With the rise of advanced reasoning capabilities, large language models (LLMs) are receiving increasing attention. While reasoning enhances LLMs’ performance on downstream tasks, it also introduces new threat vectors, as adversaries can leverage these capabilities to conduct backdoor attacks. Prior surveys provide broad overviews of backdoor attacks and reasoning security; however, a systematic survey focused on backdoor attacks and defenses against LLM reasoning is still absent. In this paper, we take the first step toward providing a comprehensive review of reasoning-based backdoor attacks in LLMs by analyzing their underlying mechanisms, methodological frameworks, and unresolved challenges. Specifically, we introduce a new taxonomy that offers a unified perspective for summarizing existing approaches, categorizing reasoning-based backdoor attacks into associative, passive, and active. We also summarize defenses against such attacks and discuss current challenges alongside future research directions.
论文检索
输入标题、作者或关键词,从 9,460 篇学术成果中精准定位
BIASEDTALES-ML: A Multilingual Dataset for Analyzing Narrative Attribute Distributions in LLM-Generated Stories
PDF ↗Large Language Models (LLMs) are increasingly used to generate narrative content, including children’s stories, which play an important role in social and cultural learning. Despite growing interest in AI safety and alignment, most existing evaluations focus primarily on English, leaving the cross-lingual generalization of aligned behavior underexplored. In this work, we introduce BiasedTales-ML, a large-scale parallel corpus of approximately 350,000 children’s stories generated across eight typologically and culturally diverse languages using a full-permutation prompting design. We propose a structured generator-extractor pipeline and a multi-dimensional distributional analysis framework to examine how narrative attributes vary across languages, models, and social conditions.Our analysis reveals substantial cross-lingual variability in narrative generation patterns, indicating that distributions observed in English do not always exhibit similar characteristics in other languages, particularly in lower-resource settings. At the narrative level, we identify recurring structural patterns involving character roles, settings, and thematic emphasis, which manifest differently across linguistic contexts.These findings highlight the limitations of English-centric evaluation for characterizing socially grounded narrative generation in multilingual settings. We release the dataset, code, and an interactive visualization tool to support future research on multilingual narrative analysis and evaluation.
Masked diffusion language models (MDLMs) have recently emerged as a new paradigm in language modeling, offering flexible generation dynamics and enabling efficient parallel decoding. However, existing decoding strategies for pre-trained MDLMs predominantly rely on token-level uncertainty criteria, while largely overlooking sequence-level information and inter-token dependencies. To address this limitation, we propose Dependency-Oriented Sampler (DOS), a training-free decoding strategy that leverages inter-token dependencies to inform token updates during generation. Specifically, DOS exploits attention matrices from transformer blocks to approximate inter-token dependencies, emphasizing information from unmasked tokens when updating masked positions. Empirical results demonstrate that DOS consistently achieves superior performance on both code generation and mathematical reasoning tasks. Moreover, DOS can be seamlessly integrated with existing parallel sampling methods, leading to improved generation efficiency without sacrificing generation quality.
Tool graphs (TG) model dependencies among tools and resources, enabling more structured organization and management of large toolsets. However, existing methods and benchmarks often formulate tool learning (TL) as a single-solution setting, overlooking the fact that many tasks admit multiple valid tool combinations and therefore require optimal solution selection. Moreover, exploring large-scale TG is computationally expensive, especially under constrained context budgets. To address these challenges, we propose TOPT, an efficient framework for learning optimal TL policies over large TG, as well as construct MultiSoTLBench, a large-scale Multi-Solution TL Benchmark, where each task admits multiple valid solutions. Specifically, to improve search efficiency in large action spaces, TOPT adopts a progressive graph expansion strategy: we train a reinforcement learning (RL) agent to acquire transferable expansion skills and construct, on demand, a compact solvable subgraph that preserves only task-relevant links. This reduces the size of the candidate space and the context usage from the outset. To enable optimal selection, we further propose a progressive graph reasoning framework. It performs RL-driven optimality analysis and scheduling on the expanded subgraph to generate an optimal tool chain that balances path length and tool cost. Comprehensive experiments on MultiSoTLBench demonstrate that TOPT generalizes effectively, improving task success and solution optimality by 46.21% and 66.34%, respectively.
Reasoning has substantially improved Large Language Models (LLMs) on analytical tasks such as mathematics and code generation, but its value for abstractive summarization remains unclear. To address this gap, we adapt general reasoning strategies to the summarization setting and conduct a large-scale comparative study of 8 reasoning strategies and 3 Large Reasoning Models (LRMs) across 8 diverse datasets, evaluating both summary quality and factual faithfulness. Our results show that reasoning is not a universal solution and its effectiveness depends strongly on the strategy and the summarization setting. In particular, we find a trade-off between summary quality and factual faithfulness. Explicit reasoning strategies often improve reference-based quality, but may weaken factual grounding, whereas implicit reasoning in LRMs shows the opposite tendency. We further find that increasing an LRM’s internal reasoning budget does not reliably improve summarization and can even reduce factual consistency. These findings suggest that, for summarization, more reasoning is not always better. Effective reasoning should preserve faithful compression rather than induce over-elaboration.
Learning to Retrieve User History and Generate User Profiles for Personalized Persuasiveness Prediction
PDF ↗Estimating the persuasiveness of messages is critical in various applications, from recommender systems to safety assessment of LLMs. While it is imperative to consider the target persuadee’s characteristics, such as their values, experiences, and reasoning styles, there is currently no established systematic framework to optimize leveraging a persuadee’s past activities (e.g., conversations) to the benefit of a persuasiveness prediction model. To address this problem, we propose a context-aware user profiling framework with two trainable components: a query generator that generates optimal queries to retrieve persuasion-relevant records from a user’s history, and a profiler that summarizes these records into a profile to effectively inform the persuasiveness prediction model.Our evaluation on the ChangeMyView Reddit dataset shows consistent improvements over existing methods across multiple predictor models, raising F1 from 33% to 47% on Llama-3.3-70B-Instruct. Further analysis shows that effective user profiles are context-dependent and predictor-specific, rather than relying on static attributes or surface-level similarity. Together, these results highlight the importance of task-oriented, context-dependent user profiling for personalized persuasiveness prediction.
Mixture-of-Experts (MoE) efficiently trains large models by using sparse activation to lower costs, selecting a few experts based on data characteristics. For MoE, an unbalanced expert load will lead to inefficient expert utilization and routing collapse. Existing methods commonly achieve an expert-centered balancing strategy to solve it, prioritizing equal utilization of experts over semantic alignment between tokens and experts. However, this can lead to a pseudo-balance phenomenon: To ensure expert load balancing, the same input is randomly routed to different experts across training steps instead of the most matching one. It introduces two critical issues: (1) Severe knowledge overlap among experts, resulting in redundant representations and inefficient parameter utilization. (2) Difficulty in forming and stabilizing expert specialization. These issues limit the scalability of models, especially large language models (LLM). To address these limitations, we introduce Memory-Aware Routing (MAR), a training-phase approach that enhances existing load-balancing strategies. By equipping each expert with a memory buffer, our method explicitly models their long-term preferences, allowing historical experience to guide routing. This ensures that tokens are routed more consistently to compatible experts, mitigating the pseudo-balance problem while maintaining global load balance and fostering expert specialization. Experimental results show that MAR improves expert specialization by 35% and downstream accuracy by 2%-25%, doubles parameter efficiency, and matches baseline performance with only half the experts.
Context-attended Adversarial Reinforcement Learning for Robust Multi-step Retrieval Augmented Generation
PDF ↗Multi-step retrieval-augmented generation has attracted increasing attention due to its capacity to improve the factuality of large language models with iterative retrieved knowledge. However, the performance of multi-step RAG systems is susceptible to potential retrieval noise and fabricated documents in real-world scenarios. Current approaches usually utilize supervised fine-tuning on predetermined noisy contexts to enhance the robustness. However, their performance remains inadequate when it comes to more complicated long-context scenarios due to the lack of adaptability. Towards this end, we propose a novel framework named Context-attended Adversarial Reinforcement Learning (CARE) for multi-step RAG systems against attacks. The core of our CARE is to conduct reinforcement learning on adversarial samples which are alternatingly enhanced with text gradients. In particular, our CARE includes a reward model to identify the accuracy of responses, which is minimized for the generation of adversarial samples with text gradients. These context-attended noisy samples are then utilized for reinforcement learning to maximize the rewards. The whole framework is conducted alternatingly from easy to hard samples to ensure the smoothness of the optimization. Extensive experiments on multi-step RAG benchmark datasets are conducted to validate the superiority of our proposed CARE in multiple noisy scenarios. Our code is available at https://github.com/yingtaoren/CARE.
Despite the importance of open-ended event forecasting for risk management, current LLM-based methods predominantly target only the most probable outcomes, neglecting the intrinsic uncertainty of real-world events. To bridge this gap, we advance open-ended event forecasting from pinpoint forecasting to *scatter forecasting* by introducing the proxy task of hypothesis generation. This paradigm aims to generate an inclusive and diverse set of hypotheses that broadly cover the space of plausible future events. To this end, we propose SCATTER, a reinforcement learning framework that jointly optimizes inclusiveness and diversity of the hypothesis. Specifically, we design a novel hybrid reward that consists of three components: 1) a validity reward that measures semantic alignment with observed events, 2) an intra-group diversity reward to encourage variation within sampled responses, and 3) an inter-group diversity reward to promote exploration across distinct modes. By integrating the validity-gated score into the overall objective, we confine the exploration of wildly diversified outcomes to contextually plausible futures, preventing the mode collapse issue. Experiments on two real-world benchmark datasets, i.e., OpenForecast and OpenEP, demonstrate that SCATTER significantly outperforms strong baselines. Our code is available at https://github.com/Sambac1/SCATTER .
Large Vision-Language Models (LVLMs) can recognize individuals in images and disclose sensitive personal information about them, raising critical privacy concerns. Machine unlearning aims to remove such knowledge from the model. However, existing methods rarely prescribe what the model should output in place of the forgotten content, leading to Unlearning Aftermaths: degenerate, hallucinated, or excessively refused responses. We argue that, especially for generative LVLMs, it is crucial to consider the quality and informativeness of post-unlearning responses rather than relying solely on naive suppression. To address this, we introduce a new unlearning task for LVLMs that requires models to provide privacy-preserving yet informative and visually grounded responses. We also propose PUBG, a novel unlearning method that explicitly guides post-unlearning behavior toward a desirable output distribution. Experiments show that, while existing methods suffer from Unlearning Aftermaths despite successfully preventing privacy violations, PUBG effectively mitigates these issues, generating visually grounded and informative responses without privacy leakage for forgotten targets.
Knowledge within large language models (LLMs) inevitably lags behind an evolving world, motivating knowledge editing methods that update facts without expensive retraining. In multi-hop knowledge editing, models must not only recall updated facts but also correctly propagate them through multi-step reasoning chains. However, most existing approaches rely on unidirectional, feed-forward pipelines, decomposing questions and retrieving edited facts in a rigid hop-wise sequence. This design is brittle: a minor retrieval error or logical mismatch at an early hop can become a silent failure that cascades to the final answer without an explicit recovery mechanism. To address this limitation, we propose Critic-Guided Multi-Agent Reasoning for Knowledge Editing (CARE), a framework for closed-loop post-edit reasoning. A Critic agent performs chain-level verification by checking both global coherence and step-wise correctness, and triggers bounded backtracking for iterative self-correction, while a Selector agent supplies high-fidelity, low-noise candidate pools from the edit store to enable effective revision. Experiments on MQuAKE-2002 and MQuAKE-hard demonstrate that CARE effectively mitigates error propagation, achieving a new state-of-the-art.
Low-Rank Adaptation (LoRA) is a widely adopted approach for parameter-efficient fine-tuning of large language models, enabling effective adaptation with a small number of trainable parameters. However, its reliance on linear low-rank projections restricts adaptation to linear subspaces, which can limit flexibility on complex downstream tasks. To address this, we propose RanLoRA, a Residual-aware nonlinear Low-Rank Adaptation approach that leverages the decomposition structure of pretrained weights. We used Singular Value Decomposition (SVD) to decompose pretrained weights into principal components that are kept frozen and residual components that are used for task-specific adaptation. To enhance the expressiveness of linear low-rank updates, RanLoRA incorporates a nonlinear activation layer together with a Hadamard-product-based vector modulation. This design supports an implicit progressive adaptation behavior, where optimization evolves from coarse approximation of dominant components toward residual alignment and fine-grained nonlinear refinement. Experiments on benchmarks covering commonsense reasoning, natural language understanding, image classification, and mathematical reasoning show that RanLoRA consistently outperforms vanilla LoRA and representative variants under comparable parameter budgets. These results suggest that incorporating structured nonlinearity into adapter design can enhance representational flexibility and generalization across tasks in large models.
Reinforcement learning (RL) has shown strong promise for LLM-based machine translation, with recent methods such as GRPO demonstrating notable gains; nevertheless, translation-oriented RL remains challenged by high-variance policy gradients induced by Monte Carlo baselines, as well as a large trajectory space that favors global exploration over fine-grained local optimization. We introduce PEGRL, a two-stage RL framework that uses post-editing as an auxiliary task to stabilize training and guide overall optimization. At each step, translation outputs are sampled to construct post-editing inputs, enabling lower-variance gradients from the post-editing task to propagate through the entire framework while jointly supporting both global exploration and fine-grained local optimization. A task-specific weighting scheme further emphasizes the post-editing gradient, producing a biased yet more sample-efficient estimator. Experiments on English\toFinnish, English\toTurkish, and English\leftrightarrowChinese show consistent gains over RL baselines, and for English\toTurkish, performance on COMETKiwi is comparable to advanced LLM-based systems (DeepSeek-V3.2). Our code and a set of representative pretrained models are publicly available at https://github.com/NJUNLP/peg-rl and https://huggingface.co/collections/DGME/pegrl.
Recent advances in vision-language models (VLMs) have achieved impressive results on standard image-text tasks, yet their potential for visual procedure question answering (VP-QA) remains largely unexplored. VP-QA presents unique challenges where users query next-step actions by uploading images for intermediate states of complex procedures. To systematically evaluate VLMs on this practical task, we propose ProcedureVQA, a novel multimodal benchmark specifically designed for visual procedural reasoning. Through comprehensive analysis, we identify two critical limitations in current VLMs: inadequate cross-modal retrieval of structured procedures given visual states, and misalignment between image sequence granularity and textual step decomposition. To address these issues, we present Chain-of-Procedure (CoP), a hierarchical reasoning framework that first retrieves relevant instructions using visual cues, then performs step refinement through semantic decomposition, and finally generates the next step. Experiments across six VLMs demonstrate CoP’s effectiveness, achieving up to 13% absolute improvement over standard baselines.
RAG in the Wild: On the (In)effectiveness of LLMs with Mixture-of-Knowledge Retrieval Augmentation
PDF ↗Retrieval-augmented generation (RAG) enhances large language models (LLMs) by integrating external knowledge retrieved at inference time. While RAG demonstrates strong performance on benchmarks largely derived from general-domain corpora like Wikipedia, its effectiveness under realistic, diverse retrieval scenarios remains underexplored. We evaluate RAG systems using MassiveDS, a large-scale datastore with mixture of knowledge, and identified critical limitations: retrieval mainly benefits smaller models, rerankers add minimal value, and no single retrieval source consistently excels. Moreover, current LLMs struggle to route queries across heterogeneous knowledge sources. These findings highlight the need for adaptive retrieval strategies before deploying RAG in real-world settings.
Adapting language models to new data distributions by simple finetuning is challenging. This is due to the rigidity of their subword tokenizers, which typically remain unchanged during adaptation. This inflexibility often leads to inefficient tokenization, causing overfragmentation of text in out-of-distribution domains, unseen languages, or scripts. In this work, we develop byte-level LMs with learnable tokenizers to make tokenization adaptive. Our models include a submodule that learns to predict boundaries given the input byte sequence, encoding it into variable-length segments. Most tokenizer-free methods train this boundary predictor using an auxiliary loss that enforces a fixed compression rate across the training corpus, introducing a new kind of rigidity. We propose FLEXITOKENS, a simplified training objective that enables significantly greater flexibility during adaptation. Evaluating across multiple multilingual benchmarks, morphologically diverse tasks, and domains, we demonstrate that FLEXITOKENS consistently reduces token over-fragmentation and achieves up to 10% point improvements on token classification and generative tasks compared to BPE and other gradient-based tokenizer baselines. We validate our findings using models of varying sizes, and our method demonstrates consistent improvements across scales.
The wide deployment of LLMs has made model alignment necessary to make newly trained models safely and effectively respond to user instructions. Among different methods, inference-time alignment is often cheaper as it intervenes (i.e., offers guidances) only during output generation. Existing proposals apply guidances extracted from certain aligned models without properly assessing their reliability. Nonetheless, our systematic evaluation reveals that guidance effectiveness varies drastically across models; since ineffective guidances lead to further confusion and thus further interventions, the resulting excessive interventions typically indicate poor performance. To make interventions more effective and thus more efficient, we introduce BlendIn, an inference-time alignment framework that shifts from binary decisions to creating hybrid distributions integrating both models’ knowledge. BlendIn stabilizes inference-time alignment by performing quality-aware alignment and proportionally weighting each model’s contribution based on reliability. Compared with existing works, it preserves beneficial guidance while downweighting unreliable suggestions. BlendIn provides both diagnostic signals and mitigation strategies for misaligned guidance, achieving consistent and up to 50% performance improvement on challenging model pairs. Our code is available at: https://github.com/DecayingSeart/BlendIn.
Empathy is essential for fostering natural interactions in spoken dialogue systems, as it enables machines to recognize the emotional tone of human speech and deliver empathetic responses. Recent research has made significant progress in developing empathetic spoken chatbots based on large language models (LLMs). However, several challenges still exist when training such models, including reliance on costly empathetic speech instruction data and a lack of emotional expressiveness in the generated speech. Finetuning LLM with cross-modal empathetic instruction data may also lead to catastrophic forgetting and a degradation of its general capability. To address these challenges, we propose FreezeEmpath, an end-to-end empathetic spoken chatbot trained in a simple and efficient manner. The entire training process relies solely on existing speech instruction data and speech emotion recognition (SER) data, while keeping the LLM’s parameters frozen. Experiments demonstrate that FreezeEmpath is able to generate emotionally expressive speech and outperforms other empathetic models in empathetic dialogue, SER, and SpokenQA tasks, demonstrating the effectiveness of our training strategy.
Large language models (LLMs) often respond even when prompts omit critical details or include misleading information, leading to hallucinations or reinforced misconceptions. We study how to evaluate and improve LLMs’ ability to decide when and what to ask for clarification without sacrificing task performance. We introduce AskBench, an interactive benchmark that converts standard QA pairs into multi-turn interactions with explicit checkpoints. A unified judge loop evaluates final answers and simulates user responses as needed. AskBench covers two settings: AskMind, with intent-deficient queries requiring clarification, and AskOverconfidence, with queries containing false premises that must be identified and corrected. We further propose rubric-guided reinforcement learning with verifier-based rewards (RLVR), which uses structured rubrics to encourage targeted clarification. Experiments show consistent improvements in accuracy, rubric adherence, and interaction efficiency, with strong generalization to unseen domains.
Beyond Semantic Similarity: Appraisal-Guided Chain-of-Thought Reasoning and Retrieval for Multimodal Emotional Support Conversations
PDF ↗Emotional support conversation systems strive to emulate the empathetic depth of human therapists, yet current approaches often fail due to the "Cognitive Gap"—the inability to discern the latent psychological evaluations driving a user’s distress. Existing retrieval-augmented generation paradigms exacerbate this by relying on semantic similarity, frequently retrieving historical dialogues that are surface analogous but therapeutically incongruent. To bridge this gap, we introduce Appraisal-Guided Chain-of-Thought Reasoning & Retrieval (AG-CTR²) for better emotional support. Specifically, we bootstrap the MLLM to generate appraisal-guided reasoning chains and apply a dual-signal verification mechanism using ground-truth emotion labels and a teacher model to verify and correct them. Under such instance-level guidance, we finetune the MLLM to internalize such reasoning capability. At inference, the model utilizes its generated appraisal chain as a structured query to help retrieve historical therapeutic responses based on psychological situation similarity rather than content surface proximity. Extensive experiments and analyses on two ESC benchmarks demonstrate that AG-CTR² significantly outperforms state-of-the-art baselines.