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365篇论文匹配“Privacy-preserving Statistics and Machine Learning”
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Allassan Tchangmena A Nken, Susan McKeever, Peter Corcoran, Ihsan Ullah

Federated learning (FL) enables privacy-preserving video human activity recognition without centralizing data. Despite its potential, FL remains fundamentally constrained by the high communication overhead incurred during training. Existing methods, such as model quantization, gradient sparsification and low-rank approximation, aim to mitigate this overhead but often at the cost of model expressivity, leading to reduced classification accuracy. In this work, we take a representation-centric perspective and show that for video-base activity recognition using pretrained embeddings, class-discriminative information lies in a very low-dimensional subspace, that preserves linear seperability between activity classes. Motivated by this observation, we propose Federated discriminative subspace discovery, a framework that collaboratively identify and operate within such a subspace. Instead of communicating full classifier updates, each client first projects its local video embeddings using a shared random projection matrix. It then computes the covariance of the projected embeddings and transmits this statistic to the server for aggregation. The server reconstructs a global covariance matrix, performs singular value decomposition, and selects the top-k eigenvectors that define the global class-discriminative subspace. Subsequent communication occurs only in this compact subspace. Extensive experiments on UCF101, HMDB51, and Toyota-SmartHome demonstrate that, learning and sharing the classifier in the discovered subspace, reduces communication costs by up to 61%, with a moderate drop in activity recognition accuracy compared to the full model.

General Machine Learning · Causality

YiXin Ren, Hongquan Liu, Juncai Zhang, Yewei Xia, Zichuan Lin, Deheng Ye, Hao Zhang, Jihong Guan, Shuigeng Zhou

In this paper, we present a novel federated independence testing method that addresses both theoretical and practical challenges arising from client heterogeneity. We begin by revisiting existing federated independence testing methods and showing why they fail to provide valid guarantees or maintain statistical power under data distributional shift across clients. Building on this analysis, we develop a copula-based marginal alignment technique together with a stacking-based aggregation strategy that amplifies intra-client dependence while mitigating inter-client variation, resulting in a theoretically sound and powerful global test. For practicality, we further accelerate the aggregation step and incorporate a privacy-preserving mechanism. On the theoretical side, we prove both the correctness of our method and the validity of the test. Empirically, we conduct extensive experiments on both synthetic and real-world datasets, which demonstrate the superiority of our solution over existing methods.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Nikita Kalinin, Ryan McKenna, Jalaj Upadhyay, Christoph Lampert

Matrix factorization mechanisms for differentially private training have emerged as a promising approach to improve model utility under privacy constraints. In practical settings, models are typically trained over multiple epochs, requiring matrix factorizations that account for repeated participation. Existing theoretical upper and lower bounds on multi-epoch factorization error leave a significant gap. In this work, we introduce a new explicit factorization method, Banded Inverse Square Root (BISR), which imposes a banded structure on the inverse correlation matrix. This factorization enables us to derive an explicit and tight characterization of the multi-epoch error. We further prove that BISR achieves asymptotically optimal error by matching the upper and lower bounds. Empirically, BISR performs on par with the state of the art factorization methods, while being simpler to implement, computationally efficient, and easier to analyze.

Social Aspects · Privacy-preserving Statistics and Machine Learning

TIANYUAN ZOU, Zinan Lin, Sivakanth Gopi, Yang Liu, Ya-Qin Zhang, Robert Sim, Xin Deng, Sergey Yekhanin

Differentially Private Stochastic Gradient Descent (DP-SGD) and its variants like DP-Adam ensure data privacy by injecting noise into per-sample gradients. Although effective with large private datasets, their performance degrades significantly when private training data is limited. Recent works leverage public data to learn a gradient subspace and project noisy private sample gradients on to this subspace, achieving improved performance. However, they have overlooked two crucial aspects: the limitation of using a fixed projection subspace throughout training and the importance of choosing where to inject noise. Therefore, we propose Private Evolution aided Stochastic Gradient Descent (***PE-SGD***), a differentially private training framework effective for scenarios with limited private data. ***PE-SGD*** uses an evolutionary strategy to update the gradient projection subspace during training process. We also identify a more effective noise injection point for better alignment between approximate DP-protected gradient and real private gradient. This enables ***PE-SGD*** to outperform DP-SGD and other baselines, particularly in the regime of limited private data and small privacy budget.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Leonardo Iurada, Simone Bombari, Tatiana Tommasi, Marco Mondelli

Large-scale deep learning models are known to *memorize* parts of the training set. In machine learning theory, memorization is often framed as interpolation or label fitting, and classical results show that this can be achieved when the number of parameters $p$ in the model is larger than the number of training samples $n$. In this work, we consider memorization from the perspective of *data reconstruction*, demonstrating that this can be achieved when $p$ is larger than $dn$, where $d$ is the dimensionality of the data. More specifically, we show that, in the random features model, when $p \gg dn$, the subspace spanned by the training samples in feature space gives sufficient information to identify the individual samples in input space. Our analysis suggests an optimization method to reconstruct the dataset from the model parameters, and we demonstrate that this method performs well on various architectures (random features, two-layer fully-connected and deep residual networks). Our results reveal a *law of data reconstruction*, according to which the entire training dataset can be recovered as $p$ exceeds the threshold $dn$.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Xiaojian Liang, Lushan Song, Shishuai Du, Weicheng Zhu, Tan Faith, Jun Jie Sim, Haibing Jin, Zhenghao Wu, Yingting Liu, Xin Zhang 等

Retrieval-augmented generation (RAG) enhances the response quality of large language models (LLMs) when handling domain-specific tasks, yet raises significant privacy concerns. This is because both the user query and documents within the knowledge base often contain sensitive or confidential information. To address these concerns, we propose $\texttt{Pisces}$, the first practical cryptography-based RAG framework that supports dual-path retrieval, while protecting both the query and documents. Along the semantic retrieval path, we reduce computation and communication overhead by leveraging a coarse-to-fine strategy. Specifically, a novel oblivious filter is used to privately select a candidate set of documents to reduce the scale of subsequent cosine similarity computations. For the lexical retrieval path, to reduce the overhead of repeatedly invoking labeled PSI, we implement a multi-instance labeled PSI protocol to compute term frequencies for BM25 scoring in a single execution. $\texttt{Pisces}$ can also be integrated with existing privacy-preserving LLM inference frameworks to achieve end-to-end privacy. Experiments demonstrate that $\texttt{Pisces}$ achieves retrieval accuracy comparable to the plaintext baselines, within a 1.87% margin.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Georgi Ganev, MohammadReza Nazari, Rees Davison, Amirhassan Dizche, XINMIN WU, Ralph Abbey, Jorge Silva, Emiliano De Cristofaro

The Synthetic Minority Over-sampling Technique (SMOTE) is one of the most widely used methods for addressing class imbalance and generating synthetic data. Despite its popularity, little attention has been paid to its privacy implications; yet, it is used in the wild in many privacy-sensitive applications. In this work, we conduct the first systematic study of privacy leakage in SMOTE: We begin by showing that prevailing evaluation practices, i.e., naive distinguishing and distance-to-closest-record metrics, completely fail to detect any leakage and that membership inference attacks (MIAs) can be instantiated with high accuracy. Then, by exploiting SMOTE's geometric properties, we build two novel attacks with very limited assumptions: DistinSMOTE, which perfectly distinguishes real from synthetic records in augmented datasets, and ReconSMOTE, which reconstructs real minority records from synthetic datasets with perfect precision and recall approaching one under realistic imbalance ratios. We also provide theoretical guarantees for both attacks. Experiments on eight standard imbalanced datasets confirm the practicality and effectiveness of these attacks. Overall, our work reveals that SMOTE is inherently non-private and disproportionately exposes minority records, highlighting the need to reconsider its use in privacy-sensitive applications and as a baseline for assessing the privacy of modern generative models.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Dong Yan, Jian Liang, Ran He, Tieniu Tan

Recent studies have shown that large language models (LLMs) can infer private user attributes (e.g., age, location, gender) from user-generated text shared online, enabling rapid and large-scale privacy breaches. Existing anonymization-based defenses are coarse-grained, lacking word-level precision in anonymizing privacy-leaking elements. Moreover, they are inherently limited as altering user text to hide sensitive cues still allows attribute inference to occur through models' reasoning capabilities. To address these limitations, we propose a unified defense framework that combines fine-grained anonymization (TRACE) with inference-preventing optimization (RPS). TRACE leverages attention mechanisms and inference chain generation to identify and anonymize privacy-leaking textual elements, while RPS employs a lightweight two-stage optimization strategy to induce model rejection behaviors, thereby preventing attribute inference. Evaluations across diverse LLMs show that TRACE-RPS reduces attribute inference accuracy from around 50\% to below 5\% on open-source models. In addition, our approach offers strong cross-model generalization, prompt-variation robustness, and utility-privacy tradeoffs. Our code is available at https://github.com/Jasper-Yan/TRACE-RPS.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Lorenzo Rossi, Bartłomiej Marek, Franziska Boenisch, Adam Dziedzic

Assessing the privacy of large language models (LLMs) presents significant challenges. In particular, most existing methods for auditing *differential privacy* require the insertion of specially crafted canary data *during training*, making them impractical for auditing already-trained models without costly retraining. Additionally, *dataset inference*, which audits whether a suspect dataset was used to train a model, is *infeasible* without access to a private non-member held-out dataset. Yet, such held-out datasets are often unavailable or difficult to construct for real-world cases since they have to be from the same distribution (IID) as the suspect data. These limitations severely hinder the ability to conduct scalable, *post-hoc* audits. To enable such audits, this work introduces **natural identifiers (NIDs)** as a novel solution to the above-mentioned challenges. NIDs are structured random strings, such as cryptographic hashes and shortened URLs, naturally occurring in common LLM training datasets. Their format enables the generation of unlimited additional random strings from the same distribution, which can act as alternative canaries for audits and as same-distribution held-out data for dataset inference. Our evaluation highlights that indeed, using NIDs, we can facilitate post-hoc differential privacy auditing *without any retraining* and enable dataset inference for any suspect dataset containing NIDs without the need for a private non-member held-out dataset.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Bartłomiej Marek, Lorenzo Rossi, Vincent Hanke, Xun Wang, Michael Backes, Franziska Boenisch, Adam Dziedzic

Recent work has applied differential privacy (DP) to adapt large language models (LLMs) for sensitive applications, offering theoretical guarantees. However, its practical effectiveness remains unclear, partly due to LLM pretraining, where overlaps and interdependencies with adaptation data can undermine privacy despite DP efforts. To analyze this issue in practice, we investigate privacy risks under DP adaptations in LLMs using state-of-the-art attacks such as robust membership inference and canary data extraction. We benchmark these risks by systematically varying the adaptation data distribution, from exact overlaps with pretraining data, through in-distribution (IID) cases, to entirely out-of-distribution (OOD) examples. Additionally, we evaluate how different adaptation methods and different privacy regimes impact the vulnerability. Our results show that distribution shifts strongly influence privacy vulnerability: the closer the adaptation data is to the pretraining distribution, the higher the practical privacy risk at the same theoretical guarantee, even without direct data overlap. We find that parameter-efficient fine-tuning methods, such as LoRA, achieve the highest empirical privacy protection for OOD data. Our benchmark identifies key factors for achieving practical privacy in DP LLM adaptation, providing actionable insights for deploying customized models in sensitive settings. Looking forward, we propose a structured framework for holistic privacy assessment beyond adaptation privacy, to identify and evaluate risks across the full pretrain-adapt pipeline of LLMs.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Jijie Zhou, Niloofar Mireshghallah, Tianshi Li

The rapid deployment of large language models (LLMs) in consumer applications has led to frequent exchanges of personal information. To obtain useful responses, users often share more than necessary, increasing privacy risks via memorization, context-based personalization, or security breaches. We present a framework to formally define and operationalize *data minimization*: for a given user prompt and response model, quantifying the least privacy-revealing disclosure that maintains utility, and propose a priority-queue tree search to locate this optimal point within a privacy-ordered transformation space. We evaluated the framework on four datasets spanning open-ended conversations (ShareGPT, WildChat) and knowledge-intensive tasks with single-ground-truth answers (CaseHOLD, MedQA), quantifying achievable data minimization with nine LLMs as the response model. Our results demonstrate that larger frontier LLMs can tolerate stronger data minimization while maintaining task quality than smaller open-source models (*85.7%* redaction for GPT-5 vs. *19.3%* for Qwen2.5-0.5B). By comparing with our search-derived benchmarks, we find that LLMs struggle to predict optimal data minimization directly, showing a bias toward abstraction that leads to oversharing. This suggests not just a privacy gap, but a capability gap: models may lack awareness of what information they actually need to solve a task.

Optimization · Large Scale, Parallel and Distributed

Ziru Niu, Hai Dong, A. K. Qin

Federated Learning (FL) is a privacy-preserving machine learning framework facilitating collaborative training across distributed clients. However, its performance is often compromised by data heterogeneity among participants, which can result in local models with limited generalization capability. Traditional model-homogeneous approaches address this issue primarily by regularizing local training procedures or dynamically adjusting client weights during aggregation. Nevertheless, these methods become unsuitable in scenarios involving clients with heterogeneous model architectures. In this paper, we propose a model-heterogeneous FL framework that enhances clients’ generalization performance on unseen data without relying on parameter aggregation. Instead of model parameters, clients share feature distribution statistics (mean and covariance) with the server. Then each client trains a variational transposed convolutional neural network using Gaussian latent variables sampled from these distributions, and use it to generate synthetic data. By fine-tuning local models with the synthetic data, clients achieve significant improvement of generalization ability. Experimental results demonstrate that our approach not only attains higher generalization accuracy compared to existing model-heterogeneous FL frameworks, but also reduces communication costs and memory consumption.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Linru Zhang, Xiangning Wang, Jun Jie Sim, Zhicong Huang, Jiahao Zhong, HUAXIONG WANG, Pu Duan, Kwok Yan Lam

Privacy concerns have been raised in Large Language Models (LLM) inference when models are deployed in Cloud Service Providers (CSP). Homomorphic encryption (HE) offers a promising solution by enabling secure inference directly over encrypted inputs. However, the high computational overhead of HE remains a major bottleneck. To address this challenge, we propose MOAI, an efficient HE-based, non-interactive framework for secure transformer inference. MOAI gains significant efficiency improvement from: (1) a novel evaluation flow that combines column and diagonal packing with consistent strategies across all layers, eliminating expensive format conversions. (2) rotation-free algorithms for Softmax and LayerNorm that significantly reduce the number of costly HE rotations, removing 2448 HE rotations in BERT-base inference. (3) Column packing removes rotations in plaintext–ciphertext matrix multiplications and interleaved batching further reduces the rotations in ciphertext–ciphertext matrix multiplications. MOAI uses at least 1.7x fewer HE rotations compared to the state-of-the-art works across all matrix multiplications of BERT-base. As a result, We achieve a 52.8\% reduction in evaluation time compared to the state-of-the-art HE-based non-interactive secure transformer inference, THOR (Moon et al., CCS'25). We then apply MOAI on the Powerformer's framework and achieve a 55.7\% reduction in evaluation time compared to Powerformer (Park et al., ACL'25), which approximates Softmax and LayerNorm with simpler functions in transformer and proposes HE-based non-interactive transformer inference. We report an amortized time of 2.36 minutes per input on a single GPU environment. We show the extendibility by applying MOAI in LLaMA-3-8B. Our implementation is publicly available as open source.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Tianze Wang, Zhaoyu Chen, Jian Du, Yingtai Xiao, Linjun Zhang, Qiang Yan

Text data has become extremely valuable on large language models (LLMs) and even lead to general artificial intelligence (AGI). A lot of high-quality text in the real world is private and cannot be freely used due to privacy concerns. Therefore, differentially private (DP) synthetic text generation has been proposed, aiming to produce high-utility synthetic data while protecting sensitive information. However, existing DP synthetic text generation imposes uniform guarantees that often overprotect non-sensitive content, resulting in substantial utility loss and computational overhead. Therefore, we propose Secret-Protected Evolution (SecPE), a novel framework that extends private evolution with secret-aware protection. Theoretically, we show that SecPE satisfies $(\vp, \vr)$-secret protection, constituting a relaxation of Gaussian DP that enables tighter utility–privacy trade-offs, while also substantially reducing computational complexity relative to baseline methods. Empirically, across the OpenReview, PubMed, and Yelp benchmarks, SecPE consistently achieves lower Fréchet Inception Distance (FID) and higher downstream task accuracy than GDP-based Aug-PE baselines, while requiring less noise to attain the same level of protection. Our results highlight that secret-aware guarantees can unlock more practical and effective privacy-preserving synthetic text generation.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Jiashu Tao, Reza Shokri

Machine learning models are known to leak sensitive information, as they inevitably memorize (parts of) their training data. This risk is amplified for large language models (LLMs), which are trained on massive corpora and therefore create a more urgent need for privacy assessment prior to release. The standard method to quantify privacy is via membership inference attacks, where the state-of-the-art approach is the Robust Membership Inference Attack (RMIA). In this paper, we introduce \textbf{InfoRMIA}, a principled information-theoretic formulation of membership inference that consistently outperforms RMIA across benchmarks while improving computational efficiency. Moving beyond attack performance alone, we show that treating sequence-level membership inference as the gold standard obscures how memorization manifests in LLMs. To address this limitation, we propose a fine-grained memorization assessment framework based on token-level signals, with InfoRMIA serving as its algorithmic backbone. Our approach identifies which tokens within generated outputs are memorized, localizing privacy leakage from sequences to individual tokens. This framework enables more precise analysis of LLM memorization and potentially targeted mitigation strategies such as exact unlearning.

Social Aspects · Privacy-preserving Statistics and Machine Learning

JIN LIU, Yinbin Miao, Ning Xi, Junkang Liu

Fine-tuning large vision models (LVMs) and large language models (LLMs) under differentially private federated learning (DPFL) is hindered by a fundamental privacy-utility trade-off. Low-Rank Adaptation (LoRA), a promising parameter-efficient fine-tuning (PEFT) method, reduces computational and communication costs by introducing two trainable low-rank matrices while freezing pre-trained weights. However, directly applying LoRA in DPFL settings leads to performance degradation, especially in LVMs. Our analysis reveals three previously underexplored challenges: (1) gradient coupling caused by the simultaneous update of two asymmetric low-rank matrices, (2) compounded noise amplification under differential privacy, and (3) sharpness of the global aggregated model in the parameter space. To address these issues, we propose LA-LoRA (\textbf{L}ocal \textbf{A}lternating \textbf{LoRA}), a novel approach that decouples gradient interactions and aligns update directions across clients to enhance robustness under stringent privacy constraints. Theoretically, LA-LoRA strengthens convergence guarantees in noisy federated environments. Extensive experiments demonstrate that LA-LoRA achieves state-of-the-art (SOTA) performance on Swin Transformer and RoBERTa models, showcasing robustness to DP noise and broad applicability across both LVMs and LLMs. For example, when fine-tuning the Swin-B model on the Tiny-ImageNet dataset under a strict privacy budget ($\epsilon = 1$), LA-LoRA outperforms the best baseline, RoLoRA, by 16.83\% in test accuracy. Code is provided in the Appendix.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Wenhao Li, Kunhao Li, Lei Yang

The rise of large language models (LLMs) has driven the adoption of Model-as-a-Service (MaaS). However, transmitting raw text to servers raises critical privacy concerns. Existing approaches employ deep neural networks (DNNs) or differential privacy (DP) to perturb inputs. Yet, these approaches suffer notable limitations: DNN-based methods often require task-specific pre-training, and conventional DP techniques, though privacy-preserving, suffer from noise amplification as perturbed inputs propagate through the deep transformer layer, leading to significant degradation in downstream task performance. To alleviate this, we propose HIDDENECHO, an end-to-end framework with client noise correction, where hidden states are sent from the server to the client and refined by a lightweight module using both embeddings and intermediate representations. HIDDENECHO suppresses inter-layer noise amplification without pretraining, effectively preserving task-relevant signals under DP constraints. To further reduce communication, HIDDENECHO incorporates gradient-based hidden layer selection and information bottleneck compression, reducing communication cost while preserving essential task information. Experiments across text classification and generation tasks demonstrate that HIDDENECHO achieves up to 46.89\% performance improvement over DP baselines, over 85\% communication reduction, and up to 72.52\% faster training compared to existing denoising approaches, establishing a new privacy-utility trade-off for privatized LLMs. Codes are available at https://github.com/liwh011/hidden-echo.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Leheng Cai, Qirui Hu, Shuyuan Wu

In this paper, we investigate federated learning for quantile inference under local differential privacy (LDP). We propose an estimator based on local stochastic gradient descent (SGD), whose local gradients are perturbed via a randomized mechanism with global parameters, making the procedure tolerant of communication and storage constraints without compromising statistical efficiency. Although the quantile loss and its corresponding gradient do not satisfy standard smoothness conditions typically assumed in existing literature, we establish asymptotic normality for our estimator as well as a functional central limit theorem. The proposed method accommodates data heterogeneity and allows each server to operate with an individual privacy budget. Furthermore, we construct confidence intervals for the target value through a self‐normalization approach, thereby circumventing the need to estimate additional nuisance parameters. Extensive numerical experiments and real data application validate the theoretical guarantees of the proposed methodology.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Xi Xie, Ran Ran, Jiahui Zhao, Bin Lei, Zhijie Shi, Wujie Wen, Caiwen Ding

Fully polynomial neural networks—models whose computations comprise only additions and multiplications—are attractive for privacy-preserving inference under homomorphic encryption (HE). Yet most prior systems obtain such models by post-hoc replacement of nonlinearities with high-degree or cascaded polynomials, which inflates HE cost and makes training numerically fragile and hard to scale. We introduce ULD-Net, a training methodology that enables ultra-low-degree (multiplicative depth $\leq 3$ for each operator) fully polynomial networks to be trained from scratch at ImageNet and transformer scale while maintaining high accuracy. The key is a polynomial-only normalization, PolyNorm, coupled with a principled choice of normalization axis that keeps activations in a well-conditioned range across deep stacks of polynomial layers. Together with a special set of polynomial-aware operator replacements, such as polynomial activation functions and linear attention, ULD-Net delivers stable optimization without resorting to high-degree approximations. Experimental results demonstrate that ULD-Net enables stable training of low-degree fully polynomial networks on large-scale model architectures and datasets. Applying ULD-Net to ViT-Small and ViT-Base achieves 76.70\% and 75.20\% top-1 accuracy on ImageNet, respectively, which are comparable to the original models and represent the first fully polynomial models successfully scaled to the ViT/ImageNet level. Additionally, ULD-Net outperforms several state-of-the-art open-source fully and partially polynomial approaches across diverse model architectures and datasets in both accuracy and HE inference latency.

Social Aspects · Privacy-preserving Statistics and Machine Learning

Yangdi Jiang, Xiaotian Chang, Lei Ding, Linglong Kong, Bei Jiang

We propose a general and computationally efficient framework for achieving differential privacy (DP) on Hadamard manifolds, which are complete and simply connected Riemannian manifolds with non-positive curvature. Leveraging the Cartan-Hadamard theorem, we introduce Exponential-Wrapped Laplace and Gaussian mechanisms that achieve $\epsilon$-DP, $(\epsilon, \delta)$-DP, Gaussian DP (GDP), and Rényi DP (RDP) without relying on computationally intensive MCMC sampling. Our methods operate entirely within the intrinsic geometry of the manifold, ensuring both theoretical soundness and practical scalability. We derive utility bounds for privatized Fréchet means and demonstrate superior utility and runtime performances on both synthetic data and real-world data in the space of symmetric positive definite matrices (SPDM) equipped with three different metrics. To our knowledge, this work constitutes the first unified extension of multiple DP notions to general Hadamard manifolds with practical and scalable implementations.