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Soumya Suvra Ghosal, Yiyou Sun, Yixuan Li

Machine learning models deployed in the wild can be challenged by out-of-distribution (OOD) data from unknown classes. Recent advances in OOD detection rely on distance measures to distinguish samples that are relatively far away from the in-distribution (ID) data. Despite the promise, distance-based methods can suffer from the curse-of-dimensionality problem, which limits the efficacy in high dimensional feature space. To combat this problem, we propose a novel framework, Subspace Nearest Neighbor (SNN), for OOD detection. In training, our method regularizes the model and its feature representation by leveraging the most relevant subset of dimensions (i.e. subspace). The subspace learning yields highly distinguishable distance measures between ID and OOD data. We provide comprehensive experiments and ablations to validate the efficacy of SNN. Compared to the current best distance-based method, SNN reduces the average FPR95 by 15.96% on the CIFAR-100 benchmark.

Rebecca Gelles, Veronica Kinoshita, Micah Musser, James Dunham

Access to compute is widely viewed as a primary barrier to AI research progress. Compute resource stratification between academic and industry researchers is therefore a source of concern. Yet the experiences of researchers who might encounter resource constraints in their work have received no direct study. We addressed this gap by conducting a large survey of AI researchers that posed questions about project inputs, outcomes, and challenges. Contrary to popular narratives, responses from more than 500 participants revealed more concern about talent and data limitations than compute access. There were few differences between academic and industry researchers in this regard. The exception were researchers who already use large amounts of compute, and expressed a need for more. These findings suggest that interventions to subsidize compute without addressing the limitations on talent and data availability reported by our respondents might cause or exacerbate commonly cited resource inequalities, with unknown impact on the future of equitable research.

Dashan Gao, Sheng Wan, Lixin Fan, Xin Yao, Qiang Yang

Vertical Federated Learning (VFL) enables an active party with labeled data to enhance model performance (utility) by collaborating with multiple passive parties that possess auxiliary features corresponding to the same sample identifiers (IDs). Model serving in VFL is vital for real-world, delay-sensitive applications, and it faces two major challenges: 1) robustness against arbitrarily-aligned data and stragglers; and 2) privacy protection, ensuring minimal label leakage to passive parties. Existing methods fail to transfer knowledge among parties to improve robustness in a privacy-preserving way. In this paper, we introduce a privacy-preserving knowledge transfer framework, Complementary Knowledge Distillation (CKD), designed to enhance the robustness and privacy of multi-party VFL systems. Specifically, we formulate a Complementary Label Coding (CLC) objective to encode only complementary label information of the active party's local model for passive parties to learn. Then, CKD selectively transfers the CLC-encoded complementary knowledge 1) from the passive parties to the active party, and 2) among the passive parties themselves. Experimental results on four real-world datasets demonstrate that CKD outperforms existing approaches in terms of robustness against arbitrarily-aligned data, while also minimizing label privacy leakage.

Qiuyu Duan, Zhongyun Hua, Qing Liao, Yushu Zhang, Leo Yu Zhang

Deep neural network (DNN) models have been proven vulnerable to backdoor attacks. One trend of backdoor attacks is developing more invisible and dynamic triggers to make attacks stealthier. However, these invisible and dynamic triggers can be inadvertently mitigated by some widely used passive denoising operations, such as image compression, making the efforts under this trend questionable. Another trend is to exploit the full potential of backdoor attacks by proposing new triggering paradigms, such as hibernated or opportunistic backdoors. In line with these trends, our work investigates the first conditional backdoor attack, where the backdoor is activated by a specific condition rather than pre-defined triggers. Specifically, we take the JPEG compression as our condition and jointly optimize the compression operator and the target model's loss function, which can force the target model to accurately learn the JPEG compression behavior as the triggering condition. In this case, besides the conditional triggering feature, our attack is also stealthy and robust to denoising operations. Extensive experiments on the MNIST, GTSRB and CelebA verify our attack's effectiveness, stealthiness and resistance to existing backdoor defenses and denoising operations. As a new triggering paradigm, the conditional backdoor attack brings a new angle for assessing the vulnerability of DNN models, and conditioned over JPEG compression magnifies its threat due to the universal usage of JPEG.

Wenshuo Chao, Zhaopeng Qiu, Likang Wu, Zhuoning Guo, Zhi Zheng, Hengshu Zhu, Hao Liu

The rapidly changing landscape of technology and industries leads to dynamic skill requirements, making it crucial for employees and employers to anticipate such shifts to maintain a competitive edge in the labor market. Existing efforts in this area either relies on domain-expert knowledge or regarding the skill evolution as a simplified time series forecasting problem. However, both approaches overlook the sophisticated relationships among different skills and the inner-connection between skill demand and supply variations. In this paper, we propose a Cross-view Hierarchical Graph learning Hypernetwork (CHGH) framework for joint skill demand-supply prediction. Specifically, CHGH is an encoder-decoder network consisting of i) a cross-view graph encoder to capture the interconnection between skill demand and supply, ii) a hierarchical graph encoder to model the co-evolution of skills from a cluster-wise perspective, and iii) a conditional hyper-decoder to jointly predict demand and supply variations by incorporating historical demand-supply gaps. Extensive experiments on three real-world datasets demonstrate the superiority of the proposed framework compared to seven baselines and the effectiveness of the three modules.

Allen Chang, Matthew C. Fontaine, Serena Booth, Maja J. Matarić, Stefanos Nikolaidis

Generative models can serve as surrogates for some real data sources by creating synthetic training datasets, but in doing so they may transfer biases to downstream tasks. We focus on protecting quality and diversity when generating synthetic training datasets. We propose quality-diversity generative sampling (QDGS), a framework for sampling data uniformly across a user-defined measure space, despite the data coming from a biased generator. QDGS is a model-agnostic framework that uses prompt guidance to optimize a quality objective across measures of diversity for synthetically generated data, without fine-tuning the generative model. Using balanced synthetic datasets generated by QDGS, we first debias classifiers trained on color-biased shape datasets as a proof-of-concept. By applying QDGS to facial data synthesis, we prompt for desired semantic concepts, such as skin tone and age, to create an intersectional dataset with a combined blend of visual features. Leveraging this balanced data for training classifiers improves fairness while maintaining accuracy on facial recognition benchmarks. Code available at: https://github.com/Cylumn/qd-generative-sampling.

Linlin Zong, Jiahui Wan, Xianchao Zhang, Xinyue Liu, Wenxin Liang, Bo Xu

Video question answering involves understanding video content to generate accurate answers to questions. Recent studies have successfully modeled video features and achieved diverse multimodal interaction, yielding impressive outcomes. However, they have overlooked the fact that the video contains richer instances and events beyond the scope of the stated question. Extremely imbalanced alignment of information from both sides leads to significant instability in reasoning. To address this concern, we propose the Video-Context Aligned Transformer (V-CAT), which leverages the context to achieve semantic and content alignment between video and question. Specifically, the video and text are encoded into a shared semantic space initially. We apply contrastive learning to global video token and context token to enhance the semantic alignment. Then, the pooled context feature is utilized to obtain corresponding visual content. Finally, the answer is decoded by integrating the refined video and question features. We evaluate the effectiveness of V-CAT on MSVD-QA and MSRVTT-QA dataset, both achieving state-of-the-art performance. Extended experiments further analyze and demonstrate the effectiveness of each proposed module.

Xianwei Zhuang, Xuxin Cheng, Yuexian Zou

Recent joint models for multi-intent detection and slot filling have obtained promising results through modeling the unidirectional or bidirectional guidance between intent and slot. However, existing works design joint models heuristically and lack some theoretical exploration, including (1) theoretical measurement of the joint-interaction quality; (2) explainability of design and optimization methods of joint models, which may limit the performance and efficiency of designs. In this paper, we mathematically define the cross-task information gain (CIG) to measure the quality of joint processes from an information-theoretic perspective and discover an implicit optimization of CIG in previous models. Based on this, we propose a novel multi-stage iterative framework with theoretical effectiveness, explainability, and convergence, which can explicitly optimize information for cross-task interactions. Further, we devise an information-based joint model (InfoJoint) that conforms to this theoretical framework to gradually reduce the cross-task propagation of erroneous semantics through CIG iterative maximization. Extensive experiment results on two public datasets show that InfoJoint outperforms the state-of-the-art models by a large margin.

Zhihong Zhu, Xuxin Cheng, Yaowei Li, Hongxiang Li, Yuexian Zou

Multi-intent spoken language understanding (SLU) has garnered growing attention due to its ability to handle multiple intent utterances, which closely mirrors practical scenarios. Unlike traditional SLU, each intent in multi-intent SLU corresponds to its designated scope for slots, which occurs in certain fragments within the utterance. As a result, establishing precise scope alignment to mitigate noise impact emerges as a key challenge in multi-intent SLU. More seriously, they lack alignment between the predictions of the two sub-tasks due to task-independent decoding, resulting in a limitation on the overall performance. To address these challenges, we propose a novel framework termed Aligner² for multi-intent SLU, which contains an Adjustive Cross-task Aligner (ACA) and a Forced Cross-task Aligner (FCA). ACA utilizes the information conveyed by joint label embeddings to accurately align the scope of intent and corresponding slots, before the interaction of the two subtasks. FCA introduces reinforcement learning, to enforce the alignment of the task-specific hidden states after the interaction, which is explicitly guided by the prediction. Extensive experiments on two public multi-intent SLU datasets demonstrate the superiority of our Aligner² over state-of-the-art methods. More encouragingly, the proposed method Aligner² can be easily integrated into existing multi-intent SLU frameworks, to further boost performance.

Qiushi Zhu, Jie Zhang, Yu Gu, Yuchen Hu, Lirong Dai

Self-supervised speech pre-training methods have developed rapidly in recent years, which show to be very effective for many near-field single-channel speech tasks. However, far-field multichannel speech processing is suffering from the scarcity of labeled multichannel data and complex ambient noises. The efficacy of self-supervised learning for far-field multichannel and multi-modal speech processing has not been well explored. Considering that visual information helps to improve speech recognition performance in noisy scenes, in this work we propose the multichannel multi-modal speech self-supervised learning framework AV-wav2vec2, which utilizes video and multichannel audio data as inputs. First, we propose a multi-path structure to process multi-channel audio streams and a visual stream in parallel, with intra-, and inter-channel contrastive as training targets to fully exploit the rich information in multi-channel speech data. Second, based on contrastive learning, we use additional single-channel audio data, which is trained jointly to improve the performance of multichannel multi-modal representation. Finally, we use a Chinese multichannel multi-modal dataset in real scenarios to validate the effectiveness of the proposed method on audio-visual speech recognition (AVSR), automatic speech recognition (ASR), visual speech recognition (VSR) and audio-visual speaker diarization (AVSD) tasks.

Hai Zhu, Qingyang Zhao, Weiwei Shang, Yuren Wu, Kai Liu

Natural language processing models are vulnerable to adversarial examples. Previous textual adversarial attacks adopt model internal information (gradients or confidence scores) to generate adversarial examples. However, this information is unavailable in the real world. Therefore, we focus on a more realistic and challenging setting, named hard-label attack, in which the attacker can only query the model and obtain a discrete prediction label. Existing hard-label attack algorithms tend to initialize adversarial examples by random substitution and then utilize complex heuristic algorithms to optimize the adversarial perturbation. These methods require a lot of model queries and the attack success rate is restricted by adversary initialization. In this paper, we propose a novel hard-label attack algorithm named LimeAttack, which leverages a local explainable method to approximate word importance ranking, and then adopts beam search to find the optimal solution. Extensive experiments show that LimeAttack achieves the better attacking performance compared with existing hard-label attack under the same query budget. In addition, we evaluate the effectiveness of LimeAttack on large language models and some defense methods, and results indicate that adversarial examples remain a significant threat to large language models. The adversarial examples crafted by LimeAttack are highly transferable and effectively improve model robustness in adversarial training.

Zihao Zhou, Qiufeng Wang, Mingyu Jin, Jie Yao, Jianan Ye, Wei Liu, Wei Wang, Xiaowei Huang, Kaizhu Huang

With the boom of Large Language Models (LLMs), the research of solving Math Word Problem (MWP) has recently made great progress. However, there are few studies to examine the robustness of LLMs in math solving ability. Instead of attacking prompts in the use of LLMs, we propose a MathAttack model to attack MWP samples which are closer to the essence of robustness in solving math problems. Compared to traditional text adversarial attack, it is essential to preserve the mathematical logic of original MWPs during the attacking. To this end, we propose logical entity recognition to identify logical entries which are then frozen. Subsequently, the remaining text are attacked by adopting a word-level attacker. Furthermore, we propose a new dataset RobustMath to evaluate the robustness of LLMs in math solving ability. Extensive experiments on our RobustMath and two another math benchmark datasets GSM8K and MultiAirth show that MathAttack could effectively attack the math solving ability of LLMs. In the experiments, we observe that (1) Our adversarial samples from higher-accuracy LLMs are also effective for attacking LLMs with lower accuracy (e.g., transfer from larger to smaller-size LLMs, or from few-shot to zero-shot prompts); (2) Complex MWPs (such as more solving steps, longer text, more numbers) are more vulnerable to attack; (3) We can improve the robustness of LLMs by using our adversarial samples in few-shot prompts. Finally, we hope our practice and observation can serve as an important attempt towards enhancing the robustness of LLMs in math solving ability. The code and dataset is available at: https://github.com/zhouzihao501/MathAttack.

Zhenhong Zhou, Jiuyang Xiang, Chaomeng Chen, Sen Su

Large language models (LLMs) have been proven capable of memorizing their training data, which can be extracted through specifically designed prompts. As the scale of datasets continues to grow, privacy risks arising from memorization have attracted increasing attention. Quantifying language model memorization helps evaluate potential privacy risks. However, prior works on quantifying memorization require access to the precise original data or incur substantial computational overhead, making it difficult for applications in real-world language models. To this end, we propose a fine-grained, entity-level definition to quantify memorization with conditions and metrics closer to real-world scenarios. In addition, we also present an approach for efficiently extracting sensitive entities from autoregressive language models. We conduct extensive experiments based on the proposed, probing language models' ability to reconstruct sensitive entities under different settings. We find that language models have strong memorization at the entity level and are able to reproduce the training data even with partial leakages. The results demonstrate that LLMs not only memorize their training data but also understand associations between entities. These findings necessitate that trainers of LLMs exercise greater prudence regarding model memorization, adopting memorization mitigation techniques to preclude privacy violations.

Yucheng Zhou, Tao Shen, Xiubo Geng, Chongyang Tao, Jianbing Shen, Guodong Long, Can Xu, Daxin Jiang

Long document retrieval aims to fetch query-relevant documents from a large-scale collection, where knowledge distillation has become de facto to improve a retriever by mimicking a heterogeneous yet powerful cross-encoder. However, in contrast to passages or sentences, retrieval on long documents suffers from the \textit{scope hypothesis} that a long document may cover multiple topics. This maximizes their structure heterogeneity and poses a granular-mismatch issue, leading to an inferior distillation efficacy. In this work, we propose a new learning framework, fine-grained distillation (FGD), for long-document retrievers. While preserving the conventional dense retrieval paradigm, it first produces global-consistent representations crossing different fine granularity and then applies multi-granular aligned distillation merely during training. In experiments, we evaluate our framework on two long-document retrieval benchmarks, which show state-of-the-art performance.

Wanjun Zhong, Lianghong Guo, Qiqi Gao, He Ye, Yanlin Wang

Large Language Models (LLMs) have drastically reshaped our interactions with artificial intelligence (AI) systems, showcasing impressive performance across an extensive array of tasks. Despite this, a notable hindrance remains—the deficiency of a long-term memory mechanism within these models. This shortfall becomes increasingly evident in situations demanding sustained interaction, such as personal companion systems, psychological counseling, and secretarial assistance. Recognizing the necessity for long-term memory, we propose MemoryBank, a novel memory mechanism tailored for LLMs. MemoryBank enables the models to summon relevant memories, continually evolve through continuous memory updates, comprehend, and adapt to a user's personality over time by synthesizing information from previous interactions. To mimic anthropomorphic behaviors and selectively preserve memory, MemoryBank incorporates a memory updating mechanism, inspired by the Ebbinghaus Forgetting Curve theory. This mechanism permits the AI to forget and reinforce memory based on time elapsed and the relative significance of the memory, thereby offering a more human-like memory mechanism and enriched user experience. MemoryBank is versatile in accommodating both closed-source models like ChatGPT and open-source models such as ChatGLM. To validate MemoryBank's effectiveness, we exemplify its application through the creation of an LLM-based chatbot named SiliconFriend in a long-term AI Companion scenario. Further tuned with psychological dialog data, SiliconFriend displays heightened empathy and discernment in its interactions. Experiment involves both qualitative analysis with real-world user dialogs and quantitative analysis with simulated dialogs. In the latter, ChatGPT acts as multiple users with diverse characteristics and generates long-term dialog contexts covering a wide array of topics. The results of our analysis reveal that SiliconFriend, equipped with MemoryBank, exhibits a strong capability for long-term companionship as it can provide emphatic response, recall relevant memories and understand user personality.

Yongqiang Zheng, Xia Li

Most of the existing aspect-based sentiment analysis (ABSA) models only predict the sentiment polarity of a single aspect at a time, focusing primarily on enhancing the representation of this single aspect based on the other contexts or aspects. This one-to-one paradigm ignores the fact that multi-aspect, multi-sentiment sentences contain not only distinct specific descriptions for distinct specific aspects, but also shared global context information for multiple aspects. To fully consider these issues, we propose a one-to-many ABSA framework, called You Only Read Once (YORO), that can simultaneously model representations of all aspects based on their specific descriptions and better fuse their relationships using globally shared contextual information in the sentence. Predicting the sentiment polarity of multiple aspects simultaneously is beneficial to improving the efficacy of calculation and prediction. Extensive experiments are conducted on three public datasets (MAMS, Rest14, and Lap14). Experimental results demonstrate the effectiveness of YORO in handling multi-aspect, multi-sentiment scenarios and highlight the promise of one-to-many ABSA in balancing efficiency and accuracy.

Yafang Zheng, Lei Lin, Shuangtao Li, Yuxuan Yuan, Zhaohong Lai, Shan Liu, Biao Fu, Yidong Chen, Xiaodong Shi

Existing neural models are demonstrated to struggle with compositional generalization (CG), i.e., the ability to systematically generalize to unseen compositions of seen components. A key reason for failure on CG is that the syntactic and semantic representations of sequences in both the uppermost layer of the encoder and decoder are entangled. However, previous work concentrates on separating the learning of syntax and semantics instead of exploring the reasons behind the representation entanglement (RE) problem to solve it. We explain why it exists by analyzing the representation evolving mechanism from the bottom to the top of the Transformer layers. We find that the ``shallow'' residual connections within each layer fail to fuse previous layers' information effectively, leading to information forgetting between layers and further the RE problems. Inspired by this, we propose LRF, a novel Layer-wise Representation Fusion framework for CG, which learns to fuse previous layers' information back into the encoding and decoding process effectively through introducing a fuse-attention module at each encoder and decoder layer. LRF achieves promising results on two realistic benchmarks, empirically demonstrating the effectiveness of our proposal. Codes are available at https://github.com/thinkaboutzero/LRF.

Meizhen Zheng, Peng Bai, Xiaodong Shi, Xun Zhou, Yiting Yan

Although singing voice synthesis (SVS) has made significant progress recently, with its unique styles and various genres, Chinese opera synthesis requires greater attention but is rarely studied for lack of training data and high expressiveness. In this work, we build a high-quality Gezi Opera (a type of Chinese opera popular in Fujian and Taiwan) audio-text alignment dataset and formulate specific data annotation methods applicable to Chinese operas. We propose FT-GAN, an acoustic model for fine-grained tune modeling in Chinese opera synthesis based on the empirical analysis of the differences between Chinese operas and pop songs. To further improve the quality of the synthesized opera, we propose a speech pre-training strategy for additional knowledge injection. The experimental results show that FT-GAN outperforms the strong baselines in SVS on the Gezi Opera synthesis task. Extensive experiments further verify that FT-GAN performs well on synthesis tasks of other operas such as Peking Opera. Audio samples, the dataset, and the codes are available at https://zhengmidon.github.io/FTGAN.github.io/.

Li Zheng, Hao Fei, Fei Li, Bobo Li, Lizi Liao, Donghong Ji, Chong Teng

With the proliferation of dialogic data across the Internet, the Dialogue Commonsense Multi-choice Question Answering (DC-MCQ) task has emerged as a response to the challenge of comprehending user queries and intentions. Although prevailing methodologies exhibit effectiveness in addressing single-choice questions, they encounter difficulties in handling multi-choice queries due to the heightened intricacy and informational density. In this paper, inspired by the human cognitive process of progressively excluding options, we propose a three-step Reverse Exclusion Graph-of-Thought (ReX-GoT) framework, including Option Exclusion, Error Analysis, and Combine Information. Specifically, our ReX-GoT mimics human reasoning by gradually excluding irrelevant options and learning the reasons for option errors to choose the optimal path of the GoT and ultimately infer the correct answer. By progressively integrating intricate clues, our method effectively reduces the difficulty of multi-choice reasoning and provides a novel solution for DC-MCQ. Extensive experiments on the CICERO and CICERO_v2 datasets validate the significant improvement of our approach on DC-MCQ task. On zero-shot setting, our model outperform the best baseline by 17.67% in terms of F1 score for the multi-choice task. Most strikingly, our GPT3.5-based ReX-GoT framework achieves a remarkable 39.44% increase in F1 score.

Hang Zheng, Qingsong Li, Shen Chen, Yuxuan Liang, Li Liu

Recently, lots of works that incorporate external lexicon information into character-level Chinese named entity recognition(NER) to overcome the lackness of natural delimiters of words, have achieved many advanced performance. However, obtaining and maintaining high-quality lexicons is costly, especially in special domains. In addition, the entity boundary bias caused by high mention coverage in some boundary characters poses a significant challenge to the generalization of NER models but receives little attention in the existing literature. To address these issues, we propose SENCR, a Span Enhanced Two-stage Network with Counterfactual Rethinking for Chinese NER, that contains a boundary detector for boundary supervision, a convolution-based type classifier for better span representation and a counterfactual rethinking(CR) strategy for debiased boundary detection in inference. The proposed boundary detector and type classifier are jointly trained with the same contextual encoder and then the trained boundary detector is debiased by our proposed CR strategy without modifying any model parameters in the inference stage. Extensive experiments on four Chinese NER datasets show the effectiveness of our proposed approach.