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Fairness

Jiashi Gao, Ziwei Wang, Xiangyu Zhao, Xin Yao, Xuetao Wei

Federated learning (FL) offers a machine learning paradigm that protects privacy, allowing multiple clients to collaboratively train a global model while only accessing their local data. Recent research in FL has increasingly focused on improving the uniformity of model performance across clients, a fairness principle known as egalitarian fairness. However, achieving egalitarian fairness in FL may sacrifice the model performance for data-rich clients to benefit those with less data. This trade-off raises concerns about the stability of FL, as data-rich clients may opt to leave the current coalition and join another that is more closely aligned with its expected high performance. In this context, our work rigorously addresses the critical concern: **Does egalitarian fairness lead to instability?** Drawing from game theory and social choice theory, we initially characterize fair FL systems as altruism coalition formation games (ACFGs) and reveal that the instability issues emerging from the pursuit of egalitarian fairness are significantly related to the clients’ altruism within the coalition and the configuration of the friends-relationship networks among the clients. Then, we theoretically propose the optimal egalitarian fairness bounds that an FL coalition can achieve while maintaining core stability under various types of altruistic behaviors. The theoretical contributions clarify the quantitative relationships between achievable egalitarian fairness and the disparities in the sizes of local datasets, disproving the misconception that egalitarian fairness inevitably leads to instability. Finally, we conduct experiments to evaluate the consistency of our theoretically derived egalitarian fairness bounds with the empirically achieved egalitarian fairness in fair FL settings.

Fairness

Oyku Kose, Yanning Shen

Machine learning over graphs has recently attracted growing attention due to its ability to analyze and learn complex relations within critical interconnected systems. However, the disparate impact that is amplified by the use of biased graph structures in these algorithms has raised significant concerns for their deployment in real-world decision systems. In addition, while synthetic graph generation has become pivotal for privacy and scalability considerations, the impact of generative learning algorithms on structural bias has not yet been investigated. Motivated by this, this work focuses on the analysis and mitigation of structural bias for both real and synthetic graphs. Specifically, we first theoretically analyze the sources of structural bias that result in disparity for the predictions of dyadic relations. To alleviate the identified bias factors, we design a novel fairness regularizer that offers a versatile use. Faced with the bias amplification in graph generation models brought to light in this work, we further propose a fair graph generation framework, FairWire, by leveraging our fair regularizer design in a generative model. Experimental results on real-world networks validate that the proposed tools herein deliver effective structural bias mitigation for both real and synthetic graphs.

Generative Models · New Approaches

Yubo Ye, Maryam Tolou, Sumeet Vadhavkar, Xiajun Jiang, Huafeng Liu, Linwei Wang

The interest in leveraging physics-based inductive bias in deep learning has resulted in recent development of _hybrid deep generative models (hybrid-DGMs)_ that integrates known physics-based mathematical expressions in neural generative models. To identify these hybrid-DGMs requires inferring parameters of the physics-based component along with their neural component. The identifiability of these hybrid-DGMs, however, has not yet been theoretically probed or established. How does the existing theory of the un-identifiability of general DGMs apply to hybrid-DGMs? What may be an effective approach to consutrct a hybrid-DGM with theoretically-proven identifiability? This paper provides the first theoretical probe into the identifiability of hybrid-DGMs, and present meta-learning as a novel solution to construct identifiable hybrid-DGMs. On synthetic and real-data benchmarks, we provide strong empirical evidence for the un-identifiability of existing hybrid-DGMs using unconditional priors, and strong identifiability results of the presented meta-formulations of hybrid-DGMs.

Pouya M. Ghari, Yanning Shen

Federated learning is renowned for its efficacy in distributed model training, ensuring that users, called clients, retain data privacy by not disclosing their data to the central server that orchestrates collaborations. Most previous work on federated learning assumes that clients possess static batches of training data. However, clients may also need to make real-time predictions on streaming data in non-stationary environments. In such dynamic environments, employing pre-trained models may be inefficient, as they struggle to adapt to the constantly evolving data streams. To address this challenge, clients can fine-tune models online, leveraging their observed data to enhance performance. Despite the potential benefits of client participation in federated online model fine-tuning, existing analyses have not conclusively demonstrated its superiority over local model fine-tuning. To bridge this gap, the present paper develops a novel personalized federated learning algorithm, wherein each client constructs a personalized model by combining a locally fine-tuned model with multiple federated models learned by the server over time. Theoretical analysis and experiments on real datasets corroborate the effectiveness of this approach for real-time predictions and federated model fine-tuning.

Interpretability

Tianyu He, Darshil Doshi, Aritra Das, Andrey Gromov

Large language models can solve tasks that were not present in the training set. This capability is believed to be due to in-context learning and skill composition. In this work, we study the emergence of in-context learning and skill composition in a collection of modular arithmetic tasks. Specifically, we consider a finite collection of linear modular functions $z = a x + b y \text{ mod } p$ labeled by the vector $(a, b) \in \mathbb{Z}_p^2$. We use some of these tasks for pre-training and the rest for out-of-distribution testing. We empirically show that a GPT-style transformer exhibits a transition from in-distribution to out-of-distribution generalization as the number of pre-training tasks increases. We find that the smallest model capable of out-of-distribution generalization requires two transformer blocks, while for deeper models, the out-of-distribution generalization phase is *transient*, necessitating early stopping. Finally, we perform an interpretability study of the pre-trained models, revealing highly structured representations in both attention heads and MLPs; and discuss the learned algorithms. Notably, we find an algorithmic shift in deeper models, as we go from few to many in-context examples.

Robotics

Jiawei Gao, Ziqin Wang, Zeqi Xiao, Jingbo Wang, Tai WANG, Jinkun Cao, Xiaolin Hu, Si Liu, Jifeng Dai, Jiangmiao Pang

Enabling humanoid robots to clean rooms has long been a pursued dream within humanoid research communities. However, many tasks require multi-humanoid collaboration, such as carrying large and heavy furniture together. Given the scarcity of motion capture data on multi-humanoid collaboration and the efficiency challenges associated with multi-agent learning, these tasks cannot be straightforwardly addressed using training paradigms designed for single-agent scenarios. In this paper, we introduce **Coo**perative **H**uman-**O**bject **I**nteraction (**CooHOI**), a framework designed to tackle the challenge of multi-humanoid object transportation problem through a two-phase learning paradigm: individual skill learning and subsequent policy transfer. First, a single humanoid character learns to interact with objects through imitation learning from human motion priors. Then, the humanoid learns to collaborate with others by considering the shared dynamics of the manipulated object using centralized training and decentralized execution (CTDE) multi-agent RL algorithms. When one agent interacts with the object, resulting in specific object dynamics changes, the other agents learn to respond appropriately, thereby achieving implicit communication and coordination between teammates. Unlike previous approaches that relied on tracking-based methods for multi-humanoid HOI, CooHOI is inherently efficient, does not depend on motion capture data of multi-humanoid interactions, and can be seamlessly extended to include more participants and a wide range of object types.

Deep Learning · Everything Else

Gyeonghoon Ko, Hyunsu Kim, Juho Lee

Exploiting symmetry inherent in data can significantly improve the sample efficiency of a learning procedure and the generalization of learned models. When data clearly reveals underlying symmetry, leveraging this symmetry can naturally inform the design of model architectures or learning strategies. Yet, in numerous real-world scenarios, identifying the specific symmetry within a given data distribution often proves ambiguous. To tackle this, some existing works learn symmetry in a data-driven manner, parameterizing and learning expected symmetry through data. However, these methods often rely on explicit knowledge, such as pre-defined Lie groups, which are typically restricted to linear or affine transformations. In this paper, we propose a novel symmetry learning algorithm based on transformations defined with one-parameter groups, continuously parameterized transformations flowing along the directions of vector fields called infinitesimal generators. Our method is built upon minimal inductive biases, encompassing not only commonly utilized symmetries rooted in Lie groups but also extending to symmetries derived from nonlinear generators. To learn these symmetries, we introduce a notion of a validity score that examine whether the transformed data is still valid for the given task. The validity score is designed to be fully differentiable and easily computable, enabling effective searches for transformations that achieve symmetries innate to the data. We apply our method mainly in two domains: image data and partial differential equations, and demonstrate its advantages. Our codes are available at \url{https://github.com/kogyeonghoon/learning-symmetry-from-scratch.git}.

WANG JIAWEI, Renhe Jiang, Chuang Yang, Zengqing Wu, makoto onizuka, Ryosuke Shibasaki, Noboru Koshizuka, Chuan Xiao

This paper introduces a novel approach using Large Language Models (LLMs) integrated into an agent framework for flexible and effective personal mobility generation. LLMs overcome the limitations of previous models by effectively processing semantic data and offering versatility in modeling various tasks. Our approach addresses three research questions: aligning LLMs with real-world urban mobility data, developing reliable activity generation strategies, and exploring LLM applications in urban mobility. The key technical contribution is a novel LLM agent framework that accounts for individual activity patterns and motivations, including a self-consistency approach to align LLMs with real-world activity data and a retrieval-augmented strategy for interpretable activity generation. We evaluate our LLM agent framework and compare it with state-of-the-art personal mobility generation approaches, demonstrating the effectiveness of our approach and its potential applications in urban mobility. Overall, this study marks the pioneering work of designing an LLM agent framework for activity generation based on real-world human activity data, offering a promising tool for urban mobility analysis.

Multimodal Models

Xun Zhu, Ying Hu, Fanbin Mo, Miao Li, Ji Wu

Multi-modal large language models (MLLMs) have shown impressive capabilities as a general-purpose interface for various visual and linguistic tasks. However, building a unified MLLM for multi-task learning in the medical field remains a thorny challenge. To mitigate the tug-of-war problem of multi-modal multi-task optimization in MLLMs, recent advances primarily focus on improving the LLM components, while neglecting the connector that bridges the gap between modalities. In this paper, we introduce Uni-Med, a novel medical generalist foundation model which consists of a universal visual feature extraction module, a connector mixture-of-experts (CMoE) module, and an LLM. Benefiting from the proposed CMoE that leverages a well-designed router with a mixture of projection experts at the connector, Uni-Med achieves efficient solution to the tug-of-war problem and can perform six different medical tasks including question answering, visual question answering, report generation, referring expression comprehension, referring expression generation and image classification. To the best of our knowledge, Uni-Med is the first effort to tackle multi-task interference at the connector in MLLMs. Extensive ablation experiments validate the effectiveness of introducing CMoE under any configuration, with up to an average 8% performance gains. We further provide interpretation analysis of the tug-of-war problem from the perspective of gradient optimization and parameter statistics. Compared to previous state-of-the-art medical MLLMs, Uni-Med achieves competitive or superior evaluation metrics on diverse tasks. Code and resources are available at https://github.com/MSIIP/Uni-Med.

Orevaoghene Ahia, Sachin Kumar, Hila Gonen, Valentin Hofmann, Tomasz Limisiewicz, Yulia Tsvetkov, Noah Smith

In multilingual settings, non-Latin scripts and low-resource languages are usually disadvantaged in terms of language models’ utility, efficiency, and cost. Specifically, previous studies have reported multiple modeling biases that the current tokenization algorithms introduce to non-Latin script languages, the main one being over-segmentation. In this work, we propose MAGNET— multilingual adaptive gradient-based tokenization—to reduce over-segmentation via adaptive gradient-based subword tokenization. MAGNET learns to predict segment boundaries between byte tokens in a sequence via sub-modules within the model, which act as internal boundary predictors (tokenizers). Previous gradient-based tokenization methods aimed for uniform compression across sequences by integrating a single boundary predictor during training and optimizing it end-to-end through stochastic reparameterization alongside the next token prediction objective. However, this approach still results in over-segmentation for non-Latin script languages in multilingual settings. In contrast, MAGNET offers a customizable architecture where byte-level sequences are routed through language-script-specific predictors, each optimized for its respective language script. This modularity enforces equitable segmentation granularity across different language scripts compared to previous methods. Through extensive experiments, we demonstrate that in addition to reducing segmentation disparities, MAGNET also enables faster language modeling and improves downstream utility.

Privacy

Brett Mullins, Miguel Fuentes, Yingtai Xiao, Daniel Kifer, Cameron Musco, Daniel Sheldon

Differential privacy is the dominant standard for formal and quantifiable privacy and has been used in major deployments that impact millions of people. Many differentially private algorithms for query release and synthetic data contain steps that reconstruct answers to queries from answers to other queries that have been measured privately. Reconstruction is an important subproblem for such mechanisms to economize the privacy budget, minimize error on reconstructed answers, and allow for scalability to high-dimensional datasets. In this paper, we introduce a principled and efficient postprocessing method ReM (Residuals-to-Marginals) for reconstructing answers to marginal queries. Our method builds on recent work on efficient mechanisms for marginal query release, based on making measurements using a residual query basis that admits efficient pseudoinversion, which is an important primitive used in reconstruction. An extension GReM-LNN (Gaussian Residuals-to-Marginals with Local Non-negativity) reconstructs marginals under Gaussian noise satisfying consistency and non-negativity, which often reduces error on reconstructed answers. We demonstrate the utility of ReM and GReM-LNN by applying them to improve existing private query answering mechanisms.

Reinforcement Learning · Deep RL

Aneesh Muppidi, Zhiyu Zhang, Heng Yang

A key challenge in lifelong reinforcement learning (RL) is the loss of plasticity, where previous learning progress hinders an agent's adaptation to new tasks. While regularization and resetting can help, they require precise hyperparameter selection at the outset and environment-dependent adjustments. Building on the principled theory of online convex optimization, we present a parameter-free optimizer for lifelong RL, called TRAC, which requires no tuning or prior knowledge about the distribution shifts. Extensive experiments on Procgen, Atari, and Gym Control environments show that TRAC works surprisingly well—mitigating loss of plasticity and rapidly adapting to challenging distribution shifts—despite the underlying optimization problem being nonconvex and nonstationary.

Causality

Zihan Zhou, Muhammad Qasim Elahi, Murat Kocaoglu

Causal discovery is a fundamental problem with applications spanning various areas in science and engineering. It is well understood that solely using observational data, one can only orient the causal graph up to its Markov equivalence class, necessitating interventional data to learn the complete causal graph. Most works in the literature design causal discovery policies with perfect interventions, i.e., they have access to infinite interventional samples. This study considers a Bayesian approach for learning causal graphs with limited interventional samples, mirroring real-world scenarios where such samples are usually costly to obtain. By leveraging the recent result of Wienöbst et al. [2023] on uniform DAG sampling in polynomial time, we can efficiently enumerate all the cut configurations and their corresponding interventional distributions of a target set, and further track their posteriors. Given any number of interventional samples, our proposed algorithm randomly intervenes on a set of target vertices that cut all the edges in the graph and returns a causal graph according to the posterior of each target set. When the number of interventional samples is large enough, we show theoretically that our proposed algorithm will return the true causal graph with high probability. We compare our algorithm against various baseline methods on simulated datasets, demonstrating its superior accuracy measured by the structural Hamming distance between the learned DAG and the ground truth. Additionally, we present a case study showing how this algorithm could be modified to answer more general causal questions without learning the whole graph. As an example, we illustrate that our method can be used to estimate the causal effect of a variable that cannot be intervened.

Causality

Muhammad Qasim Elahi, Mahsa Ghasemi, Murat Kocaoglu

Causal knowledge about the relationships among decision variables and a reward variable in a bandit setting can accelerate the learning of an optimal decision. Current works often assume the causal graph is known, which may not always be available a priori. Motivated by this challenge, we focus on the causal bandit problem in scenarios where the underlying causal graph is unknown and may include latent confounders. While intervention on the parents of the reward node is optimal in the absence of latent confounders, this is not necessarily the case in general. Instead, one must consider a set of possibly optimal arms/interventions, each being a special subset of the ancestors of the reward node, making causal discovery beyond the parents of the reward node essential. For regret minimization, we identify that discovering the full causal structure is unnecessary; however, no existing work provides the necessary and sufficient components of the causal graph. We formally characterize the set of necessary and sufficient latent confounders one needs to detect or learn to ensure that all possibly optimal arms are identified correctly. We also propose a randomized algorithm for learning the causal graph with a limited number of samples, providing a sample complexity guarantee for any desired confidence level. In the causal bandit setup, we propose a two-stage approach. In the first stage, we learn the induced subgraph on ancestors of the reward, along with a necessary and sufficient subset of latent confounders, to construct the set of possibly optimal arms. We show that for our proposed algorithm, the number of intervention samples required to learn the set of possibly optimal arms scales polynomially with respect to the number of nodes. The second phase involves the application of a standard bandit algorithm, such as the UCB algorithm. We also establish a regret bound for our two-phase approach, which is sublinear in the number of rounds.

Causality

Md Musfiqur Rahman, Matt Jordan, Murat Kocaoglu

Causal inference from observational data plays critical role in many applications in trustworthy machine learning.While sound and complete algorithms exist to compute causal effects, many of them assume access to conditional likelihoods, which is difficult to estimate for high-dimensional (particularly image) data. Researchers have alleviated this issue by simulating causal relations with neural models. However, when we have high-dimensional variables in the causal graph along with some unobserved confounders, no existing work can effectively sample from the un/conditional interventional distributions. In this work, we show how to sample from any identifiable interventional distribution given an arbitrary causal graph through a sequence of push-forward computations of conditional generative models, such as diffusion models. Our proposed algorithm follows the recursive steps of the existing likelihood-based identification algorithms to train a set of feed-forward models, and connect them in a specific way to sample from the desired distribution. We conduct experiments on a Colored MNIST dataset having both the treatment ($X$) and the target variables ($Y$) as images and sample from $P(y|do(x))$. Our algorithm also enables us to conduct a causal analysis to evaluate spurious correlations among input features of generative models pre-trained on the CelebA dataset. Finally, we generate high-dimensional interventional samples from the MIMIC-CXR dataset involving text and image variables.

Optimization

Yuri Fonseca, Caio Peixoto, Yuri Saporito

Instrumental variables (IVs) provide a powerful strategy for identifying causal effects in the presence of unobservable confounders. Within the nonparametric setting (NPIV), recent methods have been based on nonlinear generalizations of Two-Stage Least Squares and on minimax formulations derived from moment conditions or duality. In a novel direction, we show how to formulate a functional stochastic gradient descent algorithm to tackle NPIV regression by directly minimizing the populational risk. We provide theoretical support in the form of bounds on the excess risk, and conduct numerical experiments showcasing our method's superior stability and competitive performance relative to current state-of-the-art alternatives. This algorithm enables flexible estimator choices, such as neural networks or kernel based methods, as well as non-quadratic loss functions, which may be suitable for structural equations beyond the setting of continuous outcomes and additive noise. Finally, we demonstrate this flexibility of our framework by presenting how it naturally addresses the important case of binary outcomes, which has received far less attention by recent developments in the NPIV literature.

Computer Vision

Ruize Zhang, Sheng Tang, Juan Cao

Recently, there have been some works studying self-supervised adversarial training, a learning paradigm that learns robust features without labels. While those works have narrowed the performance gap between self-supervised adversarial training (SAT) and supervised adversarial training (supervised AT), a well-established formulation of SAT and its connections with supervised AT are under-explored. Based on a simple SAT benchmark, we find that SAT still faces the problem of large robust generalization gap and degradation on natural samples. We hypothesize this is due to the lack of data complexity and model regularization and propose a method named as DAQ-SDP (Diverse Augmented Queries Self-supervised Double Perturbation). We first challenge the previous conclusion that complex data augmentations degrade robustness in SAT by using diversely augmented samples as queries to guide adversarial training. Inspired by previous works in supervised AT, we then incorporate a self-supervised double perturbation scheme to self-supervised learning (SSL), which promotes robustness transferable to downstream classification. Our work can be seamlessly combined with models pretrained by different SSL frameworks without revising the learning objectives and helps to bridge the gap between SAT and AT. Our method also improves both robust and natural accuracies across different SSL frameworks. Our code is available at https://github.com/rzzhang222/DAQ-SDP.

Learning Theory

Heyang Zhao, Jiafan He, Quanquan Gu

The exploration-exploitation dilemma has been a central challenge in reinforcement learning (RL) with complex model classes. In this paper, we propose a new algorithm, Monotonic Q-Learning with Upper Confidence Bound (MQL-UCB) for RL with general function approximation. Our key algorithmic design includes (1) a general deterministic policy-switching strategy that achieves low switching cost, (2) a monotonic value function structure with carefully controlled function class complexity, and (3) a variance-weighted regression scheme that exploits historical trajectories with high data efficiency. MQL-UCB achieves minimax optimal regret of $\tilde{O}(d\sqrt{HK})$ when $K$ is sufficiently large and near-optimal policy switching cost of $\tilde{O}(dH)$, with $d$ being the eluder dimension of the function class, $H$ being the planning horizon, and $K$ being the number of episodes. Our work sheds light on designing provably sample-efficient and deployment-efficient Q-learning with nonlinear function approximation.

Deep Learning · Attention Mechanisms

Tianyi Zhang, Jonah Yi, Bowen Yao, Zhaozhuo Xu, Anshumali Shrivastava

Large Language Model (LLM) inference on Central Processing Units (CPU) is challenging due to the vast quantities of Multiply-Add (MAD) matrix operations in the attention computations. This paper highlights a rare gem in modern CPUs, Single-Instruction-Multiple-Data (SIMD) registers, which allows for ultra-low-latency lookups in a batch. We leverage this unique capability to propose NoMAD-Attention, an efficient attention algorithm that replaces MAD operations with in-register lookups. Through hardware-aware algorithmic designs, NoMAD-Attention achieves the computation of attention scores using repeated fast accesses to SIMD registers. NoMAD-Attention works with pre-trained attention-based LLMs without model finetuning. Extensive empirical evaluations demonstrate that NoMAD-Attention maintains the quality of the original LLMs well and speeds up the 4-bit quantized LLaMA-7B-based model by up to $2 \times$ at 16k context length.

Spencer Rooke, Zhaoze Wang, Ronald Di Tullio, Vijay Balasubramanian

Many animals learn cognitive maps of their environment - a simultaneous representation of context, experience, and position. Place cells in the hippocampus, named for their explicit encoding of position, are believed to be a neural substrate of these maps, with place cell "remapping" explaining how this system can represent different contexts. Briefly, place cells alter their firing properties, or "remap", in response to changes in experiential or sensory cues. Substantial sensory changes, produced, e.g., by moving between environments, cause large subpopulations of place cells to change their tuning entirely. While many studies have looked at the physiological basis of remapping, we lack explicit calculations of how the contextual capacity of the place cell system changes as a function of place field firing properties. Here, we propose a geometric approach to understanding population level activity of place cells. Using known firing field statistics, we investigate how changes to place cell firing properties affect the distances between representations of different environments within firing rate space. Using this approach, we find that the number of contexts storable by the hippocampus grows exponentially with the number of place cells, and calculate this exponent for environments of different sizes. We identify a fundamental trade-off between high resolution encoding of position and the number of storable contexts. This trade-off is tuned by place cell width, which might explain the change in firing field scale along the dorsal-ventral axis of the hippocampus. We demonstrate that clustering of place cells near likely points of confusion, such as boundaries, increases the contextual capacity of the place system within our framework and conclude by discussing how our geometric approach could be extended to include other cell types and abstract spaces.