The choice of tokenizer can profoundly impact language model performance, yet accessible and reliable evaluations of tokenizer quality remain an open challenge. Inspired by scaling consistency, we show that smaller models can accurately predict significant differences in tokenizer impact on larger models at a fraction of the compute cost. By systematically evaluating both English-centric and multilingual tokenizers, we find that tokenizer choice has negligible effects on tasks in English but results in consistent performance differences in multilingual settings. We propose new intrinsic tokenizer metrics inspired by Zipf’s law that correlate more strongly with downstream performance than text compression when modeling unseen languages. By combining several metrics to capture multiple aspects of tokenizer behavior, we develop a reliable framework for intrinsic tokenizer evaluations. Our work offers a more efficient path to informed tokenizer selection in future language model development.
论文检索
输入标题、作者或关键词，从 3,086 篇学术成果中精准定位
What makes a difference in the post-training of LLMs? We investigate the training patterns of different layers in large language models (LLMs) through the lens of the gradient. We are specifically interested in how fast vs. slow thinking affects the layer-wise gradients, given the recent popularity of training LLMs on reasoning paths such as chain-of-thoughts (CoT) and process rewards. In our study, fast thinking without CoT leads to larger gradients and larger differences of gradients across layers than slow thinking (Detailed CoT), indicating the learning stability brought by the latter. Additionally, we study whether the gradient patterns can reflect the correctness of responses when training different LLMs using slow vs. fast thinking paths. The results show that the gradients of slow thinking can distinguish correct and irrelevant reasoning paths. As a comparison, we conduct similar gradient analyses on non-reasoning knowledge learning tasks, on which, however, trivially increasing the response length does not lead to similar behaviors of slow thinking. Our study strengthens fundamental understandings of LLM training and sheds novel insights on its efficiency and stability, which pave the way towards building a generalizable System-2 agent.
In this work, we introduce the PKU-SafeRLHF dataset, designed to promote research on safety alignment in large language models (LLMs). As a sibling project to SafeRLHF and BeaverTails, we separate annotations of helpfulness and harmlessness for question-answering pairs, providing distinct perspectives on these coupled attributes. Overall, we provide 44.6k refined prompts and 265k question-answer pairs with safety meta-labels for 19 harm categories and three severity levels ranging from minor to severe, with answers generated by Llama-family models. Based on this, we collected 166.8k preference data, including dual-preference (helpfulness and harmlessness decoupled) and single-preference data (trade-off the helpfulness and harmlessness from scratch), respectively. Using the large-scale annotation data, we further train severity-sensitive moderation for the risk control of LLMs and safety-centric RLHF algorithms for the safety alignment of LLMs. We believe this dataset will be a valuable resource for the community, aiding in the safe deployment of LLMs.
Bilevel optimization has shown its utility across various machine learning settings, yet most algorithms in practice require second-order information, making it challenging to scale them up. Only recently, a paradigm of first-order algorithms has emerged in the theoretical literature, capable of effectively addressing bilevel optimization problems. Nevertheless, the practical efficiency of this paradigm remains unverified, particularly in the context of large language models (LLMs). This paper introduces the first scalable instantiation of this paradigm called _ScaleBiO_, focusing on bilevel optimization for large-scale LLM data reweighting. By combining with a recently proposed memory-efficient training technique called LISA, our novel algorithm allows the paradigm to scale to ~30B-sized LLMs on 8\timesH100 GPUs, marking the first successful application of bilevel optimization under practical scenarios for large-sized LLMs. Empirically, extensive experiments on data reweighting verify the effectiveness of ScaleBiO for different-scaled models, including Llama-3-8B, Gemma-2-9B, Qwen-2-7B, and Qwen-2.5-32B, where bilevel optimization succeeds in instruction-following and math reasoning tasks, outperforming several popular baselines, including uniform sampling, influence-aware data filtering, and reference-model-based sampling methods. Theoretically, ScaleBiO ensures the optimality of the learned data weights, along with a convergence guarantee matching the conventional first-order bilevel optimization paradigm on smooth and strongly convex objectives.
Many-shot in-context learning has recently shown promise as an alternative to finetuning, with the major advantage that the same model can be served for multiple tasks. However, this shifts the computational burden from training-time to inference-time, making deployment of many-shot ICL challenging to justify in-practice. This cost is further increased if a custom demonstration set is retrieved for each inference example. We present Dynamic Block-Sparse Attention, an optimized method for retrieval-based many-shot in-context learning. By combining carefully designed block-sparse attention and retrieval of cached groups of demonstrations, we achieve comparable per-example latency to finetuning while maintaining on average >95% of the best method’s accuracy across strong ICL and finetuning baselines. We hope that this will further enable the deployment of many-shot ICL at scale.
Parameter-Efficient Fine-Tuning (PEFT) has gained prominence through low-rank adaptation methods like LoRA. In this paper, we focus on sparsity-based PEFT (SPEFT), which introduces trainable sparse adaptations to the weight matrices in the model, offering greater flexibility in selecting fine-tuned parameters compared to low-rank methods. We conduct the first systematic evaluation of salience metrics for SPEFT, inspired by zero-cost NAS proxies, and identify simple gradient-based metrics is reliable, and results are on par with the best alternatives, offering both computational efficiency and robust performance. Additionally, we compare static and dynamic masking strategies, finding that static masking, which predetermines non-zero entries before training, delivers efficiency without sacrificing performance, while dynamic masking offers no substantial benefits. Across NLP tasks, a simple gradient-based, static SPEFT consistently outperforms other fine-tuning methods for LLMs, providing a simple yet effective baseline for SPEFT. Our work challenges the notion that complexity is necessary for effective PEFT, while our open-source framework establishes a reproducible benchmark for future research.
Deliberate Reasoning in Language Models as Structure-Aware Planning with an Accurate World Model
PDF ↗Enhancing the reasoning capabilities of language models (LMs) remains a key challenge, especially for tasks that require complex, multi-step decision-making where existing Chain-of-Thought (CoT) approaches struggle with consistency and verification. In this paper, we propose a novel reasoning framework, referred to as Structure-aware Planning with an Accurate World Model (SWAP), that integrates structured knowledge representation with learned planning. Unlike prior methods that rely purely on natural language reasoning, SWAP leverages entailment graphs to encode structured dependencies and enable symbolic verification of intermediate steps. To systematically construct and update the graph, SWAP employs a policy model to propose candidate expansions and a world model to predict structural updates. To improve accuracy, the world model generates multiple alternative updates, and a discriminator re-ranks them based on plausibility. To encourage diverse exploration, we introduce Diversity-based Modelling (DM), which samples candidates from the remaining probability mass after removing previously sampled candidates from the original policy distribution. Additionally, SWAP improves the discrimination accuracy through Contrastive Ranking (CR), which directly compares candidates within prompts and incorporates meta-knowledge to improve ranking quality. We evaluate SWAP across diverse reasoning-intensive benchmarks including math reasoning, logical reasoning, and coding tasks. Extensive experiments demonstrate that SWAP significantly improves upon the base models and consistently outperforms existing reasoning methods.
DualRAG: A Dual-Process Approach to Integrate Reasoning and Retrieval for Multi-Hop Question Answering
PDF ↗Multi-Hop Question Answering (MHQA) tasks permeate real-world applications, posing challenges in orchestrating multi-step reasoning across diverse knowledge domains. While existing approaches have been improved with iterative retrieval, they still struggle to identify and organize dynamic knowledge. To address this, we propose DualRAG, a synergistic dual-process framework that seamlessly integrates reasoning and retrieval. DualRAG operates through two tightly coupled processes: Reasoning-augmented Querying (RaQ) and progressive Knowledge Aggregation (pKA). They work in concert: as RaQ navigates the reasoning path and generates targeted queries, pKA ensures that newly acquired knowledge is systematically integrated to support coherent reasoning. This creates a virtuous cycle of knowledge enrichment and reasoning refinement. Through targeted fine-tuning, DualRAG preserves its sophisticated reasoning and retrieval capabilities even in smaller-scale models, demonstrating its versatility and core advantages across different scales. Extensive experiments demonstrate that this dual-process approach substantially improves answer accuracy and coherence, approaching, and in some cases surpassing, the performance achieved with oracle knowledge access. These results establish DualRAG as a robust and efficient solution for complex multi-hop reasoning tasks.
Dynamic Chunking and Selection for Reading Comprehension of Ultra-Long Context in Large Language Models
PDF ↗Large language models (LLMs) often struggle to accurately read and comprehend extremely long texts. Current methods for improvement typically rely on splitting long contexts into fixed-length chunks. However, fixed truncation risks separating semantically relevant content, leading to ambiguity and compromising accurate understanding. To overcome this limitation, we propose a straightforward approach for dynamically separating and selecting chunks of long context, facilitating a more streamlined input for LLMs. In particular, we compute semantic similarities between adjacent sentences, using lower similarities to adaptively divide long contexts into variable-length chunks. We further train a question-aware classifier to select sensitive chunks that are critical for answering specific questions. Experimental results on both single-hop and multi-hop question-answering benchmarks show that the proposed approach consistently outperforms strong baselines. Notably, it maintains robustness across a wide range of input lengths, handling sequences of up to 256k tokens. Our datasets and code are available at the following link: https://github.com/ECNU-Text-Computing/DCS
A core aspect of compositionality, systematicity is a desirable property in ML models as it enables strong generalization to novel contexts. This has led to numerous studies proposing benchmarks to assess systematic generalization, as well as models and training regimes designed to enhance it. Many of these efforts are framed as addressing the challenge posed by Fodor and Pylyshyn. However, while they argue for systematicity of representations, existing benchmarks and models primarily focus on the systematicity of behaviour. We emphasize the crucial nature of this distinction. Furthermore, building on Hadley’s (1994) taxonomy of systematic generalization, we analyze the extent to which behavioural systematicity is tested by key benchmarks in the literature across language and vision. Finally, we highlight ways of assessing systematicity of representations in ML models as practiced in the field of mechanistic interpretability.
Separating Tongue from Thought: Activation Patching Reveals Language-Agnostic Concept Representations in Transformers
PDF ↗A central question in multilingual language modeling is whether large language models (LLMs) develop a universal concept representation, disentangled from specific languages. In this paper, we address this question by analyzing latent representations (latents) during a word-translation task in transformer-based LLMs. We strategically extract latents from a source translation prompt and insert them into the forward pass on a target translation prompt. By doing so, we find that the output language is encoded in the latent at an earlier layer than the concept to be translated. Building on this insight, we conduct two key experiments. First, we demonstrate that we can change the concept without changing the language and vice versa through activation patching alone. Second, we show that patching with the mean representation of a concept across different languages does not affect the models’ ability to translate it, but instead improves it. Finally, we generalize to multi-token generation and demonstrate that the model can generate natural language description of those mean representations. Our results provide evidence for the existence of language-agnostic concept representations within the investigated models.
MAPLE: Enhancing Review Generation with Multi-Aspect Prompt LEarning in Explainable Recommendation
PDF ↗Explainable Recommendation task is designed to receive a pair of user and item and output explanations to justify why an item is recommended to a user. Many models approach review generation as a proxy for explainable recommendations. While these models can produce fluent and grammatically correct sentences, they often lack preciseness and fail to provide personalized informative recommendations. To address this issue, we propose a personalized, aspect-controlled model called Multi-Aspect Prompt LEarner (MAPLE), which integrates aspect category as another input dimension to facilitate memorizing fine-grained aspect terms. Experiments conducted on two real-world review datasets in the restaurant domain demonstrate that MAPLE significantly outperforms baseline review-generation models. MAPLE excels in both text and feature diversity, ensuring that the generated content covers a wide range of aspects. Additionally, MAPLE delivers good generation quality while maintaining strong coherence and factual relevance. The code and dataset used in this paper can be found at https://github.com/Nana2929/MAPLE.
Academic citations are widely used for evaluating research and tracing knowledge flows. Such uses typically rely on raw citation counts and neglect variability in citation types. In particular, citations can vary in their fidelity as original knowledge from cited studies may be paraphrased, summarized, or reinterpreted, possibly wrongly, leading to variation in how much information changes from cited to citing paper. In this study, we introduce a computational pipeline to quantify citation fidelity at scale. Using full texts of papers, the pipeline identifies citations in citing papers and the corresponding claims in cited papers, and applies supervised models to measure fidelity at the sentence level. Analyzing a large-scale multi-disciplinary dataset of approximately 13 million citation sentence pairs, we find that citation fidelity is higher when authors cite papers that are 1) more recent and intellectually close, 2) more accessible, and 3) the first author has a lower H-index and the author team is medium-sized. Using a quasi-experiment, we establish the “telephone effect” - when citing papers have low fidelity to the original claim, future papers that cite the citing paper and the original have lower fidelity to the original. Our work reveals systematic differences in citation fidelity, underscoring the limitations of analyses that rely on citation quantity alone and the potential for distortion of evidence.
Cross-modal image-text retrieval is challenging because of the diverse possible associations between content from different modalities. Traditional methods learn a single-vector embedding to represent semantics of each sample, but struggle to capture nuanced and diverse relationships that can exist across modalities. Set-based approaches, which represent each sample with multiple embeddings, offer a promising alternative, as they can capture richer and more diverse relationships. In this paper, we show that, despite their promise, these set-based representations continue to face issues including sparse supervision and set collapse, which limits their effectiveness. To address these challenges, we propose Maximal Pair Assignment Similarity to optimize one-to-one matching between embedding sets which preserve semantic diversity within the set. We also introduce two loss functions to further enhance the representations: Global Discriminative Loss to enhance distinction among embeddings, and Intra-Set Divergence Loss to prevent collapse within each set. Our method achieves state-of-the-art performance on MS-COCO and Flickr30k without relying on external data.
The application scope of Large Language Models (LLMs) continues to expand, leading to increasing interest in personalized LLMs that align with human values. However, aligning these models with individual values raises significant safety concerns, as certain values may correlate with harmful information. In this paper, we identify specific safety risks associated with value-aligned LLMs and investigate the psychological principles behind these challenges. Our findings reveal two key insights. (1) Value-aligned LLMs are more prone to harmful behavior compared to non-fine-tuned models and exhibit slightly higher risks in traditional safety evaluations than other fine-tuned models. (2) These safety issues arise because value-aligned LLMs genuinely generate text according to the aligned values, which can amplify harmful outcomes. Using a dataset with detailed safety categories, we find significant correlations between value alignment and safety risks, supported by psychological hypotheses. This study offers insights into the “black box” of value alignment and proposes in-context alignment methods to enhance the safety of value-aligned LLMs.
Exploiting Contextual Knowledge in LLMs through \mathcal{V}-usable Information based Layer Enhancement
PDF ↗Large Language Models (LLMs) have demonstrated remarkable capabilities in various tasks, yet they often struggle with context-faithfulness generations that properly reflect contextual knowledge. While existing approaches focus on enhancing the decoding strategies, they ignore the fundamental mechanism of how contextual information is processed within LLMs’ internal states. As a result, LLMs remain limited in their ability to fully leverage contextual knowledge. In this paper, we propose Context-aware Layer Enhancement (CaLE), a novel intervention method that enhances the utilization of contextual knowledge within LLMs’ internal representations. By employing \mathcal{V}-usable information analysis, CaLE strategically amplifies the growth of contextual information at an optimal layer, thereby enriching representations in the final layer. Our experiments demonstrate that CaLE effectively improves context-faithful generation in Question-Answering tasks, particularly in scenarios involving unknown or conflicting contextual knowledge.
As Large Language Models (LLMs) continue to advance in understanding and generating long sequences, new safety concerns have been introduced through the long context. However, the safety of LLMs in long-context tasks remains under-explored, leaving a significant gap in both evaluation and improvement of their safety. To address this, we introduce LongSafety, the first comprehensive benchmark specifically designed to evaluate LLM safety in open-ended long-context tasks. LongSafety encompasses 7 categories of safety issues and 6 user-oriented long-context tasks, with a total of 1,543 test cases, averaging 5,424 words per context. Our evaluation towards 16 representative LLMs reveals significant safety vulnerabilities, with most models achieving safety rates below 55%. Our findings also indicate that strong safety performance in short-context scenarios does not necessarily correlate with safety in long-context tasks, emphasizing the unique challenges and urgency of improving long-context safety. Moreover, through extensive analysis, we identify challenging safety issues and task types for long-context models. Furthermore, we find that relevant context and extended input sequences can exacerbate safety risks in long-context scenarios, highlighting the critical need for ongoing attention to long-context safety challenges. Our code and data will be publicly available.
Only a Little to the Left: A Theory-grounded Measure of Political Bias in Large Language Models
PDF ↗Prompt-based language models like GPT4 and LLaMa have been used for a wide variety of use cases such as simulating agents, searching for information, or for content analysis. For all of these applications and others, political biases in these models can affect their performance. Several researchers have attempted to study political bias in language models using evaluation suites based on surveys, such as the Political Compass Test (PCT), often finding a particular leaning favored by these models. However, there is some variation in the exact prompting techniques, leading to diverging findings, and most research relies on constrained-answer settings to extract model responses. Moreover, the Political Compass Test is not a scientifically valid survey instrument. In this work, we contribute a political bias measured informed by political science theory, building on survey design principles to test a wide variety of input prompts, while taking into account prompt sensitivity. We then prompt 11 different open and commercial models, differentiating between instruction-tuned and non-instruction-tuned models, and automatically classify their political stances from 88,110 responses. Leveraging this dataset, we compute political bias profiles across different prompt variations and find that while PCT exaggerates bias in certain models like GPT3.5, measures of political bias are often unstable, but generally more left-leaning for instruction-tuned models. Code and data are available at https://github.com/MaFa211/theory_grounded_pol_bias.
Accurate multi-modal document retrieval is crucial for Retrieval-Augmented Generation (RAG), yet existing benchmarks do not fully capture real-world challenges with their current design. We introduce REAL-MM-RAG, an automatically generated benchmark designed to address four key properties essential for real-world retrieval: (i) multi-modal documents, (ii) enhanced difficulty, (iii) Realistic-RAG queries and (iv) accurate labeling. Additionally, we propose a multi-difficulty-level scheme based on query rephrasing to evaluate models’ semantic understanding beyond keyword matching. Our benchmark reveals significant model weaknesses, particularly in handling table-heavy documents and robustness to query rephrasing. To mitigate these shortcomings, we curate a rephrased training set and introduce a new finance-focused, table-heavy dataset. Fine-tuning on these datasets enables models to achieve state-of-the-art retrieval performance on REAL-MM-RAG benchmark. Our work offers a better way to evaluate and improve retrieval in multi-modal RAG systems while also providing training data and models that address current limitations.
The uniform information density (UID) hypothesis proposes that speakers aim to distribute information evenly throughout a text, balancing production effort and listener comprehension difficulty. However, language typically does not maintain a strictly uniform information rate; instead, it fluctuates around a global average. These fluctuations are often explained by factors such as syntactic constraints, stylistic choices, or audience design. In this work, we explore an alternative perspective: that these fluctuations may be influenced by an implicit linguistic pressure towards periodicity, where the information rate oscillates at regular intervals, potentially across multiple frequencies simultaneously. We apply harmonic regression and introduce a novel extension called time scaling to detect and test for such periodicity in information contours. Analyzing texts in English, Spanish, German, Dutch, Basque, and Brazilian Portuguese, we find consistent evidence of periodic patterns in information rate. Many dominant frequencies align with discourse structure, suggesting these oscillations reflect meaningful linguistic organization. Beyond highlighting the connection between information rate and discourse structure, our approach offers a general framework for uncovering structural pressures at various levels of linguistic granularity.