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Jaehee Ryu, Seonhee Cho, Gyubok Lee, Edward Choi

In this paper, we introduce EHR-SeqSQL, a novel sequential text-to-SQL dataset for Electronic Health Record (EHR) databases. EHR-SeqSQL is designed to address critical yet underexplored aspects in text-to-SQL parsing: interactivity, compositionality, and efficiency. To the best of our knowledge, EHR-SeqSQL is not only the largest but also the first medical text-to-SQL dataset benchmark to include sequential and contextual questions. We provide a data split and the new test set designed to assess compositional generalization ability. Our experiments demonstrate the superiority of a multi-turn approach over a single-turn approach in learning compositionality. Additionally, our dataset integrates specially crafted tokens into SQL queries to improve execution efficiency. With EHR-SeqSQL, we aim to bridge the gap between practical needs and academic research in the text-to-SQL domain.

Bo Hu, Meng Zhang, Chenfei Xie, Yuanhe Tian, Yan Song, Zhendong Mao

On social media platforms, users’ emotions are triggered when they encounter particular content from other users,where such emotions are different from those that spontaneously emerged, owing to the “responsive” nature. Analyzing the aforementioned responsive emotions from user interactions is a task of significant importance for understanding human cognition, the mechanisms of emotion generation, and behavior on the Internet, etc. Performing the task with artificial intelligence generally requires human-annotated data to help train a well-performing system, while existing data resources do not cover this specific area, with none of them focusing on responsive emotion analysis. In this paper, we propose a Chinese dataset named ResEmo for responsive emotion analysis, including 3813 posts with 68,781 comments collected from Weibo, the largest social media platform in China. ResEmo contains three types of human annotations with respect to responsive emotions, namely, responsive relationship, responsive emotion cause, and responsive emotion category. Moreover, to test this dataset, we build large language model (LLM) baseline methods for responsive relation extraction, responsive emotion cause extraction, and responsive emotion detection, which show the potential of the proposed ResEmo being a benchmark for future studies on responsive emotions.

Shiao Meng, Xuming Hu, Aiwei Liu, Fukun Ma, Yawen Yang, Shuang Li, Lijie Wen

Driven by the demand for cross-sentence and large-scale relation extraction, document-level relation extraction (DocRE) has attracted increasing research interest. Despite the continuous improvement in performance, we find that existing DocRE models which initially perform well may make more mistakes when merely changing the entity names in the document, hindering the generalization to novel entity names. To this end, we systematically investigate the robustness of DocRE models to entity name variations in this work. We first propose a principled pipeline to generate entity-renamed documents by replacing the original entity names with names from Wikidata. By applying the pipeline to DocRED and Re-DocRED datasets, we construct two novel benchmarks named Env-DocRED and Env-Re-DocRED for robustness evaluation. Experimental results show that both three representative DocRE models and two in-context learned large language models consistently lack sufficient robustness to entity name variations, particularly on cross-sentence relation instances and documents with more entities. Finally, we propose an entity variation robust training method which not only improves the robustness of DocRE models but also enhances their understanding and reasoning capabilities. We further verify that the basic idea of this method can be effectively transferred to in-context learning for DocRE as well.

Rima Hazra, Sayan Layek, Somnath Banerjee, Soujanya Poria

In the rapidly advancing field of artificial intelligence, the concept of ‘Red-Teaming’ or ‘Jailbreaking’ large language models (LLMs) has emerged as a crucial area of study. This approach is especially significant in terms of assessing and enhancing the safety and robustness of these models. This paper investigates the intricate consequences of such modifications through model editing, uncovering a complex relationship between enhancing model accuracy and preserving its ethical integrity. Our in-depth analysis reveals a striking paradox: while injecting accurate information is crucial for model reliability, it can paradoxically destabilize the model’s foundational framework, resulting in unpredictable and potentially unsafe behaviors. Additionally, we propose a benchmark dataset NicheHazardQA to investigate this unsafe behavior both within the same and cross topical domain. This aspect of our research sheds light on how the edits, impact the model’s safety metrics and guardrails. Our findings show that model editing serves as a cost-effective tool for topical red-teaming by methodically applying targeted edits and evaluating the resultant model behavior.

Tao Shen, Guodong Long, Xiubo Geng, Chongyang Tao, Yibin Lei, Tianyi Zhou, Michael Blumenstein, Daxin Jiang

We propose a simple method that applies a large language model (LLM) to large-scale retrieval in zero-shot scenarios. Our method, the Large language model as Retriever (LameR), is built upon no other neural models but an LLM in a retrieval-augmented retrieval fashion, while breaking brute-force combinations of retrievers with LLMs and lifting the performance of zero-shot retrieval to be very competitive on benchmark datasets. Essentially, we propose to augment a query with its potential answers by prompting LLMs with a composition of the query and the query’s in-domain candidates. The candidates, regardless of correct or wrong, are obtained by a vanilla retrieval procedure on the target collection. As a part of the prompts, they are likely to help LLM generate more precise answers by pattern imitation or candidate summarization. Even if all the candidates are wrong, the prompts at least make LLM aware of in-collection patterns and genres. Moreover, due to the low performance of a self-supervised retriever, the LLM-based query augmentation becomes less effective as the retriever bottlenecks the whole pipeline. Therefore, we propose to leverage a non-parametric lexicon-based method (e.g., BM25) as the retrieval module to capture query-document overlap in a literal fashion. As such, LameR makes the retrieval procedure transparent to the LLM, thus circumventing the bottleneck.

Dingmin Wang, Jinman Zhao, Hengzhi Pei, Samson Tan, Sheng Zha

Handling drafty partial code remains a notable challenge in real-time code suggestion applications. Previous work has demonstrated shortcomings of large language models of code (CodeLLMs) in completing partial code with potential bugs. In this study, we view partial code as implementation hints and fine-tune CodeLLMs to jointly rewrite and complete partial code into functional full programs. We explore two strategies: one-pass generation and multi-pass iterative refinement. We construct new training and testing datasets using semantic-altering code transformations and iterative self-generations.We conduct comprehensive experiments over three representative open-sourced CodeLLMs – InCoder, CodeGen, and StarCoder.Results show that CodeLLMs fine-tuned using our approach achieve superior pass rates compared to the previous baselines across existing and newly-created benchmarks, effectively handle both potentially buggy and clean code, and largely preserve the integrity of the original partial implementations. We further present findings on the properties of the potential bugs we tested and on the design choices of our methods.

Jianrui Zhang, Mu Cai, Tengyang Xie, Yong Jae Lee

We propose CounterCurate, a framework to comprehensively improve the visio-linguistic compositional reasoning capability for both contrastive and generative multimodal models. In particular, we identify two critical under- explored problems: the neglect of physically grounded reasoning (counting and position understanding) and the potential of using highly capable text and image generation models for semantic counterfactual fine-tuning. Our work pioneers an approach in addressing these gaps.We first spotlight the near-chance performance of multimodal models like CLIP and LLaVA in physically grounded compositional reasoning. We then apply simple data augmentation using the grounded image generation model GLIGEN to generate fine-tuning data, resulting in significant performance improvements: +33% and +37% for CLIP and LLaVA, respectively, on our newly curated Flickr30k-Positions benchmark. Moreover, we exploit the capabilities of high-performing text generation and image generation models, specifically GPT-4V and DALLE-3, to curate challenging semantic counterfactuals, thereby further enhancing compositional reasoning capabilities on benchmarks such as SugarCrepe, where CounterCurate outperforms GPT-4V.To facilitate future research, we release ourcode, dataset, benchmark, and checkpoints at https://countercurate.github.io/

Janghoon Han, Changho Lee, Joongbo Shin, Stanley Jungkyu Choi, Honglak Lee, Kyunghoon Bae

Instruction tuning has emerged as a powerful technique, significantly boosting zero-shot performance on unseen tasks. While recent work has explored cross-lingual generalization by applying instruction tuning to multilingual models, previous studies have primarily focused on English, with a limited exploration of non-English tasks. For in-depth exploration of cross-lingual generalization in instruction tuning, we perform instruction tuning individually for two distinct language meta-datasets. Subsequently, we assess the performance on unseen tasks in the language different from the one used for training. To facilitate this investigation, we introduce a novel non-English meta-dataset named “KORANI” (Korean Natural Instruction), comprising 51 Korean benchmarks. Moreover, we design cross-lingual templates to mitigate discrepancies in language and instruction-format of the template between training and inference within the cross-lingual setting. Our experiments reveal consistent improvements through cross-lingual generalization in both English and Korean, outperforming baseline by average scores of 20.7% and 13.6%, respectively. Remarkably, these enhancements are comparable to those achieved by mono-lingual instruction tuning and even surpass them in some tasks. The result underscores the significance of relevant data acquisition across languages over linguistic congruence with unseen tasks during instruction tuning.

Derek Powell, Walter Gerych, Thomas Hartvigsen

Humans rarely learn one fact in isolation. Instead, learning a new fact induces knowledge of other facts about the world. For example, in learning a korat is a type of cat, you also infer it is a mammal and has claws, ensuring your model of the world is consistent. Knowledge editing aims to inject new facts into language models to improve their factuality, but current benchmarks fail to evaluate consistency, which is critical to ensure efficient, accurate, and generalizable edits. We manually create TAXI, a new benchmark dataset specifically created to evaluate consistency in categorical knowledge edits. TAXI contains 11,120 multiple-choice queries for 976 edits spanning 41 categories (e.g., Dogs), 164 subjects (e.g., Labrador), and 183 properties (e.g., is a mammal). We then use TAXI to evaluate popular editors’ categorical consistency, measuring how often editing a subject’s category appropriately edits its properties. We find that 1) the editors achieve marginal, yet non-random consistency, 2) their consistency far underperforms human baselines, and 3) consistency is more achievable when editing atypical subjects.

Zhiyang Xu, Chao Feng, Rulin Shao, Trevor Ashby, Ying Shen, Di Jin, Yu Cheng, Qifan Wang, Lifu Huang

Despite vision-language models’ (VLMs) remarkable capabilities as versatile visual assistants, two substantial challenges persist within the existing VLM frameworks: (1) lacking task diversity in pretraining and visual instruction tuning, and (2) annotation error and bias in GPT-4 synthesized instruction tuning data. Both challenges lead to issues such as poor generalizability, hallucination, and catastrophic forgetting. To address these challenges, we construct Vision-Flan, the most diverse publicly available visual instruction tuning dataset to date, comprising 187 diverse tasks and 1,664,261 instances sourced from academic datasets, and each task is accompanied by an expert-written instruction. In addition, we propose a two-stage instruction tuning framework, in which VLMs are firstly finetuned on Vision-Flan and further tuned on GPT-4 synthesized data. We find this two-stage tuning framework significantly outperforms the traditional single-stage visual instruction tuning framework and achieves the state-of-the-art performance across a wide range of multi-modal evaluation benchmarks. Finally, we conduct in-depth analyses to understand visual instruction tuning and our findings reveal that: (1) GPT-4 synthesized data does not substantially enhance VLMs’ capabilities but rather modulates the model’s responses to human-preferred formats; (2) A minimal quantity (e.g., 1,000) of GPT-4 synthesized data can effectively align VLM responses with human-preference; (3) Visual instruction tuning mainly helps large-language models (LLMs) to understand visual features.

Junda Wang, Zonghai Yao, Zhichao Yang, Huixue Zhou, Rumeng Li, Xun Wang, Yucheng Xu, Hong Yu

We introduce NoteChat, a novel cooperative multi-agent framework leveraging Large Language Models (LLMs) to generate patient-physician dialogues. NoteChat embodies the principle that an ensemble of role-specific LLMs, through structured role-play and strategic prompting, can perform their assigned roles more effectively. The synergy among these role-playing LLMs results in a cohesive and efficient dialogue generation. Evaluation on MTS-dialogue, a benchmark dataset for patient-physician dialogues-note pairs, shows that models trained with the augmented synthetic patient-physician dialogues by NoteChat outperforms other state-of-the-art models for generating clinical notes. Our comprehensive automatic and human evaluation demonstrates that NoteChat substantially surpasses state-of-the-art models like ChatGPT and GPT-4 up to 22.78% by domain experts in generating superior synthetic patient-physician dialogues based on clinical notes. NoteChat has the potential to engage patients directly and help clinical documentation, a leading cause of physician burnout.

Yifei Li, Xiang Yue, Zeyi Liao, Huan Sun

Modern generative search engines enhance the reliability of large language model (LLM) responses by providing cited evidence. However, evaluating the answer’s attribution, i.e., whether every claim within the generated responses is fully supported by its cited evidence, remains an open problem. This verification, traditionally dependent on costly human evaluation, underscores the urgent need for automatic attribution evaluation methods. To bridge the gap in the absence of standardized benchmarks for these methods, we present AttributionBench, a comprehensive benchmark compiled from various existing attribution datasets. Our extensive experiments on AttributionBench reveal the challenges of automatic attribution evaluation, even for state-of-the-art LLMs. Specifically, our findings show that even a fine-tuned GPT-3.5 only achieves around 80% macro-F1 under a binary classification formulation. A detailed analysis of more than 300 error cases indicates that a majority of failures stem from the model’s inability to process nuanced information, and the discrepancy between the information the model has access to and that human annotators do.

Yunye Gong, Robik Shrestha, Jared Claypoole, Michael Cogswell, Arijit Ray, Christopher Kanan, Ajay Divakaran

We propose a novel VQA dataset, BloomVQA, to facilitate comprehensive evaluation of large vision-language models on comprehension tasks. Unlike current benchmarks that often focus on fact-based memorization and simple reasoning tasks without theoretical grounding, we collect multiple-choice samples based on picture stories that reflect different levels of comprehension, as laid out in Bloom’s Taxonomy, a classic framework for learning assessment widely adopted in education research. Our data maps to a novel hierarchical graph representation which enables automatic data augmentation and novel measures characterizing model consistency. We perform graded evaluation and reliability analysis on recent multi-modal models. In comparison to low-level tasks, we observe decreased performance on tasks requiring advanced comprehension and cognitive skills with up to 38.0% drop in VQA accuracy. In comparison to earlier models, GPT-4V demonstrates improved accuracy over all comprehension levels and also shows a tendency of bypassing visual inputs especially for higher-level tasks. Current models also show consistency patterns misaligned with human comprehension in various scenarios, demonstrating the need for improvement based on theoretically-grounded criteria. The dataset can be accessed at https://huggingface.co/datasets/ygong/BloomVQA.

Xuxin Cheng, Zhihong Zhu, Xianwei Zhuang, Zhanpeng Chen, Zhiqi Huang, Yuexian Zou

As a crucial task in the task-oriented dialogue systems, spoken language understanding (SLU) has garnered increasing attention. However, errors from automatic speech recognition (ASR) often hinder the performance of understanding. To tackle this problem, we propose MoE-SLU, an ASR-Robust SLU framework based on the mixture-of-experts technique. Specifically, we first introduce three strategies to generate additional transcripts from clean transcripts. Then, we employ the mixture-of-experts technique to weigh the representations of the generated transcripts, ASR transcripts, and the corresponding clean manual transcripts. Additionally, we also regularize the weighted average of predictions and the predictions of ASR transcripts by minimizing the Jensen-Shannon Divergence (JSD) between these two output distributions. Experiment results on three benchmark SLU datasets demonstrate that our MoE-SLU achieves state-of-the-art performance. Further model analysis also verifies the superiority of our method.

Adil Soubki, John Murzaku, Arash Yousefi Jordehi, Peter Zeng, Magdalena Markowska, Seyed Abolghasem Mirroshandel, Owen Rambow

Evaluating the theory of mind (ToM) capabilities of language models (LMs) has recently received a great deal of attention. However, many existing benchmarks rely on synthetic data, which risks misaligning the resulting experiments with human behavior. We introduce the first ToM dataset based on naturally occurring spoken dialogs, Common-ToM, and show that LMs struggle to demonstrate ToM. We then show that integrating a simple, explicit representation of beliefs improves LM performance on Common-ToM.

Noah Wang, Z.Y. Peng, Haoran Que, Jiaheng Liu, Wangchunshu Zhou, Yuhan Wu, Hongcheng Guo, Ruitong Gan, Zehao Ni, Jian Yang 等

The advent of Large Language Models (LLMs) has paved the way for complex tasks such as role-playing, which enhances user interactions by enabling models to imitate various characters. However, the closed-source nature of state-of-the-art LLMs and their general-purpose training limit role-playing optimization. In this paper, we introduce RoleLLM, a framework to benchmark, elicit, and enhance role-playing abilities in LLMs. RoleLLM comprises four stages: (1) Role Profile Construction for 100 roles; (2) Context-Based Instruction Generation (Context-Instruct) for role-specific knowledge extraction; (3) Role Prompting using GPT (RoleGPT) for speaking style imitation; and (4) Role-Conditioned Instruction Tuning (RoCIT) for fine-tuning open-source models along with role customization. By Context-Instruct and RoleGPT, we create RoleBench, the first systematic and fine-grained character-level benchmark dataset for role-playing with 168,093 samples. Moreover, RoCIT on RoleBench yields RoleLLaMA (English) and RoleGLM (Chinese), significantly enhancing role-playing abilities and even achieving comparable results with RoleGPT (using GPT-4).

Matteo Gabburo, Nicolaas Paul Jedema, Siddhant Garg, Leonardo F. R. Ribeiro, Alessandro Moschitti

In this paper, we investigate which questions are challenging for retrieval-based Question Answering (QA). We (i) propose retrieval complexity (RC), a novel metric conditioned on the completeness of retrieved documents, which measures the difficulty of answering questions, and (ii) propose an unsupervised pipeline to measure RC given an arbitrary retrieval system.Our proposed pipeline measures RC more accurately than alternative estimators, including LLMs, on six challenging QA benchmarks. Further investigation reveals that RC scores strongly correlate with both QA performance and expert judgment across five of the six studied benchmarks, indicating that RC is an effective measure of question difficulty.Subsequent categorization of high-RC questions shows that they span a broad set of question shapes, including multi-hop, compositional, and temporal QA, indicating that RC scores can categorize a new subset of complex questions. Our system can also have a major impact on retrieval-based systems by helping to identify more challenging questions on existing datasets.

Armineh Nourbakhsh, Sameena Shah, Carolyn Rose

The field of multimodal document understanding has produced a suite of models that have achieved stellar performance across several tasks, even coming close to human performance on certain benchmarks. Nevertheless, the application of these models to real-world enterprise datasets remains constrained by a number of limitations. In this position paper, we discuss these limitations in the context of three key aspects of research: dataset curation, model development, and evaluation on downstream tasks. By analyzing 14 datasets and 7 SotA models, we identify major gaps in their utility in the context of a real-world scenario. We demonstrate how each limitation impedes the widespread use of SotA models in enterprise settings, and present a set of research challenges that are motivated by these limitations. Lastly, we propose a research agenda that is aimed at driving the field towards higher impact in enterprise applications.

Yanda Li, Chi Zhang, Gang Yu, Wanqi Yang, Zhibin Wang, Bin Fu, Guosheng Lin, Chunhua Shen, Ling Chen, Yunchao Wei

The remarkable multimodal capabilities demonstrated by OpenAI’s GPT-4 have sparked significant interest in the development of multimodal Large Language Models (LLMs). A primary research objective of such models is to align visual and textual modalities effectively while comprehending human instructions.Current methodologies often rely on annotations derived from benchmark datasets to construct image-dialogue datasets for training purposes, akin to instruction tuning in LLMs. However, these datasets often exhibit domain bias, potentially constraining the generative capabilities of the models. In an effort to mitigate these limitations, we propose a novel data collection methodology that synchronously synthesizes images and dialogues for visual instruction tuning. This approach harnesses the power of generative models, marrying the abilities of ChatGPT and text-to-image generative models to yield a diverse and controllable dataset with varied image content. This not only provides greater flexibility compared to existing methodologies but also significantly enhances several model capabilities. Our research includes comprehensive experiments conducted on various datasets using the open-source LLAVA model as a testbed for our proposed pipeline. Our results underscore marked enhancements across more than ten commonly assessed capabilities.

Xinxin Zhang, Jun Sun, Simin Hong, Taihao Li

This paper investigates unsupervised multimodal domain adaptation for multimodal emotion recognition, which is a solution for data scarcity yet remains under studied. Due to the varying distribution discrepancies of different modalities between source and target domains, the primary challenge lies in how to balance the domain alignment across modalities to guarantee they are all well aligned. To achieve this, we first develop our model based on the information bottleneck theory to learn optimal representation for each modality independently. Then, we align the domains via matching the label distributions and the representations. In order to balance the representation alignment, we propose to minimize a surrogate of the alignment losses, which is equivalent to adaptively adjusting the weights of the modalities throughout training, thus achieving balanced domain alignment across modalities. Overall, the proposed approach features Adaptively modality-balanced domain adaptation, dubbed Amanda, for multimodal emotion recognition. Extensive empirical results on commonly used benchmark datasets demonstrate that Amanda significantly outperforms competing approaches. The code is available at https://github.com/sunjunaimer/Amanda.