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1,034篇论文匹配“Trustworthy Machine Learning”
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Social Aspects · Privacy-preserving Statistics and Machine Learning

Shuliang Liu, Xingyu Li, Hongyi Liu, Dong Fang, Bingchen Duan, Zheng Qi, Lingfeng Su, Xuming Hu

Reasoning Large Language Models (RLLMs) excelling in complex tasks present unique challenges for digital watermarking, as existing methods often disrupt logical coherence or incur high computational costs. Token-based watermarking techniques can corrupt the reasoning flow by applying pseudo-random biases, while semantic-aware approaches improve quality but introduce significant latency or require auxiliary models. This paper introduces ReasonMark, a novel watermarking framework specifically designed for reasoning-intensive LLMs. Our approach decouples generation into an undisturbed Thinking Phase and a watermarked Answering Phase. We propose a Criticality Score to identify semantically pivotal tokens from the reasoning trace, which are distilled into a Principal Semantic Vector (PSV). The PSV then guides a semantically-adaptive mechanism that modulates watermark strength based on token-PSV alignment, ensuring robustness without compromising logical integrity. Extensive experiments show ReasonMark surpasses state-of-the-art methods by reducing text Perplexity by 0.35, increasing translation BLEU score by 0.164, and raising mathematical accuracy by 0.67 points. These advancements are achieved alongside a 0.34% higher watermark detection AUC and stronger robustness to attacks, all with a negligible increase in latency. This work enables the traceable and trustworthy deployment of reasoning LLMs in real-world applications.

Social Aspects · Trustworthy Machine Learning

Matthieu Bou, Nyal Patel, Arjun Jagota, Satyapriya Krishna, Sonali Parbhoo

The objectives that Large Language Models (LLMs) implicitly optimize remain dangerously opaque, making trustworthy alignment and auditing a grand challenge. While Inverse Reinforcement Learning (IRL) can infer reward functions from behaviour, existing approaches either produce a single, overconfident reward estimate or fail to address the fundamental ambiguity of the task (non-identifiability). This paper introduces a principled auditing framework that re-frames reward inference from a simple estimation task to a comprehensive process for verification. Our framework leverages Bayesian IRL to not only recover a distribution over objectives but to enable three critical audit capabilities: (i) Quantifying and systematically reducing non-identifiability by demonstrating posterior contraction over sequential rounds of evidence; (ii) Providing actionable, uncertainty-aware diagnostics that expose spurious shortcuts and identify out-of-distribution prompts where the inferred objective cannot be trusted; and (iii) Validating policy-level utility by showing that the refined, low-uncertainty reward can be used directly in RLHF to achieve training dynamics and toxicity reductions comparable to the ground-truth alignment process. Empirically, our framework successfully audits a detoxified LLM and generalizes beyond detoxification to a helpfulness preference setting, yielding a well-calibrated and interpretable objective that strengthens alignment guarantees. Overall, this work provides a practical toolkit for auditors, safety teams, and regulators to verify what LLMs are truly trying to achieve, moving us toward more trustworthy and accountable AI.

Social Aspects · Trustworthy Machine Learning

Junyoung Yang, Kyungmin Kim, Sangdon Park

Uncertainty quantification is crucial in safety-critical systems, where decisions must be made under uncertainty. In particular, we consider the problem of online uncertainty quantification, where data points arrive sequentially. Online conformal prediction is a principled online uncertainty quantification method that dynamically constructs a prediction set at each time step. While existing methods for online conformal prediction provide long-run coverage guarantees without any distributional assumptions, they typically assume a *full feedback* setting in which the true label is always observed. In this paper, we propose a novel learning method for online conformal prediction with *partial feedback* from an adaptive adversary—a more challenging setup where the true label is revealed only when it lies inside the constructed prediction set. Specifically, we formulate online conformal prediction as an adversarial bandit problem by treating each candidate prediction set as an arm. Building on an existing algorithm for adversarial bandits, our method achieves a long-run coverage guarantee by explicitly establishing its connection to the regret of the learner. Finally, we empirically demonstrate the effectiveness of our method in both independent and identically distributed (i.i.d.) and non-i.i.d. settings, showing that it successfully controls the miscoverage rate while maintaining a reasonable size of the prediction set.

Social Aspects · Trustworthy Machine Learning

Hwan Chang, Yonghyun Jun, Hwanhee Lee

The growing deployment of large language model (LLM) based agents that interact with external environments has created new attack surfaces for adversarial manipulation. One major threat is indirect prompt injection, where attackers embed malicious instructions in external environment output, causing agents to interpret and execute them as if they were legitimate prompts. While previous research has focused primarily on plain-text injection attacks, we find a significant yet underexplored vulnerability: LLMs' dependence on structured chat templates and their susceptibility to contextual manipulation through persuasive multi-turn dialogues. To this end, we introduce ChatInject, an attack that formats malicious payloads to mimic native chat templates, thereby exploiting the model's inherent instruction-following tendencies. Building on this foundation, we develop a template-based Multi-turn variant that primes the agent across conversational turns to accept and execute otherwise suspicious actions. Through comprehensive experiments across frontier LLMs, we demonstrate three critical findings: (1) ChatInject achieves significantly higher average attack success rates than traditional prompt injection methods, improving from 5.18% to 32.05% on AgentDojo and from 15.13% to 45.90% on InjecAgent, with multi-turn dialogues showing particularly strong performance at average 52.33% success rate on InjecAgent, (2) chat-template-based payloads demonstrate strong transferability across models and remain effective even against closed-source LLMs, despite their unknown template structures, and (3) existing prompt-based defenses are largely ineffective against this attack approach, especially against Multi-turn variants. These findings highlight vulnerabilities in current agent systems. The code is available at https://github.com/hwanchang00/ChatInject.

Social Aspects · Trustworthy Machine Learning

Johnny Wei, Ameya Godbole, Mohammad Aflah Khan, Ryan Wang, Xiaoyuan Zhu, James Flemings, Nitya Kashyap, Krishna Gummadi, Willie Neiswanger, Robin Jia

We present Hubble, a suite of fully open-source large language models (LLMs) for the scientific study of LLM memorization. Hubble models come in standard and perturbed variants: standard models are pretrained on a large English corpus, and perturbed models are trained in the same way but with controlled insertion of text (e.g., book passages, biographies, and test sets) designed to emulate key memorization risks. Our core release includes 8 models---standard and perturbed models with 1B or 8B parameters, pretrained on 100B or 500B tokens---establishing that memorization risks are determined by the frequency of sensitive data relative to size of the training corpus (i.e., a password appearing once in a smaller corpus is memorized better than the same password in a larger corpus). Our release also includes 6 perturbed models with text inserted at different pretraining phases, showing that sensitive data without continued exposure can be forgotten. These findings suggest two best practices for addressing memorization risks: to dilute sensitive data by increasing the size of the training corpus, and to order sensitive data to appear earlier in training. Beyond these general empirical findings, Hubble enables a broad range of memorization research; for example, analyzing the biographies reveals how readily different types of private information are memorized. We also demonstrate that the randomized insertions in Hubble make it an ideal testbed for membership inference and machine unlearning, and invite the community to further explore, benchmark, and build upon our work.

Social Aspects · Trustworthy Machine Learning

Johnny Wei, Ameya Godbole, Mohammad Aflah Khan, Ryan Wang, Xiaoyuan Zhu, James Flemings, Nitya Kashyap, Krishna Gummadi, Willie Neiswanger, Robin Jia

We present Hubble, a suite of fully open-source large language models (LLMs) for the scientific study of LLM memorization. Hubble models come in standard and perturbed variants: standard models are pretrained on a large English corpus, and perturbed models are trained in the same way but with controlled insertion of text (e.g., book passages, biographies, and test sets) designed to emulate key memorization risks. Our core release includes 8 models---standard and perturbed models with 1B or 8B parameters, pretrained on 100B or 500B tokens---establishing that memorization risks are determined by the frequency of sensitive data relative to size of the training corpus (i.e., a password appearing once in a smaller corpus is memorized better than the same password in a larger corpus). Our release also includes 6 perturbed models with text inserted at different pretraining phases, showing that sensitive data without continued exposure can be forgotten. These findings suggest two best practices for addressing memorization risks: to dilute sensitive data by increasing the size of the training corpus, and to order sensitive data to appear earlier in training. Beyond these general empirical findings, Hubble enables a broad range of memorization research; for example, analyzing the biographies reveals how readily different types of private information are memorized. We also demonstrate that the randomized insertions in Hubble make it an ideal testbed for membership inference and machine unlearning, and invite the community to further explore, benchmark, and build upon our work.

Social Aspects · Trustworthy Machine Learning

Ethan Rathbun, Wo Wei Lin, Alina Oprea, Christopher Amato

Simulated environments are a key piece in the success of Reinforcement Learning (RL), allowing practitioners and researchers to train decision making agents without running expensive experiments on real hardware. Simulators remain a security blind spot, however, enabling adversarial developers to alter the dynamics of their released simulators for malicious purposes. Therefore, in this work we highlight a novel threat, demonstrating how simulator dynamics can be exploited to stealthily implant action-level backdoors into RL agents. The backdoor then allows an adversary to reliably activate targeted actions in an agent upon observing a predefined "trigger", leading to potentially dangerous consequences. Traditional backdoor attacks are limited in their strong threat models, assuming the adversary has near full control over an agent's training pipeline, enabling them to both alter and observe agent's rewards. As these assumptions are infeasible to implement within a simulator, we propose a new attack "Daze" which is able to reliably and stealthily implant backdoors into RL agents trained for real world tasks without altering or even observing their rewards. We provide formal proof of Daze's effectiveness in guaranteeing attack success across general RL tasks along with extensive empirical evaluations on both discrete and continuous action space domains. We additionally provide the first example of RL backdoor attacks transferring to real, robotic hardware. These developments motivate further research into securing all components of the RL training pipeline to prevent malicious attacks.

Social Aspects · Trustworthy Machine Learning

Zirui Hu, Zheng Zhang, Yingjie Wang, Leszek Rutkowski, Dacheng Tao

Large Language Models (LLMs) excel in natural language processing (NLP) tasks but often generate false or misleading information, known as hallucinations, raising reliability concerns in high-stakes applications. To provide statistical guarantees on the factuality of LLM outputs, conformal prediction based techniques have been proposed. Despite their strong theoretical guarantees, they rely heavily on the exchangeability assumption between calibration and test data, which is frequently violated in real-world scenarios with dynamic covariate shifts. To overcome this limitation, we introduce \textbf{CoFact}, a conformal prediction framework that uses online density ratio estimation to adaptively reweigh calibration data, ensuring alignment with evolving test distributions. With this approach, CoFact bypasses the exchangeability requirement and provides robust factuality guarantees under non-stationary conditions. To theoretically justify CoFact, we establish an upper bound on the gap between the actual hallucination rate and the target level $\alpha$, demonstrating that the bound asymptotically approaches zero as the number of rounds and calibration samples increase. Empirically, CoFact is evaluated on MedLFQA, WikiData, and the newly introduced \textbf{WildChat+} dataset, which captures real-world covariate shifts through user-generated prompts. Results demonstrate that CoFact consistently outperforms existing methods, maintaining reliability even under dynamic conditions.

Social Aspects · Trustworthy Machine Learning

Guangzhi Xiong, Zhenghao He, Bohan Liu, Sanchit Sinha, Aidong Zhang

Retrieval-Augmented Generation (RAG) improves the factuality of large language models (LLMs) by grounding outputs in retrieved evidence, but faithfulness failures, where generations contradict or extend beyond the provided sources, remain a critical challenge. Existing hallucination detection methods for RAG often rely either on large-scale detector training, which requires substantial annotated data, or on querying external LLM judges, which leads to high inference costs. Although some approaches attempt to leverage internal representations of LLMs for hallucination detection, their accuracy remains limited. Motivated by recent advances in mechanistic interpretability, we employ sparse autoencoders (SAEs) to disentangle internal activations, successfully identifying features that are specifically triggered during RAG hallucinations. Building on a systematic pipeline of information-based feature selection and additive feature modeling, we introduce RAGLens, a lightweight hallucination detector that accurately flags unfaithful RAG outputs using LLM internal representations. RAGLens not only achieves superior detection performance compared to existing methods, but also provides interpretable rationales for its decisions, enabling effective post-hoc mitigation of unfaithful RAG. Finally, we justify our design choices and reveal new insights into the distribution of hallucination-related signals within LLMs. The code is available at https://github.com/Teddy-XiongGZ/RAGLens.

Social Aspects · Trustworthy Machine Learning

Deepak Ravikumar, Efstathia Soufleri, Abolfazl Hashemi, Kaushik Roy

Deep neural networks are known to often memorize underrepresented, hard examples, with implications for generalization and privacy. Feldman & Zhang (2020) defined a rigorous notion of memorization. However it is prohibitively expensive to compute at scale because it requires training models both with and without the data point of interest in order to calculate the memorization score. We observe that samples that are less memorized tend to be learned earlier in training, whereas highly memorized samples are learned later. Motivated by this observation, we introduce Cumulative Sample Gradient (CSG), a computationally efficient proxy for memorization. CSG is the gradient of the loss with respect to input samples, accumulated over the course of training. The advantage of using input gradients is that per-sample gradients can be obtained with negligible overhead during training. The accumulation over training also reduces per-epoch variance and enables a formal link to memorization. Theoretically, we show that CSG is bounded by memorization and by learning time. Tracking these gradients during training reveals a characteristic rise–peak–decline trajectory whose timing is mirrored by the model’s weight norm. This yields an early-stopping criterion that does not require a validation set: stop at the peak of the weight norm. This early stopping also enables our memorization proxy, CSG, to be up to five orders of magnitude more efficient than the memorization score from Feldman & Zhang (2020). It is also approximately 140 $\times$ and 10$\times$ faster than the prior state-of-the-art memorization proxies, input curvature and cumulative sample loss, while still aligning closely with the memorization score, exhibiting high correlation. Further, we develop Sample Gradient Assisted Loss (SGAL), a proxy that further improves alignment with memorization and is highly efficient to compute. Finally, we show that CSG attains state-of-the-art performance on practical dataset diagnostics, such as mislabeled-sample detection and enables bias discovery, providing a theoretically grounded toolbox for studying memorization in deep networks.

Social Aspects · Trustworthy Machine Learning

Saleh Zare Zade, Xiangyu Zhou, Sijia Liu, Dongxiao Zhu

Large Language Models are prone to memorizing sensitive, copyrighted, or hazardous content, posing significant privacy and legal concerns. Retraining from scratch is computationally infeasible, whereas current unlearning methods exhibit unstable trade-offs between forgetting and utility, frequently producing incoherent outputs on forget prompts and failing to generalize due to the persistence of lexical-level and semantic-level associations in attention. We propose Attention Smoothing Unlearning (ASU), a principled framework that casts unlearning as self-distillation from a forget-teacher derived from the model’s own attention. By increasing the softmax temperature, ASU flattens attention distributions and directly suppresses the lexical-level and semantic-level associations responsible for reconstructing memorized knowledge. This results in a bounded optimization objective that erases factual information yet maintains coherence in responses to forget prompts. Empirical evaluation on TOFU, MUSE, and WMDP, along with real-world and continual unlearning scenarios across question answering and text completion, demonstrates that ASU outperforms the baselines for most of the unlearning scenarios, delivering robust unlearning with minimal loss of model utility.

Social Aspects · Trustworthy Machine Learning

Jenny Huang, Yunyi Shen, Dennis Wei, Tamara Broderick

We propose a method for evaluating the robustness of widely used LLM ranking systems---variants of a Bradley--Terry model---to dropping a worst-case very small fraction of preference data. Our approach is computationally fast and easy to adopt. When we apply our method to matchups from popular LLM ranking platforms, including Chatbot Arena and derivatives, we find that the rankings of top-performing models can be remarkably sensitive to the removal of a small fraction of preferences; for instance, dropping just 0.003% of human preferences can change the top-ranked model on Chatbot Arena. Our robustness check identifies the specific preferences most responsible for such ranking flips, allowing for inspection of these influential preferences. We observe that the rankings derived from MT-bench preferences are notably more robust than those from Chatbot Arena, likely due to MT-bench's use of expert annotators and carefully constructed prompts. Finally, we find that neither rankings based on crowdsourced human evaluations nor those based on LLM-as-a-judge preferences are systematically more sensitive than the other.

Social Aspects · Trustworthy Machine Learning

Yaxuan Wang, Yuhao Liu, Quan Liu, Jinlong Pang, Wei Wei, Yujia Bao, Yang Liu

Unlearning in Large Language Models (LLMs) is crucial for protecting private data and removing harmful knowledge. Most existing approaches rely on fine-tuning to balance unlearning efficiency with general language capabilities. However, these methods typically require training or access to retain data, which is often unavailable in real world scenarios. Although these methods can perform well when both forget and retain data are available, few works have demonstrated equivalent capability in more practical, data-limited scenarios. To overcome these limitations, we propose Detect-Reasoning Augmented GeneratiON (DRAGON), a systematic, reasoning-based framework that utilizes in-context chain-of-thought (CoT) instructions to guard deployed LLMs before inference. Instead of modifying the base model, DRAGON leverages the inherent instruction-following ability of LLMs and introduces a lightweight detection module to identify forget-worthy prompts without any retain data. These are then routed through a dedicated CoT guard model to enforce safe and accurate in-context intervention. To robustly evaluate unlearning performance, we introduce novel metrics for unlearning performance and the continual unlearning setting. Extensive experiments across three representative unlearning tasks validate the effectiveness of DRAGON, demonstrating its strong unlearning capability, scalability, and applicability in practical scenarios. The code is available at https://github.com/supergirl-os/DRAGON.

Social Aspects · Trustworthy Machine Learning

Tao Huang, Rui Wang, Xiaofei Liu, Yi Qin, Li Duan, Liping Jing

Large vision-language models (LVLMs) have achieved substantial advances in multimodal understanding. However, when presented with \textcolor{black}{challenging or distribution-shifted inputs}, they frequently produce unreliable or even harmful content, \textcolor{black}{such as hallucinations or toxic responses. We refer to such misalignments with human expectations as \emph{misbehaviors} of LVLMs, which} raise serious concerns for their deployment in critical applications. \textcolor{black}{Existing research have disclosed that such misbehaviors are closely linked to model uncertainty. We find they primarily stem from two distinct sources of epistemic uncertainty: internal contradictions (conflict) and the absence of supporting information (ignorance).} While existing uncertainty quantification methods typically capture only total predictive uncertainty, they struggle to distinguish between these underlying causes. To address this gap, we propose Evidential Uncertainty Quantification (EUQ), \textcolor{black}{a training-free framework that explicitly decomposes epistemic uncertainty into conflict (CF) and ignorance (IG)}. Specifically, we interpret features from the model output head as either supporting (positive) or opposing (negative) evidence. Leveraging Dempster-Shafer Theory of belief functions, we aggregate this evidence to quantify internal conflict and knowledge gaps within a single forward pass. We extensively evaluate EUQ across four misbehavior categories, including hallucinations, jailbreaks, adversarial vulnerabilities, and out-of-distribution (OOD) failures using state-of-the-art LVLMs. Experimental results demonstrate that EUQ consistently outperforms strong baselines, \textcolor{black}{achieving relative improvements of up to 10.5\% in AUROC.} \textcolor{black}{Our evaluation further reveals} that hallucinations correspond to high internal conflict and OOD failures to high ignorance. \textcolor{black}{Furthermore, a layer-wise evidential uncertainty dynamics analysis provides a novel perspective on the evolution of internal representations.} The source code is available at \url{https://github.com/HT86159/EUQ}.

Social Aspects · Trustworthy Machine Learning

Bingjie Zhang, Yibo Yang, Ren Zhe, Dandan Guo, Jindong Gu, Philip Torr, Bernard Ghanem

Large language models (LLMs) have achieved remarkable success in diverse tasks, yet their safety alignment remains fragile during adaptation. Even when fine-tuning on benign data or with low-rank adaptation, pre-trained safety behaviors are easily degraded, leading to harmful responses in the fine-tuned models. To address this challenge, we propose GuardSpace, a guardrail framework for preserving safety alignment throughout fine-tuning, composed of two key components: a safety-sensitive subspace and a harmful-resistant null space. First, we explicitly decompose pre-trained weights into safety-relevant and safety-irrelevant components using covariance-preconditioned singular value decomposition, and initialize low-rank adapters from the safety-irrelevant ones, while freezing safety-relevant components to preserve their associated safety mechanism. Second, we construct a null space projector that restricts adapter updates from altering safe outputs on harmful prompts, thereby maintaining the original refusal behavior. Experiments with various pre-trained models on multiple downstream tasks demonstrate that GuardSpace achieves superior performance over existing methods. Notably, for Llama-2-7B-Chat fine-tuned on GSM8K, GuardSpace outperforms the state-of-the-art method AsFT, reducing the average harmful score from 14.4\% to 3.6\%, while improving the accuracy from from 26.0\% to 28.0\%.

Social Aspects · Trustworthy Machine Learning

Naufal Suryanto, Muzammal Naseer, Pengfei Li, Syed Talal Wasim, Jinhui Yi, Juergen Gall, Paolo Ceravolo, Ernesto Damiani

Cybersecurity operations demand assistant LLMs that support diverse workflows without exposing sensitive data. Existing solutions either rely on proprietary APIs with privacy risks or on open models lacking domain adaptation. To bridge this gap, we curate 11.8B tokens of cybersecurity-focused continual pretraining data via large-scale web filtering and manual collection of high-quality resources, spanning 28.6K documents across frameworks, offensive techniques, and security tools. Building on this, we design an agentic augmentation pipeline that simulates expert workflows to generate 266K multi-turn cybersecurity samples for supervised fine-tuning. Combined with general open-source LLM data, these resources enable the training of RedSage, an open-source, locally deployable cybersecurity assistant with domain-aware pretraining and post-training. To rigorously evaluate the models, we introduce RedSage-Bench, a benchmark with 30K multiple-choice and 240 open-ended Q\&A items covering cybersecurity knowledge, skills, and tool expertise. RedSage is further evaluated on established cybersecurity benchmarks (e.g., CTI-Bench, CyberMetric, SECURE) and general LLM benchmarks to assess broader generalization. At the 8B scale, RedSage achieves consistently better results, surpassing the baseline models by up to +5.59 points on cybersecurity benchmarks and +5.05 points on Open LLM Leaderboard tasks. These findings demonstrate that domain-aware agentic augmentation and pre/post-training can not only enhance cybersecurity-specific expertise but also help to improve general reasoning and instruction-following. Project page: https://risys-lab.github.io/RedSage/

Social Aspects · Trustworthy Machine Learning

Zhewen Yao, Yao Zhu, Shiliang Zhang

Existing adversarial attacks on Large Vision-Language Models (LVLMs) often struggle with limited transferability to black-box models or produce perceptible artifacts that are easily detected. This paper presents Progressive Semantic Infusion (PSI), a diffusion-based attack that progressively aligns and infuses natural target semantics. To improve transferability, PSI leverages diffusion priors to better align adversarial examples with the natural image distribution and employs progressive alignment to mitigate overfitting on a single fixed surrogate objective. To enhance stealthiness, PSI embeds source-aware cues during denoising to preserve visual fidelity and avoid detectable artifacts. Experiments show that PSI effectively attacks open-source, adversarially trained, and commercial VLMs, including GPT-5 and Grok-4, surpassing existing methods in both transferability and stealthiness. Our findings highlight a critical vulnerability in modern vision-language systems and offer valuable insights towards building more robust and trustworthy multimodal models.

Social Aspects · Trustworthy Machine Learning

Justin Lee, Zheda Mai, Jinsu Yoo, Chongyu Fan, Cheng Zhang, Wei-Lun Chao

Machine unlearning—the ability to remove designated concepts from a pre-trained model—has advanced rapidly, particularly for text-to-image diffusion models. However, existing methods typically assume that unlearning requests arrive all at once, whereas in practice they often arrive sequentially. We present the first systematic study of continual unlearning in text-to-image diffusion models and show that popular unlearning methods suffer from rapid utility collapse: after only a few requests, models forget retained knowledge and generate degraded images. We trace this failure to cumulative parameter drift from the pre-training weights and argue that regularization is crucial to addressing it. To this end, we study a suite of add-on regularizers that (1) mitigate drift and (2) remain compatible with existing unlearning methods. Beyond generic regularizers, we show that semantic awareness is essential for preserving concepts close to the unlearning target, and propose a gradient-projection method that constrains parameter drift orthogonal to their subspace. This substantially improves continual unlearning performance and is complementary to other regularizers for further gains. Taken together, our study establishes continual unlearning as a fundamental challenge in text-to-image generation and provides insights, baselines, and open directions for advancing safe and accountable generative AI.

Social Aspects · Trustworthy Machine Learning

Thibaud Gloaguen, Mark Vero, Robin Staab, Martin Vechev

Finetuning open-weight Large Language Models (LLMs) is standard practice for achieving task-specific performance improvements. Until now, finetuning has been regarded as a controlled and secure process in which training on benign datasets leads to predictable behaviors. In this paper, we demonstrate, for the first time, that an adversary can create compromised LLMs that are performant and benign, yet exhibit adversarial behaviors once finetuned by downstream users. To this end, we propose an attack, FAB (Finetuning-activated Adversarial Behaviors), which compromises an LLM via meta-learning techniques that simulate downstream finetuning, explicitly optimizing for the emergence of adversarial behaviors in the finetuned models. At the same time, the compromised LLM is regularized to retain general capabilities and to exhibit no adversarial behaviors prior to finetuning. As a result, when users finetune (e.g., instruction-tuning, distillation, DPO) the seemingly benign model on their own datasets, they unknowingly trigger its dormant adversarial behavior. We experimentally demonstrate the effectiveness of FAB across multiple LLMs and three commonly considered target behaviors: unsolicited advertising, jailbreakability, and over-refusal. We show that FAB-triggers are robust to various finetuning choices made by the user (e.g., dataset, number of steps, scheduler, post-training algorithm). Our findings challenge prevailing assumptions on the security of finetuning, revealing a critical attack vector.

Social Aspects · Trustworthy Machine Learning

Mengxuan Hu, Vivek Datla, Anoop Kumar, Zihan Guan, Sheng Li, Alfy Samuel, Daben Liu

Recent advances in alignment techniques such as Supervised Fine-Tuning (SFT), Reinforcement Learning from Human Feedback (RLHF), and Direct Preference Optimization (DPO) have improved the safety of large language models (LLMs). However, these LLMs remain vulnerable to jailbreak attacks that disguise harmful intent through indirect or deceptive phrasing. Using causal intervention, we empirically demonstrate that this vulnerability stems from shallow alignment mechanisms that lack deep reasoning, often rejecting harmful prompts without truly understanding why they are harmful. To mitigate this vulnerability, we propose enhancing alignment through reasoning-aware post-training. We construct and release a novel Chain-of-Thought (CoT) fine-tuning dataset that includes both utility-oriented and safety-critical prompts with step-by-step rationales. Fine-tuning on this dataset encourages models to produce principled refusals grounded in reasoning, outperforming standard SFT baselines. Furthermore, inspired by failure patterns in CoT fine-tuning, we introduce **Alignment-Weighted DPO**, which targets the most problematic parts of an output by assigning different preference weights to the reasoning and final-answer segments. This produces finer-grained, targeted updates than vanilla DPO and improves robustness to diverse jailbreak strategies. Extensive experiments across multiple safety and utility benchmarks show that our method consistently improves alignment robustness while maintaining overall model utility.