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Reinforcement Learning

Haochen Zhang, Zhong Zheng, Lingzhou Xue

We present the first gap-dependent analysis of regret and communication cost for on-policy federated $Q$-Learning in tabular episodic finite-horizon Markov decision processes (MDPs). Existing FRL methods focus on worst-case scenarios, leading to $\sqrt{T}$-type regret bounds and communication cost bounds with a $\log T$ term scaling with the number of agents $M$, states $S$, and actions $A$, where $T$ is the average total number of steps per agent. In contrast, our novel framework leverages the benign structures of MDPs, such as a strictly positive suboptimality gap, to achieve a $\log T$-type regret bound and a refined communication cost bound that disentangles exploration and exploitation. Our gap-dependent regret bound reveals a distinct multi-agent speedup pattern, and our gap-dependent communication cost bound removes the dependence on $MSA$ from the $\log T$ term. Notably, our gap-dependent communication cost bound also yields a better global switching cost when $M=1$, removing $SA$ from the $\log T$ term.

General Machine Learning · Representation Learning

Xiaoyu Ma, Hao Chen, Yongjian Deng

Different modalities hold considerable gaps in optimization trajectories, including speeds and paths, which lead to *modality laziness* and *modality clash* when jointly training multimodal models, resulting in insufficient and imbalanced multimodal learning.Existing methods focus on enforcing the weak modality by adding modality-specific optimization objectives, aligning their optimization speeds, or decomposing multimodal learning to enhance unimodal learning. These methods fail to achieve both unimodal sufficiency and multimodal balance.In this paper, we, for the first time, address both concerns by proposing multimodal Data Remixing, including decoupling multimodal data and filtering hard samples for each modality to mitigate modality imbalance; and then batch-level reassembling to align the gradient directions and avoid cross-modal interference, thus enhancing unimodal learning sufficiency. Experimental results demonstrate that our method can be seamlessly integrated with existing approaches, improving accuracy by approximately **6.50\%$\uparrow$** on CREMAD and **3.41\%$\uparrow$** on Kinetic-Sounds, without training set expansion or additional computational overhead during inference. The source code is available at Data Remixing.

Deep Learning · Theory

Jeremy Bernstein, Laker Newhouse

An old idea in optimization theory says that since the gradient is a dual vector it may not be subtracted from the weights without first being mapped to the primal space where the weights reside. We take this idea seriously in this paper and construct such a duality map for general neural networks. Our map, which we call modular dualization, forms a unifying theoretical basis for training algorithms that are a) fast and b) scalable. Modular dualization involves first assigning operator norms to layers based on the semantics of each layer, and then using these layerwise norms to recursively induce a duality map on the weight space of the full neural architecture. We derive GPU-friendly algorithms for dualizing Embed, Linear and Conv2D layers—the latter two methods are based on a Newton-Schulz iteration. We conclude with small experiments demonstrating the speed, scalability and novel numerical properties of duality-based optimizers. Our methods were used in the Muon optimizer, which recently set speed records for training NanoGPT and was scaled up to a 1.5 billion parameter transformer.

Deep Learning · Graph Neural Networks

Wenxin Tai, Ting Zhong, Goce Trajcevski, Fan Zhou

This work presents a systematic investigation into the trustworthiness of explanations generated by self-interpretable graph neural networks (GNNs), revealing why models trained with different random seeds yield inconsistent explanations. We identify redundancy—resulting from weak conciseness constraints—as the root cause of both explanation inconsistency and its associated inaccuracy, ultimately hindering user trust and limiting GNN deployment in high-stakes applications. Our analysis demonstrates that redundancy is difficult to eliminate; however, a simple ensemble strategy can mitigate its detrimental effects. We validate our findings through extensive experiments across diverse datasets, model architectures, and self-interpretable GNN frameworks, providing a benchmark to guide future research on addressing redundancy and advancing GNN deployment in critical domains. Our code is available at \url{https://github.com/ICDM-UESTC/TrustworthyExplanation}.

Applications · Time Series

Feifei Kou, Jiahao Wang, Lei Shi, Yuhan Yao, Yawen Li, Suguo Zhu, Zhongbao Zhang, Junping Du

Long-term time series forecasting has been widely studied, yet two aspects remain insufficiently explored: the interaction learning between different frequency components and the exploitation of periodic characteristics inherent in timestamps. To address the above issues, we propose **CFPT**, a novel method that empowering time series forecasting through **C**ross-**F**requency Interaction (CFI) and **P**eriodic-Aware **T**imestamp Modeling (PTM). To learn cross-frequency interactions, we design the CFI branch to process signals in frequency domain and captures their interactions through a feature fusion mechanism. Furthermore, to enhance prediction performance by leveraging timestamp periodicity, we develop the PTM branch which transforms timestamp sequences into 2D periodic tensors and utilizes 2D convolution to capture both intra-period dependencies and inter-period correlations of time series based on timestamp patterns. Extensive experiments on multiple real-world benchmarks demonstrate that CFPT achieves state-of-the-art performance in long-term forecasting tasks. The code is publicly available at this repository: https://github.com/BUPT-SN/CFPT.

Theory · Everything Else

Kiarash Banihashem, Xiang Chen, MohammadTaghi Hajiaghayi, Sungchul Kim, Kanak Mahadik, Ryan A Rossi, Tong Yu

Metric embeddings are fundamental in machine learning, enabling similarity search, dimensionality reduction, and representation learning. They underpin modern architectures like transformers and large language models, facilitating scalable training and improved generalization.Theoretically, the classic problem in embedding design is mapping arbitrary metrics into $\ell_p$ spaces while approximately preserving pairwise distances. We study this problem in a fully dynamic setting, where the underlying metric is a graph metric subject to edge insertions and deletions.Our goal is to maintain an efficient embedding after each update.We present the first fully dynamic algorithm for this problem, achieving $O(\log(n))^{2q} O(\log(nW))^{q-1}$ expected distortion with $O(m^{1/q + o(1)})$ update time and $O(q \log(n) \log(nW))$ query time, where $q \ge 2$ is an integer parameter.

Probabilistic Methods

Spencer Young, Porter Jenkins, Longchao Da, Jeffrey Dotson, Hua Wei

Neural networks capable of accurate, input-conditional uncertainty representation are essential for real-world AI systems. Deep ensembles of Gaussian networks have proven highly effective for continuous regression due to their ability to flexibly represent aleatoric uncertainty via unrestricted heteroscedastic variance, which in turn enables accurate epistemic uncertainty estimation. However, no analogous approach exists for $\textit{count}$ regression, despite many important applications. To address this gap, we propose the Deep Double Poisson Network (DDPN), a novel neural discrete count regression model that outputs the parameters of the Double Poisson distribution, enabling arbitrarily high or low predictive aleatoric uncertainty for count data and improving epistemic uncertainty estimation when ensembled. We formalize and prove that DDPN exhibits robust regression properties similar to heteroscedastic Gaussian models via learnable loss attenuation, and introduce a simple loss modification to control this behavior. Experiments on diverse datasets demonstrate that DDPN outperforms current baselines in accuracy, calibration, and out-of-distribution detection, establishing a new state-of-the-art in deep count regression.

Applications · Everything Else

Mahir Labib Dihan, Tanvir Hassan, Md Tanvir Parvez, Md Hasebul Hasan, Almash Alam, Muhammad Aamir Cheema, Mohammed Eunus Ali, Md Rizwan Parvez

Recent advancements in foundation models have improved autonomous tool usage and reasoning, but their capabilities in map-based reasoning remain underexplored. To address this, we introduce MapEval, a benchmark designed to assess foundation models across three distinct tasks—textual, API-based, and visual reasoning—through 700 multiple-choice questions spanning 180 cities and 54 countries, covering spatial relationships, navigation, travel planning, and real-world map interactions. Unlike prior benchmarks that focus on simple location queries, MapEval requires models to handle long-context reasoning, API interactions and visual map analysis, making it the most comprehensive evaluation framework for geospatial AI. On evaluation of 30 foundation models, including Claude-3.5-Sonnet, GPT-4o, Gemini-1.5-Pro, none surpasses 67% accuracy, with open-source models performing significantly worse and all models lagging over 20% behind human performance. These results expose critical gaps in spatial inference, as models struggle with distances, directions, route planning, and place-specific reasoning, highlighting the need for better geospatial AI to bridge the gap between foundation models and real-world navigation.

Deep Learning

Huaicheng Zhou, Zifeng Zhuang, Donglin Wang

The integration of Deep Neural Networks in Reinforcement Learning (RL) systems has led to remarkable progress in solving complex tasks but also introduced challenges like primacy bias and dead neurons. Primacy bias skews learning towards early experiences, while dead neurons diminish the network's capacity to acquire new knowledge. Traditional reset mechanisms aimed at addressing these issues often involve maintaining large replay buffers to train new networks or selectively resetting subsets of neurons. However, these approaches either incur prohibitive computational costs or reset network parameters without ensuring stability through recovery mechanisms, ultimately impairing learning efficiency. In this work, we introduce the novel concept of neuron regeneration, which combines reset mechanisms with knowledge recovery techniques. We also propose a new framework called Sustainable Backup Propagation(SBP) that effectively maintains plasticity in neural networks through this neuron regeneration process. The SBP framework achieves whole network neuron regeneration through two key procedures: cycle reset and inner distillation. Cycle reset involves a scheduled renewal of neurons, while inner distillation functions as a knowledge recovery mechanism at the neuron level. To validate our framework, we integrate SBP with Proximal Policy Optimization (PPO) and propose a novel distillation function for inner distillation. This integration results in Plastic PPO (P3O), a new algorithm that enables efficient cyclic regeneration of all neurons in the actor network. Extensive experiments demonstrate the approach effectively maintains policy plasticity and improves sample efficiency in reinforcement learning.

General Machine Learning · Transfer, Multitask and Meta-learning

Jing Ma, Hanlin Li, Xiang Xiang

Test-Time Adaptation (TTA) enables deep neural networks to adapt to arbitrary distributions during inference. Existing TTA algorithms generally tend to select benign samples that help achieve robust online prediction and stable self-training. Although malicious samples that would undermine the model's optimization should be filtered out, it also leads to a waste of test data. To alleviate this issue, we focus on how to make full use of the malicious test samples for TTA by transforming them into benign ones, and propose a plug-and-play method, PTTA. The core of our solution lies in the purification strategy, which retrieves benign samples having opposite effects on the objective function to perform Mixup with malicious samples, based on a saliency indicator for encoding benign and malicious data. This strategy results in effective utilization of the information in malicious samples and an improvement of the models' online test accuracy. In this way, we can directly apply the purification loss to existing TTA algorithms without the need to carefully adjust the sample selection threshold. Extensive experiments on four types of TTA tasks as well as classification, segmentation, and adversarial defense demonstrate the effectiveness of our method. Code is available at https://github.com/HAIV-Lab/PTTA.

Deep Learning · Large Language Models

Andy (DiJia) Su, Hanlin Zhu, Yingchen Xu, Jiantao Jiao, Yuandong Tian, Qinqing Zheng

Large Language Models (LLMs) excel at reasoning and planning when trained on chain-of-thought (CoT) data, where the step-by-step thought process is explicitly outlined by text tokens.However, this results in lengthy inputs where many words support textual coherence rather than core reasoning information, and processing these inputs consumes substantial computation resources.In this work, we propose a hybrid representation of the reasoning process, where we partially abstract away the initial reasoning steps using latent discrete tokens generated by VQ-VAE, significantly reducing the length of reasoning traces. We explore the use of latent trace abstractions in two scenarios: 1) training the model from scratch for the Keys-Finding Maze problem, 2) fine-tuning LLMs on this hybrid data with an extended vocabulary including unseen latent tokens, for both logical and mathematical reasoning problems. To facilitate effective learning, we introduce a simple training procedure that randomly mixes latent and text tokens, which enables fast adaptation to new latent tokens. Our approach consistently outperforms the baselines methods in various benchmarks, such as Math (+4.2\%, Llama-3.2-1B), GSM8K (+4.1%, Llama-3.2-3B), and Fresh-Gaokao-Math-2023 (+13.3%, Llama-3.1-8B) with an average reduction of 17% in reasoning trace's length.

General Machine Learning · Transfer, Multitask and Meta-learning

Huahui Yi, Wei Xu, Ziyuan Qin, Xi Chen, Xiaohu Wu, Kang Li, Qicheng Lao

Existing prompt-based approaches have demonstrated impressive performance in continual learning, leveraging pre-trained large-scale models for classification tasks; however, the tight coupling between foreground-background information and the coupled attention between prompts and image-text tokens present significant challenges in incremental medical object detection tasks, due to the conceptual gap between medical and natural domains. To overcome these challenges, we introduce the iDPA framework, which comprises two main components: 1) Instance-level Prompt Generation (IPG), which decouples fine-grained instance-level knowledge from images and generates prompts that focus on dense predictions, and 2) Decoupled Prompt Attention (DPA), which decouples the original prompt attention, enabling a more direct and efficient transfer of prompt information while reducing memory usage and mitigating catastrophic forgetting. We collect 13 clinical, cross-modal, multi-organ, and multi-category datasets, referred to as ODinM-13, and experiments demonstrate that iDPA outperforms existing SOTA methods, with FAP improvements of f 5.44%, 4.83%, 12.88%, and 4.59% in full data, 1-shot, 10-shot, and 50-shot settings, respectively.

Applications · Chemistry, Physics, and Earth Sciences

Chen Wang, Siyu Hu, Guangming Tan, Weile Jia

Pre-trained interatomic potentials have become a new paradigm for atomistic materials simulations, enabling accurate and efficient predictions across diverse chemical systems. Despite their promise, fine-tuning is often required for complex tasks to achieve high accuracy. Traditional parameter-efficient fine-tuning approaches are effective in NLP and CV. However, when applied to SO(3) equivariant pre-trained interatomic potentials, these methods will inevitably break equivariance—a critical property for preserving physical symmetries. In this paper, we introduce ELoRA (Equivariant Low-Rank Adaptation), a novel fine-tuning method designed specifically for SO(3) equivariant Graph Neural Networks (GNNs), the backbones in multiple pre-trained interatomic potentials. ELoRA adopts a path-dependent decomposition for weights updating which offers two key advantages: (1) it preserves SO(3) equivariance throughout the fine-tuning process, ensuring physically consistent predictions, and (2) it leverages low-rank adaptations to significantly improve data efficiency. We prove that ELoRA maintains equivariance and demonstrate its effectiveness through comprehensive experiments. On the rMD17 organic dataset, ELoRA achieves a 25.5\% improvement in energy prediction accuracy and a 23.7\% improvement in force prediction accuracy compared to full-parameter fine-tuning. Similarly, across 10 inorganic datasets, ELoRA achieves average improvements of 12.3\% and 14.4\% in energy and force predictions, respectively. Code will be made publicly available at https://github.com/hyjwpk/ELoRA.

Deep Learning · Large Language Models

Jinze Li, Yixing Xu, Haiduo Huang, Xuanwu Yin, Dong Li, Edith Ngai, Emad Barsoum

Speculative decoding (SPD) aims to accelerate the auto-regressive token generation process of a target Large Language Model (LLM). Some approaches employ a draft model with multiple heads to predict a sequence of future tokens, where each head handles a token in the sequence. The target LLM verifies the predicted sequence and accepts aligned tokens, enabling efficient multi-token generation. However, existing methods assume that all tokens within a sequence are equally important, employing identical head structures and relying on a single-generation paradigm, either serial or parallel. To this end, we theoretically demonstrate that initial tokens in the draft sequence are more important than later ones. Building on this insight, we propose Gumiho, a hybrid model combining serial and parallel heads. Specifically, given the critical importance of early tokens, we employ a sophisticated Transformer architecture for the early draft heads in a serial configuration to improve accuracy. For later tokens, we utilize multiple lightweight MLP heads operating in parallel to enhance efficiency. By allocating more advanced model structures and longer running times to the early heads, Gumiho achieves improved overall performance. The experimental results demonstrate that our method outperforms existing approaches, fully validating its effectiveness. Our code is available at https://github.com/AMD-AIG-AIMA/Gumiho.

Optimization · Convex

Deborah Hendrych, Sebastian Pokutta, Mathieu Besançon, David Martinez-Rubio

We present a new step-size strategy based on the secant method for Frank-Wolfe algorithms. This strategy, which requires mild assumptions about the function under consideration, can be applied to any Frank-Wolfe algorithm. It is as effective as full line search and, in particular, allows for adapting to the local smoothness of the function, such as in (Pedregosa et al., 2020), but comes with a significantly reduced computational cost, leading to higher effective rates of convergence. We provide theoretical guarantees and demonstrate the effectiveness of the strategy through numerical experiments.

Theory · Probabilistic Methods

Arnab Bhattacharyya, Davin Choo, Philips George John, Themistoklis Gouleakis

We revisit the problem of distribution learning within the framework of learning-augmented algorithms.In this setting, we explore the scenario where a probability distribution is provided as potentially inaccurate advice on the true, unknown distribution. Our objective is to develop learning algorithms whose sample complexity decreases as the quality of the advice improves, thereby surpassing standard learning lower bounds when the advice is sufficiently accurate. Specifically, we demonstrate that this outcome is achievable for the problem of learning a multivariate Gaussian distribution $N(\mu, \Sigma)$ in the PAC learning setting. Classically, in the advice-free setting, $\widetilde{\Theta}(d^2/\varepsilon^2)$ samples are sufficient and worst case necessary to learn $d$-dimensional Gaussians up to TV distance $\varepsilon$ with constant probability. When we are additionally given a parameter $\widetilde{\Sigma}$ as advice, we show that $\widetilde{\mathcal{O}}(d^{2-\beta}/\varepsilon^2)$ samples suffices whenever $|| \widetilde{\Sigma}^{-1/2} \Sigma \widetilde{\Sigma}^{-1/2} - I_d ||_1 \leq \varepsilon d^{1-\beta}$ (where $||\cdot||_1$ denotes the entrywise $\ell_1$ norm) for any $\beta > 0$, yielding a polynomial improvement over the advice-free setting.

General Machine Learning · Supervised Learning

Michal Lukasik, Lin Chen, Harikrishna Narasimhan, Aditya Menon, Wittawat Jitkrittum, Felix Xinnan Yu, Sashank J. Reddi, Thomas Fu, MohammadHossein Bateni, Sanjiv Kumar

Bipartite ranking is a fundamental supervised learning problem, with the goal of learning a ranking over instances with maximal area under the ROC curve (AUC) against a single binary target label. However, one may often observe multiple binary target labels, e.g., from distinct human annotators. How can one synthesize such labels into a single coherent ranking? In this work, we formally analyze two approaches to this problem—loss aggregation and label aggregation—by characterizing their Bayes-optimal solutions. We show that while both approaches can yield Pareto-optimal solutions, loss aggregation can exhibit label dictatorship: one can inadvertently (and undesirably) favor one label over others. This suggests that label aggregation can be preferable to loss aggregation, which we empirically verify.

Deep Learning · Large Language Models

Guoxin Chen, Minpeng Liao, Peiying Yu, Dingmin Wang, Zile Qiao, Chao Yang, Xin Zhao, Kai Fan

Retrieval-augmented generation (RAG) systems face a fundamental challenge in aligning independently developed retrievers and large language models (LLMs). Existing approaches typically involve modifying either component or introducing simple intermediate modules, resulting in practical limitations and sub-optimal performance. Inspired by human search behavior—typically involving a back-and-forth process of proposing search queries and reviewing documents, we propose C-3PO, a proxy-centric framework that facilitates communication between retrievers and LLMs through a lightweight multi-agent system. Our framework implements three specialized agents that collaboratively optimize the entire RAG pipeline without altering the retriever and LLMs. These agents work together to assess the need for retrieval, generate effective queries, and select information suitable for the LLMs. To enable effective multi-agent coordination, we develop a tree-structured rollout approach for reward credit assignment in reinforcement learning. Extensive experiments in both in-domain and out-of-distribution scenarios demonstrate that C-3PO significantly enhances RAG performance while maintaining plug-and-play flexibility and superior generalization capabilities.

Applications · Computer Vision

Glory Rongyu CHEN, Li'an Zhuo, Linlin Yang, Qi WANG, Liefeng Bo, Bang Zhang, Angela Yao

Vision Transformers (ViT) are remarkable at 3D pose estimation, yet they still encounter certain challenges. One issue is that the popular ViT architecture for pose estimation is limited to images and lacks temporal information. Another challenge is that the prediction often fails to maintain pixel alignment with the original images. To address these issues, we propose a systematic framework for 3D pose estimation, called ExtPose. ExtPose extends image ViT to the challenging scenario and video setting by taking in additional 2D pose evidence and capturing temporal information in a full attention-based manner. We use 2D human skeleton images to integrate structured 2D pose information. By sharing parameters and attending across modalities and frames, we enhance the consistency between 3D poses and 2D videos without introducing additional parameters. We achieve state-of-the-art (SOTA) performance on multiple human and hand pose estimation benchmarks with substantial improvements to 34.0mm (-23%) on 3DPW and 4.9mm (-18%) on FreiHAND in PA-MPJPE over the other ViT-based methods respectively.

Reinforcement Learning

Marwa Abdulhai, Isadora White, Charlie Snell, Charles Sun, Joey Hong, Yuexiang Zhai, Kelvin Xu, Sergey Levine

Large language models (LLMs) provide excellent text-generation capabilities, but standard prompting and generation methods generally do not lead to intentional or goal-directed agents and might necessitate considerable prompt tuning. Even the best current LLMs rarely ask clarifying questions, engage in explicit information gathering, or take actions that lead to better decisions after multiple turns. Reinforcement learning has the potential to leverage the powerful modeling capabilities of LLMs, as well as their internal representation of textual interactions, to create capable goal-directed language agents. This can enable intentional and temporally extended interactions, such as with humans, the emergence of complex skills such as persuasion, and long-horizon strategic behavior, such as in the context of games. Enabling this requires the community to develop reliable reinforcement learning algorithms for training LLMs. Developing such algorithms requires tasks that can gauge progress on algorithm design, provide accessible and reproducible evaluations for multi-turn interactions, and cover a range of task properties and challenges in improving reinforcement learning algorithms. Our paper introduces the LMRL-Gym benchmark for evaluating multi-turn RL for LLMs, together with an open-source research framework for getting started on multi-turn RL with offline value-based and online policy-based RL methods. Our benchmark consists of 3 Interactive Dialogue tasks and 5 RL Capability tests for a total of 8 tasks, which require multiple rounds of language interaction and cover a range of tasks in open-ended dialogue and text games.