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1,034篇论文匹配“Trustworthy Machine Learning”
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Social Aspects · Trustworthy Machine Learning

Zihao Zhu, Xinyu Wu, Gehan Hu, Siwei Lyu, Ke Xu, Baoyuan Wu

Large Reasoning Models (LRMs) have demonstrated remarkable capabilities in complex problem-solving through Chain-of-Thought (CoT) reasoning. However, the multi-step nature of CoT introduces new safety challenges that extend beyond conventional language model alignment. We identify a failure mode in current safety CoT tuning methods: the snowball effect, where minor reasoning deviations progressively amplify throughout the thought process, leading to either harmful compliance or excessive refusal. This effect stems from models being trained to imitate perfect reasoning scripts without learning to self-correct. To address this limitation, we propose AdvChain, an alignment paradigm that teaches models dynamic self-correction through adversarial CoT tuning. Our method involves constructing a dataset containing Temptation-Correction and Hesitation-Correction samples, where models learn to recover from harmful reasoning drifts and unnecessary cautions. Extensive experiments show that AdvChain significantly enhances robustness against jailbreak attacks and CoT hijacking while substantially reducing over-refusal on benign prompts, achieving a superior safety-utility balance without compromising reasoning capabilities. Our work establishes a new direction for building more robust and reliable reasoning models.

Social Aspects · Trustworthy Machine Learning

Mohan Li, Dario Fenoglio, Martin Gjoreski, Marc Langheinrich

Federated Learning (FL) enables decentralized model training across clients without sharing raw data, but its performance degrades under real-world data heterogeneity. Existing methods often fail to address distribution shift across clients and distribution drift over time, or they rely on unrealistic assumptions such as known number of client clusters and data heterogeneity types, which limits their generalizability. We introduce **Feroma**, a novel FL framework that explicitly handles both distribution shift and drift without relying on client or cluster identity. **Feroma** builds on client distribution profiles—compact, privacy-preserving representations of local data—that guide model aggregation and test-time model assignment through adaptive similarity-based weighting. This design allows **Feroma** to dynamically select aggregation strategies during training, ranging from clustered to personalized, and deploy suitable models to unseen, and unlabeled test clients without retraining, online adaptation, or prior knowledge on clients' data. Extensive experiments show that compared to 10 state-of-the-art methods, **Feroma** improves performance and stability under dynamic data heterogeneity conditions—an average accuracy gain of up to 12 percentage points over the best baselines across 6 benchmarks—while maintaining computational and communication overhead comparable to FedAvg. These results highlight that distribution-profile-based aggregation offers a practical path toward robust FL under both data distribution shifts and drifts.

Social Aspects · Trustworthy Machine Learning

Yanting Wang, Jinyuan Jia

Random subspace method has wide security applications such as providing certified defenses against adversarial and backdoor attacks, and building robustly aligned LLM against jailbreaking attacks. However, the explanation of random subspace method lacks sufficient exploration. Existing state-of-the-art feature attribution methods, such as Shapley value and LIME, are computationally impractical and lacks security guarantee when applied to random subspace method. In this work, we propose EnsembleSHAP, an intrinsically faithful and secure feature attribution for random subspace method that reuses its computational byproducts. Specifically, our feature attribution method is 1) computationally efficient, 2) maintains essential properties of effective feature attribution (such as local accuracy), and 3) offers guaranteed protection against privacy-preserving attacks on feature attribution methods. To the best of our knowledge, this is the first work to establish provable robustness against explanation-preserving attacks. We also perform comprehensive evaluations for our explanation's effectiveness when faced with different empirical attacks, including backdoor attacks, adversarial attacks, and jailbreak attacks. The code is at https://github.com/Wang-Yanting/EnsembleSHAP. WARNING: This document may include content that could be considered harmful.

Yurou Liu, Mingyang Li, Xinyuan Zhu, Rui Jiao, Yiming Dong, Xinyu Tang, Yang Liu, Jieping Ye, Bing Su, Zheng Wang

Machine learning promises to revolutionize drug discovery, but its "black-box" nature and narrow focus limit adoption by experts. While Large Language Models (LLMs) offer a path forward with their broad knowledge and interactivity, existing methods remain data-intensive and lack transparent reasoning. To address these issues, we present DrugTrail, an LLM-based framework for explainable drug discovery that integrates structured reasoning trajectories with a Druggability‑Tailored Preference Optimization (DTPO) strategy. It not only introduces structured reasoning traces to articulate the "how" and "why" behind its conclusions but also serve to guide task-specific reasoning pathways within the LLM's vast knowledge space, thereby enhancing its interpretability and reliability of its final outputs. Furthermore, based on the fact that optimizing for binding affinity alone does not equate to optimizing for druggability, DTPO explicitly moves beyond single-metric optimization and opens up a broader search space that balances affinity with other essential factors. Extensive experiments demonstrate the effectiveness of our approach and its generalizability to a wider range of biomolecular optimization domains, bridging the gap between LLM reasoning capabilities and trustworthy AI-assisted drug discovery.

Social Aspects · Trustworthy Machine Learning

Guangnian Wan, Xinyin Ma, Gongfan Fang, Xinchao Wang

Understanding and addressing potential safety alignment risks in large language models (LLMs) is critical for ensuring their safe and trustworthy deployment. In this paper, we highlight an insidious safety threat: a compromised LLM can maintain a facade of proper safety alignment while covertly generating harmful content. To achieve this, we finetune the model to understand and apply a steganographic technique. At inference time, we input a prompt that contains a steganographically embedded malicious target question along with a plaintext cover question. The model, in turn, produces a target response similarly embedded within a benign-looking cover response. In this process, human observers only see the model being prompted with a cover question and generating a corresponding cover response, while the malicious content is hidden from view. We demonstrate this invisible safety threat on GPT-4.1 despite the OpenAI finetuning API’s safeguards. The finetuned model produces steganographic malicious outputs in response to hidden malicious prompts, while the user interface displays only a fully benign cover interaction. We also replicate the attack on three open-source models, Llama-3.3-70B-Instruct, Phi-4, and Mistral-Small-24B-Base-2501, confirming the generality of our method. We quantitatively evaluate our method on the AdvBench dataset, using Llama-Guard-3-8B for content safety classification. Across all four models, all stegotexts containing malicious content are incorrectly classified as safe.

Social Aspects · Trustworthy Machine Learning

Chenhao Zhang, Muxing Li, Feng Liu, Weitong Chen, Miao Xu

Evaluating machine unlearning remains challenging, as existing methods typically require retraining reference models or performing membership inference attacks, both of which rely on prior access to training configuration or supervision labels, making them impractical in realistic scenarios. Motivated by the fact that most unlearning algorithms remove a small, random subset of the training data, we propose a subset-level evaluation framework based on statistical independence. Specifically, we design a tailored use of the Hilbert–Schmidt Independence Criterion to assess whether the model outputs on a given subset exhibit statistical dependence, without requiring model retraining or auxiliary classifiers. Our method provides a simple, standalone evaluation procedure that aligns with unlearning workflows. Extensive experiments demonstrate that our approach reliably distinguishes in-training from out-of-training subsets and clearly differentiates unlearning effectiveness, even when existing evaluations fall short.

Social Aspects · Trustworthy Machine Learning

Samar Fares, Nurbek Tastan, Noor Hussein, Karthik Nandakumar

Generative models can generate photorealistic images at scale. This raises serious concerns about the ability to detect synthetically generated images and attribute these images to specific sources. While watermarking has emerged as a possible solution, existing methods remain fragile to realistic distortions, susceptible to adaptive removal, and expensive to update when the underlying watermarking key changes. We propose a general watermarking framework that formulates the encoding problem as key-dependent perturbation of the parameters of a generative model. Within this framework, we introduce Mixture of LoRA Markers (MOLM), a routing-based instantiation in which binary keys activate lightweight low-rank adapters (LoRA) inside residual and attention blocks. This design avoids key-specific re-training and achieves the desired properties such as imperceptibility, fidelity, verifiability, and robustness. Experiments on Stable Diffusion and FLUX show that MOLM preserves image quality while achieving robust key recovery against distortions, compression and regeneration, averaging attacks, and black-box adversarial attacks on the extractor. Code is available at [https://github.com/Samar-Fares/MOLM-Watermark](https://github.com/Samar-Fares/MOLM-Watermark)

Social Aspects · Trustworthy Machine Learning

Yu-Che Tsai, Hsiang Hsiao, Kuan-Yu Chen, Shou-De Lin

Text embeddings enable numerous NLP applications but face severe privacy risks from embedding inversion attacks, which can expose sensitive attributes or reconstruct raw text. Existing differential privacy defenses assume uniform sensitivity across embedding dimensions, leading to excessive noise and degraded utility. We propose SPARSE, a user-centric framework for concept-specific privacy protection in text embeddings. SPARSE combines (1) differentiable mask learning to identify privacy-sensitive dimensions for user-defined concepts, and (2) the Mahalanobis mechanism that applies elliptical noise calibrated by dimension sensitivity. Unlike traditional spherical noise injection, SPARSE selectively perturbs privacy-sensitive dimensions while preserving non-sensitive semantics. Evaluated across six datasets with three embedding models and attack scenarios, SPARSE consistently reduces privacy leakage while achieving superior downstream performance compared to state-of-the-art DP methods.

Social Aspects · Trustworthy Machine Learning

Mingda Zhang, Mingli Zhu, Zihao Zhu, Li Shen, Baoyuan Wu

This work investigates Poisoned Sample Detection (PSD), a promising defense approach against backdoor attacks. However, we observe that the effectiveness of many advanced PSD methods degrades significantly under weak backdoor attacks (\eg, low poisoning ratios or weak trigger patterns). To substantiate this observation, we conduct a statistical analysis across various attacks and PSD methods, revealing a strong correlation between the strength of the backdoor effect and the detection performance. Inspired by this, we propose amplifying the backdoor effect through training with Sharpness-Aware Minimization (SAM). Both theoretical insights and empirical evidence validate that SAM enhances the activations of top Trigger Activation Change (TAC) neurons while suppressing others. Based on this, we introduce SAM-enhanced PSD, a simple yet effective framework that seamlessly improves existing PSD methods by extracting detection features from the SAM-trained model rather than the conventionally trained model. Extensive experiments across multiple benchmarks demonstrate that our approach significantly improves detection performance under both strong and weak backdoor attacks, achieving an average True Positive Rate (TPR) gain of +34.3% over conventional PSD methods. Overall, we believe that the revealed correlation between the backdoor effect and detection performance could inspire future research advancements.

Social Aspects · Trustworthy Machine Learning

Xinyu Zhou, Chang Jin, Carsten Eickhoff, Zhijiang Guo, Seyed Ali Bahrainian

Large language models (LLMs) rarely admit uncertainty, often producing fluent but misleading answers, rather than abstaining (i.e., refusing to answer). This weakness is even evident in temporal question answering (QA), where models frequently ignore time-sensitive evidence and conflate facts across different time-periods. In this paper, we present the first empirical study of training LLMs with abstention ability while reasoning about temporal QA. Existing approaches such as calibration might be unreliable in capturing uncertainty in complex reasoning. We instead frame abstention as a teachable skill and introduce pipelines including one that couples Chain-of-Thought (CoT) supervision with Reinforcement Learning (RL) guided by abstention-aware rewards. Our goal is to systematically analyze how different information types and training techniques affect temporal reasoning with abstention behavior in LLMs. Through extensive experiments studying various methods, we find that RL yields strong empirical gains on reasoning: a model initialized by Qwen2.5-1.5B-Instruct surpasses GPT-4o by 3.46% and 5.80% in Exact Match on TimeQA-Easy and -Hard, respectively. Moreover, it improves the True Positive rate on unanswerable questions by 20% over a pure supervised fine-tuned (SFT) variant. Beyond performance, our analysis shows that SFT induces overconfidence and harms reliability, while RL improves prediction accuracy but exhibits similar risks. Finally, by comparing implicit reasoning cues (e.g., original context, temporal sub-context, knowledge graphs) with explicit CoT supervision, we find that implicit information provides limited benefit for reasoning with abstention. Our study presents new insights into how abstention and reasoning can be jointly optimized, providing a foundation for building more reliable LLMs. Dataset and code is publicly released https://github.com/Blackzxy/AbstentionTemporalQA.

Social Aspects · Trustworthy Machine Learning

Lujain Ibrahim, Canfer Akbulut, Rasmi Elasmar, Charvi Rastogi, Minsuk Kahng, Meredith Morris, Kevin McKee, Verena Rieser, Murray Shanahan, Laura Weidinger

The tendency of users to anthropomorphise large language models (LLMs) is of growing societal interest. Here, we present AnthroBench: a novel empirical method and tool for evaluating anthropomorphic LLM behaviours in realistic settings. Our work introduces three key advances; first, we develop a multi-turn evaluation of 14 distinct anthropomorphic behaviours, moving beyond single-turn assessment. Second, we present a scalable, automated approach by leveraging simulations of user interactions, enabling efficient and reproducible assessment. Third, we conduct an interactive, large-scale human subject study (N=1101) to empirically validate that the model behaviours we measure predict real users’ anthropomorphic perceptions. We find that all evaluated LLMs exhibit similar behaviours, primarily characterised by relationship-building (e.g., empathy and validation) and first-person pronoun use. Crucially, we observe that the majority of these anthropomorphic behaviors only first occur after multiple turns, underscoring the necessity of multi-turn evaluations for understanding complex social phenomena in human-AI interaction. Our work provides a robust empirical foundation for investigating how design choices influence anthropomorphic model behaviours and for progressing the ethical debate on the desirability of these behaviours.

Social Aspects · Trustworthy Machine Learning

Zejun Xie, Xintong Li, Guang Wang, Desheng Zhang

Human-centered assessment tasks, which are essential for systematic decision-making, rely heavily on human judgment and typically lack verifiable ground truth. Existing approaches face a dilemma: methods using only human judgments suffer from heterogeneous expertise and inconsistent rating scales, while methods using only model-generated scores must learn from imperfect proxies or incomplete features. We propose Aggregate-then-Calibrate (AtC), a two-stage framework that combines these complementary sources. Stage-1 aggregates heterogeneous comparative judgments into a consensus ranking $\hat{\pi}$ using a rank-aggregation model that accounts for annotator reliability. Stage-2 calibrates any predictive model’s scores by an isotonic projection onto the order $\hat{\pi}$, enforcing ordinal consistency while preserving as much of the model’s quantitative information as possible. Theoretically, we show: (1) modeling annotator heterogeneity yields strictly more efficient consensus estimation than homogeneity; (2) isotonic calibration enjoys risk bounds even when the consensus ranking is misspecified; and (3) AtC asymptotically outperforms model-only assessment. Across semi-synthetic and real-world datasets, AtC consistently improves accuracy and robustness over human-only or model-only assessments. Our results bridge judgment aggregation with model-free calibration, providing a principled recipe for human-centered assessment when ground truth is costly, scarce, or unverifiable.

Social Aspects · Trustworthy Machine Learning

Guang Yang, Ziye Geng, Yihang Chen, Changqing Luo

Task-agnostic model fingerprinting has recently gained increasing attention due to its ability to provide a universal framework applicable across diverse model architectures and tasks. The current state-of-the-art method, MetaV, ensures generalization by jointly training a set of fingerprints and a neural-network-based global verifier using two large and diverse model sets: one composed of pirated models (i.e., the protected model and its variants) and the other comprising independently-trained models. However, publicly available models are scarce in many real-world domains, and constructing such model sets requires intensive training efforts and massive computational resources, posing a significant barrier to practical deployment. Reducing the number of models can alleviate the overhead, but increases the risk of overfitting, a problem further exacerbated by MetaV's entangled design, in which all fingerprints and the global verifier are jointly trained. This overfitting issue leads to compromised generalization capability to verify unseen models. In this paper, we propose LiteGuard, an efficient task-agnostic fingerprinting framework that attains enhanced generalization while significantly lowering computational cost. Specifically, LiteGuard introduces two key innovations: (i) a checkpoint-based model set augmentation strategy that enriches model diversity by leveraging intermediate model snapshots captured during the training of each pirated and independently-trained model—thereby alleviating the need to train a large number of pirated and independently-trained models, and (ii) a local verifier architecture that pairs each fingerprint with a lightweight local verifier, thereby reducing parameter entanglement and mitigating overfitting. Extensive experiments across five representative tasks show that LiteGuard consistently outperforms MetaV in both generalization performance and computational efficiency.

Social Aspects · Trustworthy Machine Learning

Monte Hoover, Vatsal Baherwani, Neel Jain, Khalid Saifullah, Joseph J Vincent, Chirag Jain, Melissa Rad, C. Bruss, Ashwinee Panda, Tom Goldstein

Guardian models play a crucial role in ensuring the safety and ethical behavior of user-facing AI applications by enforcing guardrails and detecting harmful content. While standard guardian models are limited to predefined, static harm categories, we introduce DynaGuard, a suite of dynamic guardian models offering novel flexibility by evaluating text based on user-defined policies, and DynaBench, a dataset for training and evaluating dynamic guardian models. Our models provide both rapid detection of policy violations and a chain-of-thought reasoning option that articulate and justify model outputs. Critically, DynaGuard not only surpasses static models in detection accuracy on traditional safety categories, but is competitive with frontier reasoning models on free-form policy violations, all in a fraction of the time. This makes DynaGuard an critical tool for language model guardrails.

Social Aspects · Trustworthy Machine Learning

Shiyu Ni, Keping Bi, Jiafeng Guo, Minghao Tang, Jingtong wu, Zengxin Han, Xueqi Cheng

Honesty alignment—the ability of large language models (LLMs) to recognize their knowledge boundaries and express calibrated confidence—is essential for trustworthy deployment. Existing methods either rely on training-free confidence estimation (e.g., token probabilities, self-consistency) or training-based calibration with correctness annotations. While effective, the latter demands costly, large-scale labeling. We introduce Elicitation-Then-Calibration (EliCal), a two-stage framework that first elicits internal confidence using inexpensive self-consistency supervision, then calibrates this confidence with a small set of correctness annotations. This design substantially reduces annotation requirements while improving generalization across tasks. To support a large-scale study, we release HonestyBench, a benchmark covering ten free-form QA datasets with 560k training and 70k evaluation instances annotated with correctness and self-consistency signals. Experiments show that EliCal achieves near-optimal alignment with only 1k correctness annotations ($\sim$0.18\% of full supervision) and better alignment performance on unseen MMLU tasks than the calibration-only baseline, offering a scalable solution toward universal honesty alignment in LLMs.

Social Aspects · Trustworthy Machine Learning

Xinpeng Wang, Nitish Joshi, Barbara Plank, Rico Angell, He He

Reward hacking, where a reasoning model exploits loopholes in a reward function to achieve high rewards without solving the intended task, poses a significant threat. This behavior may be explicit, i.e. verbalized in the model's chain-of-thought (CoT), or implicit, where the CoT appears benign thus bypasses CoT monitors. To detect implicit reward hacking, we propose TRACE (Truncated Reasoning AUC Evaluation). Our key observation is that hacking occurs when exploiting the loophole is easier than solving the actual task. This means that the model is using less "effort" than required to achieve high reward. TRACE quantifies effort by measuring how early a model's reasoning becomes sufficient to obtain the reward. We progressively truncate a model's CoT at various lengths, force the model to answer, and estimate the expected reward at each cutoff. A hacking model, which takes a shortcut, will achieve a high expected reward with only a small fraction of its CoT, yielding a large area under the reward-vs-length curve. TRACE achieves over 65% gains over our strongest 72B CoT monitor in math reasoning, and over 30% gains over a 32B monitor in coding. We further show that TRACE can discover unknown loopholes during training. Overall, TRACE offers a scalable unsupervised approach for oversight where current monitoring methods prove ineffective.

Social Aspects · Trustworthy Machine Learning

Jiahao Xu, Rui Hu, Olivera Kotevska, Zikai Zhang

Due to the distributed nature of Federated Learning (FL) systems, each local client has access to the global model, which poses a critical risk of model leakage. Existing works have explored injecting watermarks into local models to enable intellectual property protection. However, these methods either focus on non-traceable watermarks or traceable but white-box watermarks. We identify a gap in the literature regarding the formal definition of traceable black-box watermarking and the formulation of the problem of injecting such watermarks into FL systems. In this work, we first formalize the problem of injecting traceable black-box watermarks into FL. Based on the problem, we propose a novel server-side watermarking method, $\mathbf{TraMark}$, which creates a traceable watermarked model for each client, enabling verification of model leakage in black-box settings. To achieve this, $\mathbf{TraMark}$ partitions the model parameter space into two distinct regions: the main task region and the watermarking region. Subsequently, a personalized global model is constructed for each client by aggregating only the main task region while preserving the watermarking region. Each model then learns a unique watermark exclusively within the watermarking region using a distinct watermark dataset before being sent back to the local client. Extensive results across various FL systems demonstrate that $\mathbf{TraMark}$ ensures the traceability of all watermarked models while preserving their main task performance. The code is available at \url{https://github.com/JiiahaoXU/TraMark}.

Social Aspects · Trustworthy Machine Learning

Enoal Gesny, Eva Giboulot, Teddy Furon, Vivien Chappelier

This paper introduces a novel watermarking method for diffusion models. It is based on guiding the diffusion process using the gradient computed from any off-the-shelf watermark decoder. The gradient is guided further using different image augmentations, increasing robustness to attacks against which the decoder was not originally robust, without retraining or fine-tuning. The methodology effectively allows to convert any post-hoc watermarking scheme into a scheme embedding the signal during the diffusion process. We show that this approach is complementary to watermarking techniques modifying the variational autoencoder at the end of the diffusion process. We validate the methods on different diffusion models and detectors. The watermarking guidance does not significantly alter the generated image for a given seed and prompt, preserving both the diversity and quality of generation.

Social Aspects · Trustworthy Machine Learning

Jan Kociszewski, Hubert Jastrzębski, Tymoteusz Stępkowski, Filip Manijak, Krzysztof Rojek, Franziska Boenisch, Adam Dziedzic

We propose SERUM: an intriguingly simple yet highly effective method for marking images generated by diffusion models (DMs). We only add a unique watermark noise to the initial diffusion generation noise and train a lightweight detector to identify watermarked images, simplifying and unifying the strengths of prior approaches. SERUM provides robustness against any image augmentations or watermark removal attacks and is extremely efficient, all while maintaining negligible impact on image quality. In contrast to prior approaches, which are often only resilient to limited perturbations and incur significant training, injection, and detection costs, our SERUM achieves remarkable performance, with the highest true positive rate (TPR) at a 1% false positive rate (FPR) in most scenarios, along with fast injection and detection and low detector training overhead. Its decoupled architecture also seamlessly supports multiple users by embedding individualized watermarks with little interference between the marks. Overall, our method provides a practical solution to mark outputs from DMs and to reliably distinguish generated from natural images.

Social Aspects · Trustworthy Machine Learning

Jingdi Lei, Varun Gumma, Rishabh Bhardwaj, Seok Lim, Chuan Li, Amir Zadeh, Soujanya Poria

Large Language Model (LLM) safety is one of the most pressing challenges for enabling wide-scale deployment. While most studies and global discussions focus on generic harms, such as models assisting users in harming themselves or others, enterprises face a more fundamental concern: whether LLM-based agents are safe for their intended use case. To address this, we introduce operational safety, defined as an LLM’s ability to appropriately accept or refuse user queries when tasked with a specific purpose. We further propose OffTopicEval, an evaluation suite and benchmark for measuring operational safety both in general and within specific agentic use cases. Our evaluations on six model families comprising 20 open-weight LLMs reveal that while performance varies across models, all of them remain highly operationally unsafe. Even the strongest models—Qwen-3 (235B) with 77.77% and Mistral (24B) with 79.96%—fall far short of reliable operational safety, while GPT models plateau in the 62–73% range, Phi achieves only mid-level scores (48–70%), and Gemma and Llama-3 collapse to 39.53% and 23.84%, respectively. While operation safety is core model's alignment issue, to suppress these failures, we propose prompt-based steering methods, query grounding (Q-ground), and system-prompt grounding (P-ground), which substantially improve OOD refusal. Q-ground provides consistent gains of up to 23%, while P-ground delivers even larger boosts, raising Llama-3.3 (70B) by 41% and Qwen-3 (30B) by 27%. These results highlight both the urgent need for operational safety interventions and the promise of prompt-based steering as a first step toward more reliable LLM-based agents. Our code and data are released at \url{https://github.com/declare-lab/OffTopicEval}.