Direct Preference Optimization (DPO) using an implicit reward model has proven to be an effective alternative to reinforcement learning from human feedback (RLHF) for fine-tuning preference aligned large language models (LLMs). However, the overall preference annotations of responses do not fully capture the fine-grained quality of model outputs in complex multi-step reasoning tasks, such as mathematical reasoning. To address this limitation, we introduce a novel algorithm called Step-level Value Preference Optimization (SVPO). Our approach employs Monte Carlo Tree Search (MCTS) to automatically annotate step-level preferences for multi-step reasoning. Furthermore, from the perspective of learning-to-rank, we train an explicit value model to replicate the behavior of the implicit reward model, complementing standard preference optimization. This value model enables the LLM to generate higher reward responses with minimal cost during inference. Experimental results demonstrate that our method achieves state-of-the-art performance on both in-domain and out-of-domain mathematical reasoning benchmarks.
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The black-box nature of deep learning models in NLP hinders their widespread application. The research focus has shifted to Hierarchical Attribution (HA) for its ability to model feature interactions. Recent works model non-contiguous combinations with a time-costly greedy search in Eculidean spaces, neglecting underlying linguistic information in feature representations. In this work, we introduce a novel method, namely Poincare Explanation (PE), for modeling feature interactions with hyperbolic spaces in a time efficient manner.Specifically, we take building text hierarchies as finding spanning trees in hyperbolic spaces. First we project the embeddings into hyperbolic spaces to elicit inherit semantic and syntax hierarchical structures. Then we propose a simple yet effective strategy to calculate Shapley score. Finally we build the the hierarchy with proving the constructing process in the projected space could be viewed as building a minimum spanning tree and introduce a time efficient building algorithm. Experimental results demonstrate the effectiveness of our approach. Our code is available at https://anonymous.4open.science/r/PE-747B.
The popularity of automated news headline generation has surged with advancements in pre-trained language models. However, these models often suffer from the “hallucination” problem, where the generated headline is not fully supported by its source article. Efforts to address this issue have predominantly focused on English, using over-simplistic classification schemes that overlook nuanced hallucination types. In this study, we introduce the first multilingual, fine-grained news headline hallucination detection dataset that contains over 11 thousand <article, headline> pairs in 5 languages, each annotated with detailed hallucination types by experts. We conduct extensive experiments on this dataset under two settings. First, we implement several supervised fine-tuning approaches as preparatory solutions and demonstrate this dataset’s challenges and utilities. Second, we test various large language models’ in-context learning abilities and propose two novel techniques, language-dependent demonstration selection and coarse-to-fine prompting, to boost the few-shot hallucination detection performance in terms of the example-F1 metric. We release this dataset to foster further research in multilingual, fine-grained headline hallucination detection.
Aspect-based sentiment analysis (ABSA) aims to predict aspect-based elements from the given text, mainly including four elements, i.e., aspect category, sentiment polarity, aspect term, and opinion term. Extracting pair, triple, or quad of elements is defined as compound ABSA. Due to its challenges and practical applications, such a compound scenario has become an emerging topic. Recently, large language models (LLMs), e.g. ChatGPT and LLaMA, present impressive abilities in tackling various human instructions. In this work, we are particularly curious whether LLMs still possess superior performance in handling compound ABSA tasks. To assess the performance of LLMs, we design a novel framework, called ChatABSA. Concretely, we design two strategies: constrained prompts, to automatically organize the returned predictions; post-processing, to better evaluate the capability of LLMs in recognition of implicit information. The overall evaluation involves 5 compound ABSA tasks and 8 publicly available datasets. We compare LLMs with few-shot supervised baselines and fully supervised baselines, including corresponding state-of-the-art (SOTA) models on each task. Experimental results show that ChatABSA exhibits excellent aspect-based sentiment analysis capabilities and overwhelmingly beats few-shot supervised methods under the same few-shot settings. Surprisingly, it can even outperform fully supervised methods in some cases. However, in most cases, it underperforms fully supervised methods, and there is still a huge gap between its performance and the SOTA method. Moreover, we also conduct more analyses to gain a deeper understanding of its sentiment analysis capabilities.
Improving the performance of large language models (LLMs) in complex question-answering (QA) scenarios has always been a research focal point. Recent studies have attempted to enhance LLMs’ performance by combining step-wise planning with external retrieval. While effective for advanced models like GPT-3.5, smaller LLMs face challenges in decomposing complex questions, necessitating supervised fine-tuning. Previous work has relied on manual annotation and knowledge distillation from teacher LLMs, which are time-consuming and not accurate enough. In this paper, we introduce a novel framework for enhancing LLMs’ planning capabilities by using planning data derived from knowledge graphs (KGs). LLMs fine-tuned with this data have improved planning capabilities, better equipping them to handle complex QA tasks that involve retrieval. Evaluations on multiple datasets, including our newly proposed benchmark, highlight the effectiveness of our framework and the benefits of KG-derived planning data.
LLM Self-Correction with DeCRIM: Decompose, Critique, and Refine for Enhanced Following of Instructions with Multiple Constraints
PDF ↗Instruction following is a key capability for LLMs. However, recent studies have shown that LLMs often struggle with instructions containing multiple constraints (e.g. a request to create a social media post “in a funny tone” with “no hashtag”). Despite this, most evaluations focus solely on synthetic data. To address this, we introduce RealInstruct, the first benchmark designed to evaluate LLMs’ ability to follow real-world multi-constrained instructions by leveraging queries real users asked AI assistants. We also investigate model-based evaluation as a cost-effective alternative to human annotation for this task. Our findings reveal that even the proprietary GPT-4 model fails to meet at least one constraint on over 21% of instructions, highlighting the limitations of state-of-the-art models. To address the performance gap between open-source and proprietary models, we propose the Decompose, Critique and Refine (DeCRIM) self-correction pipeline, which enhances LLMs’ ability to follow constraints. DeCRIM works by decomposing the original instruction into a list of constraints and using a Critic model to decide when and where the LLM’s response needs refinement. Our results show that DeCRIM improves Mistral’s performance by 7.3% on RealInstruct and 8.0% on IFEval even with weak feedback. Moreover, we demonstrate that with strong feedback, open-source LLMs with DeCRIM can outperform GPT-4 on both benchmarks.
NeuroMax: Enhancing Neural Topic Modeling via Maximizing Mutual Information and Group Topic Regularization
PDF ↗Recent advances in neural topic models have concentrated on two primary directions: the integration of the inference network (encoder) with a pre-trained language model (PLM) and the modeling of the relationship between words and topics in the generative model (decoder). However, the use of large PLMs significantly increases inference costs, making them less practical for situations requiring low inference times. Furthermore, it is crucial to simultaneously model the relationships between topics and words as well as the interrelationships among topics themselves. In this work, we propose a novel framework called NeuroMax (**Neur**al T**o**pic Model with **Max**imizing Mutual Information with Pretrained Language Model and Group Topic Regularization) to address these challenges. NeuroMax maximizes the mutual information between the topic representation obtained from the encoder in neural topic models and the representation derived from the PLM. Additionally, NeuroMax employs optimal transport to learn the relationships between topics by analyzing how information is transported among them. Experimental results indicate that NeuroMax reduces inference time, generates more coherent topics and topic groups, and produces more representative document embeddings, thereby enhancing performance on downstream tasks.
Mitigating Hallucinations of Large Language Models in Medical Information Extraction via Contrastive Decoding
PDF ↗The impressive capabilities of large language models (LLMs) have attracted extensive interests of applying LLMs to medical field. However, the complex nature of clinical environments presents significant hallucination challenges for LLMs, hindering their widespread adoption. In this paper, we address these hallucination issues in the context of Medical Information Extraction (MIE) tasks by introducing ALternate Contrastive Decoding (ALCD). We begin by redefining MIE tasks as an identify-and-classify process. We then separate the identification and classification functions of LLMs by selectively masking the optimization of tokens during fine-tuning. During the inference stage, we alternately contrast output distributions derived from sub-task models. This approach aims to selectively enhance the identification and classification capabilities while minimizing the influence of other inherent abilities in LLMs. Additionally, we propose an alternate adaptive constraint strategy to more effectively adjust the scale and scope of contrastive tokens. Through comprehensive experiments on two different backbones and six diverse medical information extraction tasks, ALCD demonstrates significant improvements in resolving hallucination issues compared to conventional decoding methods.
In a practical scenario, multi-domain neural machine translation (MDNMT) aims to continuously acquire knowledge from new domain data while retaining old knowledge. Previous work separately learns each new domain knowledge based on parameter isolation methods, which effectively capture the new knowledge. However, task-specific parameters lead to isolation between models, which hinders the mutual transfer of knowledge between new domains. Given the scarcity of domain-specific corpora, we consider making full use of the data from multiple new domains. Therefore, our work aims to leverage previously acquired domain knowledge when modeling subsequent domains. To this end, we propose an Iterative Continual Learning (ICL) framework for multi-domain neural machine translation. Specifically, when each new domain arrives, (1) we first build a pluggable incremental learning model, (2) then we design an iterative updating algorithm to continuously update the original model, which can be used flexibly for constructing subsequent domain models. Furthermore, we design a domain knowledge transfer mechanism to enhance the fine-grained domain-specific representation, thereby solving the word ambiguity caused by mixing domain data. Experimental results on the UM-Corpus and OPUS multi-domain datasets show the superior performance of our proposed model compared to representative baselines.
Large vision-language models (LVLMs), while proficient in following instructions and responding to diverse questions, invariably generate detailed responses even when questions are ambiguous or unanswerable, leading to hallucinations and bias issues. Thus, it is essential for LVLMs to proactively engage with humans to ask for clarifications or additional information for better responses. In this study, we aim to shift LVLMs from passive answer providers to proactive engaged partners. We begin by establishing a three-tiered hierarchy for questions of invalid, ambiguous, and personalizable nature to measure the proactive engagement capabilities of LVLMs. Utilizing this hierarchy, we create PIE, (ProactIve Engagement Evaluation) through GPT-4o and human annotators, consisting of 853 questions across six distinct, fine-grained question types that are verified by human annotators and accompanied with well-defined metrics. Our evaluations on indicate poor performance of existing LVLMs, with the best-performing open-weights model only achieving an Aggregate Align Rate (AAR) of 0.28. In response, we introduce MACAROON, self-iMaginAtion for ContrAstive pReference OptimizatiON, which instructs LVLMs to autonomously generate contrastive response pairs for unlabeled questions given the task description and human-crafted criteria. Then, the self-imagined data is formatted for conditional reinforcement learning. Experimental results show MACAROON effectively improves LVLMs’ capabilities to be proactively engaged (0.84 AAR) while maintaining comparable performance on general tasks.
An Instruction Tuning-Based Contrastive Learning Framework for Aspect Sentiment Quad Prediction with Implicit Aspects and Opinions
PDF ↗Aspect sentiment quad prediction (ASQP) is crucial in aspect-based sentiment analysis (ABSA). It involves identifying a text’s aspect,sentiment, opinion, and category. Existing methods have insufficiently explored how to effectively leverage the knowledge of pre-trainedlanguage models (PLMs) to handle implicit aspects and opinions, particularly in combinations such as implicit aspect & explicit opinion, explicit aspect & implicit opinion, and implicit aspect & implicit opinion. We introduce ITSCL, a framework leveraging Instruction Tuning and Supervised Contrastive Learning to improve aspect sentiment quad predictions, especially for implicit aspects and opinions. Implementing this approach presents several challenges. First, designing effective instructions and prompts to optimize the model’s training is difficult. Second, creating sentiment combination vectors with contrastive learning to enhance the model’s discrimination requires further investigation. To address these challenges, ITSCL combines instruction tuning with aligned PLM templates, enabling better knowledge acquisition and identification of implicit sentiments. Additionally, the contrastive learning framework enhances performance by using four fully connected layers to combine sentiments, aspects, opinions, and combinations, maximizing similarity for same-label representationsand minimizing it for different labels. Experimental results show our method significantly outperforms previous methods on benchmark datasets.
With the strong representational capabilities of pre-trained language models, dependency parsing in resource-rich languages has seen significant advancements. However, the parsing accuracy drops sharply when the model is transferred to low-resource language due to distribution shifts. To alleviate this issue, we propose a representation alignment and adversarial model to filter out useful knowledge from rich-resource language and ignore useless ones. Our proposed model consists of two components, i.e., an alignment network in the input layer for selecting useful language-specific features and an adversarial network in the encoder layer for augmenting the language-invariant contextualized features. Experiments on the benchmark datasets show that our proposed model outperforms RoBERTa-enhanced strong baseline models by 1.37 LAS and 1.34 UAS. Detailed analysis shows that both alignment and adversarial networks are equally important in alleviating the distribution shifts problem and can complement each other. In addition, the comparative experiments demonstrate that both the alignment and adversarial networks can substantially facilitate extracting and utilizing relevant target language features, thereby increasing the adaptation capability of our proposed model.
Hate speech (HS) is a widely acknowledged societal problem with potentially grave effects on vulnerable individuals and minority groups. Developing counter-narratives (CNs) that confront biases and stereotypes driving hateful narratives is considered an impactful strategy. Current automatic methods focus on isolated utterances to detect and react to hateful content online, often omitting the conversational context where HS naturally occurs. In this work, we explore strategies for the incorporation of conversational history for CN generation, comparing text and graphical representations with varying degrees of context. Overall, automatic and human evaluations show that 1) contextualized representations are comparable to those of isolated utterances, and 2) models based on graph representations outperform text representations, thus opening new research directions for future work.
Retrieval-Augmented Generation allows to enhance Large Language Models with external knowledge. In response to the recent popularity of generative LLMs, many RAG approaches have been proposed, which involve an intricate number of different configurations such as evaluation datasets, collections, metrics, retrievers, and LLMs. Inconsistent benchmarking poses a major challenge in comparing approaches and understanding the impact of each component in the pipeline. In this work, we study best practices that lay the groundwork for a systematic evaluation of RAG and present BERGEN, an end-to-end library for reproducible research standardizing RAG experiments. In an extensive study focusing on QA, we benchmark different state-of-the-art retrievers, rerankers, and LLMs. Additionally, we analyze existing RAG metrics and datasets.
Language models are exhibiting increasing capability in knowledge utilization and reasoning. However, when applied as agents in embodied environments, they often suffer from misalignment between their intrinsic knowledge and environmental knowledge, leading to infeasible actions. Traditional environment alignment methods, such as supervised learning on expert trajectories and reinforcement learning, encounter limitations in covering environmental knowledge and achieving efficient convergence, respectively. Inspired by human learning, we propose Exploration-based Error Correction Learning (E^2CL), a novel framework that leverages exploration-induced errors and environmental feedback to enhance environment alignment for embodied agents. E^2CL incorporates teacher-guided and teacher-free explorations to gather environmental feedback and correct erroneous actions. The agent learns to provide feedback and self-correct, thereby enhancing its adaptability to target environments. Extensive experiments in the VirtualHome environment demonstrate that E^2CL-trained agents outperform those trained by baseline methods and exhibit superior self-correction capabilities.
Large Language Models (LLMs) exhibit positional bias, struggling to utilize information from the middle or end of long contexts. Our study explores LLMs’ long-context reasoning by probing their hidden representations. We find that while LLMs encode the position of target information, they often fail to leverage this in generating accurate responses. This reveals a disconnect between information retrieval and utilization, a “know but don’t tell” phenomenon. We further analyze the relationship between extraction time and final accuracy, offering insights into the underlying mechanics of transformer models.
Retrieval and Reasoning on KGs: Integrate Knowledge Graphs into Large Language Models for Complex Question Answering
PDF ↗Despite Large Language Models (LLMs) have performed impressively in various Natural Language Processing (NLP) tasks, their inherent hallucination phenomena severely challenge their credibility in complex reasoning. Combining explainable Knowledge Graphs (KGs) with LLMs is a promising path to address this issue. However, structured KGs are difficult to utilize, and how to make LLMs understand and incorporate them is a challenging topic. We thereby reorganize a more efficient structure of KGs, while designing the KG-related instruction tuning and continual pre-training strategies to enable LLMs to learn and internalize this form of representation effectively. Moreover, we construct subgraphs to further enhance the retrieval capabilities of KGs via CoT reasoning. Extensive experiments on two KGQA datasets demonstrate that our model achieves convincing performance compared to strong baselines.
Can Large Language Models Grasp Legal Theories? Enhance Legal Reasoning with Insights from Multi-Agent Collaboration
PDF ↗Large Language Models (LLMs) could struggle to fully understand legal theories and perform complex legal reasoning tasks. In this study, we introduce a challenging task (confusing charge prediction) to better evaluate LLMs’ understanding of legal theories and reasoning capabilities. We also propose a novel framework: Multi-Agent framework for improving complex Legal Reasoning capability (MALR). MALR employs non-parametric learning, encouraging LLMs to automatically decompose complex legal tasks and mimic human learning process to extract insights from legal rules, helping LLMs better understand legal theories and enhance their legal reasoning abilities. Extensive experiments on multiple real-world datasets demonstrate that the proposed framework effectively addresses complex reasoning issues in practical scenarios, paving the way for more reliable applications in the legal domain.
Low-Rank Adaptation (LoRA), as a representative Parameter-Efficient Fine-Tuning (PEFT) method, significantly enhances the training efficiency by updating only a small portion of the weights in Large Language Models (LLMs). Recently, weight-only quantization techniques have also been applied to LoRA methods to reduce the memory footprint of fine-tuning. However, applying weight-activation quantization to the LoRA pipeline is under-explored, and we observe substantial performance degradation primarily due to the presence of activation outliers. In this work, we propose RoLoRA, the first LoRA-based scheme to apply rotation for outlier elimination, and then fine-tune rotated outlier-free LLMs for effective weight-activation quantization. Different from previous work tackling the outlier challenges from a post-training perspective, we propose rotation-aware fine-tuning to eliminate and preserve the outlier-free characteristics brought by rotation operations. RoLoRA can improve low-bit LoRA convergence and post-training quantization robustness in weight-activation settings. RoLoRA is evaluated across various LLM series (LLaMA2, LLaMA3, LLaVA-1.5), tasks, and quantization settings, achieving up to 29.5% absolute accuracy gain of 4-bit weight-activation quantized LLaMA2-13B on commonsense reasoning tasks compared to LoRA baseline. We further demonstrate its effectiveness on Large Multimodal Models (LMMs) and prove the compatibility with advanced LoRA variants.