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826篇论文匹配“Optimization and Learning under Uncertainty”
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Reinforcement Learning · Multi-agent

Luoxi Tang, Yuqiao Meng, Joseph Costa, Yingxue Zhang, Muchao Ye, Zhaohan Xi

Multi-agent debate (MAD) systems improve LLM reasoning through iterative deliberation, but remain vulnerable to debate collapse, a failure type where final agent decisions are compromised on erroneous reasoning. Existing methods lack principled mechanisms to detect or prevent such failures. To address this gap, we first propose a hierarchical metric that quantifies behavioral uncertainty at three levels: intra-agent (individual reasoning uncertainty), inter-agent (interactive uncertainty), and system-level (output uncertainty). Empirical analysis across several benchmarks reveals that our proposed uncertainty quantification reliably indicates system failures, which demonstrates the validity of using them as diagnostic metrics to indicate the system failure. Subsequently, we propose a mitigation strategy by formulating an uncertainty-driven policy optimization to penalize self-contradiction, peer conflict, and low-confidence outputs in a dynamic debating environment. Experiments demonstrate that our proposed uncertainty-driven mitigation reliably calibrates the multi-agent system by consistently improving decision accuracy while reducing system disagreement.

Deep Learning · Robustness

Gabriel Afriat, Hussein Hazimeh, Dimitris Paparas, Rahul Mazumder

Pruning is a common approach to reduce the memory footprint and inference cost of large vision and language models. As these architectures continue to scale, one-shot pruning methods - i.e. approaches that prune the network without any retraining - have become increasingly attractive. Many popular one-shot pruning methods (e.g., WoodFisher, CAP, SparseGPT, and ALPS) typically optimize a quadratic objective under sparsity constraints. However, in practice, this objective is affected by multiple sources of uncertainty, including noise in the calibration data and variability introduced by algorithmic updates. To address these issues, we introduce RobOP, a robust optimization framework that explicitly accounts for such uncertainties. RobOP is modular and flexible, and can be applied with any existing pruning method through simple modifications motivated by our theoretical framework. We demonstrate that by taking into account uncertainty, RobOP offers improvements over prior pruning approaches. Our framework applies tractably across a range of stylized uncertainty sets, enabling robust one-shot pruning at scale.

General Machine Learning · Sequential, Network, and Time Series Modeling

Enver Menadjiev, Jihyeon Seong, Jisu Yeo, Jaesik Choi

Sequential conformal prediction (CP) provides valid uncertainty quantification under the assumption of residual exchangeability. However, this assumption is often violated in real-world time series due to temporal dependencies and distributional shifts. While recent methods attempt to approximate exchangeability through reweighting, identifying optimal weights remains an open challenge. To address this limitation, we propose [DistMatch](https://anonymous.4open.science/r/distmatch/), a binning-based method that recursively partitions residuals within a binary tree using the Kolmogorov–Smirnov (KS) statistic. We theoretically show that this partitioning induces approximately exchangeable leaves, thereby avoiding the need for reweighting. By applying quantile regression with online updates within each leaf, DistMatch enables locally adaptive inference and improves robustness to distributional shifts. Extensive experiments demonstrate that DistMatch outperforms existing sequential CP methods.

Probabilistic Methods · Bayesian Models and Methods

Jinlin Lai, Antonio Linero, Yuling Yao

Vanilla variational inference finds an optimal approximation to the Bayesian posterior distribution, but even the exact Bayesian posterior is often not meaningful under model misspecification. We propose predictive variational inference (PVI): a general inference framework that seeks and samples from an optimal posterior density such that the resulting posterior predictive distribution is as close to the true data generating process as possible, while this closeness is measured by multiple scoring rules. By optimizing the objective, the predictive variational inference is generally not the same as, or even attempting to approximate, the Bayesian posterior, even asymptotically. Rather, we interpret it as implicit hierarchical expansion. Further, the learned posterior uncertainty detects heterogeneity of parameters among the population, enabling automatic model diagnosis. This framework applies to both likelihood-exact and likelihood-free models. We demonstrate its application in real data examples.

Theory · Online Learning and Bandits

Yanlin Qu, Hongseok Namkoong, Assaf Zeevi

Thompson Sampling is one of the most widely used and studied bandit algorithms, known for its simple structure, low regret performance, and solid theoretical guarantees. Yet, in stark contrast to most other families of bandit algorithms, the exact mechanism through which posterior sampling (as introduced by Thompson) is able to "properly" balance exploration and exploitation, remains a mystery. In this paper, we show that the core insight to address this question stems from recasting Thompson Sampling as an online optimization algorithm. To distill this, we introduce a time invariant notion of regret that summarizes cumulative regret across horizons (through a regret bound), leading to a time invariant Bellman-optimal policy. It turns out that Thompson Sampling admits an online optimization form that mimics the structure of the Bellman-optimal policy, where greediness is regularized by a measure of residual uncertainty. When viewed through this new lens of online optimization, Thompson Sampling can be understood and improved in a principled manner, by comparing it against the Bellman-optimal benchmark.

Dennis Frauen, Athiya Deviyani, Mihaela van der Schaar, Stefan Feuerriegel

Evaluating the performance of large language models (LLMs) from human preference data is crucial for obtaining LLM leaderboards. However, many existing approaches either rely on restrictive parametric assumptions or lack valid uncertainty quantification when flexible machine learning methods are used. In this paper, we propose a nonparametric statistical framework, called DMLRank, for comparing and ranking LLMs from preference data using debiased machine learning (DML). For this, we introduce generalized average ranking scores (GARS), which generalize commonly used ranking models, including the Bradley-Terry model or PageRank/ Rank centrality with complex human responses such as ties. \framework comes with the following advantages: (i)~It produces statistically efficient estimates of GARS ranking scores. (ii) It naturally allows to incorporate black-box machine learning methods for estimation. (iii) It can be combined with pre-trained LLM evaluators (e.g., using LLM-as-a-judge). (iv) It suggests optimal policies for collecting preference data under budget constraints. We demonstrate these advantages both theoretically and empirically using both synthetic and real-world preference datasets. In summary, our framework provides practitioners with powerful, state-of-the-art methods for comparing or ranking LLMs for leaderboards.

Deep Learning · Generative Models and Autoencoders

Kaixiong Gong, Xin Cai, Bin Lin, Hao Wang, Yunlong Lin, Mingzhe Zheng, Bohao Li, Jian-Wei Zhang, Miles Yang, Zhao Zhong 等

Unified multimodal models seek a shared visual token space that supports both multimodal understanding and image generation. Discrete methods unify the interface via a shared codebook, whereas continuous pipelines often rely on two disparate representations—semantic features (e.g., ViT) for understanding and low-level latents (e.g., VAE) for synthesis—resulting in mismatched latent spaces. We propose Twins, a unified continuous token space formed by channel-wise concatenating ViT and VAE features on the same token grid, so the sequence length is unchanged and attention cost does not increase. However, jointly modeling Twins in a Diffusion Transformer exposes a severe \textit{optimization imbalance}: the model fits the ViT component well but struggles to match the VAE latent distribution. We trace this imbalance to three sources of heterogeneity: frequency bias, intrinsic dimensionality, and condition-aligned vs condition-independent uncertainty. To address it, we adapt a focal regression objective for flow matching that upweights large-error VAE dimensions, better balancing optimization across the ViT and VAE components. On ImageNet, this yields up to $10.57$ gFID gain over naive MSE loss without classifier-free guidance. Twins also performs competitively on multimodal understanding benchmarks and improves reconstruction fidelity, narrowing the gap between understanding- and generation-oriented representations.

Deep Learning · Large Language Models

Wenwen Qiang, Ziyin Gu, Jiahuan Zhou, Jie Hu, Jingyao Wang, Changwen Zheng, Hui Xiong

Training stability remains a critical bottleneck for Group Relative Policy Optimization (GRPO), often manifesting as a trade-off between reasoning plasticity and general capability retention. We identify a root cause as the geometric conflict between plasticity and stability gradients, which leads to destructive interference. Crucially, we argue that deterministic projection methods are suboptimal for GRPO as they overlook the intrinsic stochasticity of group-based gradient estimates. To address this, we propose Probabilistic Conflict Resolution (PCR), a Bayesian framework that models gradients as random variables. PCR dynamically arbitrates conflicts via an uncertainty-aware ``soft projection'' mechanism, optimizing the signal-to-noise ratio. Extensive experiments demonstrate that PCR significantly smooths the training trajectory and achieves superior performance in various reasoning tasks.

Deep Learning · Large Language Models

Zhepei Wei, Xiao Yang, Kai Sun, Jiaqi Wang, Rulin Shao, Jingxiang Chen, Mohammad Kachuee, Teja Gollapudi, Yiwei Liao, Nicolas SCHEFFER 等

While large language models (LLMs) have demonstrated strong performance on factoid question answering, they are still prone to hallucination and untruthful responses, particularly when tasks demand information outside their parametric knowledge. Indeed, truthfulness requires more than accuracy---models must also recognize uncertainty and abstain when unsure to avoid hallucinations. This presents a fundamental challenge for existing methods: approaches that optimize for accuracy often amplify hallucinations, while those that encourage abstention can become overly conservative, sacrificing correct answers. Both extremes ultimately compromise truthfulness. In this work, we present TruthRL, a general reinforcement learning (RL) framework that directly optimizes the truthfulness of LLMs. Specifically, we implement TruthRL using GRPO with a simple yet effective ternary reward that distinguishes correct answers, hallucinations, and abstentions. It incentivizes models to reduce hallucinations not only by providing correct responses, but also by enabling abstention when uncertain, thereby improving truthfulness. Extensive experiments across four knowledge-intensive benchmarks show that \model significantly reduces hallucinations (e.g., 43.5\% $\rightarrow$ 19.4\%) and improves truthfulness (e.g., 5.3\% $\rightarrow$ 37.2\%), with consistent gains across various backbone models (e.g., Qwen, Llama). In-depth ablation study demonstrates that vanilla accuracy-driven methods such as supervised fine-tuning or RL with a binary reward struggle to balance factual correctness and uncertainty, whereas the truthfulness-driven TruthRL achieves strong performance in both accuracy and truthfulness, underscoring the importance of learning objective design for developing truthful LLMs. Moreover, we find the improvement of \model arises from enhancing the capability of LLMs to recognize their knowledge boundary, hence avoiding being overly conservative as the baselines are. Further analysis validates our method across multiple evaluation judges, and confirms that TruthRL is robust to hallucination-baiting questions.

Reinforcement Learning · Planning

Jonathan Spieler, Sven Behnke

State-of-the-art model-based Reinforcement Learning (RL) approaches either use gradient-free, population-based methods for planning, learned policy networks, or a combination of policy networks and planning. Hybrid approaches that combine Model Predictive Control (MPC) with a learned model and a policy prior to leverage the advantages of both paradigms have shown promising results. However, these approaches typically rely on gradient-free optimization methods, which can be computationally expensive for high-dimensional control tasks. While gradient-based methods are a promising alternative, recent works have empirically shown that gradient-based methods often perform worse than their gradient-free counterparts. We propose Dream-MPC, a novel approach that generates few candidate trajectories from a rolled-out policy and optimizes each trajectory by gradient ascent using a learned world model, uncertainty regularization and amortization of optimization iterations over time by reusing previously optimized actions. Our results on 24 continuous control tasks show that Dream-MPC can significantly improve the performance of the underlying policy and can outperform gradient-free MPC and state-of-the-art baselines. We will open source our code and more at https://dream-mpc.github.io.

Deep Learning · Generative Models and Autoencoders

Yichen Wang, Chenghao Yang, Tenghao Huang, Muhao Chen, Jonathan May, Mina Lee

Alignment has greatly improved large language models (LLMs)’ output quality at the cost of diversity, yielding highly similar outputs across generations, especially in open-ended generation tasks. We propose Base-Aligned Model Collaboration (BACo), an inference-time token-level model collaboration framework that dynamically combines a base LLM with its aligned counterpart to optimize diversity and quality. Using uncertainty and content-based signals, BACO employs routing strategies to determine, at each token, which model to decode from. Prior diversity-promoting methods often improve diversity at the expense of quality or require expensive decoding or post-training. In contrast, BACO achieves both high diversity and quality post hoc within a single pass, while offering strong controllability. We introduce a family of effective routing strategies and evaluate them across three open-ended generation tasks with 13 diversity and quality metrics. BACo consistently surpasses state-of-the-art inference-time baselines. With our best router, BACo achieves a 21.3% joint improvement in diversity and quality, which is further supported by human evaluations. Overall, our results demonstrate that collaboration between base and aligned models provides an effective and controllable mechanism for optimizing the diversity-quality trade-off.

Theory · Deep Learning

Yuxuan Zhao, Yulong Lu

We study the posterior contraction rate of Bayesian Physics-Informed Neural Networks (PINNs) for solving a general class of elliptic partial differential equations (PDEs). We focus on learning of the elliptic equation with a non-homogeneous Dirichlet boundary condition from independent and noisy measurements collected both inside the domain and on the boundary. Assuming that the PDE admits a strong solution in a Hölder space and using with a suitably constructed prior on the neural network weights, we prove that the posterior distribution concentrates around the exact solution at a near-minimax rate. Furthermore, the chosen prior is *rate-adaptive*: the posterior contracts at an (almost) optimal rate without prior knowledge of the smoothness level of the exact solution. Our results provide statistical guarantees for uncertainty quantification of PDEs via Bayesian PINNs.

Optimization · Everything Else

Jonas Ohnemus, Marta Fochesato, Riccardo Zuliani, John Lygeros

Optimal-transport distributionally robust optimization (OT-DRO) robustifies data-driven decision-making under uncertainty by capturing the sampling-induced statistical error via optimal transport ambiguity sets. The standard OT-DRO pipeline consists of a two-step procedure, where the ambiguity set is first designed and subsequently embedded into the downstream OT-DRO problem. However, this separation between uncertainty quantification and optimization may lead to excessive conservatism. We introduce an end-to-end pipeline to automatically learn decision-focused ambiguity sets for OT-DRO problems, where the loss function informs the shape of the ambiguity set, leading to less conservative decisions whose distributional robustness is enforced via data-driven bootstrapping. We formulate the learning problem as a bilevel optimization program and solve it via a hypergradient-based method. By leveraging the recently introduced nonsmooth conservative implicit function theorem, we establish convergence to a critical point of the bilevel problem. We present experiments validating our method on standard portfolio optimization and linear regression tasks.

Reinforcement Learning · Online

Debamita Ghosh, George Atia, Yue Wang

Reinforcement learning (RL) in real-world tasks often suffers from the performance degradation due to the distribution shift between training and deployment environments. Distributionally Robust RL (DR-RL) addresses this issue by optimizing the worst-case performance over an uncertainty set of transition dynamics, providing an optimized baseline performance upon deployment. However, existing methods typically require strong data access assumptions (e.g., a generative model or comprehensive offline datasets) and mostly focus on tabular settings. In this paper, we introduce a purely online DR-RL algorithm with general function approximation that learns a robust policy directly from interaction, without any prior knowledge or pre-collected data. Our method uses a dual-based fitted robust Bellman update to jointly learn the value function and the robust backup operator. We establish the first regret guarantee for online DR-RL in terms of an intrinsic complexity measure—the robust Bellman–Eluder (BE) dimension, for general $\phi$-divergence uncertainty sets. Our regret bound is sublinear and independent of $|\mathcal{S}|$ and $|\mathcal{A}|$, and recovers sharp rates in structured regimes, providing a scalable method for practical DR-RL.

Deep Learning · Large Language Models

Mengyang Li, Shuang Liu, Zhong Zhang

Direct Preference Optimization (DPO) has become the dominant approach for aligning large language models with human preferences. However, standard DPO treats all preference pairs uniformly, overlooking the heterogeneous nature of the learning problem: some samples demand sophisticated semantic understanding of the prompt, while others require nuanced discrimination between similar responses. We argue that these two objectives should be disentangled during training. Through gradient analysis, we identify a layer-wise localization phenomenon where semantic complexity predominantly drives lower-layer updates while preference uncertainty modulates upper layers. Building on this insight, we propose Gradient-Guided Disentangled DPO (GDO-DPO), a curriculum framework that independently regulates learning pace along each dimension based on layer-specific gradient stability. Experiments on UltraFeedback and HH-RLHF demonstrate consistent improvements, with GDO-DPO outperforming DPO by 4.1\% on AlpacaEval 2.0 and showing particularly strong gains on reasoning-intensive tasks.

General Machine Learning · Clustering

Yiming Wang, Qun Li, Dongxia Chang, Jie Wen, Hua Dai, Fu Xiao

Deep Multi-View Clustering (MVC) aims to extract a unified semantic consensus from diverse data sources without supervision. However, current approaches relying on flat Euclidean embeddings often fail to model data uncertainty, resulting in rigid alignment where high-quality views are forced to drift toward corrupted ones. To address these challenges, we propose the Hyperbolic Asymmetric Multi-view Clustering (HAMC) framework. By embedding features into the Poincaré ball model, HAMC leverages the exponential volume growth of hyperbolic geometry to optimize cluster separability. It pushes high-confidence representations toward the boundary while retaining noisy ones near the origin. To mitigate noise, we introduce an asymmetric view alignment mechanism, enabling reliable views to unidirectionally guide unreliable ones. Furthermore, a consensus-aware cluster learning strategy is designed to construct robust global pseudo-labels via a confidence-based screening scheme, refining the cluster structure. Extensive experiments against 13 baselines demonstrate that HAMC achieves state-of-the-art performance.

Reinforcement Learning · Deep RL

Haowen Sun, Liqi Huang, Mingyang Li, Sihua Ren, Xinzhe Chen, Chengzhong Ma, Zeyang Liu, Xingyu Chen, Xuguang Lan

Reinforcement learning from demonstrations (RLfD) offers a promising method for robotic manipulation with sparse rewards. However, limited demonstrations often cause agents to encounter out-of-distribution states where world models produce poor predictions. In multi-stage tasks, jointly optimizing a learned reward function and policy introduces a moving target problem, and the resulting non-stationarity intensifies the impact of uncertainty on policy learning. In this work, we propose QUEST, a model-based RL framework that adaptively switches between exploration and exploitation guided by uncertainty to achieve stable and efficient learning. Specifically, our approach employs intrinsic rewards to capture environmental stochasticity, leverages ensemble dynamics for uncertainty-guided planning, and introduces a hybrid sampling strategy to prioritize rare successful stage transitions. We evaluate QUEST on challenging sparse-reward manipulation tasks with limited expert demonstrations. Results show that QUEST outperforms state-of-the-art methods by 17\% on average, with gains increasing to 60\% on difficult tasks. We further demonstrate successful zero-shot sim-to-real transfer on three real-world tasks.

Deep Learning · Large Language Models

Kishan Panaganti, Zhenwen Liang, Wenhao Yu, Haitao Mi, Dong Yu

Reasoning post-training with GRPO is typically built on *static uniformity*: uniform prompt sampling and a fixed number of rollouts per prompt. For heterogeneous, heavy-tailed reasoning data, this wastes compute on already-solved patterns while under-training the long tail of hard problems. We cast GRPO post-training as *two independent GDRO games* (not coupled) over *dynamic difficulty groups* defined online by pass@8: a *data adversary* that reshapes prompt sampling and a *compute adversary* that redistributes rollouts. **Prompt-GDRO** applies multiplicative-weights reweighting over bins (with an EMA-debiased difficulty score) to upweight persistently hard groups without frequency bias. **Rollout-GDRO** allocates rollouts across bins under a fixed *mean* budget via a shadow-price controller, improving gradient information efficiency on high-uncertainty groups while remaining compute-neutral. Our approach is principled and theory-driven: we provide no-regret guarantees for the Prompt-GDRO game (via an entropy-regularized GDRO surrogate) and a variance-proxy analysis that yields a square-root optimal compute allocation for Rollout-GDRO. On DAPO 14.1k with Qwen3-Base (1.7B/4B/8B), each controller improves pass@8 by 9-13\% over GRPO, and diagnostics reveal an emergent curriculum that tracks the evolving reasoning frontier.

Deep Learning · Large Language Models

Sher Badshah, Ali Emami, Hassan Sajjad

Large language models (LLMs) are increasingly used as judges to replace costly human preference labels in pairwise evaluation. Despite their practicality, LLM judges remain prone to miscalibration and systematic biases. This paper proposes SCOPE (Selective Conformal Optimized Pairwise Evaluation), a framework for selective pairwise judging with finite-sample statistical guarantees. Under exchangeability, SCOPE calibrates an acceptance threshold such that the error rate among non-abstained judgments is at most a user-specified level $\alpha$. To provide SCOPE with a bias-neutral uncertainty signal, we introduce Bidirectional Preference Entropy (BPE), which queries the judge under both response positions, aggregates the implied preference probabilities to enforce invariance to response order, and converts the aggregated probability into an entropy-based uncertainty score. Across MT-Bench, RewardBench, and Chatbot Arena, BPE improves uncertainty quality over standard confidence proxies, providing a stronger selection signal that enables SCOPE to consistently meet the target risk level while retaining good coverage across judge scales. In particular, at $\alpha = 0.10$, SCOPE consistently satisfies the risk bound across all benchmarks and judge scales (empirical risk $\approx 0.097$ to $0.099$), while retaining substantial coverage, reaching $0.89$ on RewardBench with Qwen-14B and $0.98$ on RewardBench with Qwen-32B. Compared to na\"ive baselines, SCOPE accepts up to $2.4\times$ more judgments on MT-Bench with Qwen-7B under the same target risk constraint, demonstrating that BPE enables reliable and high-coverage LLM-based evaluation

Optimization · Stochastic

Mohsen Amidzade, Lauri Viitasaari, Mario Di Francesco

Stochastic optimization (SO) plays a central role in addressing decision‐making problems under uncertainty. Among them, time-varying stochastic optimization (TV-SO) is particularly important due to its applications in adaptive control and machine learning. Non-parametric approaches have been proposed for time-varying deterministic optimization, however, they have not been devised for their stochastic counterparts. This work specifically addresses non-parametric optimality by developing a stochastic variational framework based on Malliavin calculus. This framework enables deriving non-parametric optimality conditions for SO problems with a stochastic decision and supports the design of a scalable deep-learning algorithm that is insensitive to the parameterization dimension. Such an algorithm, called the stochastic path follower (SPF), is applied to solve two key problems under distribution drift, namely least-squares recovery and logistic regression. Experimental results show the merit of the proposed approach against learning-based and gradient-based methods in the state of the art in terms of both performance and scalability.