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452篇论文匹配“Fairness, Equity, Justice and Safety”
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Social Aspects · Fairness, Equity, Justice and Safety

Leon Li, Haozhe Chen, Hongseok Namkoong, Tianyi Peng

The use of large language models (LLMs) to simulate human behavior has gained significant attention, particularly through personas that approximate individual characteristics. Persona-based simulations hold promise for transforming disciplines that rely on population-level feedback, including social science, economic analysis, marketing research, and business operations. Traditional methods to collect realistic persona data face significant challenges. They are prohibitively expensive and logistically challenging due to privacy constraints, and often fail to capture multi-dimensional attributes, particularly subjective qualities. Consequently, synthetic persona generation with LLMs offers a scalable, cost-effective alternative. However, current approaches rely on ad hoc and heuristic generation techniques that do not guarantee methodological rigor or simulation precision, resulting in systematic biases in downstream tasks. Through extensive large-scale experiments including presidential election forecasts and general opinion surveys of the U.S. population, we reveal that these biases can lead to significant deviations from real-world outcomes. Based on the experimental results, this position paper argues that **a rigorous and systematic science of persona generation is needed to ensure the reliability of LLM-driven simulations of human behavior.** We call for not only methodological innovations and empirical foundations but also interdisciplinary organizational and institutional support for the development of this field. To support further research and development in this area, we have open-sourced approximately one million generated personas, available for public access and analysis.

Social Aspects · Fairness, Equity, Justice and Safety

Gordon Dai, Yunze Xiao

This position paper argues that the theoretical inconsistency often observed among Responsible AI (RAI) metrics, such as differing fairness definitions or trade-offs between accuracy and privacy, should be embraced as a valuable feature rather than a flaw to be eliminated. We contend that navigating these inconsistencies, by treating metrics as divergent objectives, yields three key benefits: (1) Normative Pluralism: maintaining a full suite of potentially contradictory metrics ensures that the diverse moral stances and stakeholder values inherent in RAI are adequately represented; (2) Epistemological Completeness: using multiple, sometimes conflicting, metrics captures multifaceted ethical concepts more fully and preserves greater informational fidelity than any single, simplified definition; (3) Implicit Regularization: jointly optimizing for theoretically conflicting objectives discourages overfitting to any one metric, steering models toward solutions with better generalization and robustness under real-world complexities. In contrast, enforcing theoretical consistency by simplifying or pruning metrics risks narrowing value diversity, losing conceptual depth, and degrading model performance. We therefore advocate a shift in RAI theory and practice: from getting trapped by metric inconsistencies to establishing practice-focused theories, documenting the normative provenance and inconsistency levels of inconsistent metrics, and elucidating the mechanisms that permit robust, approximated consistency in practice.

Social Aspects · Fairness, Equity, Justice and Safety

Tingxu Han, Weisong Sun, Yanrong Hu, Chunrong Fang, Yonglong zhang, Shiqing Ma, Tao Zheng, Zhenyu Chen, Zhenting Wang

Text-to-image diffusion models have shown an impressive ability to generate high-quality images from input textual descriptions/prompts. However, concerns have been raised about the potential for these models to create content that infringes on copyrights or depicts disturbing subject matter. Removing specific concepts from these models is a promising solution to this issue. However, existing methods for concept removal do not work well in practical but challenging scenarios where concepts need to be continuously removed. Specifically, these methods lead to poor alignment between the text prompts and the generated image after the continuous removal process. To address this issue, we propose a novel concept removal approach called CCRT that includes a designed knowledge distillation paradigm. CCRT constrains the text-image alignment behavior during the continuous concept removal process by using a set of text prompts. These prompts are generated through our genetic algorithm, which employs a designed fuzzing strategy. To evaluate the effectiveness of CCRT, we conduct extensive experiments involving the removal of various concepts, algorithmic metrics, and human studies. The results demonstrate that CCRT can effectively remove the targeted concepts from the model in a continuous manner while maintaining the high image generation quality (e.g., text-image alignment). The code of CCRT is available at https://github.com/wssun/CCRT.

Social Aspects · Fairness, Equity, Justice and Safety

CHE WANG, Ziqi Zhang, Yinggui Wang, Tiantong Wang, Yurong Hao, Jianbo Gao, Tao Wei, Yang Cao, Zhong Chen, Wei Yang Bryan Lim

On-device large models (LMs) reduce cloud dependency but expose proprietary model weights to the end-user, making them vulnerable to white-box model stealing (MS) attacks. A common defense is TEE-Shielded DNN Partition (TSDP), which places all trainable LoRA adapters (fine tuned on private data) inside a trusted execution environment (TEE). However, this design suffers from excessive host-to-TEE communication latency. We propose AegisGuard, a fine tuning and deployment framework that selectively shields the MS sensitive adapters while offloading the rest to the GPU, balancing security and efficiency. AegisGuard integrates two key components: i) RL-based Sensitivity Measurement (RSM), which injects Gaussian noise during training and applies a lightweight reinforcement learning to rank adapters based on their impact on model stealing; and (ii) Shielded-Adapter Compression (SAC), which structurally prunes the selected adapters to reduce both parameter size and intermediate feature maps, further lowering TEE computation and data transfer costs. Extensive experiments demonstrate that AegisGuard achieves black-box level MS resilience (surrogate accuracy around 39%, matching fully shielded baselines), while reducing end-to-end inference latency by 2–3× and cutting TEE memory usage by 4× compared to state-of-the-art TSDP methods.

Social Aspects · Fairness, Equity, Justice and Safety

Zichong Wang, Zhipeng Yin, Wenbin Zhang

Graph generation models play pivotal roles in many real-world applications, from data augmentation to privacy-preserving. Despite their deployment successes, existing approaches often exhibit fairness issues, limiting their adoption in high-risk decision-making applications. Most existing fair graph generation works are based on autoregressive models that suffer from ordering sensitivity, while primarily addressing structural bias and overlooking the critical issue of feature bias. To this end, we propose FairGEM, a novel one-shot graph generation framework designed to mitigate both graph structural bias and node feature bias simultaneously. Furthermore, our theoretical analysis establishes that FairGEM delivers substantially stronger fairness guarantees than existing models while preserving generation quality. Extensive experiments across multiple real-world datasets demonstrate that FairGEM achieves superior performance in both generation quality and fairness.

Social Aspects · Fairness, Equity, Justice and Safety

Jinhua Yin, Peiru Yang, Chen Yang, Huili Wang, Zhiyang Hu, Shangguang Wang, Yongfeng Huang, Tao Qi

Large vision-language models (LVLMs) derive their capabilities from extensive training on vast corpora of visual and textual data. Empowered by large-scale parameters, these models often exhibit strong memorization of their training data, rendering them susceptible to membership inference attacks (MIAs). Existing MIA methods for LVLMs typically operate under white- or gray-box assumptions, by extracting likelihood-based features for the suspected data samples based on the target LVLMs. However, mainstream LVLMs generally only expose generated outputs while concealing internal computational features during inference, limiting the applicability of these methods. In this work, we propose the first black-box MIA framework for LVLMs, based on a prior knowledge-calibrated memory probing mechanism. The core idea is to assess the model memorization of the private semantic information embedded within the suspected image data, which is unlikely to be inferred from general world knowledge alone. We conducted extensive experiments across four LVLMs and three datasets. Empirical results demonstrate that our method effectively identifies training data of LVLMs in a purely black-box setting and even achieves performance comparable to gray-box and white-box methods. Further analysis reveals the robustness of our method against potential adversarial manipulations, and the effectiveness of the methodology designs. Our code and data are available at \url{https://github.com/spmede/KCMP}.

Social Aspects · Fairness, Equity, Justice and Safety

Chuanchao Zang, Xiangtao Meng, Wenyu Chen, Tianshuo Cong, Zha Yaxing, Dong Qi, Zheng Li, Shanqing Guo

The open-source release of large language models (LLMs) enables malicious users to create unauthorized derivative models at low cost, posing significant threats to intellectual property (IP) and market stability. Existing IP protection methods either require access to model parameters or are vulnerable to fine-tuning attacks. To fill this gap, we propose ErrorTrace, a robust and black-box traceability mechanism for protecting LLM IP. Specifically, ErrorTrace leverages the unique error patterns of model families by mapping and analyzing their distinct error spaces, enabling robust and efficient IP protection without relying on internal parameters or specific query responses. Experimental results show that ErrorTrace achieves a traceability accuracy of 0.8518 for 27 base models when the suspect model is not included in ErrorTrace's training set, outperforming the baseline by 0.2593. Additionally,ErrorTrace successfully tracks 34 fine-tuned, pruned and merged models across various scenarios, demonstrating its broad applicability and robustness. In addition, ErrorTrace shows a certain level of resilience when subjected to adversarial attacks. Our code is available at: https://github.com/csdatazcc/ErrorTrace.

Social Aspects · Fairness, Equity, Justice and Safety

Zuhair Hasan Shaik, Abdullah Mazhar, Aseem Srivastava, Md Shad Akhtar

Large Language Models have demonstrated impressive fluency across diverse tasks, yet their tendency to produce toxic content remains a critical challenge for AI safety and public trust. Existing toxicity mitigation approaches primarily manipulate individual neuron activations, but these methods suffer from instability, context dependence, and often compromise the model’s core language abilities. To address these shortcomings, we investigate three key questions: the stability of neuron-level toxicity indicators, the advantages of structural (layer-wise) representations, and the interpretability of mechanisms driving toxic generation. Through extensive experiments on Jigsaw and ToxiCN datasets, we show that aggregated layer-wise features provide more robust signals than single neurons. Moreover, we observe conceptual limitations in prior works that conflate toxicity detection experts and generation experts within neuron-based interventions. To mitigate this, we propose a novel principled intervention technique, EigenShift, based on eigen-decomposition of the language model’s final output layer. This method selectively targets generation-aligned components, enabling precise toxicity suppression without impairing linguistic competence. Our method requires no additional training or fine-tuning, incurs minimal computational cost, and is grounded in rigorous theoretical analysis.

Social Aspects · Fairness, Equity, Justice and Safety

Yukun Chen, Boheng Li, Yu Yuan, Leyi Qi, Yiming Li, Tianwei Zhang, Zhan Qin, Kui Ren

Knowledge distillation (KD) is a vital technique for deploying deep neural networks (DNNs) on resource-constrained devices by transferring knowledge from large teacher models to lightweight student models. While teacher models from third-party platforms may undergo security verification (e.g., backdoor detection), we uncover a novel and critical threat: distillation-conditional backdoor attacks (DCBAs). DCBA injects dormant and undetectable backdoors into teacher models, which become activated in student models via the KD process, even with clean distillation datasets. While the direct extension of existing methods is ineffective for DCBA, we implement this attack by formulating it as a bilevel optimization problem and proposing a simple yet effective method (i.e., SCAR). Specifically, the inner optimization simulates the KD process by optimizing a surrogate student model, while the outer optimization leverages outputs from this surrogate to optimize the teacher model for implanting the conditional backdoor. Our SCAR addresses this complex optimization utilizing an implicit differentiation algorithm with a pre-optimized trigger injection function. Extensive experiments across diverse datasets, model architectures, and KD techniques validate the effectiveness of our SCAR and its resistance against existing backdoor detection, highlighting a significant yet previously overlooked vulnerability in the KD process. Our code is available at https://github.com/WhitolfChen/SCAR.

Social Aspects · Fairness, Equity, Justice and Safety

Zhaoyu Chen, HaiJing Guo, Kaixun Jiang, Jiyuan Fu, Xinyu Zhou, Dingkang Yang, Hao Tang, Bo Li, Wenqiang Zhang

Deep neural networks are vulnerable to adversarial examples that exhibit transferability across various models. Numerous approaches are proposed to enhance the transferability of adversarial examples, including advanced optimization, data augmentation, and model modifications. However, these methods still show limited transferability, partiovovocularly in cross-architecture scenarios, such as from CNN to ViT. To achieve high transferability, we propose a technique termed Spatial Adversarial Alignment (SAA), which employs an alignment loss and leverages a witness model to fine-tune the surrogate model. Specifically, SAA consists of two key parts: spatial-aware alignment and adversarial-aware alignment. First, we minimize the divergences of features between the two models in both global and local regions, facilitating spatial alignment. Second, we introduce a self-adversarial strategy that leverages adversarial examples to impose further constraints, aligning features from an adversarial perspective. Through this alignment, the surrogate model is trained to concentrate on the common features extracted by the witness model. This facilitates adversarial attacks on these shared features, thereby yielding perturbations that exhibit enhanced transferability. Extensive experiments on various architectures on ImageNet show that aligned surrogate models based on SAA can provide higher transferable adversarial examples, especially in cross-architecture attacks.

Social Aspects · Fairness, Equity, Justice and Safety

Yukun Jiang, Mingjie Li, Michael Backes, Yang Zhang

Despite their superior performance on a wide range of domains, large language models (LLMs) remain vulnerable to misuse for generating harmful content, a risk that has been further amplified by various jailbreak attacks. Existing jailbreak attacks mainly follow sequential logic, where LLMs understand and answer each given task one by one. However, concurrency, a natural extension of the sequential scenario, has been largely overlooked. In this work, we first propose a word-level method to enable task concurrency in LLMs, where adjacent words encode divergent intents. Although LLMs maintain strong utility in answering concurrent tasks, which is demonstrated by our evaluations on mathematical and general question-answering benchmarks, we notably observe that combining a harmful task with a benign one significantly reduces the probability of it being filtered by the guardrail, showing the potential risks associated with concurrency in LLMs. Based on these findings, we introduce $\texttt{JAIL-CON}$, an iterative attack framework that $\underline{\text{JAIL}}$breaks LLMs via task $\underline{\text{CON}}$currency. Experiments on widely-used LLMs demonstrate the strong jailbreak capabilities of $\texttt{JAIL-CON}$ compared to existing attacks. Furthermore, when the guardrail is applied as a defense, compared to the sequential answers generated by previous attacks, the concurrent answers in our $\texttt{JAIL-CON}$ exhibit greater stealthiness and are less detectable by the guardrail, highlighting the unique feature of task concurrency in jailbreaking LLMs.

Social Aspects · Fairness, Equity, Justice and Safety

Yibo Wang, Tiansheng Huang, Li Shen, Huanjin Yao, Haotian Luo, Rui Liu, Naiqiang Tan, Jiaxing Huang, Dacheng Tao

Harmful fine-tuning attack introduces significant security risks to the fine-tuning services. Main-stream defenses aim to vaccinate the model such that the later harmful fine-tuning attack is less effective. However, our evaluation results show that such defenses are fragile-- with a few fine-tuning steps, the model still can learn the harmful knowledge. To this end, we do further experiment and find that an embarrassingly simple solution-- adding purely random perturbations to the fine-tuned model, can recover the model from harmful behaviors, though it leads to a degradation in the model’s fine-tuning performance. To address the degradation of fine-tuning performance, we further propose \methodname, which optimizes an adaptive perturbation that will be applied to the model after fine-tuning. \methodname maintains model's safety alignment performance without compromising downstream fine-tuning performance. Comprehensive experiments are conducted on different harmful ratios, fine-tuning tasks and mainstream LLMs, where the average harmful scores are reduced by up-to 21.2%, while maintaining fine-tuning performance. As a by-product, we analyze the adaptive perturbation and show that different layers in various LLMs have distinct safety coefficients. Source code available at https://github.com/w-yibo/Panacea.

Social Aspects · Fairness, Equity, Justice and Safety

Zixuan Hu, Li Shen, Zhenyi Wang, Yongxian Wei, Dacheng Tao

Harmful fine-tuning poses critical safety risks to fine-tuning-as-a-service for large language models. Existing defense strategies preemptively build robustness via attack simulation but suffer from fundamental limitations: (i) the infeasibility of extending attack simulations beyond bounded threat models due to the inherent difficulty of anticipating unknown attacks, and (ii) limited adaptability to varying attack settings, as simulation fails to capture their variability and complexity. To address these challenges, we propose Bayesian Data Scheduler (BDS), an adaptive tuning-stage defense strategy with no need for attack simulation. BDS formulates harmful fine-tuning defense as a Bayesian inference problem, learning the posterior distribution of each data point's safety attribute, conditioned on the fine-tuning and alignment datasets. The fine-tuning process is then constrained by weighting data with their safety attributes sampled from the posterior, thus mitigating the influence of harmful data. By leveraging the post hoc nature of Bayesian inference, the posterior is conditioned on the fine-tuning dataset, enabling BDS to tailor its defense to the specific dataset, thereby achieving adaptive defense. Furthermore, we introduce a neural scheduler based on amortized Bayesian learning, enabling efficient transfer to new data without retraining. Comprehensive results across diverse attack and defense settings demonstrate the state-of-the-art performance of our approach. Code is available at https://github.com/Egg-Hu/Bayesian-Data-Scheduler.

Social Aspects · Fairness, Equity, Justice and Safety

Jun Nie, Yonggang Zhang, Tongliang Liu, Yiu-ming Cheung, Bo Han, Xinmei Tian

We introduce a novel framework for AI-generated image detection through epistemic uncertainty, aiming to address critical security concerns in the era of generative models. Our key insight stems from the observation that distributional discrepancies between training and testing data manifest distinctively in the epistemic uncertainty space of machine learning models. In this context, the distribution shift between natural and generated images leads to elevated epistemic uncertainty in models trained on natural images when evaluating generated ones. Hence, we exploit this phenomenon by using epistemic uncertainty as a proxy for detecting generated images. This converts the challenge of generated image detection into the problem of uncertainty estimation, underscoring the generalization performance of the model used for uncertainty estimation. Fortunately, advanced large-scale vision models pre-trained on extensive natural images have shown excellent generalization performance for various scenarios. Thus, we utilize these pre-trained models to estimate the epistemic uncertainty of images and flag those with high uncertainty as generated. Extensive experiments demonstrate the efficacy of our method.

Social Aspects · Fairness, Equity, Justice and Safety

Xuannan Liu, Zekun Li, Zheqi He, Peipei Li, shuhan xia, Xing Cui, Huaibo Huang, Xi Yang, Ran He

The increasing deployment of Large Vision-Language Models (LVLMs) raises safety concerns under potential malicious inputs. However, existing multimodal safety evaluations primarily focus on model vulnerabilities exposed by static image inputs, ignoring the temporal dynamics of video that may induce distinct safety risks. To bridge this gap, we introduce Video-SafetyBench, the first comprehensive benchmark designed to evaluate the safety of LVLMs under video-text attacks. It comprises 2,264 video-text pairs spanning 48 fine-grained unsafe categories, each pairing a synthesized video with either a harmful query, which contains explicit malice, or a benign query, which appears harmless but triggers harmful behavior when interpreted alongside the video. To generate semantically accurate videos for safety evaluation, we design a controllable pipeline that decomposes video semantics into subject images (what is shown) and motion text (how it moves), which jointly guide the synthesis of query-relevant videos. To effectively evaluate uncertain or borderline harmful outputs, we propose RJScore, a novel LLM-based metric that incorporates the confidence of judge models and human-aligned decision threshold calibration. Extensive experiments show that benign-query video composition achieves average attack success rates of 67.2%, revealing consistent vulnerabilities to video-induced attacks. We believe Video-SafetyBench will catalyze future research into video-based safety evaluation and defense strategies.

Social Aspects · Fairness, Equity, Justice and Safety

Masahiro Kaneko, Timothy Baldwin

Adversarial attacks by malicious users that threaten the safety of large language models (LLMs) can be viewed as attempts to infer a target property $T$ that is unknown when an instruction is issued, and becomes knowable only after the model's reply is observed. Examples of target properties $T$ include the binary flag that triggers an LLM's harmful response or rejection, and the degree to which information deleted by unlearning can be restored, both elicited via adversarial instructions. The LLM reveals an \emph{observable signal} $Z$ that potentially leaks hints for attacking through a response containing answer tokens, thinking process tokens, or logits. Yet the scale of information leaked remains anecdotal, leaving auditors without principled guidance and defenders blind to the transparency--risk trade-off. We fill this gap with an information-theoretic framework that computes how much information can be safely disclosed, and enables auditors to gauge how close their methods come to the fundamental limit. Treating the mutual information $I(Z;T)$ between the observation $Z$ and the target property $T$ as the leaked bits per query, we show that achieving error $\varepsilon$ requires at least $\log(1/\varepsilon)/I(Z;T)$ queries, scaling linearly with the inverse leak rate and only logarithmically with the desired accuracy. Thus, even a modest increase in disclosure collapses the attack cost from quadratic to logarithmic in terms of the desired accuracy. Experiments on seven LLMs across system-prompt leakage, jailbreak, and relearning attacks corroborate the theory: exposing answer tokens alone requires about a thousand queries; adding logits cuts this to about a hundred; and revealing the full thinking process trims it to a few dozen. Our results provide the first principled yardstick for balancing transparency and security when deploying LLMs.

Social Aspects · Fairness, Equity, Justice and Safety

Long Ma, Zhiyuan Yan, Jin Xu, Yize Chen, Qinglang Guo, Zhen Bi, Yong Liao, Hui Lin

Detecting deepfakes has been an increasingly important topic, especially given the rapid development of AI generation techniques. In this paper, we ask: How can we build a universal detection framework that is effective for most facial deepfakes? One significant challenge is the wide variety of deepfake generators available, resulting in varying forgery artifacts (e.g., lighting inconsistency, color mismatch, etc). But should we ``teach" the detector to learn all these artifacts separately? It is impossible and impractical to elaborate on them all. So the core idea is to pinpoint the more common and general artifacts across different deepfakes. Accordingly, we categorize deepfake artifacts into two distinct yet complementary types: Face Inconsistency Artifacts (FIA) and Up-Sampling Artifacts (USA). FIA arise from the challenge of generating all intricate details, inevitably causing inconsistencies between the complex facial features and relatively uniform surrounding areas. USA, on the other hand, are the inevitable traces left by the generator's decoder during the up-sampling process. This categorization stems from the observation that all existing deepfakes typically exhibit one or both of these artifacts. To achieve this, we propose a new data-level pseudo-fake creation framework that constructs fake samples with only the FIA and USA, without introducing extra less-general artifacts. Specifically, we employ a super-resolution to simulate the USA, while utilise image-level self-blending on diverse facial regions to create the FIA. We surprisingly found that, with this intuitive design, a standard image classifier trained only with our pseudo-fake data can non-trivially generalize well to previously unseen deepfakes.

Social Aspects · Fairness, Equity, Justice and Safety

Hao Fang, Changle Zhou, Jiawei Kong, Kuofeng Gao, Bin Chen, Tao Liang, Guojun Ma, Shu-Tao Xia

Large Vision-Language Models (LVLMs) are susceptible to hallucinations, where generated responses seem semantically plausible yet exhibit little or no relevance to the input image. Previous studies reveal that this issue primarily stems from LVLMs' over-reliance on language priors while disregarding the visual information during decoding. To alleviate this issue, we introduce a novel Conditional Pointwise Mutual Information (C-PMI) calibrated decoding strategy, which adaptively strengthens the mutual dependency between generated texts and input images to mitigate hallucinations. Unlike existing methods solely focusing on text token sampling, we propose to jointly model the contributions of visual and textual tokens to C-PMI, formulating hallucination mitigation as a bi-level optimization problem aimed at maximizing mutual information. To solve it, we design a token purification mechanism that dynamically regulates the decoding process by sampling text tokens remaining maximally relevant to the given image, while simultaneously refining image tokens most pertinent to the generated response. Extensive experiments across various benchmarks reveal that the proposed method significantly reduces hallucinations in LVLMs while preserving decoding efficiency.

Social Aspects · Fairness, Equity, Justice and Safety

Yichuan Cao, Yibo Miao, Xiao-Shan Gao, Yinpeng Dong

Text-to-image (T2I) models raise ethical and safety concerns due to their potential to generate inappropriate or harmful images. Evaluating these models' security through red-teaming is vital, yet white-box approaches are limited by their need for internal access, complicating their use with closed-source models. Moreover, existing black-box methods often assume knowledge about the model's specific defense mechanisms, limiting their utility in real-world commercial API scenarios. A significant challenge is how to evade unknown and diverse defense mechanisms. To overcome this difficulty, we propose a novel Rule-based Preference modeling Guided Red-Teaming (RPG-RT), which iteratively employs LLM to modify prompts to query and leverages feedback from T2I systems for fine-tuning the LLM. RPG-RT treats the feedback from each iteration as a prior, enabling the LLM to dynamically adapt to unknown defense mechanisms. Given that the feedback is often labeled and coarse-grained, making it difficult to utilize directly, we further propose rule-based preference modeling, which employs a set of rules to evaluate desired or undesired feedback, facilitating finer-grained control over the LLM’s dynamic adaptation process. Extensive experiments on nineteen T2I systems with varied safety mechanisms, three online commercial API services, and T2V models verify the superiority and practicality of our approach. Our codes are available at: https://github.com/caosip/RPG-RT.

Social Aspects · Fairness, Equity, Justice and Safety

Yijin Ni, Xiaoming Huo

This paper introduces a novel kernel-based formulation of the Equalized Odds (EO) criterion, denoted as $\operatorname{EO}_k$, for fair representation learning (FRL) in supervised settings. The central goal of FRL is to mitigate discrimination regarding a sensitive attribute $S$ while preserving prediction accuracy for the target variable $Y$. Our proposed criterion enables a rigorous and interpretable quantification of three core fairness objectives: independence ($\widehat{Y} \perp S$), separation—also known as equalized odds ($\widehat{Y} \perp S \mid Y$), and calibration ($Y \perp S \mid \widehat{Y}$). Under both unbiased ($Y \perp S$) and biased ($Y \not \perp S$) conditions, we show that $\operatorname{EO}_k$ satisfies both independence and separation in the former, and uniquely preserves predictive accuracy while lower bounding independence and calibration in the latter, thereby offering a unified analytical characterization of the tradeoffs among these fairness criteria. We further define the empirical counterpart, $\widehat{\operatorname{EO}}_k$, a kernel-based statistic that can be computed in quadratic time, with linear-time approximations also available. A concentration inequality for $\widehat{\operatorname{EO}}_k$ is derived, providing performance guarantees and error bounds, which serve as practical certificates of fairness compliance. While our focus is on theoretical development, the results lay essential groundwork for principled and provably fair algorithmic design in future empirical studies.