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710篇论文匹配“Accountability, Transparency and Interpretability”
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Social Aspects · Accountability, Transparency, and Interpretability

Viet-Hung Tran, Zichi Zhang, Ngoc Doan, Xuan Hoang Nguyen, Phi Nguyen, Yimeng An, Peixin Li, Hans Vandierendonck, Ira Assent, Thai Son Mai

Deep Neural Networks (DNNs) achieve outstanding performance in Time Series Classification (TSC) yet remain opaque "black boxes", hindering their adoption in sensitive domains. While Explainable AI (XAI) aims to bridge this gap, existing TSC XAI methods rely on a single perspective and incur significant computational costs, making them difficult to integrate into real-time applications. To overcome these challenges, we propose a framework, containing two key techniques called Instance-level Multi-Expert Knowledge Distillation (IMEKD) and Semi-Amortized Optimization Explanation (SAOE). Unlike static methods, our IMEKD approach bridges the gap between explanation methods by dynamically selecting the best attribution map from a pool of "XAI experts" for each instance. We then distill this instance-optimal knowledge into a DNN using our SAOE framework, a dual-stage process that learns a global attribution via distillation and refines it using faithfulness and robustness losses, aligning the optimization with objectives of human evaluation. To the best of our knowledge, this is the first work to unify multi-expert selection with semi-amortized optimization for TSC XAI. Also, we introduce a Faithfulness-Preserving Segmentation (FPS) mechanism that converts point-wise maps into interpretable segments without sacrificing fidelity to align explanations with human intuition. Comprehensive experiments on four synthetic datasets, a ECG dataset with human-verified ground truth, and 11 multivariate UEA benchmarks across three DNN architectures show that our framework significantly outperforms the current state-of-the-art (SOTA) in terms of faithfulness, robustness, and computational efficiency.

Social Aspects · Accountability, Transparency, and Interpretability

Wenlong Meng, Chen GONG, Terry Yue Zhuo, Fan Zhang, Kecen Li, Zheng Liu, Zhou Yang, Chengkun Wei, Wenzhi CHEN

LLM agents rely heavily on high-quality trajectory data to guide their problem-solving behaviors, yet producing such data requires substantial task design, high-capacity model generation, and manual filtering. Despite the high cost of creating these datasets, existing literature has overlooked copyright protection for LLM agent trajectories. This gap leaves creators vulnerable to data theft and makes it difficult to trace misuse or enforce ownership rights. This paper introduces ActHook, the first watermarking method tailored for agent trajectory datasets. Inspired by hook mechanisms in software engineering, ActHook embeds *hook actions* that are activated by a secret input key and do not alter the original task outcome. Like software execution, LLM agents operate sequentially, allowing hook actions to be inserted at decision points without disrupting task flow. When the activation key is present, an LLM agent trained on watermarked trajectories can produce these hook actions at a significantly higher rate, enabling reliable black-box detection. Experiments on mathematical reasoning, web searching, and software engineering agents show that ActHook achieves an average detection AUC of 94.3 on Qwen-2.5-Coder-7B while incurring negligible performance degradation.

Social Aspects · Accountability, Transparency, and Interpretability

Chengsheng Zhang, Chenghao Sun, Zhining Xie, Xinmei Tian

Large Vision-Language Models (LVLMs) represent a significant leap towards empathetic agents, demonstrating remarkable capabilities in emotion understanding. However, the internal mechanisms governing how LVLMs translate abstract visual stimuli into coherent emotional narratives remain largely unexplored, primarily due to the scarcity of visual counterfactuals and the diffuse nature of emotional expression. In this paper, we bridge this gap by introducing a steering-vector-based causal attribution framework tailored for descriptive emotional reasoning. To this end, we construct a specialized dataset to demystify the emotional circuits underlying the three-stage '' Adapt-Aggregate-Execute'' mechanism. Crucially, we discover a functional decoupling: visual emotional cues are aggregated in middle layers via $\textit{sentiment-specific}$ attention heads, but are subsequently translated into narrative generation in deep layers through $\textit{emotion-general}$ pathways. Guided by these insights, we regulate the emotional information routing to strengthen attention flow and amplify the semantic activation to consolidate expression. Extensive experiments on the comprehensive MER-UniBench demonstrate that our methods significantly improve performance via inference-time intervention, effectively mitigating emotional hallucinations and corroborating the causal fidelity of the discovered circuits.

Social Aspects · Accountability, Transparency, and Interpretability

Fabian Fumagalli, Landon Butler, Justin S. Kang, Kannan Ramchandran, R. Teal Witter

The Shapley value is a ubiquitous framework for attribution in machine learning, encompassing feature importance, data valuation, and causal inference. However, its exact computation is generally intractable, necessitating efficient approximation methods. While the most effective and popular estimators leverage the *paired sampling* heuristic to reduce estimation error, the theoretical mechanism driving this improvement has remained opaque. In this work, we provide an elegant and fundamental justification for paired sampling: we prove that the Shapley value depends *exclusively* on the odd component of the set function, and that paired sampling orthogonalizes the regression objective to filter out the irrelevant even component. Leveraging this insight, we propose OddSHAP, a novel consistent estimator that performs polynomial regression solely on the odd subspace. By utilizing the Fourier basis to isolate this subspace and employing a proxy model to identify high-impact interactions, OddSHAP overcomes the combinatorial explosion of higher-order approximations. Through an extensive benchmark evaluation, we find that OddSHAP achieves state-of-the-art estimation accuracy.

Social Aspects · Accountability, Transparency, and Interpretability

Jihoo Jung, Chaeyoung Jung, Ji-Hoon Kim, Joon Son Chung

Audio-visual large language models (AVLLMs) have recently emerged as a powerful architecture capable of jointly reasoning over audio, visual, and textual modalities. In AVLLMs, the bidirectional interaction between audio and video modalities introduces intricate processing dynamics, necessitating a deeper understanding of their internal mechanisms. However, unlike extensively studied text-only or large vision language models, the internal workings of AVLLMs remain largely unexplored. In this paper, we focus on cross-modal information flow between audio and visual modalities in AVLLMs, investigating where information derived from one modality is encoded within the token representations of the other modality. Through an analysis of multiple recent AVLLMs, we uncover two common findings. First, AVLLMs primarily encode integrated audio-visual information in sink tokens. Second, sink tokens do not uniformly hold cross-modal information. Instead, a distinct subset of sink tokens, which we term cross-modal sink tokens, specializes in storing such information. Based on these findings, we further propose a simple training-free hallucination mitigation method by encouraging reliance on integrated cross-modal information within cross-modal sink tokens.

Social Aspects · Accountability, Transparency, and Interpretability

Grace Luo, Jiahai Feng, Trevor Darrell, Alec Radford, Jacob Steinhardt

Existing approaches for manipulating neural network activations, such as PCA and SAEs, rely on strong assumptions about activation structure. We develop a generative approach that models activations with diffusion, that makes minimal assumptions and improves with data and model scale. We use this activation diffusion model to improve downstream tasks: for instance, post-processing interventions with its learned generative prior, allowing for more effective steering without sacrificing fluency. Furthermore, the activation diffusion model can be used as an encoder, with units that cover a broad range of human-interpretable concepts, as measured by scalar probing. We also characterize the scaling properties of our approach, training models with 0.5B to 3.3B parameters on one billion residual stream activations from the Llama model family. We see that the diffusion loss decreases smoothly and reliably as a function of compute, and serves as a good proxy for downstream steering and probing performance. Our method provides a scalable approach towards interpretability without requiring commitments to strong assumptions.

Social Aspects · Accountability, Transparency, and Interpretability

Georgios Milis, Yubin Qin, Yihan Wu, Heng Huang

As policy catches up with the capabilities of generative AI, watermarking is central to content provenance efforts. Inference-time watermarks for autoregressive models are unfit for continuous modalities due to discretization inconsistencies. Existing methods overcome this by finetuning the modality tokenizers, nullifying the watermark's training-free advantage. In this work, motivated by the vocabulary redundancy of discretization, we propose an elegant solution for powerful and robust watermarking of synthetic audio. We theoretically analyze the impact of token errors on watermark detection, and effectively mitigate them using a reduced vocabulary obtained via community detection. Thorough experiments showcase that our gradient-free method can boost detectability by several orders of magnitude, while also achieving built-in robustness to audio modifications. Broadly, we discover a new state-of-the-art for token-level watermarks in multimedia, which simply arises from the nature of discrete representation learning.

Social Aspects · Accountability, Transparency, and Interpretability

David Chanin, Adrià Garriga-Alonso

Sparse Autoencoders (SAEs) extract features from LLM internal activations, meant to correspond to interpretable concepts. A core SAE training hyperparameter is L0: how many SAE features should fire per token on average. Existing work compares SAE algorithms using sparsity-reconstruction tradeoff plots, implying L0 is a free parameter with no single correct value aside from its effect on reconstruction. In this work we study the effect of L0 on SAEs, and show that if L0 is not set correctly, the SAE fails to disentangle the underlying features of the LLM. If L0 is too low, the SAE will mix correlated features to improve reconstruction. If L0 is too high, the SAE finds degenerate solutions that also mix features. Further, we present a proxy metric that can help guide the search for the correct L0 for an SAE on a given training distribution. We show that our method finds the correct L0 in toy models and coincides with peak sparse probing performance in LLM SAEs. We find that most commonly used SAEs have an L0 that is too low. Our work shows that L0 must be set correctly to train SAEs with correct features.

Social Aspects · Accountability, Transparency, and Interpretability

Guancheng Zhou, Yisi Luo, Zhengfu He, Zhenyu Jin, Xuyang Ge, Wentao Shu, Deyu Meng, Xipeng Qiu

Most current paradigms in visual mechanistic interpretability (MI) remain confined to interpreting internal units of the vision model via heuristic methods (e.g., top-$K$ activation retrieval or optimization with regularization). In this work, we establish a theoretical distributional view for visual MI, which models the influence of a feature activation on the natural image distribution, thereby formulating a Kullback-Leibler (KL)-minimal optimization problem to model the MI task. Under this framework, statistical biases are identified within previous MI paradigms, which reveal that they may either be perceptually uninterpretable to humans (i.e., deviate from the natural image distribution), or mechanistically unfaithful to the vision models (i.e., unable to activate model features). To resolve the biases under the distributional view, we propose a model with a KL-minimal soft-constraint principle for visual MI that theoretically balances interpretability and faithfulness. We realize this principle via energy-guided diffusion posterior sampling. Extensive experiments validate the theoretical soundness of the proposed distributional view and demonstrate the practical effectiveness of our paradigm on the DINOv3 vision model.

Social Aspects · Accountability, Transparency, and Interpretability

Min Xue, Artur Andrzejak

Mechanistic interpretability of Transformer models commonly relies on training auxiliary proxy models, such as Sparse Autoencoders or Cross-Layer Transcoders. While effective, these post-hoc approaches introduce approximation bias and incur substantial computational overhead. We propose an alternative, training-free interpretability framework that directly exploits the Singular Value Decomposition (SVD) of weight matrices in Transformer MLP sublayers. By operating natively on model parameters, our method improves scalability while preserving fidelity to the original weights. We show that the projection matrices of MLP sublayers admit a natural decomposition into orthogonal, interpretable rank-1 subspaces, which we term **Detector-Effector Units** (DEUs). Within each unit, a singular vector functions as a detector of input patterns and modulates a coupled effector vector that encodes output semantics. Building on this structure, we introduce **Subspace Contribution Analysis** (SCA), a diagnostic method that quantifies the direct causal contribution of individual native subspaces to model predictions. Experiments across the GPT-2 family demonstrate that our framework, **Native Network Anatomy** (NaNA), identifies dominant functional pathways with orders-of-magnitude efficiency gains over training-based interpretability baselines, while maintaining weight fidelity. Our results suggest that SVD-based analyses provide a scalable and faithful alternative to learned proxy approaches for mechanistic interpretability.

Social Aspects · Accountability, Transparency, and Interpretability

Haonan Yu, Junhao Liu, Xin Zhang

Anchors is a popular local model-agnostic explanation technique whose applicability is limited by its computational inefficiency. To address this limitation, we propose a memorization-based framework that accelerates Anchors while preserving explanation fidelity and understandability. Our approach leverages the iterative nature of Anchors' algorithm which gradually refines an explanation until it is precise enough for a given input by storing and reusing intermediate results obtained during prior explanations. Specifically, we maintain a memory of low-precision, high-coverage rules and introduce a rule transformation framework to adapt them to new inputs: the horizontal transformation adapts a retrieved explanation to the current input by replacing features, and the vertical transformation refines the general explanation until it is precise enough for the input. We evaluate our method across tabular, text, and image datasets, demonstrating that it significantly reduces explanation generation time while maintaining fidelity and understandability, thereby enabling the practical adoption of Anchors in time-sensitive applications.

Social Aspects · Accountability, Transparency, and Interpretability

Hwiyeong Lee, Ingyu Bang, Uiji Hwang, Hyelim Lim, Taeuk Kim

While sparse autoencoders yield features easier to study than individual neurons, their reliable interpretation remains challenging. We propose Query Lens, which extends Logit Lens to provide more comprehensive and faithful interpretations of sparse features. By jointly considering encoder-side key features and decoder-side value features, we characterize both the inputs that activate a feature and the outputs it promotes. We also account for indirect, module-mediated effects that arise when the feature is processed by downstream modules, going beyond the direct effect captured by Logit Lens. In experiments, we find that Query Lens yields coherent token signatures for features that were previously uninterpretable under Logit Lens. Finally, we propose the Subspace Channel Hypothesis, suggesting that downstream modules read features through layer-specific subspaces.

Social Aspects · Accountability, Transparency, and Interpretability

Adi Simhi, Fazl Barez, Martin Tutek, Yonatan Belinkov, Shay Cohen

How does the conversational past of large language models (LLMs) influence their future performance? Recent work suggests that LLMs are affected by their conversational history in unexpected ways. For instance, hallucinations in prior interactions may influence subsequent model responses. In this work, we introduce History Echoes, a framework that investigates how conversational history biases subsequent generations. The framework explores this bias from two perspectives: probabilistically, we model conversations as Markov chains to quantify state consistency; geometrically, we measure the consistency of consecutive hidden representations. Across three model families and six datasets spanning diverse phenomena, our analysis reveals a strong correlation between the two perspectives. By bridging these perspectives, we demonstrate that behavioral persistence manifests as a geometric trap, where gaps in the latent space confine the model's trajectory.

Social Aspects · Accountability, Transparency, and Interpretability

Satoru Utsunomiya, Masaru Isonuma, Junichiro Mori, Ichiro Sakata

As generative AI faces intensifying legal challenges, the machine learning community has increasingly relied on *post-hoc mitigation*---especially machine unlearning and inference-time guardrails---to argue for compliance. **This paper argues that such post-hoc mitigation methods cannot retroactively cure liability from unlawful acquisition and training, because compliance hinges on data lineage, not the outputs.** Our argument has three parts. First, unauthorized copying/ingestion can be a legally complete *completed act*, and model weights may operate as *fixed copies* that retain training-derived expressive value, making later filtering beside the point for infringement. Second, *contract* and *tort/unfair-competition* rules---via licenses, terms of service, and anti-free-riding principles---can independently restrict access and use, often bypassing copyright defenses (e.g., fair use or TDM exceptions). Third, since value from protected inputs can persist in weights, remedies such as *unjust enrichment* and *disgorgement* may require stripping gains and, in some cases, reaching the model itself. We therefore argue for a shift from *Post-Hoc Sanitization* to verifiable *Ex-Ante Process Compliance*.

Social Aspects · Accountability, Transparency, and Interpretability

Manuel Cherep, Nikhil Singh, Pattie Maes

Artificial agentic systems increasingly operate as behavioral systems by interacting with dynamic environments, pursuing goals, and adapting over time. Yet, current evaluation methods largely focus on performance outcomes, not the underlying behavioral processes that produce them. This paper argues that AI agents must be evaluated like other behavioral systems: through systematic observation, perturbation, and interpretation of their actions. We draw on lessons from the behavioral sciences to motivate this position, and propose a research agenda focused on developing rigorous behavioral tests. These include methods for recovering decision strategies from action sequences, constructing environments that isolate behavioral differences, and probing emergent dynamics in multi-agent systems. Taken together, these directions offer a roadmap for developing a science of AI behavior.

Social Aspects · Accountability, Transparency, and Interpretability

Manuel Cherep, Pranav M R, Pattie Maes, Nikhil Singh

The web is littered with images, once created for human consumption and now increasingly interpreted by agents using vision-language models (VLMs). These agents make visual decisions at scale, deciding what to click, recommend, or buy. Yet, we know little about the structure of their visual preferences. We introduce a framework for studying this by placing VLMs in controlled image-based choice tasks and systematically perturbing their inputs. Our key idea is to treat the agent's decision function as a latent visual utility that can be inferred through revealed preference: choices between systematically edited images. Starting from common images, such as product photos, we propose methods for visual prompt optimization, adapting text optimization methods to iteratively propose and apply visually plausible modifications using an image generation model (such as in composition, lighting, background, or depicted context). We then evaluate which edits increase selection probability. Through large-scale experiments on frontier VLMs, we demonstrate that optimized edits significantly shift choice probabilities in head-to-head comparisons. We develop an automatic interpretability pipeline to explain these preferences, identifying consistent visual themes that drive selection. We argue that this approach offers a new lens on the internal value functions of image-based AI agents, enabling systematic study of what they are visually attracted to and why.

Social Aspects · Accountability, Transparency, and Interpretability

Yifan Zhang, Wei Bi, Kechi Zhang, Dongming Jin, Jie Fu, Zhi Jin

Algorithm extraction aims to synthesize executable programs directly from models trained on algorithmic tasks, enabling *de novo* algorithm discovery without relying on human-written code. However, applying this paradigm to Transformer is hindered by representation entanglement (e.g., superposition), where entangled features encoded in overlapping directions obstruct the recovery of symbolic expressions. We propose the Discrete Transformer, an architecture explicitly designed to bridge the gap between continuous representations and discrete symbolic logic. By injecting discreteness through temperature-annealed sampling, our framework effectively leverages hypothesis testing and symbolic regression to extract human-readable programs. Empirically, the Discrete Transformer achieves performance comparable to RNN-based methods while extending interpretability to continuous variable domains, and the annealing dynamics exhibit a clear exploration-to-exploitation transition. Finally, we show that architectural inductive biases provide fine-grained control over synthesized programs, establishing the Discrete Transformer as a robust framework for demonstration-free algorithm discovery and Transformer interpretability.

Social Aspects · Accountability, Transparency, and Interpretability

Raghu Arghal, Fade Chen, Niall Dalton, Evgenii Kortukov, Calum McNamara, Angelos Nalmpantis, Moksh Nirvaan, Gabriele Sarti, Mario Giulianelli

Understanding an agent's goals helps explain and predict its behaviour, yet there is no established methodology for reliably attributing goals to agentic systems. We propose a framework for evaluating goal-directedness that integrates behavioural evaluation with interpretability-based analyses of models' internal representations. As a case study, we examine an LLM agent navigating a 2D grid world toward a goal state. Behaviourally, we evaluate the agent against an optimal policy across varying grid sizes, obstacle densities, and goal structures, finding that performance scales with task difficulty while remaining robust to difficulty-preserving transformations and complex goal structures. We then use probing methods to decode the agent's internal representations of the environment state and its multi-step action plans. We find that the LLM agent non-linearly encodes a coarse spatial map of the environment, preserving approximate task-relevant cues about its position and the goal location; that its actions are broadly consistent with these internal representations; and that reasoning reorganises them, shifting from broader environment structural cues toward information supporting immediate action selection. Our findings support the view that introspective examination is required beyond behavioural evaluations to characterise how agents represent and pursue their objectives.

Social Aspects · Accountability, Transparency, and Interpretability

Jeremy Herbst, Jae Hee Lee, Stefan Wermter

Mixture-of-Experts (MoE) architectures have become the dominant choice for scaling Large Language Models (LLMs), activating only a subset of parameters per token. While primarily adopted for computational efficiency, it remains an open question whether their sparsity makes them inherently easier to interpret than dense feed-forward networks (FFNs). We compare MoE experts and dense FFNs using $k$-sparse probing and find that expert neurons are consistently less polysemantic, with the gap widening as routing becomes sparser. This suggests that sparsity pressures both individual neurons and entire experts toward monosemanticity. Leveraging this finding, we *"zoom out"* from the neuron to the expert level as a more effective unit of analysis. We validate this approach by automatically interpreting hundreds of experts. This analysis allows us to resolve the debate on specialization: experts are neither broad domain specialists (e.g., biology) nor simple token-level processors. Instead, they function as fine-grained task experts, specializing in linguistic operations or semantic tasks (e.g., retrieving specific bioinformatics software tools). Our findings suggest that MoEs are inherently interpretable at the expert level, providing a clearer path toward large-scale model interpretability.

Social Aspects · Accountability, Transparency, and Interpretability

Vikram Natarajan, Devina Jain, Shivam Arora, Satvik Golechha, Joseph Bloom

Linear probes are a promising approach for monitoring AI systems for deceptive behaviour. Previous work has shown that a linear classifier trained on a contrastive instruction pair and a simple dataset can achieve good performance. However, these probes exhibit notable failures even in straightforward scenarios, including spurious correlations and false positives on non-deceptive responses. In this paper, we identify the importance of the instruction pair used during training. Furthermore, we show that targeting specific deceptive behaviors through a human-interpretable taxonomy of deception leads to improved results on evaluation datasets. Our findings reveal that instruction pairs capture deceptive \emph{intent} rather than content-specific patterns, explaining why prompt choice dominates probe performance (70.6\% of variance). Given the heterogeneity of deception types across datasets, we conclude that organizations should design specialized probes targeting their specific threat models rather than seeking a universal deception detector.