论文检索

Applications/Language, Speech and Dialog

Melissa Dell, Jacob Carlson, Tom Bryan, Emily Silcock, Abhishek Arora, Zejiang Shen, Luca D'Amico-Wong, Quan Le, Pablo Querubin, Leander Heldring

Existing full text datasets of U.S. public domain newspapers do not recognize the often complex layouts of newspaper scans, and as a result the digitized content scrambles texts from articles, headlines, captions, advertisements, and other layout regions. OCR quality can also be low. This study develops a novel, deep learning pipeline for extracting full article texts from newspaper images and applies it to the nearly 20 million scans in Library of Congress's public domain Chronicling America collection. The pipeline includes layout detection, legibility classification, custom OCR, and association of article texts spanning multiple bounding boxes. To achieve high scalability, it is built with efficient architectures designed for mobile phones. The resulting American Stories dataset provides high quality data that could be used for pre-training a large language model to achieve better understanding of historical English and historical world knowledge. The dataset could also be added to the external database of a retrieval-augmented language model to make historical information - ranging from interpretations of political events to minutiae about the lives of people's ancestors - more widely accessible. Furthermore, structured article texts facilitate using transformer-based methods for popular social science applications like topic classification, detection of reproduced content, and news story clustering. Finally, American Stories provides a massive silver quality dataset for innovating multimodal layout analysis models and other multimodal applications.

Applications/Neuroscience, Cognitive Science

Adarsh Pyarelal, Eric Duong, Caleb Shibu, Paulo Soares, Savannah Boyd, Payal Khosla, Valeria A. Pfeifer, Diheng Zhang, Eric Andrews, Rick Champlin 等

We present a rich, multimodal dataset consisting of data from 40 teams of three humans conducting simulated urban search-and-rescue (SAR) missions in a Minecraft-based testbed, collected for the Theory of Mind-based Cognitive Architecture for Teams (ToMCAT) project. Modalities include two kinds of brain scan data---functional near-infrared spectroscopy (fNIRS) and electroencephalography (EEG), as well as skin conductance, heart rate, eye tracking, face images, spoken dialog audio data with automatic speech recognition (ASR) transcriptions, game screenshots, gameplay data, game performance data, demographic data, and self-report questionnaires. Each team undergoes up to six consecutive phases: three behavioral tasks, one mission training session, and two collaborative SAR missions. As time-synchronized multimodal data collected under a variety of circumstances, this dataset will support studying a large variety of research questions on topics including teamwork, coordination, plan recognition, affective computing, physiological linkage, entrainment, and dialog understanding. We provide an initial public release of the de-identified data, along with analyses illustrating the utility of this dataset to both computer scientists and social scientists.

Social Aspects/Everything Else

Yuanshao Zhu, Yongchao Ye, Ying Wu, Xiangyu Zhao, James Yu

Urban mobility analysis has been extensively studied in the past decade using a vast amount of GPS trajectory data, which reveals hidden patterns in movement and human activity within urban landscapes. Despite its significant value, the availability of such datasets often faces limitations due to privacy concerns, proprietary barriers, and quality inconsistencies. To address these challenges, this paper presents a synthetic trajectory dataset with high fidelity, offering a general solution to these data accessibility issues. Specifically, the proposed dataset adopts a diffusion model as its synthesizer, with the primary aim of accurately emulating the spatial-temporal behavior of the original trajectory data. These synthesized data can retain the geo-distribution and statistical properties characteristic of real-world datasets. Through rigorous analysis and case studies, we validate the high similarity and utility between the proposed synthetic trajectory dataset and real-world counterparts. Such validation underscores the practicality of synthetic datasets for urban mobility analysis and advocates for its wider acceptance within the research community. Finally, we publicly release the trajectory synthesizer and datasets, aiming to enhance the quality and availability of synthetic trajectory datasets and encourage continued contributions to this rapidly evolving field. The dataset is released for public online availability https://github.com/Applied-Machine-Learning-Lab/SynMob.

Social Aspects/Trustworthy Machine Learning

Jiyoung Lee, Seungho Kim, Seunghyun Won, Joonseok Lee, Marzyeh Ghassemi, James Thorne, Jaeseok Choi, O-Kil Kwon, Edward Choi

AI alignment refers to models acting towards human-intended goals, preferences, or ethical principles. Analyzing the similarity between models and humans can be a proxy measure for ensuring AI safety. In this paper, we focus on the models' visual perception alignment with humans, further referred to as AI-human visual alignment. Specifically, we propose a new dataset for measuring AI-human visual alignment in terms of image classification. In order to evaluate AI-human visual alignment, a dataset should encompass samples with various scenarios and have gold human perception labels. Our dataset consists of three groups of samples, namely Must-Act (i.e., Must-Classify), Must-Abstain, and Uncertain, based on the quantity and clarity of visual information in an image and further divided into eight categories. All samples have a gold human perception label; even Uncertain (e.g., severely blurry) sample labels were obtained via crowd-sourcing. The validity of our dataset is verified by sampling theory, statistical theories related to survey design, and experts in the related fields. Using our dataset, we analyze the visual alignment and reliability of five popular visual perception models and seven abstention methods. Our code and data is available at https://github.com/jiyounglee-0523/VisAlign.

Social Aspects/Trustworthy Machine Learning

Boxin Wang, Weixin Chen, Hengzhi Pei, Chulin Xie, Mintong Kang, Chenhui Zhang, Chejian Xu, Zidi Xiong, Ritik Dutta, Rylan Schaeffer 等

Generative Pre-trained Transformer (GPT) models have exhibited exciting progress in capabilities, capturing the interest of practitioners and the public alike. Yet, while the literature on the trustworthiness of GPT models remains limited, practitioners have proposed employing capable GPT models for sensitive applications to healthcare and finance – where mistakes can be costly. To this end, this work proposes a comprehensive trustworthiness evaluation for large language models with a focus on GPT-4 and GPT-3.5, considering diverse perspectives – including toxicity, stereotype bias, adversarial robustness, out-of-distribution robustness, robustness on adversarial demonstrations, privacy, machine ethics, and fairness. Based on our evaluations, we discover previously unpublished vulnerabilities to trustworthiness threats. For instance, we find that GPT models can be easily misled to generate toxic and biased outputs and leak private information in both training data and conversation history. We also find that although GPT-4 is usually more trustworthy than GPT-3.5 on standard benchmarks, GPT-4 is more vulnerable given jailbreaking system or user prompts, potentially due to the reason that GPT-4 follows the (misleading) instructions more precisely. Our work illustrates a comprehensive trustworthiness evaluation of GPT models and sheds light on the trustworthiness gaps. Our benchmark is publicly available at https://decodingtrust.github.io/.

Deep Learning/Sequential Models, Time series

Chirag Raman, Alec Nonnemaker, Amelia Villegas-Morcillo, Hayley Hung, Marco Loog

We propose a post hoc saliency-based explanation framework for counterfactual reasoning in probabilistic multivariate time-series forecasting (regression) settings. Building upon Miller's framework of explanations derived from research in multiple social science disciplines, we establish a conceptual link between counterfactual reasoning and saliency-based explanation techniques. To address the lack of a principled notion of saliency, we leverage a unifying definition of information-theoretic saliency grounded in preattentive human visual cognition and extend it to forecasting settings. Specifically, we obtain a closed-form expression for commonly used density functions to identify which observed timesteps appear salient to an underlying model in making its probabilistic forecasts. We empirically validate our framework in a principled manner using synthetic data to establish ground-truth saliency that is unavailable for real-world data. Finally, using real-world data and forecasting models, we demonstrate how our framework can assist domain experts in forming new data-driven hypotheses about the causal relationships between features in the wild.

Applications/Neuroscience, Cognitive Science

Sergey Shuvaev, Evgeny Amelchenko, Dmitry Smagin, Natalia Kudryavtseva, Grigori Enikolopov, Alex Koulakov

Social conflict is a survival mechanism yielding both normal and pathological behaviors. To understand its underlying principles, we collected behavioral and whole-brain neural data from mice advancing through stages of social conflict. We modeled the animals’ interactions as a normal-form game using Bayesian inference to account for the partial observability of animals’ strengths. We find that our behavioral and neural data are consistent with the first-level Theory of Mind (1-ToM) model where mice form “primary” beliefs about the strengths of all mice involved and “secondary” beliefs that estimate the beliefs of their opponents. Our model identifies the brain regions that carry the information about these beliefs and offers a framework for studies of social behaviors in partially observable settings.

Social Aspects/Trustworthy Machine Learning

Zhiqin Yang, Yonggang Zhang, Yu Zheng, Xinmei Tian, Hao Peng, Tongliang Liu, Bo Han

Federated learning (FL) typically faces data heterogeneity, i.e., distribution shifting among clients. Sharing clients' information has shown great potentiality in mitigating data heterogeneity, yet incurs a dilemma in preserving privacy and promoting model performance. To alleviate the dilemma, we raise a fundamental question: Is it possible to share partial features in the data to tackle data heterogeneity?In this work, we give an affirmative answer to this question by proposing a novel approach called **Fed**erated **Fe**ature **d**istillation (FedFed).Specifically, FedFed partitions data into performance-sensitive features (i.e., greatly contributing to model performance) and performance-robust features (i.e., limitedly contributing to model performance).The performance-sensitive features are globally shared to mitigate data heterogeneity, while the performance-robust features are kept locally.FedFed enables clients to train models over local and shared data. Comprehensive experiments demonstrate the efficacy of FedFed in promoting model performance.

Social Aspects/Trustworthy Machine Learning

Qiang Ding, Yixuan Cao, Ping Luo

Selective classification allows a machine learning model to reject some hard inputs and thus improve the reliability of its predictions. In this area, the ensemble method is powerful in practice, but there has been no solid analysis on why the ensemble method works. Inspired by an interesting empirical result that the improvement of the ensemble largely comes from top-ambiguity samples where its member models diverge, we prove that, based on some assumptions, the ensemble has a lower selective risk than the member model for any coverage within a range. The proof is nontrivial since the selective risk is a non-convex function of the model prediction. The assumptions and the theoretical results are supported by systematic experiments on both computer vision and natural language processing tasks.

Social Aspects/Accountability, Transparency and Interpretability

SungYub Kim, Kyungsu Kim, Eunho Yang

Through a deeper understanding of predictions of neural networks, Influence Function (IF) has been applied to various tasks such as detecting and relabeling mislabeled samples, dataset pruning, and separation of data sources in practice. However, we found standard approximations of IF suffer from performance degradation due to oversimplified influence distributions caused by their bilinear approximation, suppressing the expressive power of samples with a relatively strong influence. To address this issue, we propose a new interpretation of existing IF approximations as an average relationship between two linearized losses over parameters sampled from the Laplace approximation (LA). In doing so, we highlight two significant limitations of current IF approximations: the linearity of gradients and the singularity of Hessian. Accordingly, by improving each point, we introduce a new IF approximation method with the following features: i) the removal of linearization to alleviate the bilinear constraint and ii) the utilization of Geometric Ensemble (GE) tailored for non-linear losses. Empirically, our approach outperforms existing IF approximations for downstream tasks with lighter computation, thereby providing new feasibility of low-complexity/nonlinear-based IF design.

Social Aspects/Trustworthy Machine Learning

Mingyu Xu, Zheng Lian, Bin Liu, Jianhua Tao

Out-of-distribution (OOD) detection is critical to building reliable machine learning systems in the open world. Researchers have proposed various strategies to reduce model overconfidence on OOD data. Among them, ReAct is a typical and effective technique to deal with model overconfidence, which truncates high activations to increase the gap between in-distribution and OOD. Despite its promising results, is this technique the best choice? To answer this question, we leverage the variational method to find the optimal operation and verify the necessity of suppressing abnormally low and high activations and amplifying intermediate activations in OOD detection, rather than focusing only on high activations like ReAct. This motivates us to propose a novel technique called ``Variational Rectified Activation (VRA)'', which simulates these suppression and amplification operations using piecewise functions. Experimental results on multiple benchmark datasets demonstrate that our method outperforms existing post-hoc strategies. Meanwhile, VRA is compatible with different scoring functions and network architectures. Our code is available at https://github.com/zeroQiaoba/VRA.

Social Aspects/Trustworthy Machine Learning

Gon Buzaglo, Niv Haim, Gilad Yehudai, Gal Vardi, Yakir Oz, Yaniv Nikankin, Michal Irani

Memorization of training data is an active research area, yet our understanding of the inner workings of neural networks is still in its infancy.Recently, Haim et al. 2022 proposed a scheme to reconstruct training samples from multilayer perceptron binary classifiers, effectively demonstrating that a large portion of training samples are encoded in the parameters of such networks.In this work, we extend their findings in several directions, including reconstruction from multiclass and convolutional neural networks. We derive a more general reconstruction scheme which is applicable to a wider range of loss functions such as regression losses. Moreover, we study the various factors that contribute to networks' susceptibility to such reconstruction schemes. Intriguingly, we observe that using weight decay during training increases reconstructability both in terms of quantity and quality. Additionally, we examine the influence of the number of neurons relative to the number of training samples on the reconstructability.Code: https://github.com/gonbuzaglo/decoreco

Social Aspects/Trustworthy Machine Learning

Zikai Xiao, Zihan Chen, Songshang Liu, Hualiang Wang, YANG FENG, Jin Hao, Joey Tianyi Zhou, Jian Wu, Howard Yang, Zuozhu Liu

Data privacy and long-tailed distribution are the norms rather than the exception in many real-world tasks. This paper investigates a federated long-tailed learning (Fed-LT) task in which each client holds a locally heterogeneous dataset; if the datasets can be globally aggregated, they jointly exhibit a long-tailed distribution. Under such a setting, existing federated optimization and/or centralized long-tailed learning methods hardly apply due to challenges in (a) characterizing the global long-tailed distribution under privacy constraints and (b) adjusting the local learning strategy to cope with the head-tail imbalance. In response, we propose a method termed $\texttt{Fed-GraB}$, comprised of a Self-adjusting Gradient Balancer (SGB) module that re-weights clients' gradients in a closed-loop manner, based on the feedback of global long-tailed distribution evaluated by a Direct Prior Analyzer (DPA) module. Using $\texttt{Fed-GraB}$, clients can effectively alleviate the distribution drift caused by data heterogeneity during the model training process and obtain a global model with better performance on the minority classes while maintaining the performance of the majority classes. Extensive experiments demonstrate that $\texttt{Fed-GraB}$ achieves state-of-the-art performance on representative datasets such as CIFAR-10-LT, CIFAR-100-LT, ImageNet-LT, and iNaturalist.

Kai Han, You Wu, He Huang, Shuang Cui

We revisit the classical problem of designing Budget-Feasible Mechanisms (BFMs) for submodular valuation functions, which has been extensively studied since the seminal paper of Singer [FOCS’10] due to its wide applications in crowdsourcing and social marketing. We propose TripleEagle, a novel algorithmic framework for designing BFMs, based on which we present several simple yet effective BFMs thatachieve better approximation ratios than the state-of-the-art work for both monotone and non-monotone submodular valuation functions. Moreover, our BFMs are the first in the literature to achieve linear complexities while ensuring obvious strategyproofness, making them more practical than the previous BFMs. We conduct extensive experiments to evaluate the empirical performance of our BFMs, and the experimental results strongly demonstrate the efficiency and effectiveness of our approach.

Theory/Social Aspects

Yanbang Wang, Jon Kleinberg

In an online social network, link recommendations are a way for users to discover relevant links to people they may know, thereby potentially increasing their engagement on the platform. However, the addition of links to a social network can also have an effect on the level of conflict in the network --- expressed in terms of polarization and disagreement. To date, however, we have very little understanding of how these two implications of link formation relate to each other: are the goals of high relevance and conflict reduction aligned, or are the links that users are most likely to accept fundamentally different from the ones with the greatest potential for reducing conflict? Here we provide the first analysis of this question, using the recently popular Friedkin-Johnsen model of opinion dynamics. We first present a surprising result on how link additions shift the level of opinion conflict, followed by explanation work that relates the amount of shift to structural features of the added links. We then characterize the gap in conflict reduction between the set of links achieving the largest reduction and the set of links achieving the highest relevance. The gap is measured on real-world data, based on instantiations of relevance defined by 13 link recommendation algorithms. We find that some, but not all, of the more accurate algorithms actually lead to better reduction of conflict. Our work suggests that social links recommended for increasing user engagement may not be as conflict-provoking as people might have thought.

Social Aspects/Accountability, Transparency and Interpretability

Jaroslaw Blasiok, Parikshit Gopalan, Lunjia Hu, Preetum Nakkiran

Optimizing proper loss functions is popularly believed to yield predictors with good calibration properties; the intuition being that for such losses, the global optimum is to predict the ground-truth probabilities, which is indeed calibrated. However, typical machine learning models are trained to approximately minimize loss over restricted families of predictors, that are unlikely to contain the ground truth. Under what circumstances does optimizing proper loss over a restricted family yield calibrated models? What precise calibration guarantees does it give? In this work, we provide a rigorous answer to these questions. We replace the global optimality with a local optimality condition stipulating that the (proper) loss of the predictor cannot be reduced much by post-processing its predictions with a certain family of Lipschitz functions. We show that any predictor with this local optimality satisfies smooth calibration as defined in [Kakade and Foster, 2008, Błasiok et al., 2023]. Local optimality is plausibly satisfied by well-trained DNNs, which suggests an explanation for why they are calibrated from proper loss minimization alone. Finally, we show that the connection between local optimality and calibration error goes both ways: nearly calibrated predictors are also nearly locally optimal.

Social Aspects/Accountability, Transparency and Interpretability

Yifan Zhang, Haowei He, Zhiquan Tan, Yang Yuan

In the current landscape of explanation methodologies, most predominant approaches, such as SHAP and LIME, employ removal-based techniques to evaluate the impact of individual features by simulating various scenarios with specific features omitted. Nonetheless, these methods primarily emphasize efficiency in the original context, often resulting in general inconsistencies. In this paper, we demonstrate that such inconsistency is an inherent aspect of these approaches by establishing the Impossible Trinity Theorem, which posits that interpretability, efficiency, and consistency cannot hold simultaneously. Recognizing that the attainment of an ideal explanation remains elusive, we propose the utilization of interpretation error as a metric to gauge inefficiencies and inconsistencies. To this end, we present two novel algorithms founded on the standard polynomial basis, aimed at minimizing interpretation error. Our empirical findings indicate that the proposed methods achieve a substantial reduction in interpretation error, up to 31.8 times lower when compared to alternative techniques.

Social Aspects/Fairness, Equity, Justice and Safety

Aleksandar Petrov, Emanuele La Malfa, Philip Torr, Adel Bibi

Recent language models have shown impressive multilingual performance, even when not explicitly trained for it.Despite this, there are concerns about the quality of their outputs across different languages.In this paper, we show how disparity in the treatment of different languages arises at the tokenization stage, well before a model is even invoked.The same text translated into different languages can have drastically different tokenization lengths, with differences up to 15 times in some cases.These disparities persist even for tokenizers that are intentionally trained for multilingual support.Character-level and byte-level models also exhibit over 4 times the difference in the encoding length for some language pairs.This induces unfair treatment for some language communities in regard to the cost of accessing commercial language services, the processing time and latency, as well as the amount of content that can be provided as context to the models.Therefore, we make the case that we should train future language models using multilingually fair subword tokenizers.

Social Aspects/Fairness, Equity, Justice and Safety

Ben Chugg, Santiago Cortes-Gomez, Bryan Wilder, Aaditya Ramdas

We provide practical, efficient, and nonparametric methods for auditing the fairness of deployed classification and regression models. Whereas previous work relies on a fixed-sample size, our methods are sequential and allow for the continuous monitoring of incoming data, making them highly amenable to tracking the fairness of real-world systems. We also allow the data to be collected by a probabilistic policy as opposed to sampled uniformly from the population. This enables auditing to be conducted on data gathered for another purpose. Moreover, this policy may change over time and different policies may be used on different subpopulations. Finally, our methods can handle distribution shift resulting from either changes to the model or changes in the underlying population. Our approach is based on recent progress in anytime-valid inference and game-theoretic statistics---the ``testing by betting'' framework in particular. These connections ensure that our methods are interpretable, fast, and easy to implement. We demonstrate the efficacy of our approach on three benchmark fairness datasets.

Theory/Reinforcement Learning and Planning

Eric Eaton, Marcel Hussing, Michael Kearns, Jessica Sorrell

The replicability crisis in the social, behavioral, and data sciences has led to the formulation of algorithm frameworks for replicability --- i.e., a requirement that an algorithm produce identical outputs (with high probability) when run on two different samples from the same underlying distribution. While still in its infancy, provably replicable algorithms have been developed for many fundamental tasks in machine learning and statistics, including statistical query learning, the heavy hitters problem, and distribution testing. In this work we initiate the study of replicable reinforcement learning, providing a provably replicable algorithm for parallel value iteration, and a provably replicable version of R-Max in the episodic setting. These are the first formal replicability results for control problems, which present different challenges for replication than batch learning settings.