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Zengwei Yao, Liyong Guo, Xiaoyu Yang, Wei Kang, Fangjun Kuang, Yifan Yang, Zengrui Jin, Long Lin, Daniel Povey

The Conformer has become the most popular encoder model for automatic speech recognition (ASR). It adds convolution modules to a transformer to learn both local and global dependencies. In this work we describe a faster, more memory-efficient, and better-performing transformer, called Zipformer. Modeling changes include: 1) a U-Net-like encoder structure where middle stacks operate at lower frame rates; 2) reorganized block structure with more modules, within which we re-use attention weights for efficiency; 3) a modified form of LayerNorm called BiasNorm allows us to retain some length information; 4) new activation functions SwooshR and SwooshL work better than Swish. We also propose a new optimizer, called ScaledAdam, which scales the update by each tensor's current scale to keep the relative change about the same, and also explictly learns the parameter scale. It achieves faster converge and better performance than Adam. Extensive experiments on LibriSpeech, Aishell-1, and WenetSpeech datasets demonstrate the effectiveness of our proposed Zipformer over other state-of-the-art ASR models. Our code is publicly available at https://github.com/k2-fsa/icefall.

Zahra Kadkhodaie, Florentin Guth, Eero Simoncelli, Stéphane Mallat

Deep neural networks (DNNs) trained for image denoising are able to generate high-quality samples with score-based reverse diffusion algorithms. These impressive capabilities seem to imply an escape from the curse of dimensionality, but recent reports of memorization of the training set raise the question of whether these networks are learning the "true" continuous density of the data. Here, we show that two DNNs trained on non-overlapping subsets of a dataset learn nearly the same score function, and thus the same density, when the number of training images is large enough. In this regime of strong generalization, diffusion-generated images are distinct from the training set, and are of high visual quality, suggesting that the inductive biases of the DNNs are well-aligned with the data density. We analyze the learned denoising functions and show that the inductive biases give rise to a shrinkage operation in a basis adapted to the underlying image. Examination of these bases reveals oscillating harmonic structures along contours and in homogeneous regions. We demonstrate that trained denoisers are inductively biased towards these geometry-adaptive harmonic bases since they arise not only when the network is trained on photographic images, but also when it is trained on image classes supported on low-dimensional manifolds for which the harmonic basis is suboptimal. Finally, we show that when trained on regular image classes for which the optimal basis is known to be geometry-adaptive and harmonic, the denoising performance of the networks is near-optimal.

Zhen Liu, Yao Feng, Yuliang Xiu, Weiyang Liu, Liam Paull, Michael J Black, Bernhard Schoelkopf

The creation of photorealistic virtual worlds requires the accurate modeling of 3D surface geometry for a wide range of objects. For this, meshes are appealing since they enable 1) fast physics-based rendering with realistic material and lighting, 2) physical simulation, and 3) are memory-efficient for modern graphics pipelines. Recent work on reconstructing and statistically modeling 3D shape, however, has critiqued meshes as being topologically inflexible. To capture a wide range of object shapes, any 3D representation must be able to model solid, watertight, shapes as well as thin, open, surfaces. Recent work has focused on the former, and methods for reconstructing open surfaces do not support fast reconstruction with material and lighting or unconditional generative modelling. Inspired by the observation that open surfaces can be seen as islands floating on watertight surfaces, we parametrize open surfaces by defining a manifold signed distance field on watertight templates. With this parametrization, we further develop a grid-based and differentiable representation that parametrizes both watertight and non-watertight meshes of arbitrary topology. Our new representation, called Ghost-on-the-Shell (G-Shell), enables two important applications: differentiable rasterization-based reconstruction from multiview images and generative modelling of non-watertight meshes. We empirically demonstrate that G-Shell achieves state-of-the-art performance on non-watertight mesh reconstruction and generation tasks, while also performing effectively for watertight meshes.

Wenxuan Li, Alan Yuille, Zongwei Zhou

The pre-training and fine-tuning paradigm has become prominent in transfer learning. For example, if the model is pre-trained on ImageNet and then fine-tuned to PASCAL, it can significantly outperform that trained on PASCAL from scratch. While ImageNet pre-training has shown enormous success, it is formed in 2D, and the learned features are for classification tasks; when transferring to more diverse tasks, like 3D image segmentation, its performance is inevitably compromised due to the deviation from the original ImageNet context. A significant challenge lies in the lack of large, annotated 3D datasets rivaling the scale of ImageNet for model pre-training. To overcome this challenge, we make two contributions. Firstly, we construct AbdomenAtlas 1.1 that comprises **9,262** three-dimensional computed tomography (CT) volumes with high-quality, per-voxel annotations of 25 anatomical structures and pseudo annotations of seven tumor types. Secondly, we develop a suite of models that are pre-trained on our AbdomenAtlas 1.1 for transfer learning. Our preliminary analyses indicate that the model trained only with 21 CT volumes, 672 masks, and 40 GPU hours has a transfer learning ability similar to the model trained with 5,050 (unlabeled) CT volumes and 1,152 GPU hours. More importantly, the transfer learning ability of supervised models can further scale up with larger annotated datasets, achieving significantly better performance than preexisting pre-trained models, irrespective of their pre-training methodologies or data sources. We hope this study can facilitate collective efforts in constructing larger 3D medical datasets and more releases of supervised pre-trained models.

Jie Hu, Vishwaraj Doshi, Do Young Eun

We study a family of distributed stochastic optimization algorithms where gradients are sampled by a token traversing a network of agents in random-walk fashion. Typically, these random-walks are chosen to be Markov chains that asymptotically sample from a desired target distribution, and play a critical role in the convergence of the optimization iterates. In this paper, we take a novel approach by replacing the standard *linear* Markovian token by one which follows a *non-linear* Markov chain - namely the Self-Repellent Radom Walk (SRRW). Defined for any given 'base' Markov chain, the SRRW, parameterized by a positive scalar $\\alpha$, is less likely to transition to states that were highly visited in the past, thus the name. In the context of MCMC sampling on a graph, a recent breakthrough in Doshi et al. (2023) shows that the SRRW achieves $O(1/\\alpha)$ decrease in the asymptotic variance for sampling. We propose the use of a `generalized' version of the SRRW to drive token algorithms for distributed stochastic optimization in the form of stochastic approximation, termed SA-SRRW. We prove that the optimization iterate errors of the resulting SA-SRRW converge to zero almost surely and prove a central limit theorem, deriving the explicit form of the resulting asymptotic covariance matrix corresponding to iterate errors. This asymptotic covariance is always smaller than that of an algorithm driven by the base Markov chain and decreases at rate $O(1/\\alpha^2)$ - the performance benefit of using SRRW thereby *amplified* in the stochastic optimization context. Empirical results support our theoretical findings.

Ziheng Qin, Kai Wang, Zangwei Zheng, Jianyang Gu, Xiangyu Peng, Zhaopan Xu, Zhou Daquan, Lei Shang, Baigui Sun, Xuansong Xie 等

Data pruning aims to obtain lossless performances with less overall cost. A common approach is to filter out samples that make less contribution to the training. This could lead to gradient expectation bias compared to the original data. To solve this problem, we propose InfoBatch, a novel framework aiming to achieve lossless training acceleration by unbiased dynamic data pruning. Specifically, InfoBatchrandomly prunes a portion of less informative samples based on the loss distribution and rescales the gradients of the remaining samples to approximate the original gradient. As a plug-and-play and architecture-agnostic framework, InfoBatch consistently obtains lossless training results on classification, semantic segmentation, vision pertaining, and instruction fine-tuning tasks. On CIFAR10/100, ImageNet-1K, and ADE20K, InfoBatch losslessly saves 40% overall cost. For pertaining MAE and diffusion model, InfoBatch can respectively save 24.8% and 27% cost. For LLaMA instruction fine-tuning, combining InfoBatch and the recent coreset selection method (DQ) can achieve 10 times acceleration. Our results encourage more exploration on the data efficiency aspect of large model training. Code is publicly available at NUS-HPC-AI-Lab/InfoBatch.

Applications · Computer Vision

Jason Zhang, Amy Lin, Moneish Kumar, Tzu-Hsuan Yang, Deva Ramanan, Shubham Tulsiani

Estimating camera poses is a fundamental task for 3D reconstruction and remains challenging given sparsely sampled views (<10). In contrast to existing approaches that pursue top-down prediction of global parametrizations of camera extrinsics, we propose a distributed representation of camera pose that treats a camera as a bundle of rays. This representation allows for a tight coupling with spatial image features improving pose precision. We observe that this representation is naturally suited for set-level transformers and develop a regression-based approach that maps image patches to corresponding rays. To capture the inherent uncertainties in sparse-view pose inference, we adapt this approach to learn a denoising diffusion model which allows us to sample plausible modes while improving performance. Our proposed methods, both regression- and diffusion-based, demonstrate state-of-the-art performance on camera pose estimation on CO3D while generalizing to unseen object categories and in-the-wild captures.

Yang He, Lingao Xiao, Joey Tianyi Zhou, Ivor Tsang

While dataset condensation effectively enhances training efficiency, its application in on-device scenarios brings unique challenges. 1) Due to the fluctuating computational resources of these devices, there's a demand for a flexible dataset size that diverges from a predefined size. 2) The limited computational power on devices often prevents additional condensation operations. These two challenges connect to the "subset degradation problem" in traditional dataset condensation: a subset from a larger condensed dataset is often unrepresentative compared to directly condensing the whole dataset to that smaller size. In this paper, we propose Multisize Dataset Condensation (MDC) by **compressing $N$ condensation processes into a single condensation process to obtain datasets with multiple sizes.** Specifically, we introduce an "adaptive subset loss" on top of the basic condensation loss to mitigate the "subset degradation problem". Our MDC method offers several benefits: 1) No additional condensation process is required; 2) reduced storage requirement by reusing condensed images. Experiments validate our findings on networks including ConvNet, ResNet and DenseNet, and datasets including SVHN, CIFAR-10, CIFAR-100 and ImageNet. For example, we achieved 5.22%-6.40% average accuracy gains on condensing CIFAR-10 to ten images per class. Code is available at: [https://github.com/he-y/Multisize-Dataset-Condensation](https://github.com/he-y/Multisize-Dataset-Condensation).

Anshuman Chhabra, Peizhao Li, Prasant Mohapatra, Hongfu Liu

Classification models are ubiquitously deployed in society and necessitate high utility, fairness, and robustness performance. Current research efforts mainly focus on improving model architectures and learning algorithms on fixed datasets to achieve this goal. In contrast, in this paper, we address an orthogonal yet crucial problem: given a fixed convex learning model (or a convex surrogate for a non-convex model) and a function of interest, we assess what data benefits the model by interpreting the feature space, and then aim to improve performance as measured by this function. To this end, we propose the use of influence estimation models for interpreting the classifier's performance from the perspective of the data feature space. Additionally, we propose data selection approaches based on influence that enhance model utility, fairness, and robustness. Through extensive experiments on synthetic and real-world datasets, we validate and demonstrate the effectiveness of our approaches not only for conventional classification scenarios, but also under more challenging scenarios such as distribution shifts, fairness poisoning attacks, utility evasion attacks, online learning, and active learning.

Miscellaneous Aspects of Machine Learning · General Machine Learning Techniques

Germain Kolossov, Andrea Montanari, Pulkit Tandon

Given a sample of size N, it is often useful to select a subsample of smaller size n < N to be used for statistical estimation or learning. Such a data selection step is useful to reduce the requirements of data labeling and the computational complexity of learning. We assume to be given N unlabeled samples $x_{i}$, and to be given access to a 'surrogate model' that can predict labels $y_i$ better than random guessing. Our goal is to select a subset of the samples, to be denoted by {$x_{i}$}$_{i\in G}$, of size $|G|=n < N$. We then acquire labels for this set and we use them to train a model via regularized empirical risk minimization. By using a mixture of numerical experiments on real and synthetic data, and mathematical derivations under low- and high- dimensional asymptotics, we show that: (i) Data selection can be very effective, in particular beating training on the full sample in some cases; (ii) Certain popular choices in data selection methods (e.g. unbiased reweighted subsampling, or influence function-based subsampling) can be substantially suboptimal.

Zaishuo Xia, Han Yang, Binghui Wang, Jinyuan Jia

Graph classification, which aims to predict a label for a graph, has many real-world applications such as malware detection, fraud detection, and healthcare. However, many studies show an attacker could carefully perturb the structure and/or node features in a graph such that a graph classifier misclassifies the perturbed graph. Such vulnerability impedes the deployment of graph classification in security/safety-critical applications. Existing empirical defenses lack formal robustness guarantees and could be broken by adaptive or unknown attacks. Existing provable defenses have the following limitations: 1) they achieve sub-optimal robustness guarantees for graph structure perturbation, 2) they cannot provide robustness guarantees for arbitrarily node feature perturbations, 3) their robustness guarantees are probabilistic, meaning they could be incorrect with a non-zero probability, and 4) they incur large computation costs. We aim to address those limitations in this work. We propose GNNCert, a certified defense against both graph structure and node feature perturbations for graph classification. Our GNNCert provably predicts the same label for a graph when the number of perturbed edges and the number of nodes with perturbed features are bounded. Our results on 8 benchmark datasets show that GNNCert outperforms three state-of-the-art methods.

Atsushi Shimizu, Xiaoou Cheng, Christopher Musco, Jonathan Weare

We show how to obtain improved active learning methods in the agnostic (adversarial noise) setting by combining marginal leverage score sampling with non-independent sampling strategies that promote spatial coverage. In particular, we propose an easily implemented method based on the \emph{pivotal sampling algorithm}, which we test on problems motivated by learning-based methods for parametric PDEs and uncertainty quantification. In comparison to independent sampling, our method reduces the number of samples needed to reach a given target accuracy by up to $50\%$.We support our findings with two theoretical results. First, we show that any non-independent leverage score sampling method that obeys a weak \emph{one-sided $\ell_{\infty}$ independence condition} (which includes pivotal sampling) can actively learn $d$ dimensional linear functions with $O(d\log d)$ samples, matching independent sampling. This result extends recent work on matrix Chernoff bounds under $\ell_{\infty}$ independence, and may be of interest for analyzing other sampling strategies beyond pivotal sampling. Second, we show that, for the important case of polynomial regression, our pivotal method obtains an improved bound of $O(d)$ samples.

Yonatan Oren, Nicole Meister, Niladri Chatterji, Faisal Ladhak, Tatsunori Hashimoto

Large language models are trained on vast amounts of internet data, prompting concerns that they have memorized public benchmarks. Detecting this type of contamination is challenging because the pretraining data used by proprietary models are often not publicly accessible.We propose a procedure for detecting test set contamination of language models with exact false positive guarantees and without access to pretraining data or model weights. Our approach leverages the fact that when there is no data contamination, all orderings of an exchangeable benchmark should be equally likely. In contrast, the tendency for language models to memorize example order means that a contaminated language model will find certain canonical orderings to be much more likely than others. Our test flags potential contamination whenever the likelihood of a canonically ordered benchmark dataset is significantly higher than the likelihood after shuffling the examples.We demonstrate that our procedure is sensitive enough to reliably detect contamination in challenging situations, including models as small as 1.4 billion parameters, on small test sets only 1000 examples, and datasets that appear only a few times in the pretraining corpus. Finally, we evaluate LLaMA-2 to apply our test in a realistic setting and find our results to be consistent with existing contamination evaluations.

Hyungho Na, Yunkyeong Seo, Il-chul Moon

In cooperative multi-agent reinforcement learning (MARL), agents aim to achieve a common goal, such as defeating enemies or scoring a goal. Existing MARL algorithms are effective but still require significant learning time and often get trapped in local optima by complex tasks, subsequently failing to discover a goal-reaching policy. To address this, we introduce Efficient episodic Memory Utilization (EMU) for MARL, with two primary objectives: (a) accelerating reinforcement learning by leveraging semantically coherent memory from an episodic buffer and (b) selectively promoting desirable transitions to prevent local convergence. To achieve (a), EMU incorporates a trainable encoder/decoder structure alongside MARL, creating coherent memory embeddings that facilitate exploratory memory recall. To achieve (b), EMU introduces a novel reward structure called episodic incentive based on the desirability of states. This reward improves the TD target in Q-learning and acts as an additional incentive for desirable transitions. We provide theoretical support for the proposed incentive and demonstrate the effectiveness of EMU compared to conventional episodic control. The proposed method is evaluated in StarCraft II and Google Research Football, and empirical results indicate further performance improvement over state-of-the-art methods.

Yixiao Li, Yifan Yu, Chen Liang, Nikos Karampatziakis, Pengcheng He, Weizhu Chen, Tuo Zhao

Quantization is an indispensable technique for serving Large Language Models (LLMs) and has recently found its way into LoRA fine-tuning (Dettmers et al., 2023). In this work we focus on the scenario where quantization and LoRA fine- tuning are applied together on a pre-trained model. In such cases it is common to observe a consistent gap in the performance on downstream tasks between full fine-tuning and quantization plus LoRA fine-tuning approach. In response, we propose LoftQ (LoRA-Fine-Tuning-aware Quantization), a novel quantization framework that simultaneously quantizes an LLM and finds a proper low-rank initialization for LoRA fine-tuning. Such an initialization alleviates the discrep- ancy between the quantized and full-precision model and significantly improves the generalization in downstream tasks. We evaluate our method on natural lan- guage understanding, question answering, summarization, and natural language generation tasks. Experiments show that our method is highly effective and out- performs existing quantization methods, especially in the challenging 2-bit and 2/4-bit mixed precision regimes. We will release our code.

Yuxuan Song, Jingjing Gong, Hao Zhou, Mingyue Zheng, Jingjing Liu, Wei-Ying Ma

Advanced generative model (\textit{e.g.}, diffusion model) derived from simplified continuity assumptions of data distribution, though showing promising progress, has been difficult to apply directly to geometry generation applications due to the \textit{multi-modality} and \textit{noise-sensitive} nature of molecule geometry. This work introduces Geometric Bayesian Flow Networks (GeoBFN), which naturally fits molecule geometry by modeling diverse modalities in the differentiable parameter space of distributions. GeoBFN maintains the SE-(3) invariant density modeling property by incorporating equivariant inter-dependency modeling on parameters of distributions and unifying the probabilistic modeling of different modalities. Through optimized training and sampling techniques, we demonstrate that GeoBFN achieves state-of-the-art performance on multiple 3D molecule generation benchmarks in terms of generation quality (90.87\% molecule stability in QM9 and 85.6\% atom stability in GEOM-DRUG\footnote{The scores are reported at 1k sampling steps for fair comparison, and our scores could be further improved if sampling sufficiently longer steps.}). GeoBFN can also conduct sampling with any number of steps to reach an optimal trade-off between efficiency and quality (\textit{e.g.}, 20$\times$ speedup without sacrificing performance).

Edward Hu, Moksh Jain, Eric Elmoznino, Younesse Kaddar, Guillaume Lajoie, Yoshua Bengio, Nikolay Malkin

Autoregressive large language models (LLMs) compress knowledge from their training data through next-token conditional distributions. This limits tractable querying of this knowledge to start-to-end autoregressive sampling. However, many tasks of interest---including sequence continuation, infilling, and other forms of constrained generation---involve sampling from intractable posterior distributions. We address this limitation by using amortized Bayesian inference to sample from these intractable posteriors. Such amortization is algorithmically achieved by fine-tuning LLMs via diversity-seeking reinforcement learning algorithms: generative flow networks (GFlowNets). We empirically demonstrate that this distribution-matching paradigm of LLM fine-tuning can serve as an effective alternative to maximum-likelihood training and reward-maximizing policy optimization. As an important application, we interpret chain-of-thought reasoning as a latent variable modeling problem and demonstrate that our approach enables data-efficient adaptation of LLMs to tasks that require multi-step rationalization and tool use.

Shuo He, Chaojie Wang, Guowu Yang, Lei Feng

Partial-label learning (PLL) allows each training example to be equipped with a set of candidate labels. Existing deep PLL research focuses on a \emph{learning-centric} perspective to design various training strategies for label disambiguation i.e., identifying the concealed true label from the candidate label set, for model training. However, when the size of the candidate label set becomes excessively large, these learning-centric strategies would be unable to find the true label for model training, thereby causing performance degradation. This motivates us to think from a \emph{data-centric} perspective and pioneer a new PLL-related task called candidate label set pruning (CLSP) that aims to filter out certain potential false candidate labels in a training-free manner. To this end, we propose the first CLSP method based on the inconsistency between the representation space and the candidate label space. Specifically, for each candidate label of a training instance, if it is not a candidate label of the instance's nearest neighbors in the representation space, then it has a high probability of being a false label. Based on this intuition, we employ a per-example pruning scheme that filters out a specific proportion of high-probability false candidate labels. Theoretically, we prove an upper bound of the pruning error rate and analyze how the quality of representations affects our proposed method. Empirically, extensive experiments on both benchmark-simulated and real-world PLL datasets validate the great value of CLSP to significantly improve many state-of-the-art deep PLL methods.

Jen-tse Huang, Wenxuan Wang, Eric John Li, Man Ho LAM, Shujie Ren, Youliang Yuan, Wenxiang Jiao, Zhaopeng Tu, Michael Lyu

Large Language Models (LLMs) have recently showcased their remarkable capacities, not only in natural language processing tasks but also across diverse domains such as clinical medicine, legal consultation, and education. LLMs become more than mere applications, evolving into assistants capable of addressing diverse user requests. This narrows the distinction between human beings and artificial intelligence agents, raising intriguing questions regarding the potential manifestation of personalities, temperaments, and emotions within LLMs. In this paper, we propose a framework, PsychoBench, for evaluating diverse psychological aspects of LLMs. Comprising thirteen scales commonly used in clinical psychology, PsychoBench further classifies these scales into four distinct categories: personality traits, interpersonal relationships, motivational tests, and emotional abilities. Our study examines five popular models, namely text-davinci-003, ChatGPT, GPT-4, LLaMA-2-7b, and LLaMA-2-13b. Additionally, we employ a jailbreak approach to bypass the safety alignment protocols and test the intrinsic natures of LLMs. We have made PsychoBench openly accessible via https://github.com/CUHK-ARISE/PsychoBench.

Hyosoon Jang, Minsu Kim, Sungsoo Ahn

This paper studies generative flow networks (GFlowNets) to sample objects from the Boltzmann energy distribution via a sequence of actions. In particular, we focus on improving GFlowNet with partial inference: training flow functions with the evaluation of the intermediate states or transitions. To this end, the recently developed forward-looking GFlowNet reparameterizes the flow functions based on evaluating the energy of intermediate states. However, such an evaluation of intermediate energies may (i) be too expensive or impossible to evaluate and (ii) even provide misleading training signals under large energy fluctuations along the sequence of actions. To resolve this issue, we propose learning energy decompositions for GFlowNets (LED-GFN). Our main idea is to (i) decompose the energy of an object into learnable potential functions defined on state transitions and (ii) reparameterize the flow functions using the potential functions. In particular, to produce informative local credits, we propose to regularize the potential to change smoothly over the sequence of actions. It is also noteworthy that training GFlowNet with our learned potential can preserve the optimal policy. We empirically verify the superiority of LED-GFN in five problems including the generation of unstructured and maximum independent sets, molecular graphs, and RNA sequences.