent for linearly interpolated models in the parameter space. For independently optimized model pairs from different random initializations, achieving LMC is considered crucial for understanding the stable success of the non-convex optimization in modern machine learning models and for facilitating practical parameter-based operations such as model merging. While LMC has been achieved for neural networks by considering the permutation invariance of neurons in each hidden layer, its attainment for other models remains an open question. In this paper, we first achieve LMC for soft tree ensembles, which are tree-based differentiable models extensively used in practice. We show the necessity of incorporating two invariances: subtree flip invariance and splitting order invariance, which do not exist in neural networks but are inherent to tree architectures, in addition to permutation invariance of trees. Moreover, we demonstrate that it is even possible to exclude such additional invariances while keeping LMC by designing decision list-based tree architectures, where such invariances do not exist by definition. Our findings indicate the significance of accounting for architecture-specific invariances in achieving LMC.

Deep Learning · Generative Models and Autoencoders

Junyu Chen, Han Cai, Junsong Chen, Enze Xie, Shang Yang, Haotian Tang, Muyang Li, Song Han

We present Deep Compression Autoencoder (DC-AE), a new family of autoencoders for accelerating high-resolution diffusion models. Existing autoencodes have demonstrated impressive results at a moderate spatial compression ratio (e.g., 8x), but fail to maintain satisfactory reconstruction accuracy for high spatial compression ratios (e.g., 64x). We address this challenge by introducing two key techniques: (1) Residual Autoencoding, where we design our models to learn residuals based on the space-to-channel transformed features to alleviate the optimization difficulty of high spatial-compression autoencoders; (2) Decoupled High-Resolution Adaptation, an efficient decoupled three-phase training strategy for mitigating the generalization penalty of high spatial-compression autoencoders. With these designs, we improve the autoencoder's spatial compression ratio up to 128 while maintaining the reconstruction quality. Applying our DC-AE to latent diffusion models, we achieve significant speedup without accuracy drop. For example, on ImageNet 512x512, our DC-AE provides 19.1x inference speedup and 17.9x training speedup on H100 GPU for UViT-H while achieving a better FID, compared with the widely used SD-VAE-f8 autoencoder.

Deep Learning · Theory

Prithaj Banerjee, Harish G Ramaswamy, Mahesh Yadav, CHANDRA SHEKAR LAKSHMINARAYANAN

Deep neural networks outperform kernel machines on several datasets due to feature learning that happens during gradient descent training. In this paper, we analyze the mechanism through which feature learning happens and use a notion of features that corresponds to discontinuities in the true label function. We hypothesize that the core feature learning mechanism is label function discontinuities attracting model function discontinuities during training. To test this hypothesis, we perform experiments on classification data where the true label function is given by an oblique decision tree. This setup allows easy enumeration of label function discontinuities, while still remaining intractable for static kernel/linear methods. We then design/construct a novel deep architecture called a Deep Linearly Gated Network (DLGN), whose discontinuities in the input space can be easily enumerated. In this setup, we provide supporting evidence demonstrating the movement of model function discontinuities towards the label function discontinuities during training. The easy enumerability of discontinuities in the DLGN also enables greater mechanistic interpretability. We demonstrate this by extracting the parameters of a high-accuracy decision tree from the parameters of a DLGN. We also show that the DLGN is competitive with ReLU networks and other tree-learning algorithms on several real-world tabular datasets.

Applications · Computer Vision

Long Le, Jason Xie, William Liang, Hung-Ju Wang, Yue Yang, Yecheng Jason Ma, Kyle Vedder, Arjun Krishna, Dinesh Jayaraman, ERIC EATON

Interactive 3D simulated objects are crucial in AR/VR, animations, and robotics, driving immersive experiences and advanced automation.However, creating these articulated objects requires extensive human effort and expertise, limiting their broader applications. To overcome this challenge, we present Articulate-Anything, a system that automates the articulation of diverse, complex objects from many input modalities, including text, images, and videos. Articulate-Anything leverages vision-language models (VLMs) to generate code that can be compiled into an interactable digital twin for use in standard 3D simulators. Our system exploits existing 3D asset datasets via a mesh retrieval mechanism, along with an actor-critic system that iteratively proposes, evaluates, and refines solutions for articulating the objects, self-correcting errors to achieve a robust out- come. Qualitative evaluations demonstrate Articulate-Anything's capability to articulate complex and even ambiguous object affordances by leveraging rich grounded inputs. In extensive quantitative experiments on the standard PartNet-Mobility dataset, Articulate-Anything substantially outperforms prior work, increasing the success rate from 8.7-11.6\% to 75\% and setting a new bar for state-of-art performance. We further showcase the utility of our generated assets by using them to train robotic policies for fine-grained manipulation tasks that go beyond basic pick and place.

Probabilistic Methods · Everything Else

Kareem Ahmed, Kai-Wei Chang, Guy Van den Broeck

Autoregressive models have demonstrated an unprecedented ability at modeling the intricaciesof natural language. However, they continue to struggle with generating complex outputs that adhere tological constraints. Sampling from a fully-independent distribution subject to a constraint is hard. Sampling from an autoregressive distribution subject to a constraint is doubly hard: We have to contend not only with the hardness of the constraint but also the distribution's lack of structure. We propose a tractable probabilistic approach that performs Bayesian conditioning to draw samples subject to a constraint. By factoring in information about the entire sequence, our approach offers better contextual awareness during constrained generation compared to current greedy approaches. Starting from a model sample, we induce a local, factorized distribution which we cantractably condition on the constraint. To generate samples that satisfy the constraint, we sample from the conditional distribution,correct for biases in the sample weights, and resample. The resulting samples closely approximate the target distribution and are guaranteed to satisfy the constraints. We evaluate our approach on several tasks, including LLM detoxification and solving Sudoku puzzles. We show that by disallowing a list of toxic expressions our approach is able to steer the model's outputs away from toxic generations, outperforming similar approaches to detoxification. We also show that our approach achieves a perfect accuracy on Sudoku, compared to less than $50\%$ for GPT4-o and Gemini 1.5.

Applications · Computer Vision

Guy Ohayon, Tomer Michaeli, Michael Elad

Photo-realistic image restoration algorithms are typically evaluated by distortion measures (e.g., PSNR, SSIM) and by perceptual quality measures (e.g., FID, NIQE), where the desire is to attain the lowest possible distortion without compromising on perceptual quality. To achieve this goal, current methods commonly attempt to sample from the posterior distribution, or to optimize a weighted sum of a distortion loss (e.g., MSE) and a perceptual quality loss (e.g., GAN). Unlike previous works, this paper is concerned specifically with the *optimal* estimator that minimizes the MSE under a constraint of perfect perceptual index, namely where the distribution of the reconstructed images is equal to that of the ground-truth ones. A recent theoretical result shows that such an estimator can be constructed by optimally transporting the posterior mean prediction (MMSE estimate) to the distribution of the ground-truth images. Inspired by this result, we introduce Posterior-Mean Rectified Flow (PMRF), a simple yet highly effective algorithm that approximates this optimal estimator. In particular, PMRF first predicts the posterior mean, and then transports the result to a high-quality image using a rectified flow model that approximates the desired optimal transport map. We investigate the theoretical utility of PMRF and demonstrate that it consistently outperforms previous methods on a variety of image restoration tasks.

Deep Learning · Large Language Models

Nadav Timor, Jonathan Mamou, Daniel Korat, Moshe Berchansky, Oren Pereg, Moshe Wasserblat, Tomer Galanti, Michal Gordon-Kiwkowitz, David Harel

This paper introduces *distributed speculative inference (DSI)*, a novel inference algorithm that is provably faster than speculative inference (SI) [leviathan2023, chen2023, miao2024, sun2025, timor2025] and standard autoregressive inference (non-SI). Like other SI algorithms, DSI operates on frozen language models (LMs), requiring no training or architectural modifications, and it preserves the target distribution. Prior studies on SI have demonstrated empirical speedups over non-SI—but rely on sufficiently fast and accurate drafters, which are often unavailable in practice. We identify a gap where SI can be slower than non-SI if drafters are too slow or inaccurate. We close this gap by proving that DSI is faster than both SI and non-SI—given any drafters. DSI is therefore not only faster than SI, but also unlocks the acceleration of LMs for which SI fails. DSI leverages *speculation parallelism (SP)*, a novel type of task parallelism, to orchestrate target and drafter instances that overlap in time, establishing a new foundational tradeoff between computational resources and latency. Our simulations show that DSI is 1.29-1.92x faster than SI in single-node setups for various off-the-shelf LMs and tasks. We open-source all our code.

Miscellaneous Aspects of Machine Learning · Transfer, Multitask and Meta-learning

Hossein Resani, Behrooz Nasihatkon

In this paper, we introduce a novel framework for memory-efficient and privacy-preserving continual learning in 3D object classification. Unlike conventional memory-based approaches in continual learning that require storing numerous exemplars, our method constructs a compact shape model for each class, retaining only the mean shape along with a few key modes of variation. This strategy not only enables the generation of diverse training samples while drastically reducing memory usage but also enhances privacy by eliminating the need to store original data. To further improve model robustness against input variations—an issue common in 3D domains due to the absence of strong backbones and limited training data—we incorporate Gradient Mode Regularization. This technique enhances model stability and broadens classification margins, resulting in accuracy improvements. We validate our approach through extensive experiments on the ModelNet40, ShapeNet, and ScanNet datasets, where we achieve state-of-the-art performance. Notably, our method consumes only 15% of the memory required by competing methods on the ModelNet40 and ShapeNet, while achieving comparable performance on the challenging ScanNet dataset with just 8.5% of the memory. These results underscore the scalability, effectiveness, and privacy-preserving strengths of our framework for 3D object classification.