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Yige Xu, Zhiwei Zeng, Zhiqi Shen

Emotion Recognition in Conversation (ERC) has been widely studied due to its importance in developing emotion-aware empathetic machines. The rise of pre-trained language models (PLMs) has further pushed the limit of ERC performance. However, most recent works on ERC using PLMs are heavily data-driven, and requires fine-tuning the entire PLMs. To improve both sample and computational efficiency, we propose a derivative-free optimization method called Cross-Task Prompt Tuning (CTPT) for few-shot conversational emotion recognition. Unlike existing methods that learn independent knowledge from individual tasks, CTPT leverages sharable cross-task knowledge by exploiting external knowledge from other source tasks to improve learning performance under the few-shot setting. Moreover, CTPT only needs to optimize a vector under the low intrinsic dimensionality without gradient, which is highly parameter-efficient compared with existing approaches. Experiments on five different contextual conversation datasets demonstrate that our CTPT method has superior results on both few-shot scenarios and zero-shot transfers.

Alon Goldstein, Miriam Havin, Roi Reichart, Ariel Goldstein

This paper investigates the problem-solving capabilities of Large Language Models (LLMs) by evaluating their performance on stumpers, unique single-step intuition problems that pose challenges for human solvers but are easily verifiable. We compare the performance of four state-of-the-art LLMs (Davinci-2, Davinci-3, GPT-3.5-Turbo, GPT-4) to human participants. Our findings reveal that the new-generation LLMs excel in solving stumpers and surpass human performance. However, humans exhibit superior skills in verifying solutions to the same problems. This research enhances our understanding of LLMs’ cognitive abilities and provides insights for enhancing their problem-solving potential across various domains.

Bingsheng Yao, Ishan Jindal, Lucian Popa, Yannis Katsis, Sayan Ghosh, Lihong He, Yuxuan Lu, Shashank Srivastava, Yunyao Li, James Hendler 等

Real-world domain experts (e.g., doctors) rarely annotate only a decision label in their day-to-day workflow without providing explanations. Yet, existing low-resource learning techniques, such as Active Learning (AL), that aim to support human annotators mostly focus on the label while neglecting the natural language explanation of a data point. This work proposes a novel AL architecture to support experts’ real-world need for label and explanation annotations in low-resource scenarios. Our AL architecture leverages an explanation-generation model to produce explanations guided by human explanations, a prediction model that utilizes generated explanations toward prediction faithfully, and a novel data diversity-based AL sampling strategy that benefits from the explanation annotations. Automated and human evaluations demonstrate the effectiveness of incorporating explanations into AL sampling and the improved human annotation efficiency and trustworthiness with our AL architecture. Additional ablation studies illustrate the potential of our AL architecture for transfer learning, generalizability, and integration with large language models (LLMs). While LLMs exhibit exceptional explanation-generation capabilities for relatively simple tasks, their effectiveness in complex real-world tasks warrants further in-depth study.

Ashok Urlana, Pinzhen Chen, Zheng Zhao, Shay B. Cohen, Manish Shrivastava, Barry Haddow

This paper introduces PMIndiaSum, a multilingual and massively parallel summarization corpus focused on languages in India. Our corpus provides a training and testing ground for four language families, 14 languages, and the largest to date with 196 language pairs. We detail our construction workflow including data acquisition, processing, and quality assurance. Furthermore, we publish benchmarks for monolingual, cross-lingual, and multilingual summarization by fine-tuning, prompting, as well as translate-and-summarize. Experimental results confirm the crucial role of our data in aiding summarization between Indian languages. Our dataset is publicly available and can be freely modified and re-distributed.

Philhoon Oh, James Thorne

For knowledge intensive NLP tasks, it has been widely accepted that accessing more information is a contributing factor to improvements in the model’s end-to-end performance. However, counter-intuitively, too much context can have a negative impact on the model when evaluated on common question answering (QA) datasets. In this paper, we analyze how passages can have a detrimental effect on retrieve-then-read architectures used in question answering. Our empirical evidence indicates that the current read architecture does not fully leverage the retrieved passages and significantly degrades its performance when using the whole passages compared to utilizing subsets of them. Our findings demonstrate that model accuracy can be improved by 10% on two popular QA datasets by filtering out detrimental passages. Additionally, these outcomes are attained by utilizing existing retrieval methods without further training or data. We further highlight the challenges associated with identifying the detrimental passages. First, even with the correct context, the model can make an incorrect prediction, posing a challenge in determining which passages are most influential. Second, evaluation typically considers lexical matching, which is not robust to variations of correct answers. Despite these limitations, our experimental results underscore the pivotal role of identifying and removing these detrimental passages for the context-efficient retrieve-then-read pipeline.

Maged S. Al-shaibani, Irfan Ahmad

In natural language processing (NLP), the representation of text plays a crucial role in various tasks such as language modeling, sentiment analysis, and machine translation. The standard approach is to represent text in the same way as we, as humans, read and write. In this paper, we propose a novel approach to represent text with only consonants which presents a compact representation of English text that offers improved efficiency without sacrificing performance. We exploit the fact that consonants are more discriminative than vowels and by representing text using consonants, we can significantly reduce the overall memory and compute footprint required for storing and processing textual data. We present two alternative representations: ‘consonants-only’, where we completely remove the vowels from the text, and ‘masked-vowels’, where we mask all the vowels into one special symbol. To evaluate our approaches, we conducted experiments on various NLP tasks, including text classification, part-of-speech (POS) tagging, named-entity recognition (NER), and neural machine translation (NMT), in addition to language modeling. Our results demonstrate that the proposed consonant-based representation achieves comparable performance compared to the standard text representation while requiring significantly fewer computational resources. Furthermore, we show that our representation can be seamlessly integrated with existing NLP models and frameworks, providing a practical solution for efficient text processing. Last but not the least, we present a technique to retrieve the vowel information from our processed text representation keeping in mind the need to reproduce text in human readable form in some NLP applications.

Karim Lasri, Pedro Vitor Quinta de Castro, Mona Schirmer, Luis Eduardo San Martin, Linxi Wang, Tomáš Dulka, Haaya Naushan, John Pougué-Biyong, Arianna Legovini, Samuel Fraiberger

Adapting general-purpose language models has proven to be effective in tackling downstream tasks within specific domains. In this paper, we address the task of extracting entities from the economics literature on impact evaluation. To this end, we release EconBERTa, a large language model pretrained on scientific publications in economics, and ECON-IE, a new expert-annotated dataset of economics abstracts for Named Entity Recognition (NER). We find that EconBERTa reaches state-of-the-art performance on our downstream NER task. Additionally, we extensively analyze the model’s generalization capacities, finding that most errors correspond to detecting only a subspan of an entity or failure to extrapolate to longer sequences. This limitation is primarily due to an inability to detect part-of-speech sequences unseen during training, and this effect diminishes when the number of unique instances in the training set increases. Examining the generalization abilities of domain-specific language models paves the way towards improving the robustness of NER models for causal knowledge extraction.

Zhuocheng Zhang, Shuhao Gu, Min Zhang, Yang Feng

Document-level neural machine translation (DNMT) has shown promising results by incorporating context information through increased maximum lengths of source and target sentences. However, this approach also introduces a length bias problem, whereby DNMT suffers from significant translation quality degradation when decoding sentences that are much shorter or longer than the maximum sentence length during training, i.e., the length bias problem. To prevent the model from neglecting shorter sentences, we sample the training data to ensure a more uniform distribution across different sentence lengths while progressively increasing the maximum sentence length during training. Additionally, we introduce a length-normalized attention mechanism to aid the model in focusing on target information, mitigating the issue of attention divergence when processing longer sentences. Furthermore, during the decoding stage of DNMT, we propose a sliding decoding strategy that limits the length of target sentences to not exceed the maximum length encountered during training. The experimental results indicate that our method can achieve state-of-the-art results on several open datasets, and further analysis shows that our method can significantly alleviate the length bias problem.

Dongryeol Lee, Segwang Kim, Minwoo Lee, Hwanhee Lee, Joonsuk Park, Sang-Woo Lee, Kyomin Jung

Ambiguous questions persist in open-domain question answering, because formulating a precise question with a unique answer is often challenging. Previous works have tackled this issue by asking disambiguated questions for all possible interpretations of the ambiguous question. Instead, we propose to ask a clarification question, where the user’s response will help identify the interpretation that best aligns with the user’s intention. We first present CAmbigNQ, a dataset consisting of 5,653 ambiguous questions, each with relevant passages, possible answers, and a clarification question. The clarification questions were efficiently created by generating them using InstructGPT and manually revising them as necessary. We then define a pipeline of three tasks—(1) ambiguity detection, (2) clarification question generation, and (3) clarification-based QA. In the process, we adopt or design appropriate evaluation metrics to facilitate sound research. Lastly, we achieve F1 of 61.3, 25.1, and 40.5 on the three tasks, demonstrating the need for further improvements while providing competitive baselines for future work.

Haojing Huang, Jingheng Ye, Qingyu Zhou, Yinghui Li, Yangning Li, Feng Zhou, Hai-Tao Zheng

In recent years, Chinese Spelling Check (CSC) has been greatly improved by designing task-specific pre-training methods or introducing auxiliary tasks, which mostly solve this task in an end-to-end fashion. In this paper, we propose to decompose the CSC workflow into detection, reasoning, and searching subtasks so that the rich external knowledge about the Chinese language can be leveraged more directly and efficiently. Specifically, we design a plug-and-play detection-and-reasoning module that is compatible with existing SOTA non-autoregressive CSC models to further boost their performance. We find that the detection-and-reasoning module trained for one model can also benefit other models. We also study the primary interpretability provided by the task decomposition. Extensive experiments and detailed analyses demonstrate the effectiveness and competitiveness of the proposed module.

Hao Niu, Yun Xiong, Xiaosu Wang, Wenjing Yu, Yao Zhang, Weizu Yang

Financial volatility prediction is vital for indicating a company’s risk profile. Transcripts of companies’ earnings calls are important unstructured data sources to be utilized to access companies’ performance and risk profiles. However, current works ignore the role of financial metrics knowledge (such as EBIT, EPS, and ROI) in transcripts, which is crucial for understanding companies’ performance, and little consideration is given to integrating text and price information. In this work, we statistic common financial metrics and make a special dataset based on these metrics. Then, we introduce a knowledge-enhanced financial volatility prediction method (KeFVP) to inject knowledge of financial metrics into text comprehension by knowledge-enhanced adaptive pre-training (KePt) and effectively incorporating text and price information by introducing a conditional time series prediction module. We conduct extensive experiments on three real-world public datasets, and the results indicate that KeFVP is effective and outperforms all the state-of-the-art methods.

Mohammad Rostami, Digbalay Bose, Shrikanth Narayanan, Aram Galstyan

Sentiment analysis is a costly yet necessary task for enterprises to study the opinions of their customers to improve their products and to determine optimal marketing strategies. Due to the existence of a wide range of domains across different products and services, cross-domain sentiment analysis methods have received significant attention. These methods mitigate the domain gap between different applications by training cross-domain generalizable classifiers which relax the need for data annotation for each domain. We develop a domain adaptation method which induces large margins between data representations that belong to different classes in an embedding space. This embedding space is trained to be domain-agnostic by matching the data distributions across the domains. Large interclass margins in the source domain help to reduce the effect of “domain shift” in the target domain. Theoretical and empirical analysis are provided to demonstrate that the proposed method is effective.

Louis Falissard, Vincent Guigue, Laure Soulier

This article focuses on large language models (LLMs) fine-tuning in the scarce data regime (also known as “few-shot learning setting”). We propose a method to increase the generalization capabilities of LLMs based on neural network subspaces. This optimization method, recently introduced in computer vision, aims to improve model generalization by identifying wider local optima through the joint optimization of an entire simplex of models in parameter space. Although this property would be highly beneficial in the context of training large language models in the “few-shot learning” setting, its adaptation to massive, pretrained transformers poses some challenges. First, their considerable number of parameters make it difficult to train several model jointly, and second, their deterministic parameter initialisation schemes make them unfit to the subspace method as originaly proposed. We show in this paper that its application to “Parameter Efficient Fine-Tuning” (PEFT) methods, however, is relatively natural, and we propose to apply it to prefix-tuning, by learning entire simplexes of continous prefixes. We test our method on a variant of the GLUE benchmark adapted to the few-shot learning setting, and show that both our contributions (learning prefix simplexes, and non-deterministic validation metric inference) jointly lead to a gain in average performances compared to state of the art methods.

Hakyung Sung, Gyu-Ho Shin

This study investigates the extent to which currently available morpheme parsers/taggers apply to lesser-studied languages and language-usage contexts, with a focus on second language (L2) Korean. We pursue this inquiry by (1) training a neural-network model (pre-trained on first language [L1] Korean data) on varying L2 datasets and (2) measuring its morpheme parsing/POS tagging performance on L2 test sets from both the same and different sources of the L2 train sets. Results show that the L2 trained models generally excel in domain-specific tokenization and POS tagging compared to the L1 pre-trained baseline model. Interestingly, increasing the size of the L2 training data does not lead to improving model performance consistently.

Catarina Sousa, Luisa Coheur, Mara Moita

Portuguese Sign Language (LGP) is the official language in deaf education in Portugal. Current approaches in developing a translation system between European Portuguese and LGP rely on hand-crafted rules. In this paper, we present a fully automatic corpora-driven rule-based machine translation system between European Portuguese and LGP glosses, and also two neural machine translation models. We also contribute with the LGP-5-Domain corpus, composed of five different text domains, built with the help of our rule-based system, and used to train the neural models. In addition, we provide a gold collection, annotated by LGP experts, that can be used for future evaluations. Compared with the only similar available translation system, PE2LGP, results are always improved with the new rule-based model, which competes for the highest scores with one of the neural models.

Hang Zhang, Yeyun Gong, Xingwei He, Dayiheng Liu, Daya Guo, Jiancheng Lv, Jian Guo

Most dense retrieval models contain an implicit assumption: the training query-document pairs are exactly matched. Since it is expensive to annotate the corpus manually, training pairs in real-world applications are usually collected automatically, which inevitably introduces mismatched-pair noise. In this paper, we explore an interesting and challenging problem in dense retrieval, how to train an effective model with mismatched-pair noise. To solve this problem, we propose a novel approach called Noisy Pair Corrector (NPC), which consists of a detection module and a correction module. The detection module estimates noise pairs by calculating the perplexity between annotated positive and easy negative documents. The correction module utilizes an exponential moving average (EMA) model to provide a soft supervised signal, aiding in mitigating the effects of noise. We conduct experiments on text-retrieval benchmarks Natural Question and TriviaQA, code-search benchmarks StaQC and SO-DS. Experimental results show that NPC achieves excellent performance in handling both synthetic and realistic noise.

Kishan Maharaj, Ashita Saxena, Raja Kumar, Abhijit Mishra, Pushpak Bhattacharyya

Detecting hallucinations in natural language processing (NLP) is a critical undertaking that demands a deep understanding of both the semantic and pragmatic aspects of languages. Cognitive approaches that leverage users’ behavioural signals, such as gaze, have demonstrated effectiveness in addressing NLP tasks with similar linguistic complexities. However, their potential in the context of hallucination detection remains largely unexplored. In this paper, we propose a novel cognitive approach for hallucination detection that leverages gaze signals from humans. We first collect and introduce an eye tracking corpus (IITB-HGC: IITB-Hallucination Gaze corpus) consisting of 500 instances, annotated by five annotators for hallucination detection. Our analysis reveals that humans selectively attend to relevant parts of the text based on distributional similarity, similar to the attention bias phenomenon in psychology. We identify two attention strategies employed by humans: global attention, which focuses on the most informative sentence, and local attention, which focuses on important words within a sentence. Leveraging these insights, we propose a novel cognitive framework for hallucination detection that incorporates these attention biases. Experimental evaluations on the FactCC dataset demonstrate the efficacy of our approach, obtaining a balanced accuracy of 87.1%. Our study highlights the potential of gaze-based approaches in addressing the task of hallucination detection and sheds light on the cognitive processes employed by humans in identifying inconsistencies.

Jianwei Li, Weizhi Gao, Qi Lei, Dongkuan Xu

It is widely acknowledged that large and sparse models have higher accuracy than small and dense models under the same model size constraints. This motivates us to train a large model and then remove its redundant neurons or weights by pruning. Most existing works pruned the networks in a deterministic way, the performance of which solely depends on a single pruning criterion and thus lacks variety. Instead, in this paper, we propose a model pruning strategy that first generates several pruning masks in a designed random way. Subsequently, along with an effective mask-selection rule, the optimal mask is chosen from the pool of mask candidates. To further enhance efficiency, we introduce an early mask evaluation strategy, mitigating the overhead associated with training multiple masks. Our extensive experiments demonstrate that this approach achieves state-of-the-art performance across eight datasets from GLUE, particularly excelling at high levels of sparsity.

Zhiheng Xi, Senjie Jin, Yuhao Zhou, Rui Zheng, Songyang Gao, Jia Liu, Tao Gui, Qi Zhang, Xuanjing Huang

To enhance the multi-step reasoning capabilities of large language models, researchers have extensively explored prompting methods, notably the Chain-of-Thought (CoT) method which explicitly elicits human-like rationales. However, they have inadvertently overlooked the potential of enhancing model reasoning performance by formulating higher-quality problems. In this work, we start from the problem side and propose Self-Polish (SP), a novel method that facilitates the model’s reasoning by guiding it to progressively refine the given problems to be more comprehensible and solvable. We also explore several automatic prompting varients and propose the Self-Polish prompt bank for the community. SP is orthogonal to all other prompting methods of answer/reasoning side like CoT, allowing for seamless integration with state-of-the-art techniques for further improvement. Thorough experiments show that the proposed method attains notable and consistent effectiveness on five reasoning benchmarks across different models. Furthermore, our method also showcases impressive performance on robustness evaluation. Codes and prompts are available at https://github.com/WooooDyy/Self-Polish.

Yao Xu, Shizhu He, Cunguang Wang, Li Cai, Kang Liu, Jun Zhao

Complex Query Answering (CQA) is a challenge task of Knowledge Graph (KG). Due to the incompleteness of KGs, query embedding (QE) methods have been proposed to encode queries and entities into the same embedding space, and treat logical operators as neural set operators to obtain answers. However, these methods train KG embeddings and neural set operators concurrently on both simple (one-hop) and complex (multi-hop and logical) queries, which causes performance degradation on simple queries and low training efficiency. In this paper, we propose Query to Triple (Q2T), a novel approach that decouples the training for simple and complex queries. Q2T divides the training into two stages: (1) Pre-training the neural link predictor on simple queries to predict tail entities based on the head entity and relation. (2) Training the query encoder on complex queries to encode diverse complex queries into a unified triple form that can be efficiently solved by the pretrained link predictor. Our proposed Q2T is not only efficient to train, but also modular, thus easily adaptable to various neural link predictors that have been studied well. Extensive experiments demonstrate that, even without explicit modeling for neural set operators, Q2T still achieves state-of-the-art performance on diverse complex queries over three public benchmarks.